In Re Sprint Nextel Corp., 593 F.3d 669 (7th Cir. 2010). · Go Syfert
In Re Sprint Nextel Corp., 593 F.3d 669 (7th Cir. 2010). Cases Citing This Book View Copy Cite
136 citation events (136 in the last 25 years) across 34 distinct courts.
Strongest positive: Television Tower, Inc. v. Elizabeth Goldberg (ca4, 2025-08-01) · Strongest negative: Roberson v. Maestro Consulting Services LLC (ilsd, 2020-12-14)
Treatment trajectory · 2011 → 2026 · click a year to view as-of
2011 2018 2026
Top citers, strongest first. 49 distinct citers.
discussed Cited "but see" Roberson v. Maestro Consulting Services LLC
S.D. Ill. · 2020 · signal: but see · confidence high
Cir. 2014) (noting “plaintiffs needed to produce some evidence that would allow the court to determine the class members’ citizenships on the date the case was removed”); but see In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (acknowledging that “plaintiffs could have guaranteed that the suit would remain in state court” if “the plaintiffs might have defined their class as all Kansas citizens who purchased text messaging from Sprint Nextel or an alleged coconspirator”).
examined Cited as authority (verbatim quote) Television Tower, Inc. v. Elizabeth Goldberg (3×) also: Cited as authority (rule), Cited "see"
4th Cir. · 2025 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
given that there are probably hundreds of thousands of putative class members, if not more, it would be infeasible to document each class member's citizenship individually, but the district court could have relied on evidence going to the citizenship of a representative sample.
examined Cited as authority (verbatim quote) Skyline Tower Painting, Inc. v. Elizabeth Goldberg (3×) also: Cited as authority (rule), Cited "see"
4th Cir. · 2025 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
given that there are probably hundreds of thousands of putative class members, if not more, it would be infeasible to document each class member's citizenship individually, but the district court could have relied on evidence going to the citizenship of a representative sample.
examined Cited as authority (verbatim quote) Elizabeth Goldberg v. Skyline Tower Painting, Inc. (3×) also: Cited as authority (rule), Cited "see"
4th Cir. · 2025 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
given that there are probably hundreds of thousands of putative class members, if not more, it would be infeasible to document each class member's citizenship individually, but the district court could have relied on evidence going to the citizenship of a representative sample.
examined Cited as authority (verbatim quote) Elizabeth Goldberg v. Television Tower, Inc. (3×) also: Cited as authority (rule), Cited "see"
4th Cir. · 2025 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
given that there are probably hundreds of thousands of putative class members, if not more, it would be infeasible to document each class member's citizenship individually, but the district court could have relied on evidence going to the citizenship of a representative sample.
examined Cited as authority (verbatim quote) Glass v. Tradesmen International, LLC
N.D. Ohio · 2020 · signal: see · quote attribution · 1 verbatim quote · confidence high
alternatively, the plaintiffs might have defined their class as all kansas citizens who purchased text messaging from sprint nextel or an alleged coconspirator. by using that definition, the plaintiffs could have guaranteed that the suit would remain in state court.
discussed Cited as authority (verbatim quote) Ellis v. Montgomery County
E.D. Pa. · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.
discussed Cited as authority (verbatim quote) Reece v. AES Corporation (2×) also: Cited as authority (rule)
10th Cir. · 2016 · signal: cf. · quote attribution · 1 verbatim quote · confidence high
court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.
examined Cited as authority (quoted) Matthews v. Cresco Labs, Inc. (3×) also: Cited "see"
N.D. Ill. · 2025 · quote attribution · 1 verbatim quote · confidence low
court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.
cited Cited as authority (rule) Tesky, Keith v. Bone & Joint Clinic, S.C.
W.D. Wis. · 2025 · confidence medium
In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010).
discussed Cited as authority (rule) Schult, Todd v. InterCon Construction, Inc.
W.D. Wis. · 2025 · confidence medium
But that assumption does not help Intercon because “a court may not draw conclusions about the citizenship of class members based on things like their . . . mailing addresses.” In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010).
cited Cited as authority (rule) Donna Cheesman v. Capital Health System Inc
3rd Cir. · 2025 · confidence medium
Doe v. SSM Health Care Corp., 126 F.4th 1329 , 1333-34 (8th Cir. 2025); Johnson v. Advance Am., 549 F.3d 932, 936-37 (4th Cir. 2008); In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010).
discussed Cited as authority (rule) Pearson, Daniel v. Group Health Cooperative of South Central Wisconsin
W.D. Wis. · 2025 · confidence medium
That is a reasonable view, but the Court of Appeals for the Seventh Circuit has not yet embraced it, holding instead that “a court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.” In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010).
discussed Cited as authority (rule) Walker v. Morgan & Morgan, Jacksonville PLLC
S.D. Ga. · 2025 · confidence medium
Breach Litig., 564 F.3d 75, 77, 81 (1st Cir. 2009) (recognizing that defining class to exclude “any persons and entities who are not citizens of the State of Florida” defeated federal jurisdiction under CAFA pursuant to the local controversy exception); Johnson v. Advance Am., 549 F.3d 932 , 937–38 (4th Cir. 2008) (recognizing plaintiffs had “taken care” to avoid federal jurisdiction under CAFA by limiting the class to South Carolina citizens); In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (observing that if the plaintiffs had “defined their class as all Kansas citiz…
