Odis Robertson v. Union Pac. R.R. Co., 954 F.2d 1433 (8th Cir. 1992). · Go Syfert
Odis Robertson v. Union Pac. R.R. Co., 954 F.2d 1433 (8th Cir. 1992). Cases Citing This Book View Copy Cite
“other courts have recognized that the underlying intent of the statute is to facilitate candor in administrative evaluations of highway safety hazards and to prohibit federally required record-keeping from being used as a tool in private litigation.”
81 citation events (41 in the last 25 years) across 29 distinct courts.
Strongest positive: Courtois v. Union Pacific Railroad Company (moed, 2024-05-30)
Treatment trajectory · 1992 → 2026 · click a year to view as-of
1992 2009 2026
Top citers, strongest first. 24 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Courtois v. Union Pacific Railroad Company (2×) also: Cited as authority (rule)
E.D. Mo. · 2024 · quote attribution · 1 verbatim quote · confidence high
other courts have recognized that the underlying intent of the statute is to facilitate candor in administrative evaluations of highway safety hazards and to prohibit federally required record-keeping from being used as a tool in private litigation.
cited Cited as authority (rule) Mueller, Deborah v. Wisconsin Mutual Insurance Company
W.D. Wis. · 2021 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir. 1992); Jesski v. Dakota, Minn. & E.
discussed Cited as authority (rule) Coroles v. State (2×) also: Cited "see, e.g."
Utah · 2015 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir. 1992) (“[T]he underlying intent of [ 23 U.S.C. § 409 ] is to facilitate candor in administrative evaluations of highway safety hazards, and to prohibit federally required record-keeping from being used as a tool . . . in private litigation.” (third alteration in original) (citations omitted) (internal quotation marks omitted)). ¶16 When interpreting these federal statutes, courts have held that experts exposed to the inadmissible information should not automatically be excluded.
discussed Cited as authority (rule) Coroles v. State (2×) also: Cited "see, e.g."
Utah · 2015 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) ("[The underlying intent of [ 23 U.S.C. § 409 ] is to facilitate candor in administrative evaluations of highway safety hazards, and to prohibit federally required record-keeping from being used as a tool ... in private litigation." (third alteration in original) (citations omitted) (internal quotation marks omitted)). [ 16 When interpreting these federal statutes, courts have held that experts exposed to the inadmissible information should not automatically be exeluded.
discussed Cited as authority (rule) Robert Zimmerman v. Norfolk Southern Corporation (2×)
3rd Cir. · 2013 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) (excluding a newspaper article that relied on privileged data to prevent “circumventing] the purpose of the statute”).
discussed Cited as authority (rule) Zimbovskiy v. Union Pacific Railroad
Minn. Ct. App. · 2012 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) (finding no abuse of discretion in district court’s use of 23 U.S.C. § 409 to exclude highway department’s formula for identifying hazardousness of crossings and its automobile count at crossing where accident occurred and newspaper article that, based on this information, identified crossing as most hazardous in state, and no abuse of discretion in district court’s instruction to injured plaintiffs expert wit ness not to use highway department data in formulating his opinion); see also Shanklin, 529 U.S. at 358-59 , 120 S.Ct. at 1477 (reflecting …
examined Cited as authority (rule) Stark-Romero v. National Railroad Passenger Co. (3×)
D.N.M. · 2011 · confidence medium
Co., 954 F.2d at 1435 (“We also conclude that the district court did not abuse its discretion by instructing appellants’ expert witness, pursuant to 23 U.S.C. § 409 , to disregard information compiled or utilized by the AHD in formulating his opinion.”); Powers v. CSX Transp., Inc., 177 F.Supp.2d 1276,1280 (S.D.Ala.2001) (“On the other hand, knowledge gained by the witness independently of material protected by Section 409 is not protected.”); Rodenbeck v. Norfolk & W.
cited Cited as authority (rule) Vigil v. BURLINGTON NORTHERN AND SANTA FE RY. CO.
D.N.M. · 2007 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) (internal quotations and citations omitted).
cited Cited as authority (rule) Vigil v. Burlington Northern & Santa Fe Railway Co.
D.N.M. · 2007 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) (internal quotations and citations omitted).
cited Cited as authority (rule) Boyd v. National Railroad Passenger Corp.
Mass. App. Ct. · 2005 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir. 1992); Harrison v. Burlington N. R.R.
discussed Cited as authority (rule) Pierce County v. Guillen
SCOTUS · 2003 · confidence medium
