Wmx Tech., Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997). · Go Syfert
Wmx Tech., Inc. v. Miller, 104 F.3d 1133 (9th Cir. 1997). Cases Citing This Book View Copy Cite
“a finding that the defendant's neglect of a prisoner's condition was an isolated occurrence ... to the defendant's overall treatment of the prisoner ordinarily militates against a finding of deliberate indifference.”
2,073 citation events (1,986 in the last 25 years) across 46 distinct courts.
Strongest positive: Eric Robinson v. Kairn Borzakian (cacd, 2021-05-11)
Treatment trajectory · 1997 → 2026 · click a year to view as-of
1997 2011 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Eric Robinson v. Kairn Borzakian (2×) also: Cited as authority (quoted)
C.D. Cal. · 2021 · signal: see · quote attribution · 2 verbatim quotes · confidence high
plaintiff, 13 who has been given leave to amend, may not file a notice of appeal simply because 14 he does not choose to file an amended complaint. a further district court 15 determination must be obtained.
discussed Cited as authority (verbatim quote) Shana Becerra v. the Coca-Cola Company
9th Cir. · 2019 · signal: see · quote attribution · 1 verbatim quote · confidence high
plaintiff, who has been given leave to amend, may not file a notice of appeal simply because he does not choose to file an amended complaint.
discussed Cited as authority (verbatim quote) Does I Thru Xxiii v. Advanced Textile Corporation (2×) also: Cited "see"
9th Cir. · 2000 · signal: see · quote attribution · 1 verbatim quote · confidence high
he rule we reaffirm today . . . provides for a final look before the arduous appellate process commences.
discussed Cited as authority (verbatim quote) Does I thru XXIII v. Advanced Textile Corp. (2×) also: Cited "see"
9th Cir. · 2000 · signal: see · quote attribution · 1 verbatim quote · confidence high
he rule we reaffirm today ... provides for a final look before the arduous appellate process commences.
discussed Cited as authority (quoted) Hammett v. Sherman
S.D. Cal. · 2022 · quote attribution · 1 verbatim quote · confidence low
hen a district court expressly grants leave to amend, it is plain that 12 the order is not final. something more is both anticipated and required.
discussed Cited as authority (quoted) Heather Floyd v. American Honda Motor Co., Inc.
9th Cir. · 2020 · signal: cf. · quote attribution · 1 verbatim quote · confidence low
plaintiff, who has been given leave to amend, may not file a notice of appeal simply because he does not choose to file an amended complaint. a further district court determination must be obtained.
discussed Cited as authority (quoted) Peck v. State of Nevada, ex rel
D. Nev. · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
a defendant 15 must purposefully ignore or fail to respond to a prisoner's pain or possible medical need in order 16 for deliberate indifference to be established.
discussed Cited as authority (quoted) Currier v. JP Morgan Chase Bank, NA
S.D. Cal. · 2020 · quote attribution · 1 verbatim quote · confidence low
hen a district court expressly grants 1 leave to amend, it is plain that the order is not final. . . . a final judgment must be 2 obtained before the case becomes appealable.
discussed Cited as authority (quoted) Paradise Harbor Place Trust v. Deutsche Bank Nat'l Trust Co.
Nev. · 2014 · signal: see · quote attribution · 1 verbatim quote · confidence high
plaintiff, who has been given leave to amend, may not file a notice of appeal simply because he does not choose to file an amended complaint. a further district court determination must be obtained
examined Cited as authority (quoted) Hernandez v. Paderes (2×) also: Cited "see"
9th Cir. · 2002 · signal: see · quote attribution · 1 verbatim quote · confidence high
a finding that the defendant's neglect of a prisoner's condition was an isolated occurrence ... to the defendant's overall treatment of the prisoner ordinarily militates against a finding of deliberate indifference.
cited Cited as authority (rule) Jose R. Solano v. Orange Kangaroo, LLC, et al.
C.D. Cal. · 2026 · confidence medium
As support, 10 Plaintiff cites WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 11 1997) (en banc).
discussed Cited as authority (rule) Woods v. Grant
N.D. Cal. · 2025 · confidence medium
Plaintiff 4 must allege a purposeful act or failure to act on the part of the defendant and resulting harm. 5 McGuckin v. Smith, 974 F.2d 1050, 1060 (9th Cir. 1992), overruled in part on other grounds by 6 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 7 Third, there is no section 1983 liability for a prison official simply for their role in 8 reviewing and responding to a grievance.
discussed Cited as authority (rule) Richard Burt v. President of University of Florida
11th Cir. · 2025 · confidence medium