cited Cited as authority (rule) Henry v. AbbVie Inc.
N.D. Ill. · 2024 · confidence medium
Hart, 457 F.3d at 680 ; In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010).
discussed Cited as authority (rule) Marc-Antony Halliday v. Panda Restaurant Group, Inc.
C.D. Cal. · 2024 · confidence medium
Morgan v. Gay, 471 F.3d 469, 474 (3d Cir. 2006); see also Johnson v. Advance Am., 549 F.3d 932, 937 (4th Cir. 2008) (plaintiff was entitled to the class to citizens of South Carolina” “‘so as to avoid federal jurisdiction under CAFA.”); Jn re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010) (acknowledging CAFA’s general goal to provide a federal forum for class actions but noting that CAFA “also provided for exceptions, and plaintiffs are free to “circumscribe their class definitions’ to fit within one of those exceptions and avoid federal jurisdiction’’); In re Hanna…
discussed Cited as authority (rule) Turner v. Sweetwater Franchise Group, LLC
S.D. Miss. · 2024 · confidence medium
In its analysis, the district court in Evans, supra, considered rulings from other circuits: (1) In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (vacating a remand order pursuant to a CAFA exception but ordering the district court to permit the plaintiffs to present additional evidence to prove the proposed class members' citizenship); and (2) Coleman v. Estes Express Lines, Inc., 631 F.3d 1010, 1015 (9th Cir. 2011) (teaching that some elements to CAFA exceptions must appear on the face of the complaint while others are facts the district court must find). the Court believes the b…
discussed Cited as authority (rule) Solomon v. Suncoast Credit Union
M.D. Fla. · 2023 · confidence medium
Federal Jurisdiction under CAFA To invoke federal jurisdiction under CAFA, Suncoast must demonstrate that the amount in controversy exceeds $5,000,000 and that at least one-third of the mem- bers of the putative class are citizens of a state other than Florida.* The complaint al- leges that the putative class comprises “[a]ll Florida citizens who had a checking or savings account opened under their identity by Suncoast without their authorization using [personal identifying information] for [the] Unauthorized Account Opening via Suncoast’s SunNet Online Banking platform.” Under Smith v. …
discussed Cited as authority (rule) <font color=\red\">DO NOT FILE IN THIS CASE</font> TRANSFERRED TO CAMDEN NEW CIVIL ACTION NO. 1:21-cv-14424"
D.N.J. · 2023 · confidence medium
(See Defs.’ Opp’n Br. at 17.) Specifically, Defendants point to the approach of the Seventh and Eighth Circuits, which hold there are “two ways plaintiffs can meet their burden: (1) affidavit evidence or statistically significant surveys showing two-thirds of the class members are local citizens[;] or (2) redefine the class as only local citizens.” Hood v. Gilster-Mary Lee Corp., 785 F.3d 263, 266 (8th Cir. 2015) (citing Jn re Sprint Nextel Corp., 593 F.3d 669, 675-76 (7th Cir. 2010)).
discussed Cited as authority (rule) Pecho v. Fittingbox Inc.
N.D. Ill. · 2022 · confidence medium
Under binding precedent, Plaintiff bears the burden of establishing by a “preponderance of the evidence that two-thirds of [his] proposed class members are [Illinois] citizens.” In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010) (emphasis added).
discussed Cited as authority (rule) Morton v. D.R. Horton, Inc.
S.D. Ala. · 2022 · confidence medium
The court's concerns in this regard were sufficiently expressed at oral argument.”). on ‘sensible guesswork.’”) (quoting In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010)) ("All in all, we're inclined to think that at least two-thirds of those who have Kansas cell phone numbers and use Kansas mailing addresses for their cell phone bills are probably Kansas citizens. . . .
discussed Cited as authority (rule) Lax v. APP of New Mexico ED (2×) also: Cited "see, e.g."
10th Cir. · 2022 · confidence medium
It is true that in determining citizenship, a court may not rely on guesswork, even “[s]ensible guesswork.” Sprint Nextel, 593 F.3d at 674 (stating that although the court was “inclined to think that at least two-thirds of those who have Kansas cell phone numbers and use Kansas mailing addresses for their cell phone bills are probably Kansas citizens,” such a common-sense conclusion based on “[s]ensible guesswork” was insufficient to determine citizenship because “a court may not draw conclusions about the citizenship of class members based on things like their phone numbers and …
discussed Cited as authority (rule) Barbara McLaren v. The UPS Store Inc
3rd Cir. · 2022 · confidence medium
McLaren v. The UPS Store, No. 3:21-cv-14424, ECF No. 15 at 6 n.6. 22 controversy exception); In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (vacating remand order and remanding to the district court to “give the plaintiffs another opportunity to prove that the proposed class satisfies the requirements of the home-state exception”); see also Walsh v. Defs., Inc., 894 F.3d 583, 588 (3d Cir. 2018) (permitting remand, following a motion for reconsideration of an order previously denying remand, based upon evidence disclosed during class discovery that showed the local controversy…
discussed Cited as authority (rule) Lax v. APP of New Mexico ED, PLLC (2×)
D.N.M. · 2022 · confidence medium
Because Plaintiffs defined their class using residency, they now face the burden to show that “greater than two-thirds of the members of all proposed plaintiff classes in the aggregate are citizens of [New Mexico].” 28 U.S.C. § 1332 (d)(4)(A)(i)(I) (emphasis added).2 See, e.g., In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (“The plaintiffs might have defined their class as all Kansas citizens who purchased text messaging from Sprint Nextel or an alleged coconspirator.