Co., 954 F. 2d 1433, 1435 (CA8 1992) (recognizing that § 409 was intended to “prohibit federally required record-keeping from being used as a ‘tool... in private litigation’ ” (quoting Light v. New York, 149 Misc. 2d 75, 80 , 560 N. Y.
discussed Cited as authority (rule) Guillen v. Pierce County
Wash. · 2001 · confidence medium
As discussed above, § 409 in its pre-1995 form was evidently designed to promote administrative candor in the application for, and implementation of, federal safety enhancement funds, Coniker, 695 N.Y.S.2d at 495 ; Robertson, 954 F.2d at 1435, and to prevent federal mandates "from providing an additional, virtually no-work tool, for direct use in private litigation." Light, 560 N.Y.S.2d at 965 (emphasis added).
cited Cited as authority (rule) Guillen v. Pierce County
Wash. · 2001 · confidence medium
R.R., 954 F.2d 1433, 1435 (8th Cir. 1992) (quoting Duncan v. Union Pac.
discussed Cited as authority (rule) Sevario v. State Ex Rel. Dept. of Transp.
La. Ct. App. · 1999 · confidence medium
A comma has been inserted after "identifying" based on the note contained in the statute. [3] 23 U.S.C. § 130 (d) requires, inter alia, that states participating in funding thereunder survey highways to identify railroad crossings which "require separation, relocation, or protective devices, and establish and implement a schedule of projects for this purpose." 23 U.S.C. § 144 (b), similarly, requires, inter alia, an inventory of all highway bridges "on any Federal-aid system ... [and] assign each a priority for replacement or rehabilitation...." 23 U.S.C. § 152 (a) requires that participati…
discussed Cited as authority (rule) Guillen v. Pierce County (2×)
Wash. Ct. App. · 1999 · confidence medium
App. 3d 487, 584 N.E.2d 794, 802 (1989). 16 Harrison, 965 F.2d at 160; Robertson, 954 F.2d at 1435; Taylor v. St.
discussed Cited as authority (rule) Palacios v. Louisiana and Delta RR Inc.
La. · 1999 · confidence medium
The statute serves to "facilitate candor in administrative evaluations of highway safety hazards." Stephens v. Town of Jonesboro, 25,715, p. 6-7 (La.App. 2 Cir. 8/19/94), 642 So.2d 274, 279 , quoting Robertson v. Union Pacific Railroad Co., 954 F.2d 1433, 1435 (8th Cir.1992) and Duncan v. Union Pacific Railroad Co., 790 P.2d 595, 597 (Utah Ct.App.1990), aff'd 842 P.2d 832 (Utah 1992).
discussed Cited as authority (rule) Rodenbeck v. Norfolk & Western Railway Co.
N.D. Ind. · 1997 · confidence medium
The ostensible basis for § 409 is to “facilitate candor in administrative evaluations of highway safety hazards,” and to prohibit federally required record-keeping from being used as a “tool ... in private litigation.” Harrison, 965 F.2d at 160 (citing Robertson v. Union Pacific RR Co., 954 F.2d 1433, 1435 (8th Cir.1992)).
discussed Cited as authority (rule) Zook v. Norfolk & Western Railway Co. (2×)
Ill. App. Ct. · 1994 · confidence medium
Robertson, 954 F.2d at 1435.
cited Cited as authority (rule) Southern Pacific Transportation Co. v. Yarnell
Ariz. Ct. App. · 1993 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992) (evaluations); Perkins v. Ohio Dep’t of Transp., 65 Ohio App.3d 487 , 584 N.E.2d 794, 802 (1989) (information); Sawyer v. Illinois Cent.
cited Cited as authority (rule) Lusby v. Union Pacific Railroad Company
8th Cir. · 1993 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992).
cited Cited as authority (rule) Lusby v. Union Pacific Railroad
8th Cir. · 1993 · confidence medium
Co., 954 F.2d 1433, 1435 (8th Cir.1992).
cited Cited "see" Kitts v. Norfolk & Western Railway Co.
S.D.W. Va · 1993 · signal: see · confidence high
See, Robertson v. Union Pacific Railroad Company, 954 F.2d 1433 , 1435 n. 3 (8th Cir.1992).
discussed Cited "see, e.g." Powers v. CSX Transportation, Inc.
S.D. Ala. · 2001 · signal: see, e.g. · confidence medium
See, e.g., Robertson v. Union Pacific Railroad, 954 F.2d at 1435 (information from the Federal Railroad Administration was admissible); Ex parte Alabama Department of Transportation, 757 So.2d 371, 374 (Ala.1999) (where the state transportation department's information concerning other motor vehicle accidents at the same crossing were based on statistics provided by the department of public safety, the information could not be obtained from the transportation department but could be obtained from the department of public safety). 6 .
cited Cited "see, e.g." Sawyer v. Illinois Cent. Gulf R. Co.
Miss. · 1992 · signal: see also · confidence low
See also, Robertson v. Union Pacific Railroad Co., 954 F.2d 1433 , 1435 (8th Cir.1992); Taylor v. St.
Retrieving the full opinion text from the archive…
Odis Robertson Donna Williams, Individually and as Parent and Next Friend of Odis Robertson, Jr., a Minor People's Bank & Trust, Guardian of the Estate of Odis Robertson, Jr.
v.
Union Pacific Railroad Company
91-1376.
Court of Appeals for the Eighth Circuit.
Jan 27, 1992.
954 F.2d 1433
Cited by 28 opinions  |  Published

