In the Matter of Julian E. Fernandez, Est. Of, Debtor, Dep't of Transp. & Dev., State of Louisiana v. Pnl Asset Mgmt. Co. LLC Jean O. Turner, in the Matter of Julian E. Fernandez, Debtor, State of Louisiana, Dep't of Transp. & Dev. v. Jean O. Turner, Tr. Pnl Asset Mgmt. Co., 130 F.3d 1138 (5th Cir. 1997). · Go Syfert
In the Matter of Julian E. Fernandez, Est. Of, Debtor, Dep't of Transp. & Dev., State of Louisiana v. Pnl Asset Mgmt. Co. LLC Jean O. Turner, in the Matter of Julian E. Fernandez, Debtor, State of Louisiana, Dep't of Transp. & Dev. v. Jean O. Turner, Tr. Pnl Asset Mgmt. Co., 130 F.3d 1138 (5th Cir. 1997). Cases Citing This Book View Copy Cite
35 citation events (21 in the last 25 years) across 23 distinct courts.
Strongest positive: Gray v. Florida State University (In Re Dehon, Inc.) (mab, 2005-06-27)
Treatment trajectory · 1997 → 2026 · click a year to view as-of
1997 2011 2026
Top citers, strongest first. 10 distinct citers. How cited ↗
discussed Cited as authority (rule) Gray v. Florida State University (In Re Dehon, Inc.)
Bankr. D. Mass. · 2005 · confidence medium
Co. (In re Estate of Fernandez), 130 F.3d 1138, 1139 (5th Cir.1997), amending 123 F.3d 241 (5th Cir.1997); In re Creative Goldsmiths, 119 F.3d at 1145-46 (4th Cir.1997). 18 Some of these courts have also been very much influenced by a footnote within the majority’s decision in Seminole Tribe . 19 *50 This interpretation of Seminole Tribe is not warranted given settled constitutional law and given the Supreme Court’s recent holding in Tennessee Student Assistance Corp. v. Hood, 541 U.S. 440 , 124 S.Ct. 1905 , 158 L.Ed.2d 764 (2004) (“TSAC v. Hood”). 20 First, it is axiomatic that Congre…
discussed Cited as authority (rule) Official Committee of Unsecured Creditors of 360networks (USA) Inc. v. Public Utilities Commission of California (In Re 360networks (USA) Inc.)
Bankr. S.D.N.Y. · 2004 · confidence medium
Co. (In re Estate of Fernandez), 130 F.3d 1138, 1139 (5th Cir.1997); Schlossberg v. Maryland (In re Creative Goldsmiths), 119 F.3d 1140, 1145 (4th Cir.1997), with Hood v. Tenn. Student Assistance Corp. (In re Hood), 319 F.3d 755, 767-68 (6th Cir.2003), aff'd on other grounds, Tenn. Student Assistance Corp. v. Hood, 124 S.Ct. at 1905 .
discussed Cited as authority (rule) In Re: Charter Oak Associates, Debtor. Neal Ossen, Trustee v. Department of Social Services, State of Connecticut
2d Cir. · 2004 · confidence medium
Co. (In re Estate of Fernandez), 130 F.3d 1138, 1139 (5th Cir.1997) (per curiam) (“Fernandez II ”), amending 123 F.3d 241 (5th Cir.1997) (“Fernandez I ”); Schlossberg v. Maryland (In re Creative Goldsmiths), 119 F.3d 1140, 1145 (4th Cir.1997).
discussed Cited as authority (rule) In Re Pamela L. Hood, Debtor. Pamela L. Hood v. Tennessee Student Assistance Corporation (2×)
6th Cir. · 2003 · confidence medium
Co. LLC (In re Fernandez), 123 F.3d 241, 243 (5th Cir.), amended by 130 F.3d 1138, 1139 (5th Cir.1997); Schlossberg v. Maryland (In re Creative Goldsmiths of Washington, D.C.), 119 F.3d 1140, 1145-46 (4th Cir.1997), cert. denied, 523 U.S. 1075 , 118 S.Ct. 1517 , 140 L.Ed.2d 670 (1998).