discussed Cited as authority (rule) Ranita Railey v. Sunset Food Mart, Inc.
7th Cir. · 2021 · confidence medium
By limiting the class to Illinois citizens, Railey eliminated any concern that any Sunset employees domiciled outside the state comprise greater than one-third of the class and all but “guaranteed that the suit would remain in state court.” In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010).
cited Cited as authority (rule) Young v. Integrity Healthcare Communities, LLC
S.D. Ill. · 2021 · confidence medium
In re Spring Nextel Corp, 593 F.3d 669, 673 (7th Cir. 2010).
cited Cited as authority (rule) Baker v. Ocean 18 LLC
W.D. Mo. · 2019 · confidence medium
Hood, 785 F.3d at 266 (citing In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010)).
discussed Cited as authority (rule) Adams v. Eagle Road Oil LLC
N.D. Okla. · 2019 · confidence medium
See Mondragon v. Capital One Auto Fin., 736 F.3d 880, 884 (9th Cir. 2013); Vodenichar v. Halcón Energy Props., Inc., 733 F.3d 497, 503 (3d Cir. 2013); In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010). same or similar allegations against the defendants.3 The court first considers the second requirement—whether plaintiffs seek “significant relief” from at least one defendant who is a citizen of Oklahoma and whose alleged conduct forms a “significant basis” for plaintiffs’ claims. 28 U.S.C. § 1332 (d)(4)(A)(i)(II).
discussed Cited as authority (rule) Nichols v. Chesapeake Operating (2×) also: Cited "see"
10th Cir. · 2018 · confidence medium
See Mondragon v. Capital One Auto Fin., 736 F.3d 880, 884 (9th Cir. 2013); Vodenichar v. Halcón Energy Props., Inc., 733 F.3d 497, 503 (3d Cir. 2013); In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010); see also Dutcher v. Matheson, 840 F.3d 1183, 1189, 1190 (10th Cir. 2016).3 “The preponderance of the evidence standard requires the party with the burden of proof to support its position with the greater weight of the evidence.” Nutraceutical Corp. v. Von Eschenbach, 459 F.3d 1033, 1040 (10th Cir. 2006) (footnote omitted).
discussed Cited as authority (rule) Carter v. CIOX Health, LLC
W.D.N.Y. · 2017 · confidence medium
Co., 654 F.3d 564, 570 (5th Cir. 2011) (per curiam); In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir. 2010); see also Ramirez, 2017 WL 2062960 , at *7 (noting the “emerging consensus” that a preponderance of the evidence standard applies).
discussed Cited as authority (rule) Hargett v. Revclaims, LLC
8th Cir. · 2017 · confidence medium
In In re Sprint Nextel Corp., the Seventh Circuit refused to conclude by sensible guesswork that a class of “all Kansas residents” who purchased text messaging from a company was more than two-thirds Kansan by citizenship. 593 F.3d 669, 671, 674 (7th Cir. 2010).
discussed Cited as authority (rule) Jennifer Mason v. Lockwood, Andrews & Newnam
6th Cir. · 2016 · confidence medium
As for the first requirement, every circuit to have considered the issue—five so far— has held that “there must ordinarily be at least some facts in evidence from which the district court may make findings re garding the class members’ citizenship for purposes of CAFA’s local-controversy exception.” Mondragon v. Capital One Auto Finance, 736 F.3d 880, 884 (9th Cir. 2013) (gathering cases); see also Reece v. AES Corp., 638 Fed.Appx. 755, 769-70 (10th Cir. 2016); In re Sprint Nextel Corp., 593 F.3d 669, 674-676 (7th Cir. 2010); Preston v. Tenet Healthsystem Mem’l Med.
examined Cited as authority (rule) Gallagher v. Johnson & Johnson Consumer Companies, Inc. (3×)
D.N.J. · 2016 · confidence medium
Co. Customer Data Security Breach Litig., 564 F.3d 75 (1st Cir.2009) (noting that home state exception applied because defendant was a Florida citizen and “[a]s [plaintiff] has defined the class in his complaint, all class members are Florida citizens.”); In re Sprint Nextel Corp., 593 F.3d 669, 676 (7th Cir.2010) (“[T]he plaintiffs might have defined their class as all Kansas citizens ....
discussed Cited as authority (rule) Jane Doe 1 v. Georgetown Synagogue-Kesher Israel Congregation
D.D.C. · 2015 · confidence medium
Id. at 144 , at *7 (quotation marks omitted) (citing Mondragon v. Capital One Auto Finance, 736 F.3d 880, 884 (9th Cir.2013); In re Sprint Nextel Corp., 593 F.3d 669, 673-76 (7th Cir.2010); Preston v. Tenet Healthsystem Memorial Med.
discussed Cited as authority (rule) Patricia Hood v. Gilster-Mary Lee Corporation
8th Cir. · 2015 · confidence medium
Citing other district-court orders, the district court relied on last-known addresses to conclude that over two-thirds of the potential class members were Missouri citizens. 1 More persuasive *266 is the Seventh Circuit’s general rule: “[A] court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.” In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir.2010).
discussed Cited as authority (rule) Jose Mondragon v. Capital One Auto Finance (2×) also: Cited "see"
9th Cir. · 2013 · confidence medium
Id. at 673, 676 . 4 Similarly, in this case, we suspect that, if he decides to expend the effort, Mondragon will be able to gather and submit evidence to support his contention that more than two-thirds of prospective class members were citizens of California at the time the case became removable, thereby justifying a remand to state court and landing the case back in the same place it was before this appeal.
discussed Cited as authority (rule) Jose Mondragon v. Capital One Auto Finance (2×) also: Cited "see"
9th Cir. · 2013 · confidence medium
