Phoenix Global Ventures, Llc v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 (2d Cir. 2005). · Go Syfert
Phoenix Global Ventures, Llc v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 (2d Cir. 2005). Cases Citing This Book View Copy Cite
“associates have never identified any prejudice arising from the one-day delay in their receipt of the remand motion. the district court was well within its discretion 372 to determine that holding ventures to the technical ecf system requirements would have worked ' an injustice.”
104 citation events (104 in the last 25 years) across 16 distinct courts.
Strongest positive: Federal Insurance Company v. TYCO INTERNATIONAL (nysd, 2006-03-21)
Treatment trajectory · 2005 → 2026 · click a year to view as-of
2005 2015 2026
Top citers, strongest first. 33 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Federal Insurance Company v. TYCO INTERNATIONAL (3×) also: Cited as authority (rule)
S.D.N.Y. · 2006 · signal: see · quote attribution · 1 verbatim quote · confidence high
associates have never identified any prejudice arising from the one-day delay in their receipt of the remand motion. the district court was well within its discretion 372 to determine that holding ventures to the technical ecf system requirements would have worked ' an injustice.
discussed Cited as authority (quoted) Lakatos v. Commissioner of Social Security
W.D.N.Y. · 2021 · signal: see also · quote attribution · 1 verbatim quote · confidence low
a district court has inherent authority to determine when to overlook or excuse a departure from its own local rules. . . .
cited Cited as authority (rule) Deutsche Bank National Trust Company v. Reddy
D. Conn. · 2023 · confidence medium
Ventures, LLC, 422 F.3d at 76; see also Pate, 579 F. Supp. 3d at 422.
cited Cited as authority (rule) Deutsche Bank National Trust Company v. Reddy
D. Conn. · 2023 · confidence medium
Ventures, LLC, 422 F.3d at 76; see also Pate, 579 F. Supp. 3d at 422.
examined Cited as authority (rule) Pate v. City of Rochester (5×)
W.D.N.Y. · 2022 · confidence medium
In Phoenix Global Ventures, the Circuit permitted a district court to recognize as timely a motion for remand filed but rejected twice on the thirtieth day after the notice of removal due to noncompliance with the electronic filing system requirements. 422 F.3d at 75.
discussed Cited as authority (rule) 7 West 21 LI LLC v. Mosseri (2×)
S.D.N.Y. · 2021 · confidence medium
Id. at 75-76.
discussed Cited as authority (rule) In Re: Town of Putnam Valley
S.D.N.Y. · 2021 · confidence medium
Here, the Court concludes that “holding [the Town] to the technical . . . requirements would [ ] work[] an injustice,” and thus, it will “overlook [the Town’s] failure[] to comply with [the] requirements of [the Court’s] electronic filing system.” See Phoenix, 422 F.3d at 74.
cited Cited as authority (rule) City Merchandise Inc. v. Tian Tian Trading Inc.
S.D.N.Y. · 2021 · confidence medium
Global Ventures, LLC, 422 F.3d at 75; see also Dietz, 136 S. Ct. at 1892–93.
examined Cited as authority (rule) Almonte v. Target Corporation (3×) also: Cited "see"
S.D.N.Y. · 2020 · confidence medium
June 24, 2008) (quoting Phoenix, 422 F.3d at 76 (holding that district court did not abuse its discretion when it deemed timely a motion to remand filed one day after the deadline because the motion had been twice rejected by ECF due to procedural errors)). “[T]he overall tenor of Phoenix is that exceptions are permitted to the 30-day deadline only in exceptional circumstances, such as failure to file due to a mechanical quirk of the electronic case filing system.” Id.
discussed Cited as authority (rule) Radium2 Capital, Inc. v. NDGS LLC
W.D.N.Y. · 2019 · confidence medium
Ventures, 422 F.3d at 75, it is best characterized as a mandatory claim-processing rule. “[N]onjurisdictional claim-processing rules . . . ‘seek to promote the orderly progress of litigation by requiring that the parties take certain procedural steps at certain specified times.’” Fort Bend Cty, Tex. v. Davis, 139 S. Ct. 1843 , 1849 (2019) (quoting Henderson v. Shinseki, 562 U.S. 428, 435 (2011)).
discussed Cited as authority (rule) Bisesto v. Uher (2×)
S.D.N.Y. · 2019 · confidence medium
