v.
Kelly Gene DAVIS, Defendant-Appellant.
¶ 1 Defendant, Kelly Gene Davis, appeals the judgment of conviction entered on a jury verdict finding him guilty of conspiracy to distribute a schedule II controlled substance and court verdicts finding him guilty on several habitual criminal charges. His primary contention on appeal is that the People were required to prove, and the jury was required to find, that he committed a particular overt act in furtherance of the alleged conspiracy. We hold, however, that where the People properly charge a single conspiracy, they are required to prove only that the defendant committed an overt act in furtherance of the conspiracy; that is, the jury must agree unanimously that the defendant committed such an overt act, but it need not agree unanimously that the defendant committed a particular overt act. It follows that the district court did not err in failing to require the prosecution to elect a particular overt act on [*840] which it was relying to prove the charge or in failing to give the jury a special unanimity instruction. Because we also reject defendant's other contentions of error, we affirm the judgment of conviction.
I. Background
¶ 2 In January 2013, the Grand Junction Police Department and a Drug Enforcement Agency Taskforce began investigating the activities of Leonel Gonzalez-Gonzalez. The investigation entailed wiretapping several of Mr. Gonzalez-Gonzalez's telephones from February 2013 through April 2013. Police recorded several telephone calls between him and defendant during that time.
¶ 3 As a result of the investigation, the People charged defendant with one count of conspiracy to distribute a schedule II controlled substance (methamphetamine) and several habitual criminal counts.
¶ 4 At trial, Deziree Fisher, a named co-conspirator, testified to participating in and witnessing drug transactions involving defendant. She said that she provided defendant with drugs, which he would then sell, using the money he made to pay her back. Ms. Fisher also said that she had been convicted of intent to distribute a controlled substance for her role in drug sales involving defendant and other co-conspirators, and that she was testifying in the hope of receiving a sentence reduction.
¶ 5 Terry Lawrence testified that he was present in January or February 2013 when Mr. Gonzalez-Gonzalez and his associate delivered an ounce or more of methamphetamine to defendant and collected money from him. At the time of the trial, Mr. Lawrence had been charged with racketeering and conspiracy to distribute drugs. He testified that he had not yet been convicted or entered into a plea agreement, and that he was testifying in the hope of receiving a favorable plea offer.
¶ 6 Detective Jason Sawyer testified that in phone calls recorded in February through April 2013, Mr. Gonzalez-Gonzalez agreed to supply defendant with methamphetamine to sell. He also testified that a series of recorded calls from April 1, 2013, showed Mr. Gonzalez-Gonzalez and defendant planning to rent a car to use to pick up drugs. Police officers watched the car rental franchise where the two had arranged to meet and identified one of the people who arrived at the meeting as defendant.
¶ 7 A jury convicted defendant of the conspiracy charge, and the district court, after finding that defendant was a habitual criminal, sentenced him to forty-eight years in the custody of the Department of Corrections.
II. Discussion
¶ 8 Defendant contends that the district court erred in (1) not (a) requiring the prosecution to elect the overt act on which it was relying to prove the conspiracy charge or (b) giving the jury a special, modified unanimity instruction regarding the particular overt act; (2) not providing a limiting instruction to preclude the jury from considering witnesses' guilty pleas or desires to plead guilty as evidence of his guilt; and (3) imposing an aggravated sentence based on its own findings of prior criminality. We address and reject each contention in turn.
A. Unanimity
1. Preservation and Standard of Review
¶ 9 The parties agree that this issue was not preserved: defense counsel never requested that the prosecution elect a particular overt act, nor did counsel request a special unanimity instruction. Because of this, the People argue that defendant waived his contention. That is so, they say, because defendant didn't make a multiplicity challenge under Crim. P. 12(b).
1
But the supreme
[*841]
court recently rejected this argument in
People v. Zadra,
¶ 10 Reviewing defendant's contention requires us to determine whether the court erred and, if so, whether the error requires reversal.
¶ 11 Determining whether to require the prosecution to elect a particular act on which it is relying to prove a charge involves an exercise of the district court's discretion,
see Thomas v. People,
¶ 12 But where the court did not have the opportunity to exercise discretion because the defendant did not move for an election or request the instruction now claimed to have been required, how can we even determine whether the court abused its discretion? We can do so by framing the inquiry in a slightly different way: had the defendant timely moved for an election or asked for the instruction, would the court have abused its discretion in refusing either of those requests?