Id. at 673, 676 .4 Similarly, in this case, we suspect that, if he decides to expend the effort, Mondragon will be able to gather and submit evidence to support his contention that more than two- thirds of prospective class members were citizens of California at the time the case became removable, thereby justifying a remand to state court and landing the case back in the same place it was before this appeal.
discussed Cited as authority (rule) Hollinger v. Home State Mutual Insurance
5th Cir. · 2011 · confidence medium
See United States v. Esquivel, 88 F.3d 722, 726-27 (9th Cir.1996); see also Bennett v. Board of Commissioners for East Jefferson Levee District, 2007 WL 2571942 , *4-5 (E.D.La.2007) (using United States Census Bureau data in CAFA analysis); O’Toole v. Northrop Grumman Corp., 499 F.3d 1218, 1225 (10th Cir.2007) (concluding that the failure to take judicial notice was an abuse of discretion when the party opposing judicial notice did not dispute its accuracy and did not request a hearing on the appropriateness of judicial notice); In re Sprint Nextel Corp., 593 F.3d 669, 675-76 (7th Cir.2010) …
cited Cited "see" Thomas v. Transcore, LP
M.D. Penn. · 2022 · signal: see · confidence high
See In re Sprint Nextel Corp., 593 F.3d 669, 674 (7th Cir. 2010).
discussed Cited "see" Gates v. Eagle Family Foods Group, LLC
N.D. Ill. · 2021 · signal: see · confidence high
See In re Sprint Nextel Corp., 593 F.3d 669, 673-676 (7th Cir. 2010) (stating that plaintiff must establish that two-thirds of the class members are citizens of the forum state “by a preponderance of the evidence” and describing the types of evidence that would suffice).
examined Cited "see" Betty M. Smith v. Michael Bokor (3×) also: Cited "see, e.g."
11th Cir. · 2021 · signal: see · confidence high
We cannot rely only on a series of purportedly reasonable inferences to determine citizenship; we cannot base our 25 USCA11 Case: 18-14797 Date Filed: 03/12/2021 Page: 26 of 35 determination of citizenship on “sensible guesswork.” Sprint, 593 F.3d at 674 ; see id. (“All in all, we’re inclined to think that at least two-thirds of those who have Kansas cell phone numbers and use Kansas mailing addresses for their cell phone bills are probably Kansas citizens. . . .
discussed Cited "see" Whelan v. Wesley Apartment Homes, LLC (2×)
N.D. Ga. · 2019 · signal: see · confidence high
See In re Sprint Nextel Corp. , 593 F.3d 669 , 674 (7th Cir. 2010) ; Anderson , 2013 WL 1213267 at *6 ; Fuller v. Home Depot Servs., LLC , No. 1:07-cv-1268-RLV, 2007 WL 2345257 , at *5 (N.D.
cited Cited "see" Charlotte Phillips v. Wellpoint Incorporated
7th Cir. · 2014 · signal: see · confidence high
See In re Sprint Nextel Corp., 593 F.3d 669 (7th Cir.2010) (distinguishing residence from citizenship for the purpose of § 1332(d)(4)).
cited Cited "see" Dutcher v. Matheson
D. Utah · 2014 · signal: see · confidence high
See In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir.2010); Preston v. Tenet Healthsystem Mem'l Med.
discussed Cited "see" Hart v. Rick's NY Cabaret International, Inc.
S.D.N.Y. · 2014 · signal: see · confidence high
See In re Sprint Nextel Corp., 593 F.3d 669, 673 (7th Cir.2010) (“plaintiffs had to establish by a preponderance of the evidence that two-thirds of their proposed class members are Kansas citizens”); Mondragon v. Capital One Auto Fin., 736 F.3d 880, 884 (9th Cir.2013) (“A district court makes factual findings regarding jurisdiction under a preponderance of the evidence standard.”).
discussed Cited "see, e.g." In Re: Lurie Children's Hospital Data Security Litigation
N.D. Ill. · 2025 · signal: see also · confidence medium
Nonetheless, even where CAFA’s jurisdictional requirements are met, the home-state exception requires a district court to “decline to exercise jurisdiction” where “two-thirds or more of the members of all proposed classes in the aggregate, and the primary defendants are citizens of the State in which the action was originally filed.” 28 U.S.C. § 1332 (d)(4)(B); see also In re Sprint Nextel Corp., 593 F.3d 669, 671 (7th Cir. 2010).
discussed Cited "see, e.g." Bryant v. GEICO Casualty Company (NE)
D. Maryland · 2023 · signal: see, e.g. · confidence medium
See, e.g., in re Spring Nextel Corp., 593 F.3d 669, 676 (7th Cir. 2010) (observing that remand would be appropriate if plaintiffs “defined their class as all Kansas citizens who purchased text messaging from” the defendant because “it doesn’t take any evidence to establish that Kansas citizens make up . at least two-thirds of the members of a class-that is open only to Kansas citizens) (citing Johnson, 549 F.3d at 937-38 )); Simring v. Greensky, LLC, 29 F.4th 1262, 1267 (11th Cir. 2022).
discussed Cited "see, e.g." Lax v. APP of New Mexico ED, PLLC
D.N.M. · 2020 · signal: see, e.g. · confidence medium
See e.g., In re Sprint Nextel Corp., 593 F.3d at 676 (“The plaintiffs might have defined their class as all Kansas citizens who purchased text messaging from Sprint Nextel or an alleged coconspirator.
discussed Cited "see, e.g." McMullen v. Synchrony Bank (2×)
D.D.C. · 2015 · signal: see also · confidence medium
When the Court analyzes the citizenship of the proposed plaintiff class, “there must ordinarily be at least some facts in evidence from which the district court may make findings regarding class members’ citizenship for purposes of CAFA’s local controversy exception.” Mondragon v. Capital One Auto Finance, 736 F.3d 880, 884 (9th Cir.2013); see also In re Sprint Nextel Corp., 593 F.3d 669, 673-76 (7th Cir.2010); Preston v. Tenet Healthsystem Memorial Med.
Retrieving the full opinion text from the archive…
In Re SPRINT NEXTEL CORPORATION, Petitioner
09-8038.
Court of Appeals for the Seventh Circuit.
Jan 28, 2010.
593 F.3d 669
Kannon K. Shanmugam, Williams & Connolly LLP, Washington, DC, for Petitioner., Ray A. Sharp, Gunderson, Sharp & Walke, Prairie Village, KS, for Respondent.
Flaum, Evans, Sykes.
Cited by 57 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 77%
Citer courts: N.D. Illinois (1)
EVANS, Circuit Judge.