Global Ventures, in which the Second Circuit held that the district court did not abuse its discretion when it deemed a motion to remand, which was filed one day after expiration of 30-day deadline, to be timely where the motion had been rejected by ECF due to an incorrect entry, where defendants did not identify any prejudice arising from the one-day delay, and where “holding [plaintiff] to the technical . . . requirements would have worked an injustice.” 422 F.3d at 76; see also Fed.
discussed Cited as authority (rule) Bureau Veritas North America, Inc. v. Departmnet of Transportation
Pa. Commw. Ct. · 2015 · confidence medium
No. 205.4(e)(4)(ii) (“If a party makes a good faith effort to electronically file a legal paper but it is not received, accepted or filed by the electronic filing system, the court may order that the paper be accepted and filed nunc pro tunc upon a showing that reasonable efforts were made to timely present and file the paper”); Phoenix Global Ventures, LLC v. Phoenix Hotel Associates, Ltd., 422 F.3d 72, 74, 76 (2d Cir.2005) (court could “excuse” filing of motion one day beyond deadline where counsel “was assured” that filing was successful on the date of filing, within filing dead…
discussed Cited as authority (rule) Kendell Stephens v. Maxx Properties
2d Cir. · 2015 · confidence medium
Phoenix Global Ventures, LLC v. Phoenix Hotel Associates, Ltd., 422 F.3d 72, 76 (2d Cir.2005); see also Anderson v. City of Bessemer City, N.C., 470 U.S. 564, 573 , 105 S.Ct. 1504 , 84 L.Ed.2d 518 (1985).
discussed Cited as authority (rule) Pietrangelo v. Alvas Corp.
D. Vt. · 2009 · confidence medium
To deny their consents based solely on a formatting requirement, and thus refuse them their statutory right to removal in federal court, would raise form over substance and lead to an “unjust result.” Phoenix Global Ventures, LLC, 422 F.3d at 75.
examined Cited as authority (rule) Bilbruck v. BNSF Railway Co. (3×) also: Cited "see"
9th Cir. · 2007 · confidence medium
Therefore, we hold that the district court properly exercised its discretion when it found that Bilbruck’s technical noncompliance did not render his motion to remand untimely. 2 Because the district court’s remand order related to “any defect” in the removal procedure, 28 U.S.C. § 1447 (c), and the district court acted within its discretion in waiving Bilbruck’s failure to comply with the local rule, Bilbruck’s motion to remand was timely, see Phoenix Global Ventures, LLC, 422 F.3d at 76, and the district court’s remand order is unreviewable, 28 U.S.C. § 1447 (d). 3 Consequent…
cited Cited as authority (rule) Superior Bank v. Hilsman (In Re Hilsman)
Bankr. N.D. Ala. · 2006 · confidence medium
Phoenix Global Ventures, LLC v. Phoenix Hotel Associates, Ltd., 422 F.3d 72, 76 (2nd Cir.2005).
cited Cited "see" Tepley v. Gro Intelligence, Inc.
S.D.N.Y. · 2024 · signal: see · confidence high
Servs. of Chi., 583 U.S. 17, 20 (2017); see Phoenix Glob 422 F.3d at 75 (explaining that Section 1447(c) deadline is mandatory but not jurisdictional).
cited Cited "see" Usov v. Marc Lazar Inc.
2d Cir. · 2018 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir. 2005).
discussed Cited "see" United States v. Compres
2d Cir. · 2015 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (“[Cjlear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”).
discussed Cited "see" Tiffany & O'Shea, LLC ex rel. Estate of Schrag v. Schrag (In re Schrag)
D. Or. · 2011 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Associates, Ltd., 422 F.3d 72, 74 (2nd Cir.2005) (holding that district court may “deem the motion made on the date that the motion would have been filed but for failure to comply with requirements of the electronic filing system”).
discussed Cited "see" Benjamin v. Horn
2d Cir. · 2009 · signal: see · confidence high
See Phoenix Global Ventures LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (“[C]lear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”).
discussed Cited "see" Benjamin v. Horn
2d Cir. · 2009 · signal: see · confidence high
See Phoenix Global Ventures LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (“[C]lear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”).
discussed Cited "see" Luca v. County of Nassau
