v.
Gabriel Elena LOPEZ, and
[*180] [*42] After being accused of numerous sexual offenses against his girlfriend's children, defendant Gabriel Lopez pleaded no contest to two counts of lewd acts upon a child under 14 years old and one count of rape, and he admitted a special allegation that he had committed offenses against more than one victim. The trial court sentenced him to 35 years to life in prison.
On appeal, Lopez contends the trial court erred by denying his request to discharge his retained counsel and incompletely advising him about various consequences of his plea. We conclude Lopez was denied his right to counsel of choice under [*43] People v. Ortiz (1990)
I.
FACTUAL AND PROCEDURAL BACKGROUND
Lopez began dating a woman in approximately 2010.[2] The woman, whom we will refer to as mother, had two daughters from a previous relationship. In January 2014, the elder daughter, who was then 16 years old, reported that while mother was at work, Lopez came into her bedroom and molested her. She stated he had sucked on her breasts, performed oral sex on her, made her touch his penis, digitally penetrated her, and raped her. The younger daughter, who was then 10 years old, also reported sexual abuse. She stated Lopez had previously squeezed her buttocks, tried to kiss her, and offered her money to let him " 'do whatever [he] want[ed] with her.' " She claimed that he had also kissed her several other times.
Mother reported the daughters' allegations to the Napa Police Department. After the police interviewed the daughters, mother made a pretext call to Lopez during which he denied having intercourse with the older daughter but admitted to groping her, having oral sex with her, and masturbating afterward. When Lopez arrived in a public location to talk to mother, he was arrested.
Later that month, the Napa County District Attorney filed a complaint charging Lopez with nine felony counts. For his acts against the older daughter, he was charged with one count of forcible rape, one count of sexual penetration by a foreign object, and one count of forcible oral copulation against a minor over 14 years old.[3] For his acts against the younger daughter, he was charged with two counts of forcible lewd acts upon a child under 14 years old, three counts of lewd acts upon a child under 14 years old, and one count of contact with a minor with the intent to commit a sexual offense.[4]
[*44] The complaint [*181] also included two special allegations that Lopez had committed offenses against more than one victim.[5]
Although Lopez was appointed a public defender at his arraignment, he soon retained private counsel, Jeffrey Hammond. Hammond first appeared in February 2014, the month after the complaint was filed, and the trial court relieved the public defender of representation. After Lopez waived his right to a preliminary hearing, the court held him to answer on all the charges and allegations. In August, he entered pleas of not guilty and denied the special allegations. The court set the trial for early December.
Over the next year, the trial was continued three times, twice at the request of the defense and once at the request of the prosecution. None of these requests were opposed. At the hearings held throughout this period, the parties consistently indicated they were attempting to resolve the case. According to Hammond, he was having difficulty meeting with Lopez because Lopez spoke Spanish, requiring an interpreter, and Lopez had been transferred back and forth between Napa County and Solano County jails.
The trial was eventually set for mid-January 2016. At a January 6 readiness conference, the prosecutor stated that the People had offered Lopez a deal under which he would receive a determinate term of 10 years and a consecutive indeterminate term of 25 years to life in prison. The prosecutor represented that, if Lopez was convicted of all the charged counts and allegations, he would face a minimum sentence of 75 years to life.
Hammond then told the trial court that Lopez wished to waive his right to a jury trial and have a court trial instead. In response to the court's questioning, Lopez said he "need[ed] to think about it." At a hearing the following day, Hammond indicated that Lopez still had not "given ... a definitive answer whether or not [he was] willing" to enter the waiver.
The next day, January 8, the parties reconvened for another readiness conference. After the trial court asked for the status, Hammond stated, "Your Honor, my client has requested that he be allowed to either retain new counsel, or in the alternative have counsel appointed to represent him." The following discussion ensued:
THE COURT: And you've been retained in this matter to represent through trial?
MR. HAMMOND: I have not be[en] retained for trial.
[*45] THE COURT: But you're the attorney of record.
MR. HAMMOND: I am the attorney of record, yes.
THE COURT: I'm really not inclined to grant that request. The matter is almost two years old. It will be two years old on January 29th. And you've been in the case since when, June?
MR. HAMMOND: I got retained pretty much from the get go.
THE COURT: From the beginning.
MR. HAMMOND: Yes.
THE COURT: Okay. And you're prepared to go to trial next week?
MR. HAMMOND: I am.