Sprint Nextel has petitioned for leave to appeal the district court’s remand to state court of a class action against it. The complaint alleged violations of the Kansas Unfair Trade and Consumer Protection Act. The district court declined to exercise jurisdiction on the ground that the suit fell[*671] within the home-state exception to the Class Action Fairness Act (CAFA). See 28 U.S.C. § 1382(d)(4)(B).

The complaint, filed in Kansas state court, alleges that Sprint Nextel, a Kansas corporation, conspired with other cell phone providers to impose artificially high prices for text-message service. The plaintiffs declared that they were bringing the suit on behalf of themselves and “all Kansas residents” who purchased text messaging from Sprint Nextel or one of its alleged coconspirators between January 2005 and October 2008, when the suit was initiated. But they also specified that their class was limited only to those who (1) had a Kansas cell phone number, (2) received their cell phone bill at a Kansas mailing address, and (3) paid a Kansas “USF fee,” which is applied to all long-distance calls within Kansas. It’s not clear what the third factor adds to the first two. Regardless, the plaintiffs asserted that these three factors showed that all the class members were Kansas citizens.

Sprint Nextel removed the case to the United States District Court for the District of Kansas pursuant to CAFA, 28 U.S.C. § 1332(d)(2), (d)(5), contending, as required, that over $5 million was in controversy, the class contained more than 100 members, and at least one member of the putative class, though meeting the three criteria outlined above, was not a Kansas citizen. Sprint Nextel in fact came up with five non-Kansan putative class members, all of them national corporations that subscribed to Kansas cell phone service as part of their Kansas presence and received bills at a Kansas office. The panel on Multi-District Litigation transferred this case, along with over a dozen other similar suits against cell phone companies, to the Northern District of Illinois. The district court agreed with the plaintiffs that the home-state exception required it to remand the case.