2d Cir. · 2009 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (“[Cjlear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”); Mathie v. Fries, 121 F.3d 808, 811-12 (2d Cir.1997) (upholding decision of judge at bench trial to credit partially inconsistent testimony of plaintiff).
discussed Cited "see" Luca v. County of Nassau
2d Cir. · 2009 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (“[Cjlear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”); Mathie v. Fries, 121 F.3d 808, 811-12 (2d Cir.1997) (upholding decision of judge at bench trial to credit partially inconsistent testimony of plaintiff).
cited Cited "see" Engel v. 34 East Putnam Ave. Corp.
D. Conn. · 2008 · signal: see · confidence high
See id. at 75-76.
discussed Cited "see" United States v. Rivas
3rd Cir. · 2007 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (per curiam) (holding that a district court did 'not abuse its discretion by excusing the inclusion of too-large exhibits and an-invalid hearing date in violation of electronic filing requirements); Somlyo v. J.
discussed Cited "see" United States v. Jose Ramon Rivas, Also Known as Ray, Jose Ramon Rivas
3rd Cir. · 2007 · signal: see · confidence high
See Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (per curiam) (holding that a district court did not abuse its discretion by excusing the inclusion of too-large exhibits and an invalid hearing date in violation of electronic filing requirements); Somlyo v. J.
discussed Cited "see" Wilson v. Lowe's Home Center, Inc.
D. Conn. · 2005 · signal: see · confidence high
See Phoenix Global Ventures v. Phoenix Hotel Assocs., 422 F.3d 72 (2d Cir.2005); Thompson v. Colorado, 60 Fed.Appx. 212, 213-14 (10th Cir.2003); Quach v. Cross, No. CV 0309627GAFRZX, 2004 WL 2860345 , at *5 (C.D.Cal.
discussed Cited "see, e.g." Schroeder v. Amazon.com Services LLC
D. Or. · 2025 · signal: see, e.g. · confidence low
The rule exists “primarily for the protection of the parties” and “can be waived.” Corona-Contreras v. Gruel, 857 F.3d 1025 , 1028–29 (9th Cir. 2017); see, e.g., Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir. 2005) (excusing plaintiff’s failure to timely file notice of removal).
discussed Cited "see, e.g." In Re: M/V MSC Flaminia
2d Cir. · 2023 · signal: see also · confidence low
When the district court’s findings of fact are “premised upon credibility determinations, we grant particularly strong deference to those findings.” United States v. Mendez, 315 F.3d 132, 135 (2d Cir. 2002); see also Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir. 2005) (deferring to district court’s factual findings, “particularly those involving credibility determinations”).
discussed Cited "see, e.g." Royall v. National Ass'n of Letter Carriers, AFL-CIO
D.C. Cir. · 2008 · signal: see also · confidence low
Where, as here, a notice of appeal is tendered to the clerk within the filing period, “any error regarding the filing of his notice of appeal must be charged to the court, not to him.” Baney v. Dep’t of Justice, 263 Fed.Appx. 892, 894 (Fed.Cir.2008) (unpublished); see also Phoenix Global Ventures, LLC v. Phoenix Hotel Assocs., 422 F.3d 72 , 76 (2d Cir.2005).
discussed Cited "see, e.g." Locurto v. Giuliani
2d Cir. · 2006 · signal: see, e.g. · confidence medium
See, e.g., Phoenix Global Ventures LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72, 76 (2d Cir.2005) (per curiam) (“[C]lear error review mandates that we defer to the district court’s factual findings, particularly those involving credibility determinations.”).
discussed Cited "see, e.g." Locurto v. Giuliani
2d Cir. · 2006 · signal: see, e.g. · confidence low
See, e.g., Phoenix Global Ventures LLC v. Phoenix Hotel Assocs., Ltd., 422 F.3d 72 , 76 (2d Cir.2005) (per curiam) ("[C]lear error review mandates that we defer to the district court's factual findings, particularly those involving credibility determinations.").
Retrieving the full opinion text from the archive…
Phoenix Global Ventures, LLC
v.
Phoenix Hotel Associates, Ltd., a California Limited Partnership, Condor Investment Group, a Delaware Corporation and Phoenix Hotel Associates Limited, Efendants-Appellants, Central & Adams Management Co., a California Corp., Docket No. 04-5713-Cv
72.
Court of Appeals for the Second Circuit.
Aug 29, 2005.
422 F.3d 72