The trial court then addressed Lopez, stating, "Mr. Lopez, this is simply not the time when-when you ask for a new lawyer. We're set. This case has been pending for some time. There's been an offer that's been made I understand from the District [*182] Attorney." The court explained to Lopez that he "basically ... [had] a couple of choices here," either to accept the prosecution's offer or have a jury or court trial. Lopez stated that he understood, but when the court asked whether he wanted to accept the offer or go to trial, he said, "Right now I cannot give you a complete response yes or [no]." The court responded, "Here's the problem. Okay. Today is the day to make that decision. It's the last day to make that decision. Either later today or Monday morning you'll start your trial. And once that starts, any offer from the District Attorney is gone, unless there is some unusual circumstance that comes up."
The trial court then denied the "request to dismiss Mr. Hammond" and passed the matter to allow Lopez to consult with Hammond about the prosecution's offer. When they were back on the record, Hammond said, "Well, I thought we had an agreement, and things seem to have gone south. [¶] ... [¶] So I think my client is ... concerned about the way that the statutes read. And perhaps he doesn't understand some of the language in the statutes as they're pled in the Complaint." The court confirmed the details of the offer with the prosecutor and explained to Lopez the three charges and the multiple-victim allegation to which he would be pleading.
The trial court also explained that if Lopez accepted the prosecution's offer, he would receive a sentence of 35 years to life, and he had to [*46] "weigh ... the practical question of the likelihood that [he] might be found not guilty versus the likelihood that if [he] went to trial [he] would be found guilty and sentenced to 75 years to life." The court concluded by asking, "So is it your desire to plead no contest and accept the offer, or would you prefer to proceed to trial? Those are your options." Lopez responded, "No contest."
Lopez then pleaded no contest to two of the charges of non-forcible lewd acts upon a child under 14 years old and the charge of forcible rape. In connection with the rape charge, he also admitted the special allegation that a victim was 14 years of age or older and he committed offenses against more than one victim. On the prosecution's motion, the trial court dismissed the remaining counts and allegations. Lopez was sentenced to a total term of 35 years to life in prison, composed of a term of eight years for one of the lewd-acts counts, a consecutive term of two years for the other one, and a consecutive term of 25 years to life for the rape and accompanying special allegation.
In May 2016, Lopez appealed and requested a certificate of probable cause in propria persona. In January 2017, while his request was still pending, he filed a petition for writ of mandate in this court (Lopez v. Superior Court of Napa County , A150352). This court issued an order indicating the trial court had jurisdiction to rule on the request. The trial court then granted the request, and this court dismissed the writ petition as moot.
II.
DISCUSSION
A. General Legal Standards.
Few restrictions apply when a defendant wants to discharge his or her retained counsel. The right to retained counsel of choice is generally "guaranteed under the Sixth Amendment to the federal Constitution. [Citations.] In California, this right 'reflects not only a defendant's choice of a particular attorney, but also his [or her] decision to discharge an attorney whom he [or she] hired but no longer wishes to retain.' " ( [*183] People v. Verdugo (2010)
"The right to discharge a retained attorney is, however, not absolute." ( Verdugo, supra , 50 Cal.4th at p. 311,
Ortiz held that the right to discharge retained counsel applies equally whether a defendant is nonindigent or indigent, as similar concerns about the attorney-client relationship and effectiveness of counsel apply regardless of the defendant's economic status. ( Ortiz, supra , 51 Cal.3d at p. 984,
We review a trial court's denial of a request to discharge retained counsel for an abuse of discretion. ( Verdugo, supra , 50 Cal.4th at p. 311,
Lopez argues that his request to discharge retained counsel was not untimely and that the trial court erred by not inquiring into "whether justice would be unjustifiably delayed by granting the motion." We agree.