Workers, 905 F.2d 35 , 36–37 (2d Cir. 1990); Weber v. McGrogan, 939 F.3d 232 , 239–40 (3d Cir. 2019); Britt, 45 F.4th at 797–98 n.9; Wallace v. County of Comal, 400 F.3d 284, 291 (5th Cir. 2005); Azar v. Conley, 480 F.2d 220, 223 (6th Cir. 1973); Otis v. City of Chicago, 29 F.3d 1159, 1166 (7th Cir. 1994) (en banc); Sapp v. City of Brooklyn Park, 825 F.3d 931, 935 (8th Cir. 2016); WMX Techs., 104 F.3d at 1136; Landmark Land Co. of Okla., Inc. v. Buchanan, 874 F.2d 717 , 720 (10th Cir. 1989), abrogated on other grounds by Fed.
discussed Cited as authority (rule) (PC) Avalos v. Kirchen-Rolph
E.D. Cal. · 2025 · confidence medium
“A medical 11 need is serious if failure to treat it will result in ‘“significant injury or the unnecessary and 12 wanton infliction of pain.”’” Peralta v. Dillard, 744 F.3d 1076, 1081-82 (9th Cir. 2014) (quoting 13 Jett v. Penner, 439 F.3d 1091, 1096 (9th Cir. 2006) (quoting McGuckin v. Smith, 974 F.2d 1050 , 14 1059 (9th Cir. 1992), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 15 (9th Cir. 1997) (en banc)). 16 To maintain an Eighth Amendment claim based on medical care in prison, a plaintiff 17 must first “show a serious medical need by demonstrating …
discussed Cited as authority (rule) Southeastern Equip. Co., Inc. v. D.J. Group, Inc.
Ohio Ct. App. · 2025 · confidence medium
Such a rule “requires only a modicum of diligence by the parties and the [trial] court, avoids uncertainty, and provides for a final look before the arduous appellate process commences.” WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (holding plaintiff who has been given leave to amend complaint may not file a notice of appeal simply because plaintiff does not file an amended complaint and must obtain a further district court determination). {¶20} The amended order also did not dispose of DJG’s promissory estoppel counterclaim in Count Three, which the court dismi…
cited Cited as authority (rule) Castillo v. Borla
N.D. Cal. · 2025 · confidence medium
McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 9 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) David Peasley v. M. Spearman
9th Cir. · 2025 · confidence medium
That said, “[t]he requirement of deliberate indifference is less stringent in cases involving a prisoner’s medical needs than in other cases involving harm to incarcerated individuals because the State’s responsibility to provide inmates with medical care ordinarily does not 2 conflict with competing administrative concerns.” McGuckin v. Smith, 974 F.2d 1050, 1060 (9th Cir. 1992) (internal quotation marks and citation omitted), overruled on other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997).
discussed Cited as authority (rule) Lucero v. Arce
N.D. Cal. · 2025 · confidence medium
McGuckin v. Smith, 974 F.2d 1050 , 22 1059 (9th Cir. 1992), overruled in part on other grounds by WMX Technologies, Inc. v. Miller, 23 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 24 Plaintiff alleges Defendant Dr. Mendez did not assign him to a “crisis bed” despite his 25 suicidal ideation and prior suicide attempts, despite prison regulations requiring such a bed under 26 these circumstances, and consistent with Dr. Mendez’s history of disregarding of such regulations. 27 (ECF No. 1 at 5-6 ¶ 22.) When liberally construed, these allegations state a plausible claim that 1 of the Eight…
discussed Cited as authority (rule) (PC) Grayson v. Lynch
E.D. Cal. · 2025 · confidence medium
See Estelle v. Gamble, 429 U.S. 97, 104 (1976); 20 McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other grounds by 21 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Espinoza v. Wong
N.D. Cal. · 2025 · confidence medium
A 6 determination of “deliberate indifference” involves an examination of two elements: the 7 seriousness of the prisoner’s medical need and the nature of the defendant’s response to that need. 8 See McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other grounds 9 by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) (PC) Crain v. State of California
E.D. Cal. · 2025 · confidence medium
A plaintiff “need not show his 10 harm was substantial; however, such would provide additional support for the [plaintiff’s] claim 11 that the defendant was deliberately indifferent to his needs.” McGuckin v. Smith, 974 F.2d 1050 , 12 1061 (9th Cir. 1991), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 13 (9th Cir. 1997) (en banc). 14 Defendants contend that Plaintiff fails to allege facts sufficient to state a deliberate 15 indifference claim against Officer Lwin, specifically in failing to allege facts to show that Officer 16 Lwin “could have done anything to…
discussed Cited as authority (rule) Ashley Clarke v. Orange County Social Services Agency (2×)
C.D. Cal. · 2025 · confidence medium
“A final judgment must be obtained before the case becomes appealable.” Id. at 1137. “[A] plaintiff may obtain an appealable final judgment by ‘fil[ing] in writing a notice of intent not to file an amended complaint.’” Edwards v. Marin Park, Inc., 356 F.3d 1058, 1064 (9th Cir. 2004) (quoting WMX Techs., 104 F.3d at 1135).