954 F.2d 1433

34 Fed. R. Evid. Serv. 1400

Odis ROBERTSON; Donna Williams, Individually and as Parent
and Next Friend of Odis Robertson, Jr., a minor;
People's Bank & Trust, Guardian of the
estate of Odis Robertson, Jr.,
Appellants,
v.
UNION PACIFIC RAILROAD COMPANY, Appellee.

No. 91-1376.

United States Court of Appeals,
Eighth Circuit.

Submitted Sept. 13, 1991.
Decided Jan. 27, 1992.

James G. Schulze, Little Rock, Ark., argued, for appellant.

John Denny Watson, Little Rock, Ark., argued, for appellee.

Before BOWMAN, Circuit Judge, ROSS, Senior Circuit Judge, and LOKEN, Circuit Judge.

ROSS, Senior Circuit Judge.

[*~1433]1

Odis Robertson, Jr.'s guardian and mother appeal the district court's[1] entry of judgment in favor of the Union Pacific Railroad Company (railroad) following a jury verdict in this negligence action. Appellants claim that the district court erred in excluding certain evidence related to the hazardousness of the railroad crossing in question. We affirm.

2

On March 26, 1988, Odis Robertson, Jr., then 16 years old, was severely injured when the vehicle he was driving was struck by a train at the El Paso Crossing in Russellville, Arkansas. Shortly before the accident, Robertson had been observed racing his car without headlights and squealing its tires in a nearby parking lot, accompanied by three fifteen-year-old friends. Robertson sustained serious injuries and one of his passengers was killed in the accident.

3

Robertson's guardian and mother brought this action against Union Pacific Railroad, alleging that the railroad crossing was abnormally hazardous and that the flashing lights at the crossing were not properly functioning at the time of the accident. Robertson was unable to testify about the facts of the accident because of memory loss. The two surviving passengers testified that they did not see lights flashing at the crossing just prior to the accident; the evidence indicated, however, that they probably were not looking at the crossing lights at that moment in time. There was also evidence that the crossing lights were flashing immediately after the accident.

4

At trial, the district court excluded the following evidence pursuant to 23 U.S.C. § 409:

5

(1) a newspaper article published October 16, 1984, which identified the El Paso Crossing as the most hazardous railroad crossing in the state;

6

(2) the formula used by the Arkansas Highway Department for evaluating the hazardousness of crossings; and

7

(3) the Arkansas Highway Department's automobile count at El Paso Crossing.

8

Under section 409, the district court also instructed appellants' expert witness to disregard any information gathered by the Arkansas Highway Department (AHD) in formulating his opinion. Lastly, the district court excluded evidence proffered by appellants of two subsequent incidents, one reported by a local police officer and the other by the Mayor of Russellville, Arkansas, suggesting that the flashing lights at El Paso Crossing were not working properly.

9

On appeal, appellants assert that the district court's exclusion of the evidence enumerated above was an abuse of discretion and unfairly prejudicial to their case.[2]

10

In reviewing this matter, we are mindful that the district court has broad discretion in determining whether to admit or to exclude evidence, and that evidentiary rulings will be overturned only if there is an abuse of discretion. Nat'l Transp., Inc. v. Inn Foods, Inc., 827 F.2d 351, 355 (8th Cir.1987).

