Trevino v. Gates, 23 F.3d 1480 (9th Cir. 1994). · Go Syfert
Trevino v. Gates, 23 F.3d 1480 (9th Cir. 1994). Cases Citing This Book View Copy Cite
84 citation events (40 in the last 25 years) across 14 distinct courts.
Strongest positive: 68 Fair empl.prac.cas. (Bna) 1738, 66 Empl. Prac. Dec. P 43,738 Regina Alexander v. Kelly Holden, Individually Donald Shaw, Individually and in His Official Capacity as Brunswick County Commissioner Jerry Jones, Individually and in His Official Capacity as Brunswick County Commissioner Wayland Vereen, in His Official Capacity as Brunswick County Commissioner Don Warren, in His Official Capacity as Brunswick County Commissioner Tom Rabon, Sr., in His Official Capacity as Brunswick County Commissioner Brunswick County, North Carolina Academy of Trial Lawyers, Amicus Curiae (ca4, 1995-10-04)
Treatment trajectory · 1994 → 2026 · click a year to view as-of
1994 2010 2026
Top citers, strongest first. 31 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Alexander v. Holden (4×) also: Cited as authority (rule), Cited "see, e.g."
4th Cir. · 1995 · quote attribution · 1 verbatim quote · confidence high
ot all governmental acts by a local legislator, or even a local legislature, are necessarily legislative in nature.
cited Cited as authority (rule) Tyler Burnard, Michael Britzius, and Douglas Styles v. Adam Giblin, Delores Matteucci, and Patrick Allen
D. Or. · 2025 · confidence medium
Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir. 1994)).
discussed Cited as authority (rule) Oil Spill Response Vessels, LLC v. City of Kodiak
D. Alaska · 2024 · confidence medium
To the extent that they have an advice and consent role in overseeing the city manager, this Court finds such duties to be too extrinsically aligned with the legislative call for the council and does not believe that the councilmembers should be subject to liability 31 Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994). 32 Charter of the City of Kodiak, Alaska, Art.
cited Cited as authority (rule) Burnard v. Oregon State Hospital
D. Or. · 2024 · confidence medium
Kaahumanu, 315 F.3d at 1220 (citing Trevino ex rel Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir. 1994)).
cited Cited as authority (rule) Christopher Garnier v. Michelle O'connor-Ratcliff
9th Cir. · 2022 · confidence medium
Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir. 1994) (quoting Cinevision Corp. v. City of Burbank, 745 F.2d 560, 580 (9th Cir. 1984)).
cited Cited as authority (rule) Eisho Suzuki v. County of Contra Costa
9th Cir. · 2020 · confidence medium
Trevino By & Through Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir. 1994).
discussed Cited as authority (rule) Alexander v. City of Bessemer
Ala. · 2013 · confidence medium
The United States Court of Appeals for the Ninth Circuit explained in Trevino that “[t]he burden of proof in establishing absolute immunity is on the individual asserting it. ‘[0]fficials seeking absolute immunity must show that such immunity is justified for the governmental function at issue.’ Hafer v. Melo, 502 U.S. 21, 29 , 112 S.Ct. 358, 363 , 116 L.Ed.2d 301 (1991) (citing Bums v. Reed, 500 U.S. 478 , 111 S.Ct. 1934 , 114 L.Ed.2d 547 (1991)).” 23 F.3d at 1482.
discussed Cited as authority (rule) Schubert v. City of Rye
S.D.N.Y. · 2011 · confidence medium
Cruz v. Gates, 23 F.3d 1480, 1483 (9th Cir.1994) (“[Ajlthough a local legislator may vote on an issue, that alone does not necessarily determine that he or she was acting in a legislative capacity.” (internal quotation marks omitted)).
discussed Cited as authority (rule) Community House, Inc. v. City of Boise, Idaho (2×)
9th Cir. · 2010 · confidence medium
Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994).
cited Cited as authority (rule) Castaneda Ex Rel. Estate of Castaneda v. United States
9th Cir. · 2008 · confidence medium
Trevino, 23 F.3d at 1482.
cited Cited as authority (rule) Castaneda v. Henneford