discussed Cited as authority (rule) (PC) Grayson v. Lynch
E.D. Cal. · 2024 · confidence medium
See Estelle v. Gamble, 429 U.S. 97 , 104 22 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other 23 grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) (PC) Gallegos v. CDCR
E.D. Cal. · 2024 · confidence medium
See Estelle v. Gamble, 429 27 U.S. 97, 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part 28 on other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 1 banc).
cited Cited as authority (rule) Castillo v. Borla
N.D. Cal. · 2024 · confidence medium
McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 4 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Do v. California Corrections Health Care Services
N.D. Cal. · 2024 · confidence medium
Id. 26 Deliberate indifference to serious medical needs violates the Eighth Amendment’s 1 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 2 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 3 banc).
discussed Cited as authority (rule) Sandoval v. Ferrer
N.D. Cal. · 2024 · confidence medium
Estelle v. Gamble, 429 U.S. 97, 104 (1976); 15 McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, WMX 16 Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Gonzales v. Madden
S.D. Cal. · 2024 · confidence medium
(ECF 1, at 14.) Whatever Juarez may have 7 been thinking, this was clearly an improper course of action that suggests an intentional 8 indifference to the medical emergency Gonzales was experiencing. “[T]he more serious 9 the medical needs of the prisoner, and the more unwarranted the defendant’s actions in 10 light of those needs, the more likely it is that a plaintiff has established ‘deliberate 11 indifference’ on the part of the defendant.” McGuckin v. Smith, 974 F.2d 1050 , 1061 12 (9th Cir. 1992), overruled on other grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133 13 (9th C…
cited Cited as authority (rule) Gaddis v. Moseley
N.D. Cal. · 2024 · confidence medium
McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 16 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Ramirez v. Pfeiffer
N.D. Cal. · 2024 · confidence medium
Deliberate indifference to a 26 prisoner’s serious medical needs violates the Eighth Amendment’s proscription against 1 v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other grounds by WMX 2 Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Driver v. Naranjo
S.D. Cal. · 2024 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 104 8 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 9 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 10 A determination of “deliberate indifference” involves an examination of two elements: the 11 seriousness of the prisoner’s medical need and the nature of the defendant’s response to 12 that need.
discussed Cited as authority (rule) Donnell G. Haddock v. Luna (2×)
C.D. Cal. · 2024 · confidence medium
“A final judgment must be obtained before the case becomes appealable.” Id. at 1137. “[A] plaintiff may obtain an appealable final judgment by ‘fil[ing] in writing a notice of intent not to file an amended complaint.’” Edwards v. Marin Park, Inc., 356 F.3d 1058, 1064 (9th Cir. 2004) (quoting WMX Techs., 104 F.3d at 1135).
discussed Cited as authority (rule) Do v. California Corrections Health Care Services
N.D. Cal. · 2024 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 104 2 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 3 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 4 banc).
cited Cited as authority (rule) Souza v. Dr. Vaid
N.D. Cal. · 2024 · confidence medium
McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 2 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Harrison v. Singh
N.D. Cal. · 2024 · confidence medium
See Estelle v. Gamble, 429 U.S. 2 97, 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on 3 other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 4 banc).
discussed Cited as authority (rule) Campbell v. Callis
N.D. Cal. · 2024 · confidence medium
See Estelle v. Gamble, 429 U.S. 19 97, 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on 20 other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 21 banc).
discussed Cited as authority (rule) Cooper v. City and County of San Francisco
N.D. Cal. · 2024 · confidence medium
See Estelle v. Gamble, 429 23 U.S. 97 , 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part 24 on other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 25 banc); Jones v. Johnson, 781 F.2d 769, 771 (9th Cir. 1986).
discussed Cited as authority (rule) Carrillo v. Steven
N.D. Cal. · 2023 · confidence medium