¶ 13 If, in this case, we answer that question "yes" with respect to either requiring an election or instruction, because defendant did not timely move for an election or ask for an instruction, we must then determine whether the error was plain. Under that standard, we will reverse only if the error is obvious and so undermined the fundamental fairness of the trial as to cast serious doubt on the reliability of the judgment of conviction.
People v. Miller,
2. Analysis
¶ 14 In Colorado, jury verdicts in criminal cases must be unanimous. § 16-10-108, C.R.S. 2016; Crim. P. 23(a)(8), 31(a)(3);
People v. Durre,
¶ 15 The General Assembly's enactments necessarily inform our inquiry. Section 18-2-204(1), C.R.S. 2016, provides that "[c]onspiracy is a continuing course of conduct which terminates when the crime or crimes which are its object are committed." (Emphasis added.) Another statute also specifies that "[i]f a person conspires to commit a number of crimes, he is guilty of only one conspiracy so long as such multiple crimes are part of a single criminal episode." § 18-2-201(4), C.R.S. 2016. Read together, the applicable statutes make clear that a defendant can participate in a number of crimes or events to accomplish a single conspiracy. Put another way, committing a number of crimes, or engaging in a number of noncriminal overt acts, does not necessarily mean there is more than one conspiracy.
¶ 16 Accordingly, we must determine how broadly the prosecution may define a conspiracy without the charge encompassing multiple criminal episodes, consequently requiring either an election or a special unanimity instruction.
¶ 17 We begin with the principle that a single conspiratorial agreement may not be divided into multiple charges.
E.g., United States v. Papa,
Whether the object of a single agreement is to commit one or many crimes, it is in either case that agreement which constitutes the conspiracy which the statute punishes. The one agreement cannot be taken to be several agreements and hence several conspiracies because it envisages the violation of several statutes rather than one.
... Since the single continuing agreement, which is the conspiracy here, thus embraces its criminal objects, it differs from successive acts which violate a single penal statute and from a single act which violates two statutes.
See also
Model Penal Code § 5.03(3) (Am. Law Inst. 1985) ("If a person conspires to commit a number of crimes, he is guilty of only one conspiracy so long as such multiple crimes are the object of the same agreement or continuous conspiratorial relationship."). As the above-quoted statutes indicate, Colorado has adopted this approach as it pertains to conspiracy charges.
See also People v. Brown,
¶ 18 The supreme court has indicated that the following factors tend to show a single criminal episode: the acts alleged occurred during the same period, the type of overt act alleged is the same, the unlawful objective of the conspiracy is the same, the modus operandi is the same, and the same evidence would be relevant to the charges.
Pinelli v. Dist. Court,
¶ 19 Federal courts employ a similar multi-factor test to determine whether there was only one agreement, and thus only one conspiracy.
See, e.g., United States v. Rigas,
¶ 20 Applying the relevant factors, we conclude that the evidence presented in this case shows one criminal episode, and hence one conspiracy. First, the actions occurred in a relatively short time frame - from February 21, 2013, to April 8, 2013 - and in one county.
Cf. People v. Rivera,
¶ 21 Though the prosecution alleged numerous overt acts in furtherance of the single conspiracy, that did not require unanimous agreement by the jurors as to the precise overt act defendant committed. This is so because the Colorado Supreme Court has held that "unanimity is required only with respect to the ultimate issue of the defendant's guilt or innocence of the crime charged and not with respect to alternative means by which the crime was committed."
People v. Taggart,
¶ 22 In
United States v. Gonzalez,
To be sure, because the instruction for the overt-act element requires the jury to find merely "[a]n overt act" committed by a person who has agreed and intended to commit a particular murder, it is possible that, although the jury unanimously agreed that an overt act was taken with respect to the unanimously agreed-upon murder conspiracy, different jurors may have concluded that different particular overt acts satisfied this element. Even if this occurred, however, [the defendant's] right to a unanimous jury verdict was not violated because, so long as the jurors unanimously agreed that the overt-act element was satisfied, it was not necessary for them to agree on which overt act satisfied this element.
¶ 23 Courts in other jurisdictions have also applied this principle to the overt act requirement of conspiracy charges. The California Supreme Court, for example, has explained that the element of an overt act "consists of
an
overt act, not a
specific
overt act."