The requirements of the home-state exception are simple: if “two-thirds or more of the members of all proposed plaintiff classes in the aggregate, and the primary defendants, are citizens of the State in which the action was originally filed,” the district court should decline jurisdiction. 28 U.S.C. § 1332(d)(4)(B). In resisting remand, Sprint Nextel argued first that the plaintiffs had presented no evidence that two-thirds of their proposed class members were in fact Kansas citizens, as opposed to, say, local offices of national corporations or out-of-state students at Kansas colleges, each of whom might have Kansas cell phones and Kansas mailing addresses. Second, Sprint Nextel argued that even if the plaintiffs had documented the Kansas citizenship of the members of the proposed class, CAFA required more. Sprint Nextel contended that when the statutory exception specifies that “two-thirds or more of the members of all proposed plaintiff classes in the aggregate” must be from the home state, it means two-thirds of the members of the proposed classes in all lawsuits alleging similar conduct, not just the proposed class in this suit. And there was no way, Sprint Nextel continued, that Kansas citizens constituted at least two-thirds of the members across the proposed plaintiff classes in all text messaging antitrust cases.

The district court rejected both arguments. First, it ruled that even though the plaintiffs presented no evidence to counter Sprint Nextel’s attacks on the composition of their class, they “have defined the putative class in such a way as to leave little doubt that at least two-thirds of the class members are Kansas citizens.” The court rejected the second argument on the ground that while the local-controversy exception requires district courts to in[*672] quire whether there have been other class actions with similar allegations in the past three years, 28 U.S.C. § 1332(d)(4)(A)(ii), the home-state exception does not. The district court concluded from this distinction that the home-state exception does not, as a rule, require consideration of other lawsuits; consequently, the defendant’s reading of the two-thirds provision, which would require the court to look beyond the four corners of the complaint, was untenable. In its petition, Sprint Nextel renews its arguments, which present issues of first impression for this court. Sprint Nextel also contends, in light of the other related suits and the fact that it is a nationwide cell phone provider, that this is a national controversy, and just the sort of dispute that CAFA was designed to keep in federal court.

We first address whether the denominator of the two-thirds provision is the total number of potential class members in this suit or in all suits with similar allegations. Sprint Nextel makes much of the language, “proposed plaintiff classes in the aggregate,” suggesting that the only possible reason for Congress’s reference to plural “classes in the aggregate” is to require a district court to search out similar cases. We join the First Circuit, the only appellate court to confront this issue, in rejecting that reading. See In re Hannaford, Bros. Co. Customer Data Sec. Breach Litig., 564 F.3d 75, 78-79 (1st Cir.2009). The First Circuit’s response to this argument was that there can be more than one class in a single class action, and the plural language is meant to address that scenario. Id. at 79. We agree. For example, in a toxic tort case there could be both a medical monitoring class and a property remediation class. Without the requirement that the district court evaluate the citizenship of “the proposed classes in the aggregate,” one might think that so long as at least two-thirds of the members of one of those classes were from the home state, the exception would apply. Preventing that misconception seems purpose enough for CAFA’s reference to “classes in the aggregate.”

Moreover, identical language is used in the local-controversy exception, and in that context it can’t mean what Sprint Nextel says it does. The local-controversy exception is more intricate than the home-state exception, but for our purposes only two elements are important. First, as with the home-state exception, “greater than two-thirds of the members of all proposed plaintiff classes in the aggregate [must be] citizens of the State in which the action was originally filed.” 28 U.S.C. § 1332(d)(4)(A)®. Second, the exception applies only if “during the 3-year period preceding the filing of that class action, no other class action has been filed asserting the same or similar factual allegations against any of the defendants....” Id. at § 1332(d)(4)(A)(ii). Under Sprint Nextel’s reading, the first provision would require the district court to evaluate the fraction of home-state plaintiffs involved in all similar class actions. But, says the second provision, if there are similar actions, it’s ipso facto not a local controversy. Thus, for purposes of the local-controversy exception, the composition of proposed plaintiff classes in other similar suits can never matter. If there aren’t any other similar suits, the district court would of course evaluate only those in the current case, and if there are similar suits, the fact of their existence controls, regardless of the composition of the proposed classes in those suits. It would be surprising if the same language meant something different in the home-state exception. See Atlantic Cleaners & Dyers v. United States, 286 U.S. 427, 433, 52 S.Ct. 607, 76 L.Ed. 1204 (1932).

[*673] We also reject Sprint Nextel’s insinuation that federal jurisdiction is proper, regardless of the rules set forth in CAFA, because, it says, CAFA was enacted to ensure that national controversies, which it asserts this is, are decided in federal court. That may have been Congress’s general goal, but it also provided for exceptions, and plaintiffs are free to “circumscribe their class definitions” so that they can fit within one of those exceptions and avoid federal jurisdiction. Johnson v. Advance Am., 549 F.3d 932, 937 (4th Cir.2008); see also Palisades Collections LLC v. Shorts, 552 F.3d 327, 336 n. 5 (4th Cir.2008) (collecting eases to the effect that any general policy embodied in CAFA in favor of removal jurisdiction gives way to canons of strict statutory construction).

Furthermore, because the home-state exception, unlike the local-controversy exception, is framed entirely in terms of the parties’ citizenship, the fact that this suit may be but a slice of a bigger controversy is irrelevant. The First Circuit case, In re Hannaford Bros. Co. Customer Data Sec. Breach Litig., 564 F.3d 75, provides a good illustration of this point. That appeal involved one of 25 different suits that were filed in various district courts against a grocery chain based in Florida, another that operates in the Northeast, and their common Belgian parent company. Id. at 77. Despite the national, and even international, flavor of the controversy as a whole, the First Circuit looked only at the case before it and applied the citizenship requirements of the home-state exception. Because the primary defendant was a Florida corporation and at least two-thirds of the plaintiffs were citizens of Florida, the state in which the action was brought, the First Circuit affirmed the remand order. Id. at 80-81.