422 F.3d 72

PHOENIX GLOBAL VENTURES, LLC, Plaintiff-Appellee,
v.
PHOENIX HOTEL ASSOCIATES, LTD., a California Limited Partnership, Condor Investment Group, a Delaware Corporation and Phoenix Hotel Associates Limited, efendants-Appellants,
Central & Adams Management Co., a California Corp., Defendant.
Docket No. 04-5713-CV.

United States Court of Appeals, Second Circuit.

Argued: August 1, 2005.

Decided: August 29, 2005.

Peter M. Levine, New York, NY, for Defendants-Appellants.

Perry S. Reich, West Babylon, NY, for Plaintiff-Appellee.

Before: POOLER and SOTOMAYOR, Circuit Judges, and KORMAN, Chief District Judge.[1]

PER CURIAM.

[*~72]1

Defendants-appellants Phoenix Hotel Associates, Ltd., Condor Investment Group, and Phoenix Hotel Associates Limited (collectively, "Associates") appeal from the October 19, 2004, order of the United States District Court for the Southern District of New York (Richard J. Holwell, J.) remanding the suit of plaintiff-appellee Phoenix Global Ventures, LLC ("Ventures"), to New York Supreme Court pursuant to 28 U.S.C. § 1447(c) for defects in the prior removal to federal court.

2

Associates do not contest that the notice of removal was defective, but instead argue that. the motion for remand was untimely under 28 U.S.C. § 1447(c). We extend the rule of Somlyo v. J. Lu-Rob Enters., Inc., 932 F.2d 1043, 1048-49 (2d Cir.1991), which recognizes the inherent authority of a district court to overlook violations of, or depart from, its own local rules, to permit a district court similarly to overlook failures to comply with requirements of its electronic filing system. Thus, the district court may, in its discretion, deem the motion made on the date that the motion would have been filed but for failure to comply with requirements of the electronic filing system. We hold that the district court did not abuse its discretion in deeming the remand motion at issue here to be filed as of the time of Ventures's second attempt to file. We therefore affirm.

BACKGROUND

3

Ventures filed suit against four defendants in New York Supreme Court. Associates filed a notice of removal to federal court on June 25, 2004, but the fourth defendant did not join the notice. John P. Gulino, the trial attorney for plaintiff-appellee, stated in an affirmation that thirty days later, on July 26, 2004, he attempted to file a motion to remand pursuant to 28 U.S.C. § 1447. On his first attempt, the Southern District's electronic case filing system ("ECF system") rejected his filing because his exhibits were too large. Gulino corrected this error and made a second attempt, upon which he "was assured" that the filing was successful. The next day, he learned that the ECF system had rejected his filing due to an invalid hearing date. He made a third attempt to file, which succeeded.

4

Associates opposed the motion for remand on grounds that it was untimely filed. The district court deemed the motion timely filed and granted the motion on its merits. Associates now appeal.

DISCUSSION

5

We begin with a brief discussion of our appellate jurisdiction. While 28 U.S.C. § 1447(d) generally forecloses appellate review of a remand order, the Supreme Court held that where a district court remanded on grounds not authorized by the statute, the remand order was reviewable through the writ of mandamus. Thermtron Prods., Inc. v. Hermansdorfer, 423 U.S. 336, 351, 96 S.Ct. 584, 46 L.Ed.2d 542 (1976). Subsequently, we applied this holding to permit mandamus review of an order made on an untimely motion, as such an order would not be authorized by the statute. Hamilton v. Aetna Life & Cas. Co., 5 F.3d 642, 644 (2d Cir.1993). We further noted that we had discretion to treat a notice of appeal as a petition for a writ of mandamus, id., discretion that we would exercise here. More recently, the holding of Thermtron regarding the finality of an order of removal was called into question by Quackenbush v. Allstate Ins. Co., which held that the remand order in that case was a final order from which appeal could be taken under 28 U.S.C. § 1291. 517 U.S. 706, 714-15, 116 S.Ct. 1712, 135 L.Ed.2d 1 (1996). We need not decide the question of whether Hamilton or Quackenbush controls here, as in either case we would have the power to review the present case.

6

Under 28 U.S.C. § 1447(c), to avoid waiver of any procedural defects in the notice of removal, a motion for remand must be filed within thirty days of the filing of the notice of removal. Hamilton, 5 F.3d at 643-44. This deadline is plainly mandatory. See 28 U.S.C. § 1447(c). However, we have never held it to be jurisdictional, nor is there any statutory language that purports to limit the court's power to consider an overdue motion. Cf. Somlyo, 932 F.2d at 1046 (holding that the similar thirty-day deadline for a notice of removal under 28 U.S.C. § 1446(b) is mandatory and rigorously enforced, but not jurisdictional).

7

Here, Gulino's first two attempts to file the remand motion were within the deadline, but his third, successful attempt was not. Ventures's sole argument on appeal is that the district court's decision to excuse this failure was within its inherent power to waive compliance with the court's local rules.[2]

[*~72]8

Ventures relies primarily on our holding in Somlyo. In that case, we considered the closely related thirty-day deadline of 28 U.S.C. § 1446(b) for filing a notice of removal. We held that the procedures for filing are properly dictated by the local rules of the relevant district court, reasoning that neither Section 1446, Federal Rule of Civil Procedure 5(e), nor case law defined the meaning of "filed," leaving the district court's local rules as the only authority for determining when a case was "filed." Somlyo, 932 F.2d at 1046-47. We then went on to hold that a district court has inherent authority to determine when to overlook or excuse a departure from its own local rules, regardless of whether such departure is authorized in the local rules or not. Id. at 1048-49. We held that this authority is a matter of discretion to be guided by whether strict application of the local rules would lead to an unjust result. Id. at 1049.