Russo,
¶ 24 In sum, courts agree that "a special unanimity instruction is not necessary where an indictment charges a single conspiracy because `the crux of a conspiracy charge ... [is] [t]he defendant's voluntary agreement with another or others to commit an offense.'"
United States v. Dvorin,
[*844]
¶ 25
People v. Rivera,
on which defendant relies, is distinguishable. In that case, the prosecution presented evidence of securities transactions "involving at least twenty-five investors, concerning two proposed daycare facilities in different cities, and spanning a two-year period."
¶ 26 As discussed above, the conspiracy in this case occurred over only a few months in one county. There is also a uniformity of defendant's involvement in the acts that was lacking in
Rivera
- defendant was convicted based on ongoing phone calls and transactions with one person ordering methamphetamine in similar quantities.
See United States v. Sutherland,
¶ 27 We therefore conclude that the People charged only one criminal episode. It follows that the district court did not err, much less plainly err, in failing to require an election or to give the jury a special unanimity instruction. 4
B. Limiting Instruction
¶ 28 We also reject defendant's contention that the district court erred by failing to provide a limiting instruction telling the jurors they could not consider Ms. Fisher's guilty plea and Mr. Lawrence's desire to receive a favorable plea offer as evidence of defendant's guilt.
¶ 29 Because defendant did not request a limiting instruction, we review for plain error.
People v. Griffin,
¶ 30 Pursuant to CRE 105, where there is evidence that is admissible for one purpose but not for another, "the court, upon request, shall restrict the evidence to its proper scope and instruct the jury accordingly." And, "[a]s a general rule, defense counsel is charged with the task of deciding whether a limiting instruction is desirable,"
Griffin,
¶ 31 Thus, absent a special statutory duty, a trial court has no duty to give a limiting instruction sua sponte.
See, e.g., Davis v. People,
¶ 32 Defendant's reliance on
People v. Brunner,
¶ 33 Further, there was no obvious error. The testimony was relevant for two reasons. First, it allowed the People to "blunt an expected attack on the credibility of the accomplice as a witness."
Brunner,
¶ 34 Given all this, the district court "did not commit the kind of obvious error that may lead to reversal under the plain error doctrine."
Griffin,
C. Judicial Determination of Habitual Criminality
¶ 35 Lastly, defendant contends that his rights to a trial by a jury and to due process of law were violated when the judge, instead of a jury, found that he had been convicted of three prior felonies.
¶ 36 As the law stands today, "[
o
]
ther than the fact of a prior conviction,
any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt."
Apprendi v. New Jersey,
¶ 37 Defendant argues that
Lopez
was wrongly decided or that developments after
Lopez
indicate that the "prior conviction exception" is no longer valid. Specifically, he asserts that, "[w]hile it has not been expressly overruled," the case from which the prior conviction exception arose -
Almendarez-Torres v. United States,
¶ 38 But because the Supreme Court has not overruled the prior conviction exception recognized in
Apprendi
and
Blakely,
those authorities continue to control our resolution of defendant's argument.
See People v. Hopkins,
III. Conclusion
¶ 39 The judgment is affirmed.
JUDGE DAILEY and JUDGE BERGER concur.
The Double Jeopardy Clauses of the United States and Colorado Constitutions protect "against multiple punishments for the same offense."
Woellhaf v. People,
, 214 (Colo.2005) (quoting
Whalen v. United States,
, 688,
Defenses and objections based on defects in the institution of the prosecution or in the indictment or information or complaint, or summons and complaint, other than that it fails to show jurisdiction in the court or to charge an offense, may be raised only by motion.... Failure to present any such defense or objection constitutes a waiver of it, but the court for cause shown may grant relief from the waiver.
Ms. Fisher testified that in January or February 2013, Mr. Gonzalez-Gonzalez supplied drugs to someone who then sold them to her. She sold those drugs to defendant, who then sold them to others. She stopped selling drugs to defendant after about a month and a half, after which Mr. Gonzalez-Gonzalez supplied defendant directly.
See Braverman v. United States,
, 53,
Given the abundance of authority holding that no special instruction is required in comparable circumstances, any error was certainly not "so clear cut and so obvious that a trial judge should have been able to avoid it without benefit of the objection."
People v. Conyac,
2014 COA 8M, ¶ 54, . "Generally, an error is obvious when the action challenged on appeal contravenes (1) a clear statutory command; (2) a well-settled legal principle; or (3) Colorado case law."
People v. Dinapoli,