9th Cir. · 2008 · confidence medium
Trevino, 23 F.3d at 1482.
discussed Cited as authority (rule) Kaahumanu v. County of Maui (2×)
9th Cir. · 2003 · confidence medium
“The burden of proof in establishing absolute immunity is on the individual asserting it.” Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994).
discussed Cited as authority (rule) Kaahumanu v. County Of Maui
9th Cir. · 2003 · confidence medium
See San Pedro Hotel, 159 F.3d at 476 (holding that a city council member was entitled to immunity because his decision to vote for or against a publicly financed loan "involved the formation of policy applied to the public at large"); Trevino, 23 F.3d at 1482 (holding that city council members' determinations whether to pay punitive damages awards under a state statute are non-legislative in nature in part because they "shield[] individuals from specific damages awards" and thus do not apply to the community at large); Bateson v. Geisse, 857 F.2d 1300, 1304 (9th Cir.1988) (denying immunity to …
cited Cited as authority (rule) Chweya v. Yaroslavsky
9th Cir. · 2002 · confidence medium
We affirm because appellant’s contentions are foreclosed by this court’s decisions in Trevino v. Gates, 23 F.3d 1480, 1483 (9th Cir.1994), and Navarro v. Block, 250 F.3d 729, 734 (9th Cir.2001).
discussed Cited as authority (rule) Hart v. Baca
C.D. Cal. · 2001 · confidence medium
The court reasoned that “an act which applies generally to the community is a legislative one, while an act directed at one or a few individuals is an executive one.” Id. at 1482 (internal quotation and citation omitted).
discussed Cited as authority (rule) Blumberg v. Gates
C.D. Cal. · 2001 · confidence medium
The Road to Navarro: Immunity Against a Questionable Claim Plaintiffs indemnification theory can be traced to Trevino v. Gates, 798 F.Supp. 621 (C.D.Cal.1992), aff'd, 23 F.3d 1480 (9th Cir.1994) (“Trevino I”), in which the district court and the Court of Appeal held that members of the City Council were not entitled to absolute immunity for their decisions to indemnify police officers. 5 Both the district court opinion and the Ninth Circuit’s decision make clear that “the merits of ... [plaintiffs] contention and whether it states a cause of action at all are not before the court[,]”…
discussed Cited as authority (rule) Rafael Navarro v. Sherman Block
9th Cir. · 2001 · confidence medium
Code] section 825(b) 2 compel us to conclude that decisions to pay punitive damages under that section are individually, not generally, directed, involve no broad policy considerations, and thus fall outside those types of legislative actions receiving the cloak of absolute immunity. " Id. at 1483.
discussed Cited as authority (rule) Navarro v. Block
9th Cir. · 2001 · confidence medium
A. Trevino I Trevino v. Gates, 23 F.3d 1480, 1482-83 (9th Cir.1994) (Trevino I), considered, on a motion to dismiss, whether local legislators are entitled to absolute legislative immunity for implementing their state-created power to indemnify police officers from punitive damage awards.
discussed Cited as authority (rule) Hawkins v. Baca (2×) also: Cited "see"
C.D. Cal. · 2000 · confidence medium
Instead, they were particularized decisions made on a case-by-case basis that were “directed toward shielding individuals from specific damage awards.” Trevino I, 23 F.3d at 1482.
examined Cited as authority (rule) Hernandez v. Gates (3×) also: Cited "see"
C.D. Cal. · 2000 · confidence medium
Trevino I, 23 F.3d at 1481-82.
cited Cited as authority (rule) Romano v. Bible
9th Cir. · 1999 · confidence medium
Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994).
discussed Cited as authority (rule) Chateaubriand v. Gaspard
9th Cir. · 1996 · confidence medium
