v.
International Brotherhood of Police Officers, Local 301
June 23, 2020
Supreme Court No. 2018-249-Appeal. (PC 17-2840) The City of Cranston : v. : International Brotherhood of Police : Officers, Local 301, et al. NOTICE: This opinion is subject to formal revision before publication in the Rhode Island Reporter. Readers are requested to notify the Opinion Analyst, Supreme Court of Rhode Island, 250 Benefit Street, Providence, Rhode Island 02903, at Telephone 222- 3258 of any typographical or other formal errors in order that corrections may be made before the opinion is published. Supreme Court No. 2018-249-Appeal. (PC 17-2840) The City of Cranston : v. : International Brotherhood of Police : Officers, Local 301, et al. Present: Suttell, C.J., Goldberg, Flaherty, Robinson, and Indeglia, JJ. OPINION Justice Flaherty, for the Court. The plaintiff, the City of Cranston (the City), appeals from a Superior Court judgment in favor of the defendants, the International Brotherhood of Police Officers, Local 301 (the Union); Daniel W. Nuey, Sr. (Nuey); and the Municipal Employees Retirement System (MERS). In his decision, the trial justice ordered the City to arbitrate the Union’s grievance that was filed on behalf of Nuey, after the trial justice found that Nuey had not retired from his position as a Cranston police officer and thus remained a member of the bargaining unit. For the reasons set forth herein, we affirm the judgment of the Superior Court.[1] I Facts and Travel On June 25, 2013, Nuey, a sergeant in the Cranston Police Department, left work early, claiming that he was experiencing “uncontrollable levels of stress and anxiety[.]” As a result, and with the agreement of the City, he began to receive injured-on-duty (IOD) benefits from the City.
[*1]Pursuant to G.L. 1956 § 45-21.2-9, Nuey later applied for an accidental disability retirement.
While Nuey was receiving IOD benefits and while his application for an accidental
disability retirement remained pending, he began working a second job. He was appointed to the Mashpee Wampanoag Tribe Gaming Authority Board of Directors by the Mashpee Wampanoag
Tribal Council. As was required by the Department’s rules and regulations, Nuey sought permission to engage in that employment while he was being compensated as a result of his IOD status. However, the Department rejected Nuey’s request for outside employment because, it claimed, for it to approve Nuey’s request, it needed to secure a medical opinion as to whether that
employment would impede Nuey’s recovery and thereby delay his return to work.[2] Nuey, undeterred, continued to serve on the Board of Directors of the Mashpee Wampanoag Tribe
Gaming Authority, and he did not provide the requested materials to the Department.3
Sometime thereafter, Nuey’s application for accidental disability retirement went before
the Disability Subcommittee of the Retirement Board of the Employees’ Retirement System of Rhode Island (ERSRI), which also administers MERS. The Disability Subcommittee voted to recommend that the Retirement Board deny Nuey’s application for an accidental disability retirement, a recommendation that was accepted by the Retirement Board. Nuey then made a request that the decision be reconsidered, and he also filed a second application, this time seeking an ordinary disability retirement. Upon reconsideration, the Disability Subcommittee again voted to recommend that the Retirement Board deny Nuey’s application for an accidental disability retirement. However, the Disability Subcommittee recommended favorably with respect to
[*2]Nuey’s application for an ordinary disability retirement. The Retirement Board voted to accept that recommendation on March 15, 2017 and granted an ordinary disability retirement to Nuey.
Pursuant to § 45-21.2-9(f), Nuey then appealed the Retirement Board’s decision denying his application for an accidental disability retirement to the Workers’ Compensation Court.[4]
However, he did not contest the Retirement Board’s decision to grant him an ordinary disability retirement.