discussed Cited "see" Lankford v. Texas, Comptroller of Public Accounts (In Re Lankford)
Bankr. N.D. Tex. · 2001 · signal: see · confidence high
See Matter of Estate of Fernandez, 123 F.3d 241, 246 (5th Cir.1997), reh’g denied, 130 F.3d 1138 (5th Cir.1997); Texas v. Walker, 142 F.3d 813 , 821 n. 11 (5th Cir.1998), cert. denied, 525 U.S. 1102 , 119 S.Ct. 865 , 142 L.Ed.2d 768 (1999); Texas Higher Educ.
discussed Cited "see" Franchise Tax Board v. Lapin (In Re Lapin)
9th Cir. BAP · 1998 · signal: accord · confidence high
Id.; Accord, In re Fernandez, 123 F.3d 241 (5th Cir.1997) amended on denial of reh’g, 130 F.3d 1138 (5th Cir. 1997): “[Tjhere is no indication that Congress passed the 1994 Act to remedy any incipient breaches or even some unarticulated, general violation of the rights specified in § 1 of the Fourteenth Amendment.” 123 F.3d at 245 .
discussed Cited "see" In Re Mozingo
Bankr. E.D. Pa. · 1998 · signal: accord · confidence high
Accord, In re Estate of Fernandez, 123 F.3d 241, 243-46 , modified on rehearing, 130 F.3d 1138 (5th Cir.1997); and In re Creative Goldsmiths of Washington, D.C., Inc., 119 F.3d 1140, 1144-47 (4th Cir.1997), cert. denied sub nom.
discussed Cited "see" Justice v. Ohio, Bureau of Workers' Compensation (In Re Justice)
Bankr. S.D. Ohio · 1998 · signal: see · confidence high
See Department of Transp. v. PNL Asset Management Co., LLC (In re Estate of Fernandez), 123 F.3d 241 , 243 (5th Cir.), amended on denial of reh’g, 130 F.3d 1138 , (5th Cir.1997); In re Lush Lawns, Inc., 203 B.R. 418, 421 (Bankr.N.D.Ohio 1996).
discussed Cited "see, e.g." Landry v. Exxon Pipeline Co.
Bankr. M.D. La. · 2001 · signal: see also · confidence low
Co. v. Department of Transp. & Dev., 792 F.2d 1373 (5th Cir. 1986) ("We hold that the Department of Transportation and Development of the State of Louisiana is entitled to claim immunity under the Eleventh Amendment from suit by private citizens in federal court.”); see also, *804 Department of Transp. & Dev. v. PNL Asset Management Co., LLC (In re Fernandez), 123 F.3d 241 , on reh'g, 130 F.3d 1138 (5th Cir. 1997) 111 .The LDOTD’s sovereign immunity would apply even if the suit arose or was governed by the statutory provisions of the Bankruptcy Code.
discussed Cited "see, e.g." French v. Georgia Department of Revenue (In Re ABEPP Acquisition Corp.)
6th Cir. BAP · 1997 · signal: see, e.g. · confidence low
See, e.g., Department of Transp. v. PNL Asset Management Co. LLC (In re Estate of Fernandez), 123 F.3d 241 (5th Cir.), amended on denial of reh’g, 130 F.3d 1138 (5th Cir.1997) (“We hold that Section 106(a) of the Bankruptcy Code is unconstitutional.
Retrieving the full opinion text from the archive…
In the Matter of Julian E. Fernandez, Estate Of, Debtor, Department of Transportation and Development, State of Louisiana
v.
Pnl Asset Management Company LLC Jean O. Turner, in the Matter of Julian E. Fernandez, Debtor, State of Louisiana, Department of Transportation and Development v. Jean O. Turner, Trustee Pnl Asset Management Company
97-30529.
Court of Appeals for the Fifth Circuit.
Dec 10, 1997.
130 F.3d 1138
Cited by 10 opinions  |  Published