Second, does the act apply to a few individuals, or the public at large?” Chappell v. Robbins, 73 F.3d 918, 920 (9th Cir.1996) (citing Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.), cert. denied, — U.S. -, 115 S.Ct. 327 , 130 L.Ed.2d 286 (1994); Cinevision Corp. v. City of Burbank, 745 F.2d 560, 580 (9th Cir.1984), cert. denied, 471 U.S. 1054 , 105 S.Ct. 2115 , 85 L.Ed.2d 480 (1985)) (other citation omitted).
cited Cited as authority (rule) Newell v. Sauser
9th Cir. · 1995 · confidence medium
Elder v. Holloway, — U.S. —, —, 114 S.Ct. 1019, 1023 , 127 L.Ed.2d 344 (1994); Trevino v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994).
discussed Cited as authority (rule) Drive v. City of Mesquite (2×)
D. Nev. · 1994 · confidence medium
“The absolute immunity of legislators, in their legislative functions, ... now is well settled.” Trevino By and Through Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir.1994) (citations omitted).
discussed Cited "see" Seth Birt v. City of Peoria, et al.
D. Ariz. · 2025 · signal: see · confidence high
See Trevino By and 11 Through Cruz v. Gates, 23 F.3d 1480, 1482 (9th Cir. 1994) (“The absolute immunity of 12 legislators, in their legislative functions, . . . now is well settled,” and “[t]his absolute 13 immunity extends to local legislators” (internal citations and quotations omitted)).
discussed Cited "see" Anh Tuyet Thai v. Andrew Saul
9th Cir. · 2020 · signal: see · confidence high
See Trevino v. Gates, 23 F.3d 1480 , 1483 n.3 (9th Cir. 1994). 4 and Nguyen’s claims, which were based on the underlying allegation that they had “been the subject of a campaign of intimidation by agents and employees” of the SSA after filing affidavits in a prior class action.
discussed Cited "see" Committee to Protect our Agricultural Water v. Occidental Oil & Gas Corp. (2×) also: Cited "see, e.g."
E.D. Cal. · 2017 · signal: see · confidence high
See Trevino, 23 F.3d at 1482 ; see also Norse v. City of Santa Cruz, 629 F.3d 966, 977-78 (9th Cir. 2010).
cited Cited "see" Figueroa v. Gates
C.D. Cal. · 2000 · signal: see · confidence high
See Prior Order at 4-5 (citing Trevino v. Gates, 23 F.3d 1480 (9th Cir.1994), and Trevino v. Gates, 99 F.3d 911 (9th Cir.1996)).
cited Cited "see" San Pedro Hotel Co. v. City of Los Angeles
9th Cir. · 1998 · signal: see · confidence high
See Trevino v. Gates, 23 F.3d 1480, 1481 (9th Cir.1994).
discussed Cited "see" San Pedro Hotel Co., Inc., a California Corporation John Fentis, as Trustee for the Fentis Family Marital Trust B John M. Fentis, an Individual Pearle Fentis, an Individual Maria C. Fentis, an Individual John Fentis, as Trustee for the Fentis Family Survivor's Trust v. City of Los Angeles, a California Municipal Corporation Rudy Svorinich, Jr., an Individual, San Pedro Hotel Co., Inc., a California Corporation John Fentis, as Trustee for the Fentis Family Marital Trust B as Trustee for the Fentis Family Survivor's Trust, and as an Individual: Pearle Fentis Maria C. Fentis v. City of Los Angeles
9th Cir. · 1998 · signal: see · confidence high
See Trevino v. Gates, 23 F.3d 1480 , 1481 (9th Cir.1994). 26 Under these factors, the district court correctly ruled that Councilman Svorinich is entitled to absolute immunity for "voting or persuading his colleagues to vote one way or another on approval of the loan to ACOF." See Gravel v. United States, 408 U.S. 606, 625 , 92 S.Ct. 2614 , 33 L.Ed.2d 583 (1972) (holding that legislators are entitled to immunity when they take actions that are "an integral part of the deliberative and communicative process by which [legislators] participate in ... proceedings with respect to the consideration …
Retrieving the full opinion text from the archive…
Johanna Trevino, a Minor, by and Through Her Next Friend, Her Grandmother, Filadelphia Cruz
v.
Daryl Gates, and Joel Wachs, Joy Picus, John Ferraro, Zev Yaroslavsky, Ruth Galanter, Ernani Bernardi, Marvin Braude, Hal Bernson, Michael Woo, Joan Flores
92-56069.
Court of Appeals for the Ninth Circuit.
May 31, 1994.
23 F.3d 1480
Cited by 16 opinions  |  Published