11

Appellants claim that the district court abused its discretion by excluding the evidence enumerated above pursuant to 23 U.S.C. § 409. They also claim that the district court erred in instructing appellants' expert witness not to consider any of the data compiled by the AHD for federally funded projects in formulating his opinion.

23 U.S.C. § 409 provides:

[*~1434]12

Notwithstanding any other provision of law, reports, surveys, schedules, lists, or data compiled for the purpose of identifying[,] evaluating, or planning the safety enhancement of potential accident sites, hazardous roadway conditions, or railway-highway crossings, pursuant to sections 130, 144, and 152 of this title or for the purpose of developing any highway safety construction improvement project which may be implemented utilizing Federal-aid highway funds shall not be admitted into evidence in Federal or State court or considered for other purposes in any action for damages arising from any occurrence at a location mentioned or addressed in such reports, surveys, schedules, lists, or data.

13

The plain language of the statute excludes from evidence all data compiled for purposes of highway and railroad crossing safety enhancement and construction for which a state receives federal funding. Other courts have recognized that the underlying intent of the statute is to "facilitate candor in administrative evaluations of highway safety hazards," Duncan v. Union Pacific R.R. Co., 790 P.2d 595 (Utah Ct.App.1990), quoted in Taylor v. St. Louis Southwestern Ry. Co., 746 F.Supp. 50, 54 (D.Kan.1990), and to prohibit federally required record-keeping from being used as a "tool ... in private litigation." Light v. State, 149 Misc.2d 75, 560 N.Y.S.2d 962, 965 (N.Y.Ct.Cl.1990).

14

Having reviewed the record, we find no abuse of discretion in the district court's exclusion of the newspaper article or the AHD's railroad crossing hazardousness formula and automobile count. Both the formula and automobile count were compiled and utilized by the AHD pursuant to 23 U.S.C. § 130(d) for purposes of monitoring and improving highway railroad crossing safety.[3]

15

With regard to the newspaper article, appellants proffered it at trial to show notice to the railroad of the hazardousness of El Paso Crossing. The newspaper article was written using data compiled by the AHD. The railroad asserts that the district court properly excluded the newspaper article from evidence, because "[t]o allow the introduction of the data through the newspaper article would circumvent the purpose of the statute." We agree. Appellants are not entitled to introduce evidence of otherwise inadmissible data simply because it is reported by an indirect, secondary source. 23 U.S.C. § 409 provides a fairly broad exclusion: "reports, surveys, schedules, lists, [and] data" compiled for safety enhancement purposes. We are confident that the district court did not give an overly broad interpretation to the statute, and therefore affirm the district court's exclusion of this piece of evidence.

16

We also conclude that the district court did not abuse its discretion by instructing appellants' expert witness, pursuant to 23 U.S.C. § 409, to disregard information compiled or utilized by the AHD in formulating his opinion. Although Fed.R.Evid. 703 generally provides that an expert may rely on evidence that is not admissible, 23 U.S.C. § 409 governs this situation, stating that "[n]otwithstanding any other provision of law," this kind of evidence is inadmissible in court and shall not be "considered for other purposes in any action for damages...." We also believe that appellants suffered no prejudice by the district court's ruling, because the expert witness was able to form an opinion and testify in court, without relying upon any data provided by the AHD. He was able to do so based upon his own observations of the accident site and information he had collected from the Federal Railroad Administration. Therefore, we affirm the district court's limitation of the expert's testimony.

17

Appellants also claim that the district court abused its discretion by excluding evidence that the flashing lights at El Paso Crossing failed on two separate occasions following Odis Robertson's accident. We have carefully reviewed the record and conclude that appellants' proffered evidence of subsequent incidents was irrelevant to the accident in question. See Fed.R.Evid. 402. The district court acted well within its discretion in excluding such evidence.

[*~1435]18

Accordingly, we affirm the district court's entry of judgment for the appellee.

1

The Honorable George Howard, Jr., United States District Court Judge for the Eastern District of Arkansas

2

The jury specifically found that Robertson's negligence outweighed the railroad's negligence by only two percentage points. Based upon the jury's assignment of negligence, the district court was required, under Arkansas' comparative fault statute, to enter judgment in favor of the railroad

3

Appellants' assertion that the formula and automobile count were admissible because such information was not collected or utilized solely for federal funding projects is without merit. Although such information was available for other uses and purposes, the statute's mandatory language requires exclusion of such evidence at trial. 23 U.S.C. § 409