After his application for an ordinary disability retirement was granted, Nuey corresponded
with the City about the decision to grant his application for an ordinary disability retirement. In that letter to the City, Nuey said that he would retire on the condition that the City make up the difference between what he would receive from an ordinary disability pension as opposed to an accidental disability pension.5 Relevant to this appeal, Nuey requested that he “be put on the City’s pension roll effective end of day immediately[,]” and he stressed the conditional nature of his offer.6 Although the City denied Nuey’s request for the supplemental pension, it nonetheless overrode the conditional nature of his offer and accepted Nuey’s request to retire on an ordinary disability. Nuey then sent another letter, this time through counsel, withdrawing his offer to retire because the City had refused to accept his condition. The City, also through counsel, rejected
[*3]Nuey’s rescission, informing Nuey that the City would process his request to retire and remove him from the payroll. In addition, the City also stated that Nuey was no longer entitled to IOD
benefits. A few days later, on May 12, 2017, the City put a stop to Nuey’s IOD benefits and terminated his employment. At that time, the City, under the terms of its collective bargaining
agreement with the police union, also compensated Nuey for outstanding vacation, sick, and personal days, as well as prorated longevity that he had accrued.[7]
The Union filed a grievance, alleging that the removal of Nuey from IOD status and from
his employment violated the collective bargaining agreement between the City and the Union. The City promptly denied the grievance, after which the Union filed a demand for arbitration under the collective bargaining agreement. In response, the City filed a complaint for declaratory relief
against the Union and Nuey, and it further sought to enjoin the Union from arbitrating the grievance. The City argued, among other things, that, because Nuey was retired and was no longer
a member of the bargaining unit, the Union did not have standing to represent him. In its answer, the Union denied that Nuey was retired; the Union also moved to compel arbitration.
A dispute soon arose about whether an arbitrator or the trial justice should make the determination of whether the dispute was arbitrable. The trial justice, in a written decision, decided that he, not an arbitrator, should decide the preliminary issue of whether Nuey was retired or not.
The trial justice reasoned that, if a determination was made that Nuey was in fact retired, then the Union would lack standing to pursue a grievance on his behalf, thus rendering the Union’s grievance not arbitrable. However, he also reasoned that, if Nuey was not deemed to be retired, he would remain a member of the Union and therefore the Union’s grievance would be arbitrable.
[*4]Before the trial, the Union moved to join MERS as a party because, in the Union’s view, MERS had an interest in the outcome of the declaratory judgment action.[8] The trial justice granted
the Union’s motion, and he further informed MERS that it would be “free to present evidence, [and] to write brief[s],” but would not be required to do so.9
The parties agreed that the case should be tried upon an agreed statement of facts; however, the trial justice also informed the parties that they were free to call witnesses.10 As part of the agreed statement of facts, the parties attached specific exhibits. The City, the Union, and MERS also filed memoranda to support their respective positions. As part of its memorandum, MERS attached a form that all members of ERSRI, including Nuey, are required to complete in order to
receive an ordinary disability pension. That form (the MERS form), which was neither signed nor completed by Nuey, was referred to in the agreed statement of facts and was designated as
“Employer Certification of Retirement and Final Wages,” and stated:
“By signing this form the member acknowledges that he/she has voluntarily made the decision to submit the completed form to [ERSRI] which includes the member’s date of termination and projected final wages and service credits through the date of termination. The member further understands that if he/she has made the determination not to terminate after submission of this form, he/she must notify ERSRI in writing immediately. After the member’s pension has been processed, no further contributions will be accepted after the date of termination provided on this form, and once the member has cashed a pension check, the member’s retirement is final and cannot be rescinded.” (Emphasis added.)
[*5]At trial, the City argued that Nuey had been retired as a matter of law when the Retirement
Board granted his application for an ordinary disability retirement. In the alternative, the City argued that, even if Nuey had not been retired as a matter of law, Nuey had in fact retired as a result of his conduct and activities. In contrast, the Union argued that the Retirement Board did not possess the statutory authority to unilaterally retire police officers. In addition, it argued that
Nuey had not retired as a matter of fact either. For its part, MERS took no position as to the merits of Nuey’s grievance or his rights under the CBA; however, MERS did take the position that it was not its role to retire employees. In staking out that ground, MERS attached to its written arguments the MERS form which retirees must complete and execute in order to verify separation of employment as of a given date.