23 F.3d 1480

Johanna TREVINO, a Minor, By and Through her next friend,
her Grandmother, Filadelphia CRUZ, Plaintiff-Appellee,
v.
Daryl GATES, Defendant,
and
Joel Wachs, Joy Picus, John Ferraro, Zev Yaroslavsky, Ruth
Galanter, Ernani Bernardi, Marvin Braude, Hal
Bernson, Michael Woo, Joan Flores,
Defendants-Appellants.

No. 92-56069.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Feb. 1, 1994.
Opinion Filed Feb. 28, 1994.
Opinion Withdrawn May 31, 1994.
Filed May 31, 1994.

Annette Keller, Asst. City Atty., Los Angeles, CA, for defendants-appellants.

Stephen Yagman, Yagman & Yagman, Venice, CA, for plaintiff-appellee.

Appeal from the United States District Court for the Central District of California.

Before: SNEED, THOMPSON and RYMER, Circuit Judges.

Opinion by Judge DAVID R. THOMPSON.ORDER

The opinion filed February 28, 1994, and published at 17 F.3d 1189 (9th Cir.1994), is withdrawn. That opinion is replaced by the opinion filed contemporaneously with this order.

OPINION

DAVID R. THOMPSON, Circuit Judge:

[*~1480]1

The plaintiff sued the Los Angeles Chief of Police and members of the Los Angeles City Council in their individual capacities under 42 U.S.C. Sec. 1983. She alleged the council members violated her civil rights by encouraging the police to routinely use excessive force. This encouragement, she alleged, contributed to the death of her father.

2

The council members moved to dismiss the plaintiff's claims. They contended that in considering and voting on whether to authorize the city to pay punitive damage awards they acted in a legislative capacity pursuant to California Government Code Sec. 825(b),[1] and they were entitled to absolute legislative immunity. The district court rejected their immunity claim and denied their motion to dismiss. Trevino v. Gates, 798 F.Supp. 621 (C.D.Cal.1992). They appeal.

3

We have jurisdiction, because the denial of a motion to dismiss based upon a claim of absolute immunity is an immediately appealable interlocutory order. Lauro Lines S.R.L. v. Chasser, 490 U.S. 495, 499, 109 S.Ct. 1976, 1978, 104 L.Ed.2d 548 (1989); Mitchell v. Forsyth, 472 U.S. 511, 525, 105 S.Ct. 2806, 2814, 86 L.Ed.2d 411 (1985); Chuman v. Wright, 960 F.2d 104, 105 (9th Cir.1992). We affirm. We hold that city council members who vote to pay a punitive damage award pursuant to California Government Code Sec. 825(b) perform an administrative, not a legislative, act; therefore, they are not entitled to absolute immunity.

FACTS

4

The plaintiff, Johanna Trevino, is 2 1/2 years old. Her father was shot and killed by Los Angeles police officers who waited outside a McDonald's restaurant and watched as her father and three other men robbed the place. When the men left the restaurant and got into their getaway car, the police used their police vehicles to block the car's movement. Then the police opened fire. They fired approximately 20 shotgun rounds into the robbers' car. The plaintiff's father was not immediately killed, but he was near fatally wounded. One of the officers then shot him in the top of the head from a distance of two feet. In all, three of the robbers were killed, including the plaintiff's father. One of the robbers survived.[2]

5

In a lawsuit filed by the surviving robber, and the survivors of those who were killed, a jury awarded no compensatory damages, but awarded the plaintiffs punitive damages aggregating $44,000. These damages were imposed against the officers who participated in the killings.

[*~1481]6

After the judgment was entered, the council members voted to have the city pay the punitive damage award. The plaintiff then filed this lawsuit. She alleged the defendants encouraged and condoned the policy of constitutional violations that led to her father's death.

7

The council members did not challenge the merits of the plaintiff's complaint. They moved to dismiss the complaint solely on the ground that they were entitled to absolute legislative immunity.

STANDARD OF REVIEW

8

We review a district court's determination regarding immunity de novo. Greater Los Angeles Council on Deafness, Inc. v. Zolin, 812 F.2d 1103, 1107 n. 6 (9th Cir.1987); Gutierrez v. Municipal Court, 838 F.2d 1031, 1046 (9th Cir.1988), vacated as moot, 490 U.S. 1016, 109 S.Ct. 1736, 104 L.Ed.2d 174 (1989); Capoeman v. Reed, 754 F.2d 1512, 1513 (9th Cir.1985).

DISCUSSION

9

"The absolute immunity of legislators, in their legislative functions, ... now is well settled." Harlow v. Fitzgerald, 457 U.S. 800, 807, 102 S.Ct. 2727, 2732, 73 L.Ed.2d 396 (1982) (citations omitted). See also Kuzinich v. County of Santa Clara, 689 F.2d 1345, 1349 (9th Cir.1982). "Absolute immunity protects the legislative process by shielding lawmakers from civil liability based on their legislative role which necessarily involves the balancing of social needs and rights of different groups." Gutierrez, 838 F.2d at 1046. See also Tenney v. Brandhove, 341 U.S. 367, 377, 71 S.Ct. 783, 788, 95 L.Ed. 1019 (1951). This absolute immunity extends to local legislators. Kuzinich, 689 F.2d at 1349.