130 F.3d 1138

12 Tex.Bankr.Ct.Rep. 71

In the Matter of Julian E. FERNANDEZ, Estate of, Debtor,
DEPARTMENT OF TRANSPORTATION AND DEVELOPMENT, State of
Louisiana, Appellant,
v.
PNL ASSET MANAGEMENT COMPANY LLC; Jean O. Turner, Appellees.
In the Matter of Julian E. FERNANDEZ, Debtor,
STATE OF LOUISIANA, DEPARTMENT OF TRANSPORTATION AND
DEVELOPMENT, Appellee,
v.
Jean O. TURNER, trustee; PNL Asset Management Company, Appellants.

Nos. 96-31013, 97-30529.

United States Court of Appeals,
Fifth Circuit.

Dec. 10, 1997.

Ronald J. Bertrand, Bertrand & Soileau, Rayne, LA, for Dept. of Transp. and Dev., State of La.

Mark Bernard Stern, Michael Eugene Robinson, U.S. Department of Justice, Civil Division, Appellate Staff, Washington, DC, for United States.

Gerald F. Slattery, Jr., Paul J. Goodwin, Schully, Roberts, Slattery & Jaubert, New Orleans, LA, for PNL Asset Management Company LLC.

Jan M. Hayden, Robyn Jeana Spalter, Tristan Edwards Manthey, Bronfin & Heller, New Orleans, LA, for Jean O. Turner.

Leonard Howard Gerson, Angel & Frankel, New York City, for Business Bankruptcy Law Committee of the New York County Lawyers' Association, Amicus Curiae.

Appeals from the United States District Court for the Eastern District of Louisiana; Patrick E. Carr, Judge.

Before REYNALDO G. GARZA, HIGGINBOTHAM and DAVIS, Circuit Judges.

ORDER ON PETITION FOR REHEARING

(Opinion September 15, 1997, 5th Cir., 1997, 123 F.3d 241)

PER CURIAM:

1

It is ORDERED that the petitions for rehearing filed in the above case are DENIED. We revise the last paragraph of Section III and the first paragraph of Section IV to read as follows:

2

It is well-established that the Eleventh Amendment does not bar the United States government from filing suit in federal court against a state. United States v. Mississippi, 380 U.S. 128, 140, 85 S.Ct. 808, 815, 13 L.Ed.2d 717 (1965) (noting that "nothing in the [Eleventh Amendment] or any other provision of the Constitution prevents or has ever been seriously supposed to prevent a State's being sued by the United States."); United States v. Texas, 143 U.S. 621, 641-46, 12 S.Ct. 488, 492-94, 36 L.Ed. 285 (1892). It is, however, a great leap to suggest that granting continuing federal jurisdiction in tandem with 12 U.S.C. § 1819(b)(1) and 28 U.S.C. § 1345 permit private successors to the FDIC to avoid the Eleventh Amendment by slipping into the shoes of the United States. While a state's consent to being sued by the United States is deemed to be given when admitted into the Union, the same cannot be said with respect to a private party stepping into the shoes of an agency of the federal government which may be seen to lie "outside the structure of the [original] Union." See Monaco v. Mississippi, 292 U.S. 313, 322-23, 330, 54 S.Ct. 745, 748, 751, 78 L.Ed. 1282 (1934) (stating that states possess immunity from unconsented suit except where there has been "a surrender of this immunity in the plan of the convention") (quoting The Federalist No. 81); United States v. Texas, 143 U.S. 621, 646, 12 S.Ct. 488, 494, 36 L.Ed. 285 (1892) (stating that Texas consented to being sued by the United States when admitted into the Union). In other words, a private successor to the FDIC cannot by implication enjoy the status accorded the national government for Eleventh Amendment purposes. Rather, we are persuaded that there must be a clear expression of purpose to abrogate the Eleventh Amendment in any extension of agency status to a private party for the purpose of jurisdiction. We find no such clarity of purpose as required by the Supreme Court. Seminole Tribe of Florida v. Florida, 517 U.S. 609, at ----, 116 S.Ct. 1114, at 1123, 134 L.Ed.2d 252 (1996).

IV.

3

We hold that Section 106(a) of the Bankruptcy Code is unconstitutional. Congress cannot locate the authority claimed here to abrogate sovereign immunity in either the Bankruptcy Clause or in Section 5 of the Fourteenth Amendment. Nor does extending federal jurisdiction to private successors to the FDIC avoid the reach of the Eleventh Amendment.