If a prison official should have been aware of the risk, but 27 was not, then the official has not violated the Eighth Amendment, no matter how severe the risk. 1 must be a purposeful act or failure to act on the part of the defendant and resulting harm. 2 McGuckin v. Smith, 974 F.2d 1050, 1060 (9th Cir. 1992), overruled in part on other grounds by 3 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) McDowell v. Murphy
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97, 104 (1976); McGuckin v. Smith, 974 16 F.2d 1050 , 1059 (9th Cir. 1992), overruled on other grounds, WMX Technologies, Inc. v. 17 Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Driver v. Brahma
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 16 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, 17 WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Motley v. State of California
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 19 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other 20 grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 21 A “serious” medical need exists if the failure to treat a prisoner’s condition could result in further 22 significant injury or the “unnecessary and wanton infliction of pain.” Id. at 1059.
discussed Cited as authority (rule) Saddozai v. Bolanos
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97, 104 (1976); McGuckin v. Smith, 974 F.2d 8 1050, 1059 (9th Cir. 1992), overruled in part on other grounds by WMX Technologies, Inc. 9 v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) (PC) Victory v. Allison
E.D. Cal. · 2023 · confidence medium
McGuckin v. Smith, 24 974 F.2d 1050, 1059-60 (9th Cir. 1992), overruled on other grounds, WMX Technologies, Inc. v. 25 Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 26 A prison official is deliberately indifferent if he knows that a prisoner faces a substantial 27 risk of serious harm and disregards that risk by failing to take reasonable steps to abate it.
discussed Cited as authority (rule) (PC) Bowers v. Owolabi
E.D. Cal. · 2023 · confidence medium
McGuckin v. Smith, 2 974 F.2d 1050, 1059-60 (9th Cir. 1992), overruled on other grounds, WMX Technologies, Inc. v. 3 Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 4 A prison official is deliberately indifferent if he knows that a prisoner faces a substantial 5 risk of serious harm and disregards that risk by failing to take reasonable steps to abate it.
discussed Cited as authority (rule) (PC) Valdez v. Newsom
E.D. Cal. · 2023 · confidence medium
McGuckin v. Smith, 17 974 F.2d 1050, 1059-60 (9th Cir. 1992), overruled on other grounds, WMX Technologies, Inc. v. 18 Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 19 A prison official is deliberately indifferent if he knows that a prisoner faces a substantial 20 risk of serious harm and disregards that risk by failing to take reasonable steps to abate it.
discussed Cited as authority (rule) Washington v. Salinas Valley State Prison
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 104 9 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other 10 grounds, WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 11 banc).
discussed Cited as authority (rule) Moffitt v. Winslow
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97, 104 (1976); McGuckin v. 16 Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled on other grounds, WMX Technologies, Inc. 17 v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc).
discussed Cited as authority (rule) Boone v. Allison
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 20 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other 21 grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 22 A “serious” medical need exists if the failure to treat a prisoner’s condition could result in further 23 significant injury or the “unnecessary and wanton infliction of pain.” Id. at 1059. 24 A prison official is deliberately indifferent if he knows that a prisoner faces a substantial 25 risk of serious harm and disregards that risk by failing to take reason…
discussed Cited as authority (rule) Peasley v. Spearman
N.D. Cal. · 2023 · confidence medium
Estelle v. Gamble, 429 U.S. 97 , 26 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on other 27 grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc). 1 further significant injury or the “unnecessary and wanton infliction of pain.” Id. at 1059.
discussed Cited as authority (rule) Chapman v. Richardson
N.D. Cal. · 2023 · confidence medium
See Estelle v. Gamble, 429 U.S. 24 97, 104 (1976); McGuckin v. Smith, 974 F.2d 1050, 1059 (9th Cir. 1992), overruled in part on 25 other grounds by WMX Technologies, Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en 26 banc).
Retrieving the full opinion text from the archive…
Wmx Technologies, Inc., F/k/a/ Waste Management, Inc., a Delaware Corporation, and Waste Management of California, Inc., a California Corporation
v.
Edwin L. Miller, Jr., as District Attorney of San Diego County, California
19-1180.
Court of Appeals for the Ninth Circuit.
Jan 2, 1997.
104 F.3d 1133