After reviewing the record before him, and after considering the arguments of the parties, the trial justice ruled that Nuey had retired neither as a matter of law nor as a matter of fact. In his
decision, the trial justice relied not only on the agreed statement of facts and the attached exhibits, but he also cited the MERS form as well as bringing to the case his own deep experience, acquired from a long career in the public sector. After the trial justice issued his bench decision, the City
moved for the trial justice to reconsider his decision or, in the alternative, to reopen the record for additional evidence. As part of its motion, the City argued that the trial justice erred when he
relied on the MERS form and on his own experience. The City also presented the affidavit of Francesca Solitro,11 who attested to the amount of money, $63,346.33, that the City had paid to Nuey as part of his termination payment. The Union objected to the City’s motions and moved to compel arbitration.[12]
[*6]The trial justice denied the City’s motions to reopen the factual record and to reconsider
his decision. He also granted the Union’s motion to compel arbitration. A judgment in favor of defendants was entered, followed by the City’s timely appeal.
II
Issues on Appeal
On appeal, the City presents an array of arguments. First, the City contends that the trial
justice erred when he determined that Nuey had not been retired as a matter of law as soon as the Retirement Board granted his application for an ordinary disability retirement. The City further maintains that the trial justice erred when he found that Nuey had not retired as a matter of fact, as
a result of his own conduct. The City also argues that the trial justice erred when he admitted and considered the MERS form, which had been attached to the memorandum submitted by MERS.
Finally, the City urges that the trial justice erred in denying its motion to reopen the record and reconsider his decision. We address each argument in turn.
A
Nuey’s Employment Status
The central dispute in this case is whether Nuey retired. If that is the case, the Union lacks the standing to pursue a grievance on Nuey’s behalf, making the dispute nonarbitrable. Cf.
Providence School Board v. Providence Teachers Union, Local 958, AFT, AFL-CIO, 68 A.3d 505, 509 (R.I. 2013) (holding that a union did not have standing to represent retired employees because retirees were not part of the bargaining unit). On the other hand, if Nuey was not in a retired status, the grievance would be arbitrable because he remained a member of the bargaining unit.
[*7]Standard of Review
The parties in this case dispute whether our review of the trial justice’s decision should be
de novo or, in the alternative, whether we should apply a more deferential standard. However, when we review a trial justice’s decision in a case that is based on agreed-upon facts, our review
is de novo. Arena v. City of Providence, 919 A.2d 379, 387 (R.I. 2007). “Questions of law and statutory interpretation are [also] reviewed de novo by this Court.” Morse v. Minardi, 208 A.3d
1151, 1155 (R.I. 2019) (quoting Hudson v. GEICO Insurance Agency, Inc., 161 A.3d 1150, 1153
(R.I. 2017)).
Analysis
To begin, we must clarify the true inquiry governing the issue as to Nuey’s employment status. The trial justice and the parties focus on two issues: (1) whether the Retirement Board can
retire an employee by granting the employee’s application for an ordinary disability retirement and (2) if the Retirement Board lacks that authority, whether Nuey retired by his conduct. Clearly, if the Retirement Board is vested with the authority to retire a municipal police officer, the inquiry is over and we would be drawn to the inescapable conclusion that Nuey had retired. a.
The Authority of the Retirement Board
The City argues that the Retirement Board has the authority to unilaterally retire a municipal police officer after he or she applies for an ordinary disability retirement. To support this argument, the City targets the language in G.L. 1956 § 45-21-19 that says that “the retirement board may retire the member for ordinary disability.”