It’s more difficult to say whether the district court’s ruling on the evidentiary issue was correct. Once Sprint Nextel established that CAFA jurisdiction exists, the burden fell on the plaintiffs, who were seeking remand, to show that the home-state exception applies. See Hart v. FedEx Ground Package System, Inc., 457 F.3d 675, 680 (7th Cir.2006). And to do that, the plaintiffs had to establish by a preponderance of the evidence that two-thirds of their proposed class members are Kansas citizens, that is, either individuals domiciled in Kansas or corporations organized there (or other business entities meeting the relevant tests). 28 U.S.C. § 1332(a), (c); Preston v. Tenet Healthsystem Mem’l Med. Ctr., Inc., 485 F.3d 804, 813-14 (5th Cir.2007). The plaintiffs didn’t submit any evidence about citizenship, but the district court thought that the class definition itself, keyed as it is to Kansas cell phone numbers and mailing addresses, made it more likely than not that two-thirds of the putative class members are Kansas citizens.

This approach has some appeal. People with Kansas cell phones presumably have them because they lived or worked in the state at some time, and the current Kansas mailing addresses suggest that they still do. Granted, being a resident isn’t the same thing as being a citizen, that is to say, a domiciliary, Mississippi Band of Choctaw Indians v. Holyfield, 490 U.S. 30, 48, 109 S.Ct. 1597, 104 LEd.2d 29 (1989); Meyerson v. Harrah’s East Chicago Casino, 299 F.3d 616, 617 (7th Cir.2002), and people who work in Kansas but don’t live there—such as commuters from Kansas City, Missouri—aren’t Kansas citizens. Yet, one would think that the vast majority of individual Kansas cell phone users do in fact live in that state and that the vast majority of them view it as their true home. True, some of those residents are college students from other states or others, such as soldiers, who come to Kan[*674] sas without the intent to remain indefinitely. But it’s hard to believe that those nondomiciliaries are collectively more than a drop in the bucket when it comes to class composition. The population of Kansas is approximately 2.8 million people, http:// quiekfacts.census.gov/qfd/states/20000. html, but the state’s biggest military base, Fort Leavenworth, is home to only 10,000 soldiers and family members, http:// usmilitary.about.com/od/armybaseprofiles/ ss/leavenworth—3.htm, and the out-of-state population of the University of Kansas, the state’s biggest school, is under 10,000, http://colleges.collegetoolkit.com/ colleges/studentprofile/university—of— kansas/155317.aspx.

The same view seems equally applicable to cell phones belonging to businesses. On the one hand, any out-of-state companies that purchase text messaging for Kansas cell phones used by their local employees and receive bills at a Kansas mailing address would be part of the class, but not Kansas citizens. On the other hand, we imagine that only a fraction of businesses that use Kansas cell phone service are not Kansas citizens. All in all, we’re inclined to think that at least two-thirds of those who have Kansas cell phone numbers and use Kansas mailing addresses for their cell phone bills are probably Kansas citizens. Cf. Kitson v. Bank of Edwardsville, No. 06-528-GPM, 2006 WL 3392752, at *6 (S.D.Ill. Nov. 22, 2006) (holding court “entitled to assume” that class members were Illinois citizens on basis of Illinois mailing addresses because, in its view, mailing addresses are evidence of residence, which is evidence of domicile); Caruso v. Allstate Ins. Co., 469 F.Supp.2d 364, 367-68 (E.D.La.2007) (“Although there well may be proposed classes where detailed proof of the two-thirds citizenship requirement is required, the Court finds that common sense should prevail in this closed-end class involving people who, as noted, hold an asset that is a measure of domicile, their home.”); Bennett v. Bd. of Comm’rs for E. Jefferson Levee Dist., Nos. 07-3130, 07-3131, 2007 WL 2571942, at *5 (E.D.La. Aug. 31, 2007) (holding it was “reasonable to infer” that two-thirds of all class members were Louisiana citizens, where class was open to all “residents, domiciliaries, business entities, property owners, and other persons and entities residing or present” in a certain parish in August 2005); see also Joseph v. Unitrin, Inc., No. L08-CV-077, 2008 WL 3822938, at *6 (E.D.Tex. Aug. 12, 2008).

But that’s all guesswork. Sensible guesswork, based on a sense of how the world works, but guesswork nonetheless. There are any number of ways in which our assumptions about the citizenship of this vast class might differ from reality. For example, we may have grossly underestimated the presence of out-of-state businesses or the number of Kansas residents who don’t intend to stay indefinitely. Or perhaps a far greater percentage of nondomiciliary residents use text messaging than their domiciled neighbors. Ultimately, we agree with the majority of district courts that a court may not draw conclusions about the citizenship of class members based on things like their phone numbers and mailing addresses.