Although the Attorney General does not contend otherwise, we begin by observing that Lopez's request was not untimely as a matter of law. People v. Lara (2001)
The facts are similar here: the case was old and both parties had successfully requested continuances of the trial, Lopez asked to discharge Hammond before it was clear whether the trial would proceed, and the prosecutor did not object to the request. In addition, the trial court did not indicate it believed Lopez had improper motives in seeking to discharge his counsel and, if anything, the record suggests the contrary. Lopez was clearly unsure whether to accept the prosecution's offer, and previous continuances were granted based on Hammond's difficulties in meeting with him. Moreover, Lopez had not retained Hammond for trial, raising the specter discussed in Ortiz : the risk that Lopez would " 'get what he paid for' " if he was forced "to go to trial with unpaid counsel against his wishes and those of his attorney." ( Ortiz, supra , 51 Cal.3d at p. 985,
The Attorney General suggests that, even if not dispositive, "[t]he timeliness/disruption factor noted in Ortiz ... weigh[ed] heavily in favor of [*49] denying [Lopez's] motion." But the Attorney General does not explain why the facts he identifies-that the case was almost two years old and "on the eve of trial," and that Hammond had been Lopez's attorney for most of that time-establish that Hammond's discharge would sufficiently disrupt the administration of justice. Indeed, in making this argument, the Attorney General does not cite any authority other than Ortiz , which merely held that the [*185] request in that case, "made after [a] mistrial and well before any second trial, was sufficiently timely" because its "timing reflect[ed the] defendant's genuine concern about the adequacy of his defense rather than any intent to delay the retrial." ( Ortiz, supra , 51 Cal.3d at p. 987,
This case is also distinguishable from People v. Keshishian (2008)
" '[A] court faced with a request to substitute retained counsel must balance the defendant's interest in new counsel against the disruption, if any, flowing from the substitution. [Citation.]' [Citation.] Blanket generalizations about possible delay will not suffice. 'To exercise the power of judicial discretion [in ruling on [a] motion to relieve retained counsel], all material facts and evidence must be both known and considered, together with legal principles essential to an informed, intelligent and just decision.' " ( Munoz, supra , 138 Cal.App.4th at p. 870,
[*50] Nor do we discern any basis for concluding that the trial court made an implied finding that allowing Lopez to discharge Hammond "would result in ' "disruption of the orderly processes of justice unreasonable under the circumstances of the particular case." ' " ( People v. Dowdell (2014)
The Attorney General argues at length that Lopez had the responsibility to "come forward with any conflicts he was having with his attorney" and that the record is devoid of any suggestion "that actual conflict existed." This focus on whether a conflict existed is misguided. The Attorney General structures his discussion around three factors from a federal habeas case, Bland v. California Dept. of Corrections (9th Cir. 1994)
When reviewing the denial of a motion to substitute counsel for abuse of discretion, we consider the following three factors: "(1) timeliness of the motion; (2) adequacy of the court's inquiry into the defendant's complaint; and (3) whether the conflict between the defendant and his attorney was so great that it resulted in a total lack of communication preventing an adequate defense." [Citation.] These elements required under the Sixth Amendment are consistent with California state law which protects the defendant's constitutional right to counsel of his [or her] choice. See, e.g ., People v. Ortiz ,51 Cal.3d 975 ,275 Cal.Rptr. 191 ,196-97,800 P.2d 547 , 552-53 (1990) ; People v. Marsden ,2 Cal.3d 118 ,84 Cal.Rptr. 156 , 159-61,465 P.2d 44 , 47-49 (1970).
[*51] The three Bland factors do not govern a California trial court's assessment of whether to grant a request to discharge retained counsel. The Ninth Circuit was addressing only whether the denial of the defendant's request violated the Sixth Amendment. ( Bland,
If anything, the Bland factors better track the relevant considerations under Marsden , the other California decision the Ninth Circuit cited. (See People v. Smith (2003)
In sum, we conclude that the trial court erred by denying Lopez's request to discharge retained counsel, and reversal is therefore required. ( Ortiz, supra , 51 Cal.3d at p. 988,
[*52] III.
DISPOSITION
The judgment is reversed and the case is remanded for further proceedings consistent with this opinion.
We concur:
Dondero, J.
Banke, J.
In light of this holding, we also need not address the claims Lopez raises in his petition for a writ of habeas corpus. By separate order filed today, we dismiss the petition as moot. (In re Gabriel Elena Lopez , A153975.)
The facts in this paragraph are drawn from the probation report.
These charges were brought under Penal Code sections 261, subdivision (a)(2) (rape), 289, subdivision (a)(1)(A) (penetration with foreign object), and 288a, subdivision (c)(2)(C) (oral copulation). All further statutory references are to the Penal Code unless otherwise noted.
These charges were brought under section 288, subdivisions (a) (lewd acts) and (b)(1) (forcible lewd acts), and section 288.3, subdivision (a) (contact with minor).
These allegations were made under section 667.61, subdivisions (j)(2) (victim under 14 years old) and (m) (victim 14 years of age or older).