9

A similar analysis applies here. Section 1447 does not give any guidance on when a motion is "made." The Federal Rules of Civil Procedure do give more guidance, requiring that a motion be "made" in writing if not during a hearing or trial. Fed.R.Civ.P. 7(b)(1). Any motion made in writing, other than ex parte motions, must be served on the other party and "filed" with the court. Fed.R.Civ.P. 5(a), (d). Thus, non-trial motions are "made" when "filed," and the making of a non-trial motion therefore is governed by local rules to the same extent as the filing of a notice of removal.

[*~73]10

Of course, the strictures of the ECF system are not, strictly speaking, local rules of the district court. But if a district court has inherent authority to waive its local rules, which have the "force of law," Whitfield v. Scully, 241 F.3d 264, 270 (2d Cir.2001), then a fortiori it has the inherent authority to waive quirks of its procedural mechanisms, which do not even rise to the level of legal requirements. We therefore extend Somlyo to permit district courts to excuse failures to comply with rules enforced by its local electronic case filing system for purposes of determining when a motion was made.

[*~74]11

We emphasize that we are not, as Associates claim, carving out an exception to the mandatory deadline of Section 1447. The district court did not have authority to do so, and it did not do so here. Our decision today simply recognizes the district court's authority to excuse Gulino's failure to comply with the ECF system requirements and thus deem the motion made at the time when, but for this noncompliance, the motion would have been made. See Wight v. Bankamerica Corp., 219 F.3d 79, 85-86 (2d Cir.2000); Somlyo, 932 F.2d at 1046-48.

[*~75]12

As a result, the district court was entitled to excuse both the file size and hearing date errors in its discretion, guided by whether strict application of these requirements would cause an unjust result. See Somlyo, 932 F.2d at 1049; LoSacco v. City of Middletown, 71 F.3d 88, 92 (2d Cir.1995). The district court did not explicitly frame its analysis in these terms. It nonetheless reasoned that "it would be unduly harsh to penalize [Ventures] for the electronic communications that apparently broke down," and in part due to this fact, concluded that the "motion to remand is deemed filed on July 26, 2004, and is therefore timely."

[*~76]13

We see no abuse of discretion in this reasoning. It is uncontested and obvious that the notice of removal suffered from procedural defects. While Gulino may have been unwise to wait until the last day to file via an unfamiliar ECF system, he was within his rights to do so. Associates have never identified any prejudice arising from the one-day delay in their receipt of the remand motion. The district court was well within its discretion to determine that holding Ventures to the technical ECF system requirements would have worked an injustice. See Somlyo, 932 F.2d at 1049 ("[I]t is the business of the district court to determine whether fairness demands that noncompliance be excused.").

14

Associates argue that there was no evidence corroborating Gulino's attempt to file. In reviewing district court decisions for abuse of discretion, we review the underlying factual findings for clear-error. United States v. Garcia, 413 F.3d 201, 222 (2d Cir.2005). In turn, clear error review mandates that we defer to the district court's factual findings, particularly those involving credibility determinations. See Joseph Brenner Assocs., Inc. v. Starmaker Entm't, Inc., 82 F.3d 55, 57 (2d Cir.1996). Gulino submitted a statement that affirmed his account to be true on penalty of perjury. Associates never requested an evidentiary hearing or otherwise tested this statement below. It is apparent that the district court credited this account, although it did not say so explicitly. While Gulino's statement is, as Associates point out, slightly vague and phrased in the passive voice, we do not find this sufficient to make the district court's acceptance of Gulino's statement clearly erroneous.

CONCLUSION

15

For the foregoing reasons, the judgment of the district court is affirmed.

Notes:

1

The Honorable Edward R. Korman, Chief Judge of the United States District Court for the Eastern District of New York, sitting by designation

2

The district court further relied on Procedures for Electronic Case Filing ¶ 11, which permits a party to seek relief from the district court if its filing is made untimely due to technical error, and on the doctrine of equitable tolling. These issues were not fully developed in Ventures's brief, and because of our disposition of the local rules issue, we need not address them here