[*8]Before we turn to that specific issue, however, we deem it helpful to describe the various
ways by which a municipal police officer might retire. Pursuant to chapter 21.2 of title 45 of the general laws, a police officer who is a member of MERS and who seeks to retire may do so under one of three alternatives. Each is addressed by a specific statutory provision. First, an officer can apply for a service retirement, based on the officer’s age and length of service. Section 45-21.2-5.
Second, an officer who is permanently disabled as a result of an injury that was sustained in the line of duty may apply for an accidental disability retirement. Section 45-21.2-9. Finally, and relevant to this case, an officer whom the Retirement Board has determined to be permanently disabled, but not as a result of an injury that was suffered in the line of duty, may apply for an ordinary disability retirement. Section 45-21.2-7. Each type of retirement provides a different benefit. Relevant to this case, an accidental disability pension is far more generous to the retiree than is an ordinary disability pension.[13]
Under the statutory framework for an ordinary disability, an officer “upon the [officer’s] application or upon application of the employer,” may “be retired on an ordinary disability
retirement allowance, subject to the restrictions set forth in §§ 45-21-19, 45-21-20, 45-21-23, and 45-21-24.” Section 45-21.2-7. Section 45-21-19 sets forth the specific requirements for an ordinary disability retirement. That statute says “[a]ny [officer] * * * upon the [officer’s] own application or upon application of the employer, or some person acting in the [officer’s] behalf” may “apply for ordinary disability retirement[.]” Section 45-21-19(a). If medical examinations “show that the [officer] is physically or mentally incapacitated for the performance of duty and ought to be retired,” then “the retirement board may retire the [officer] for ordinary disability.”
[*9]Section 45-21-19(c). However, that does not complete the process. That is so because, after the Retirement Board grants an ordinary disability retirement, the officer must then complete various tasks, including the execution and filing of certain forms. One of the key documents is the MERS form on which the officer certifies that he has terminated his employment and the employer sets forth the officer’s final wages so that the proper retirement allowance can be calculated.
From our review of the statutory framework, we have no hesitation in concluding that the Retirement Board is not vested with the authority to unilaterally retire a police officer for, in this case, an ordinary disability. Indeed, although it is necessary for the Retirement Board to grant an
employee’s application for an ordinary disability retirement before an employee may retire, the Retirement Board neither retires the employee nor terminates his employment with his employer.
Not only does the text and structure of the retirement statutes mandate this result, but so does the plain and ordinary meaning of the words “retirement” and “retire.”
In creating the Retirement Board, the General Assembly said that the Retirement Board
was established “for the purpose of providing retirement allowances for employees of the state of Rhode Island[.]” General Laws 1956 § 36-8-2; see § 36-8-3. Section 36-8-1(16) defines
“retirement allowance” as “annual payments for life made after retirement under and in accordance with chapters 8 to 10 of this title.”
The language of § 36-8-2 does not indicate in any way that the General Assembly endowed the Retirement Board the statutory authority to unilaterally retire an employee. Instead, § 36-8-2 imbues the Retirement Board with the responsibility to, among other things, determine a covered employee’s eligibility for retirement and to pay a retirement allowance, or a pension, to the eligible
- 10 - member of the system, but only after he has terminated his employment and retired. Nothing in the language of chapter 8 of title 36 or chapters 21 or 21.2 of title 45 suggests that the Retirement Board is cloaked with the authority to sever the employment relationship between an employer and employee and thus to retire a municipal police officer. The issue of termination of employment is critical because retirement, in our view, embraces two elements: the Retirement Board’s determination of the employee’s eligibility, followed by the cessation of the employee’s employment. If the General Assembly intended to inextricably intertwine the Retirement Board in personnel or administrative issues between employees and their employers, it would have spoken with directness and clarity on that subject. Providence Teachers’ Union Local 