[*1482]10

However, while "members of local legislative bodies have complete immunity from suits based on their legislative acts," id., "not all governmental acts by a local legislator, or even a local legislature, are necessarily legislative in nature." Cinevision Corp. v. City of Burbank, 745 F.2d 560, 580 (9th Cir.1984), cert. denied, 471 U.S. 1054, 105 S.Ct. 2115, 85 L.Ed.2d 480 (1985). Acts that are administrative or executive in nature receive less than absolute protection. Bateson v. Geisse, 857 F.2d 1300, 1304 (9th Cir.1988); Cinevision, 745 F.2d at 577. The burden of proof in establishing absolute immunity is on the individual asserting it. "[O]fficials seeking absolute immunity must show that such immunity is justified for the governmental function at issue." Hafer v. Melo, --- U.S. ----, ----, 112 S.Ct. 358, 363, 116 L.Ed.2d 301 (1991) (citing Burns v. Reed, 500 U.S. 478, 111 S.Ct. 1934, 114 L.Ed.2d 547 (1991)).

11

In making the determination whether an act is legislative in nature, some courts distinguish between whether the act involves the formulation of policy, or is the type of "ad hoc decisionmaking engaged in by an executive." Cinevision, 745 F.2d at 580. See also Zamsky v. Hansell, 933 F.2d 677, 679 (9th Cir.1991) (monitoring compliance with established laws or regulations and offering recommendations on how compliance could be achieved was executive, not legislative, function). Other courts differentiate between executive and legislative acts by examining the scope of the act in question: "[A]n act which applies generally to the community is a legislative one, while an act directed at one or a few individuals is an executive one." Bateson, 857 F.2d at 1304 (quoting Cinevision, 745 F.2d at 579). See also Cutting v. Muzzey, 724 F.2d 259, 261 (1st Cir.1984).

12

Applying these considerations, we conclude determinations made by city council members whether to pay punitive damage awards pursuant to section 825(b) are of limited application and are non-legislative in nature. These decisions are made on a case-by-case basis. Based on the record before us, we cannot say they involve the formulation of policy. Nor do they apply to the community at large. Rather, they are directed toward shielding individuals from specific damage awards. See Bateson, 857 F.2d at 1304 (city council members enjoy no absolute immunity for determinations on building permits, because building permits do not apply to the general community or involve the promulgation of legislative policy, but are directed at individuals); Cinevision, 745 F.2d at 580 (council members' votes to disapprove concerts provided for by contract are administrative in nature); Kuzinich, 689 F.2d at 1350 (an order to institute an action to abate a private business is executive, not legislative).

13

The council members argue their deliberations and decisions under section 825(b) are legislative in nature because the statute is a grant of authority by the state legislature to determine and act on the needs and interests of the community as a whole in connection with civil judgments that implicate the constitutional rights of judgment creditors. See Cornwell v. City of Riverside, 896 F.2d 398, 400 (9th Cir.1990).

14

We reject this argument. It fails to address the nature of the specific decisions made by council members pursuant to section 825(b). Although council members must consider whether payment of a judgment "would be in the best interests of the public entity," Cal.Gov't Code Sec. 825(b)(3), this does not mean decisions made pursuant to this section are general policy decrees.

15

Every decision by a local legislature can be described as one made in the best interests of the public. Moreover, as we stated in Cinevision, 745 F.2d at 580, "[a]lthough a local legislator may vote on an issue, that alone does not necessarily determine that he or she was acting in a legislative capacity." See also Hafer, --- U.S. at ----, 112 S.Ct. at 363. The particularized, case-by-case findings required under section 825(b) compel us to conclude that decisions to pay punitive damages under that section are individually, not generally, directed, involve no broad policy considerations, and thus fall outside those types of legislative actions receiving the cloak of absolute immunity. We therefore affirm the district court's denial of the defendants' motion to dismiss on the ground of absolute immunity.

AFFIRMED.[3]

1

California Government Code Sec. 825(b) provides in pertinent part:

[A] public entity ... is authorized to pay that part of a judgment that is for punitive or exemplary damages if the governing body of that public entity, acting in its sole discretion, finds all of the following:

(1) The judgment is based on act or omission of an employee or former employee acting within the course and scope of his or her employment....

(2) ... [T]he employee ... acted ... in good faith, without actual malice, and in the apparent best interests of the public entity.

(3) Payment of the claim or judgment would be in the best interests of the public entity.

2

A more detailed statement of the facts is set forth in Gomez v. Gates, 804 F.Supp. 69, 71 (C.D.Cal.1992). The facts recited above are taken from the statement of facts which the district court, in Gomez, stated the jury could have found in returning their verdict in favor of the plaintiffs

3

We do not address the question whether the council members may be entitled to qualified immunity. Nor do we consider whether the plaintiff's claims are sufficient to survive a motion to dismiss on some other ground, or whether her claims would survive a motion for summary judgment