104 F.3d 1133

36 Fed.R.Serv.3d 1042, 97 Cal. Daily Op. Serv. 32,
97 Daily Journal D.A.R. 89

WMX TECHNOLOGIES, INC., f/k/a/ Waste Management, Inc., a
Delaware corporation, and Waste Management of
California, Inc., a California
corporation, Plaintiffs-Appellants,
v.
Edwin L. MILLER, Jr., as District Attorney of San Diego
County, California, Defendant-Appellee.

No. 93-55917.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Nov. 21, 1996.
Decided Jan. 2, 1997.

Robert H. Friebert and Matthew W. O'Neill, Friebert, Finerty & St. John, S.C., Milwaukee, Wisconsin, and Gerald L. McMahon and David J. Zubkoff, Seltzer, Caplan, Wilkins & McMahon, San Diego, California, for Plaintiffs-Appellants.

Morris J. Hill, Office of the County Counsel, San Diego, California, for Defendant- Appellee.

Appeal from the United States District Court for the Southern District of California, Judith N. Keep, Chief District Judge, Presiding. D.C. No. CV-92-01584-JNK.

Before: HUG, Chief Judge, and BROWNING, SCHROEDER, BRUNETTI, NOONAN, LEAVY, TROTT, FERNANDEZ, RYMER, KLEINFELD, and THOMAS, Circuit Judges.

FERNANDEZ, Circuit Judge:

[*~1133]1

WMX Technologies, Inc. brought this action against Edwin L. Miller, the District Attorney of San Diego County, California, after Miller issued a report which was unfavorable to WMX. The district court dismissed WMX's claims, but gave leave to amend certain ones. WMX did not amend, did not tell the district court that it would not do so, and did not obtain a final order of dismissal. It simply appealed.

2

We considered the serious substantive issues raised by the appeal and affirmed. See WMX Technologies, Inc. v. Miller, 80 F.3d 1315 (9th Cir.1996). We then agreed to hear the case en banc, but upon reflection we have determined that we have no jurisdiction over this appeal because there is no final judgment. Thus, we dismiss for lack of jurisdiction.

BACKGROUND

3

While the substantive facts of this case and the substantive legal issues are interesting, they are not relevant to our decision. What is relevant is the procedural posture. When Miller filed his Federal Rule of Civil Procedure 12(b)(6) motion to dismiss, the district court granted that motion and ruled as follows:

4

Plaintiffs' first, second and fifth claims for relief are dismissed with prejudice for failure to state a claim under the Constitution or laws of the United States upon which relief can be granted.

5

Plaintiffs' third and fourth claims for relief are dismissed without prejudice for failure to state a claim under the Constitution or laws of the United States upon which relief can be granted.

6

....

7

Plaintiffs may further amend as to their third and fourth claims for relief. Any amended complaint shall be filed and served within thirty (30) days following the hearing date set forth above.