958, AFT, AFL-CIO v. Hemond, No. 2018-326-Appeal, 2020 WL 2537676, at *4 (R.I. May 19, 2020). This, it would seem, is especially so in the relationship between municipalities and their police officers. Those relationships are governed by a complex statutory structure, collective bargaining agreements, individual departmental regulations and practices, and interpersonal relationships. The language of § 36-8-2 makes it clear that the Retirement Board’s role is to determine eligibility of members of the retirement system who express an intent to retire, to maintain the finances of the public pension system, and to pay retirees the pensions that they have earned. It does not include the right or duty of the Retirement Board to interpose itself in any way on the employer-employee relationship. The City focuses with myopic precision on the language “may retire the member for ordinary disability” in § 45-21-19(c). In our opinion, however, that language, which the City views in isolation, does not serve as a grant for the Retirement Board to terminate police officers from their employment and thereby to retire them. - 11 - Our opinion is buttressed by the meaning of the word “retirement.” Our review of the retirement statutes reveals that the words “retirement” or “retire” are not defined. Although it is our opinion that there is no ambiguity in the relevant statutory framework, we nonetheless may look to the common meaning of a word, as defined in a dictionary, for its plain and ordinary meaning. See Olamuyiwa v. Zebra Atlantek, Inc., 45 A.3d 527, 535 (R.I. 2012) (“It is well established that[,] ‘when a statute does not define a word, courts will often apply a common meaning as provided by a recognized dictionary.’” (deletion and brackets omitted) (quoting Planned Environments Management Corp. v. Robert, 966 A.2d 117, 123 (R.I. 2009))). Black’s Law Dictionary defines “retirement” as the “[t]ermination of one’s own employment or career, esp[ecially] upon reaching a certain age or for health reasons[.]” Black’s Law Dictionary 1574 (11th ed. 2019) (emphasis added).14 That illustrates with clarity that voluntary retirement requires that an employee make the decision to terminate his own employment and that that decision is not ceded to anyone else.15 Finally, our opinion is further supported by the actions of the Retirement Board when it passed on Nuey’s application for ordinary disability. The MERS form, sent to Nuey after the Retirement Board granted his application, indicates not only that Nuey was required to certify that he had terminated his employment, but also that, if he changed his mind about his decision to retire, he would be required to notify the Retirement Board. The power to rescind the decision to retire, according to MERS as articulated on the form, ends only if Nuey, in this case, was to cash a pension check. This language can only lead to the conclusion that the Retirement Board itself Standard of Review
It should be noted at the outset that the Superior Court Rules of Civil Procedure do not provide for a motion to reconsider. School Committee of City of Cranston v. Bergin-Andrews, 984
A.2d 629, 649 (R.I. 2009). However, this Court liberally interprets the rules and “look[s] to substance, not labels.” Id. (quoting Sarni v. Meloccaro, 113 R.I. 630, 636, 324 A.2d 648, 651
(1974)). “Historically, we have allowed ‘motions to reconsider’ to be treated as motions to vacate under Rule 60(b) of the Superior Court Rules of Civil Procedure[.]” Id. However, in reviewing the City’s motion to reconsider, the City relied on Rule 52(b) of the Superior Court Rules of Civil
Procedure as grounds for requesting that the trial justice reopen the record and to reconsider his decision in light of new findings. Inherent in a Rule 52(b) motion is the trial justice’s discretion.
Therefore, we will review the trial justice’s decision under an abuse-of-discretion standard.
Analysis
It is our conclusion that the City’s argument that the trial justice abused his discretion by refusing to reconsider his decision and to reopen the record is wholly without merit. Not only was the trial justice well within his discretion to deny the City’s motion, but we also are in complete agreement with the trial justice’s rationale.
Rule 52(b) permits a trial justice, upon a motion of a party filed within ten days after entry of judgment, to amend his findings of fact or make additional findings of fact that in turn can be the basis to amend the judgment. Here, the City proposed that the trial justice reopen the record and consider an affidavit from Francesca Solitro, an employee of the City, attesting to the amount of the termination payment the City paid to Nuey. The City argued that the trial justice should