In Gerstenecker v. Terminix Int’l, Inc., No. 07-CV-0164-MJR, 2007 WL 2746847 (S.D.I11. Sept. 19, 2007), the district court refused to remand a case where the class was defined as all individuals and entities that own property in Illinois and purchased extermination contracts from the defendant. The court was troubled both by the fact that the class could include absentee landlords from other states and also by the lack of proof that any Illinois-resident owners were indeed Illinois citizens. “In essence, plaintiffs ask this Court to conclude that because the real property[*675] at issue is located in Illinois, two-thirds of the members of the proposed class in the aggregate are citizens of Illinois. That may or may not be true but either conclusion requires a leap of faith this Court cannot make.” Id. at *2. The plaintiff in Phillips v. Severn Trent Envtl. Serv., Inc., No. 07-3889, 2007 WL 2757131 (E.D.La. Sept. 19, 2007), sought remand under the local-controversy exception for a putative class that was defined as all persons who were living in a particular Louisiana county during a one-week period in 2007 and used contaminated water. Id. at *l-*2. The district court acknowledged that “there is some intuitive appeal to the claim” that two-thirds of the people who lived in the county during that week were citizens of Louisiana at the time the complaint was filed only two months later, but held such intuition did not establish by a preponderance of the evidence that the citizenship requirement was satisfied. Id. at *3.

A similar struggle played out in Anthony v. Small Tube Mfg. Corp., 535 F.Supp.2d 506 (E.D.Pa.2007), where the district court rejected the argument that two-thirds of the class members were bound to be Pennsylvania citizens, given a class defined as everyone who worked at a particular Pennsylvania factory over a 35-year period. The court said that even though satisfaction of the citizenship requirement “may be a reasonable inference, it does not satisfy the plaintiffs burden of proof,” because some of the employees may have moved when they left their jobs, or may not have been citizens even when they were working at the factory. Id. at 517. And in Schwartz v. Comcast Corp., No. Civ.A. 05-2340, 2006 WL 487915 (E.D.Pa. Feb. 28, 2006), the court ruled that the plaintiffs had not established the Pennsylvania citizenship of two-thirds of a class they defined as “[a]ll persons and entities residing or doing business in the Commonwealth of Pennsylvania who subscribed to Comcast’s high-speed internet service” during a given one-year period. Id. at *3; see also Evans v. Walter Indus., Inc., 449 F.3d 1159, 1165-66 (11th Cir.2006) (rejecting assertion that two-thirds of plaintiff class were Alabama citizens, where class was defined as “[a]ll property owners, lessees, [and] licensees of properties” on which the defendants released toxins 85 years earlier, as well as “all individuals who have come into contact” with those toxins; court found no evidence that two-thirds of those harmed during lengthy period were still, or indeed ever, Alabama citizens).

This would have been a much simpler case if the plaintiffs had followed either of two approaches. For starters, rather than relying on the fact that per the class definition each class member has a Kansas cell phone number and billing address (and paid the Kansas USF fee, whatever that is), they might have submitted evidence that two-thirds of the class members were indeed Kansas domiciliaries or businesses. Given that there are probably hundreds of thousands of putative class members, if not more, it would be infeasible to document each class member’s citizenship individually, but the district court could have relied on evidence going to the citizenship of a representative sample. This evidence might have included affidavits or survey responses in which putative class members reveal whether they intend to remain in Kansas indefinitely, see Preston v. Tenet Healthsystem Mem’l Med. Ctr., Inc., 485 F.3d 804, 817 (5th Cir.2007); Martin v. Lafon Nursing Facility of the Holy Family, Inc., 548 F.Supp.2d 268, 273-74 (E.D.La.2008), or, if they are businesses, their citizenship under the relevant test. Given those results and the size of the sample and the estimated size of the proposed class, the district court could then[*676] have used statistical principles to reach a conclusion as to the likelihood that two-thirds or more of the proposed class members are citizens of Kansas. Statisticians and scientists usually want at least 95 percent certainty, see Michael O. Finkelstein & Bruce Levin, Statistics for Lawyers 120, (2d ed.2001), but any number greater than 50 percent would have allowed the district court to conclude that the plaintiffs had established the citizenship requirement by a preponderance of the evidence. See Ethyl Corp. v. EPA, 541 F.2d 1, 28 n. 58 (D.C.Cir.1976) (en banc).

Alternatively, the plaintiffs might have defined their class as all Kansas citizens who purchased text messaging from Sprint Nextel or an alleged coconspirator. By using that definition, the plaintiffs could have guaranteed that the suit would remain in state court. There would have been no concern that out-of-state businesses, college students, soldiers, and the like comprised greater than one-third of the class, and it doesn’t take any evidence to establish that Kansas citizens make up at least two-thirds of the members of a class that is open only to Kansas citizens. See Johnson v. Advance Am., 549 F.3d 932, 937-38 (4th Cir.2008). The tradeoff is that this definition would have limited the pool of potential class members, something that plaintiffs and their lawyers are apparently unwilling to do.

Accordingly, we Grant the petition for leave to appeal and Vacate the order remanding the case to state court. On remand, the district court should give the plaintiffs another opportunity to prove that the proposed class satisfies the requirements of the home-state exception.