8

The court then followed that up with a "judgment" which read:

9

It is ORDERED and ADJUDGED plaintiffs' first, second and fifth claims are dismissed with prejudice. Plaintiffs' third and fourth claims are dismissed without prejudice. Plaintiffs may amend as to their third and fourth claims. Any amended complaint shall be filed and served within thirty days of May 17, 1993.

10

WMX neither took advantage of the opportunity to amend nor told the district court it would not do so. Instead, on the thirtieth day it filed its notice of appeal, without obtaining a final judgment of dismissal from the district court.

DISCUSSION

[*~1134]11

Although the parties did not raise the question of our jurisdiction, we have raised it sua sponte, as we must. See MacKay v. Pfeil, 827 F.2d 540, 542-43 (9th Cir.1987); Rodgers v. Watt, 722 F.2d 456, 457-58 (9th Cir.1983) (en banc). Having asked whether we do have jurisdiction, we answer the question "no." We do so on the basis of Supreme Court authority and because we agree with our prior cases, which so held.

12

At root our decision is informed by Jung v. K. & D. Mining Co., Inc., 356 U.S. 335, 78 S.Ct. 764, 2 L.Ed.2d 806 (1958), where the Supreme Court considered an issue which was quite similar to the one which now confronts us. There the district court had dismissed the complaint on May 10, 1955, and granted " 'twenty days ... within which to file an amended complaint.' " Id. at 336, 78 S.Ct. at 765. On May 27, 1955, the district court gave an extension of twenty more days to file an amended complaint. No amendment was filed within the allotted time. Instead of that, the plaintiffs waited about two years and then told the district court that they chose to stand on their complaint. Thereupon, the district court dismissed in an order entered March 25, 1957, and the plaintiffs appealed. The defendant moved to dismiss the appeal because, as it thought, the appeal came two years after the district court had issued its judgment. The Court of Appeals for the Seventh Circuit agreed. It held that "the order of May 27, 1955, became the District Court's final judgment in the case when petitioners failed to file an amended complaint within the 20 days thereby allowed for that purpose." Id. The Supreme Court emphatically disagreed with that reasoning. It said:

13

We think that the District Court's order of May 27, 1955, denying petitioners' motion to vacate the order of May 10, 1955, but granting further leave to petitioners to amend their complaint, did not constitute the final judgment in the case. It did not direct "that all relief be denied" but left the suit pending for further proceedings "either by amendment of the [complaint] or entry of final judgment."

14

Id. at 336-37, 78 S.Ct. at 765-66 (citation omitted). The Court further explained its reasoning when it stated:

[*~1135]15

Although to be sure nearly two years elapsed between the time petitioners were given leave to file an amended complaint and their motion of March 25, 1957, the defendants also did not, as they so easily could have done, nor did the District Court exercising power sua sponte over its own calendar, take any step to put a definitive end to the case and thereby fix an unequivocal terminal date for appealability. The undesirability of useless delays in litigation is more than offset by the hazards of confusion or misunderstanding as to the time for appeal.

17

We have embraced that explication of the law. In Proud v. United States, 704 F.2d 1099 (9th Cir.1983) (per curiam), the district court had dismissed the complaint "with leave to amend within 60 days." Id. at 1100. The plaintiffs appealed instead. We declared, "It is immaterial that plaintiffs decided not to amend. The district court was not advised of that decision and no final judgment was entered." Id. Thus, we dismissed the appeal.

18

We recently reemphasized that rule in Lopez v. City of Needles, 95 F.3d 20 (9th Cir.1996). The district court had dismissed the complaint without prejudice, but with statements clearly contemplating that an amendment could be made. Lopez appealed instead. We cited Proud and explained that the fact that the plaintiff chose not to amend was irrelevant where some amendment was possible. We added:

19

Unless a plaintiff files in writing a notice of intent not to file an amended complaint, such dismissal order is not an appealable final decision. In a typical case, filing of such notice gives the district court an opportunity to reconsider, if appropriate, but more importantly, to enter an order dismissing the action, one that is clearly appealable.

20

Id. at 22. Again, we dismissed the appeal.

[*1136]21

We recognize that although Proud and Lopez speak with a good deal of clarity, dissonance has been introduced by some of our cases. We have, on occasion, stated that a plaintiff, whose complaint has been dismissed without prejudice, may elect to stand on his pleading. We have not then referred to the rule that a dismissal with leave to amend is not an appealable decision. See, e.g., Carson Harbor Village Ltd. v. City of Carson, 37 F.3d 468, 471 n. 3 (9th Cir.1994); McGuckin v. Smith, 974 F.2d 1050, 1053 (9th Cir.1992). We now specifically rule that a plaintiff, who has been given leave to amend, may not file a notice of appeal simply because he does not choose to file an amended complaint. A further district court determination must be obtained. To the extent that any of our cases may suggest a different rule, we now overrule them.

22

We recognize that the circuits have not been uniform in their approach to this issue. See (in circuit order) North Carolina Nat'l Bank v. Montilla, 600 F.2d 333, 334 (1st Cir.1979) (per curiam) (order dismissing an action with leave to amend is interlocutory); Richards v. Dunne, 325 F.2d 155, 156 (1st Cir.1963) (per curiam) (after an order dismissing claim with leave to amend, another order of final dismissal is required); Festa v. Local 3 Int'l Bhd. of Elec. Workers, 905 F.2d 35, 37 (2d Cir.1990) (once deadline to amend has passed, the dismissal becomes final--date of finality not specifically stated); Shapiro v. UJB Fin. Corp., 964 F.2d 272, 278 (3d Cir.1992) (dismissal with leave to amend is not final, but can be made so if plaintiff specifically declares he will stand on his complaint); Anastasiadis v. S.S. Little John, 339 F.2d 538, 539-40 (5th Cir.1964) (a dismissal with leave to amend is not a final appealable order); Azar v. Conley, 480 F.2d 220, 223 (6th Cir.1973) (a dismissal without prejudice to filing an amended complaint is not a final order where some amendment is possible); Otis v. City of Chicago, 29 F.3d 1159, 1166-68 (7th Cir.1994) (en banc) (finality springs into existence when the time for leave to amend expires--it is better to adhere to the federal rules, but not necessary and court suspects that parties will become more attentive); Tietz v. Local 10 of Int'l Ass'n of Bridge, Struct., & Ornamental Iron Workers, 525 F.2d 688, 689 (8th Cir.1975) (per curiam) (dismissal with leave to amend is not a final appealable order); Landmark Land Co. v. Buchanan, 874 F.2d 717, 720 (10th Cir.1989) (dismissal of complaint with leave to amend is not appealable); Schuurman v. Motor Vessel Betty K V, 798 F.2d 442, 445 (11th Cir.1986) (per curiam) (where time to amend is allowed, the order becomes final when that time expires). However, in our opinion the rule we reaffirm today is both easily applied and more consonant with the teachings of Jung. It requires only a modicum of diligence by the parties and the district court, avoids uncertainty, and provides for a final look before the arduous appellate process commences.

23

In the case at hand, the district court granted leave to amend.[1] WMX did not choose to do so, and it did not obtain a final order of dismissal from the district court. We are, therefore, without jurisdiction.

CONCLUSION

24

We are sometimes faced with construction difficulties when a complaint is simply dismissed without prejudice. Absent further explicit illumination from the district court, we may have to determine from the whole record whether it was contemplated that the dismissal was for lack of jurisdiction, whether further amendment was anticipated, whether the district court made it plain that there could be no further amendment, or whether it was contemplated that the whole action was dismissed on the merits. It would always be helpful if district courts made their intentions in that regard both plain and explicit.

25

However, when a district court expressly grants leave to amend, it is plain that the order is not final. Something more is both anticipated and required. In that event, a further step must be taken to "fix an unequivocal terminal date for appealability," and to avoid "the hazards of confusion or misunderstanding as to the time for appeal." Jung, 356 U.S. at 337, 78 S.Ct. at 766. A final judgment must be obtained before the case becomes appealable.

26

DISMISSED for lack of jurisdiction.

1

We recognize that certain causes of action were dismissed without leave to amend. However, that is of no significance because leave to amend was granted as to others, and there was no Federal Rule of Civil Procedure 54(b) certification