v.
WARNER VALLEY STOCK CO.
Lead Opinion
[*323]
On September 28, 1850, an act of Congress of the United States was approved, providing:
“That to enable the State of Arkansas to construct the necessary levees and drains to reclaim the swamp and overflowed lands therein, the whole of those swamp and overflowed lands, made unfit thereby for cultivation, which shall remain unsold at the passage of this act, shall be, and the same are hereby granted to said state.”
“Sec. 2. That it shall be the duty of the Secretary of the Interior, as soon as may be practicable after the passage of this act, to make out an accurate list and plats of the lands described as aforesaid, and transmit the same to the Governor of the State of Arkansas, and, at the request of said Governor, cause a patent to be issued to the State therefor; and on that patent, the fee simple to said lands shall vest in the said State of Arkansas, subject to the disposal of the legislature thereof. * *
“Sec. 3. That in making out a list and plats of the land aforesaid, all legal subdivisions, the greater part of which is ‘wet and unfit for cultivation,’ shall be included in said list and plats; but when the greater part of a subdivision is not of that character, the whole of it shall be excluded therefrom.” 9 Stat. 519, c. 84 (Rev. St. U. S. §§ 2479-2481 [U. S. Comp. St. 1901, pp. 1586, 1587]).
Until the decision of the case of Michigan L. & L. Company v. Rust, 168 U. S. 589 (18 Sup. Ct. 208: 42 L. Ed. 591), rendered on December 13, 1897, the courts generally, though not universally, had held that the act of September 28, 1850, was a grant in praesenti, by which [*326] the legal title to the lands of the character therein granted at once became vested in the state, and that the subsequent issuance of the patent, upon identification of the lands by the Secretary of the Interior, operated merely as a further assurance of title. But it was there held that, whenever the granting act specifically provides for the issuance of a patent, the legal title remains in the government until the issuance of said patent, with power to inquire into the extent and validity of rights against the government. This decision was affirmed and followed by that court in the later case of Brown v. Hitchcock, 173 U. S. 473 (19 Sup. Ct. 485: 43 L. Ed. 772.) interpreting these decisions, Mr. Justice Bean, in Small v. Lutz, 41 Or. 577 (67 Pac. 421: 69 Pac. 825), remarked that:
“It was for a time supposed, and so held by the courts and the land department, that the swamp land act was a grant in praesenti, so that the title of the State to such land dated from the passage of the act, and consequently that the government of the United States thereafter had no title that it could transfer to a homestead or pre-emption claimant. Hence a patent to such a claimant was void, and of no force or effect whatever. According to recent decisions, particularly Michigan L. & Lum. Co. v. Rust, and Brown v. Hitchcock, this was an erroneous interpretation of the law; and, although the act is in its terms a grant in praesenti, the legal title to the land remains in the general government, subject to its control and disposition, until a patent has issued therefor.”
By the act of Congress, approved March 12, 1860, 12 Stat. 3 (Rev. St. U. S. § 2490), the provisions of the act of September 28, 1850, in part above stated, were extended to the states of Minnesota and Oregon, wherein it was enacted that “the provisions” of said act “be, and the same are hereby, extended to the states of Minnesota and Oregon: Provided, that the grant hereby made shall not include any lands which the government of the United States may have reserved, sold, or disposed of (in pursuance of any law heretofore enacted) prior to the confirm [*327] ation of title to be made under the authority of the said act.” In construing these statutes they must be read together as one act, and, being, a grant without consideration, it must be construed more strictly in respect to the grantee as against others claiming under the same grantor under general laws, for a consideration paid, or to be paid.
The general rule of construction of grants of public lands by a sovereignty to corporations or individuals is that it must be construed liberally as to the grantor and strictly as to the grantee, and that nothing shall pass by implication (26 Am. & Eng. Enc. Law [2 ed.] 425), and especially is this the rule where the grant is gratuitous (Id. 426), and this rule has been applied to grants to a state for the purpose of aiding in public, or quasi public, improvements (Id. 428) ; and, in construing a statute, the court may with propriety recur to the history of the times when the act was passed, and this is frequently necessary in order to ascertain the reasons, as well as the meaning, of particular provisions (Id. 428). But it must be borne in mind that the decisions of the Supreme Court of the United States heretofore rendered respecting controversies arising out of the swamp land grant have been confined to the consideration of the act of September 28, 1850, and necessarily the force and effect of the limitations put thereon by the proviso attached to the act of March 12, 1860, were not considered. The later act was before this court in the case of Gaston v. Stott, 5 Or. 48, decided in 1873. The opinion delivered by Mr. Justice McArthur in that case is an able exposition of the law as it was then understood relative to the proper construction of the act of September 28, 1850. That learned justice, having arrived at the conclusion that the grant made by that act was one in praesenti, by which the fee-simple title to all unsold swamp land at the date of the act, immediately passed to all the states affected thereby, held that a subse [*328] quent act of Congress could not dimmish the estate, nor clog it with new conditions, nor except from the operation of the grant any swamp and overflowed lands not originally excepted. He then applied that conclusion to the construction of the act of March 12, 1860, and held that the proviso thereof was repugnant to the grant, and was therefore void and inoperative. The majority opinion in Miller v. Tobin, 16 Or. 540 (16 Pac. 161), cited and followed the case of Gaston v. Stott, 5 Or. 48, but Mr. Justice Strahan, in a separate opinion, while concurring in the result, dissented from the reasoning of both of these cases. That learned justice states the case thus:
“If the act of Congress extending the swamp land grant to Minnesota and Oregon be a grant in praesenti, without qualification or reservation the title to all such lands passed to the state. * * Any subsequent grant or sale by the government of the same lands would be a nullity; but, if the proviso in the act is a limitation upon the granting clause, or in the nature of a reservation, then I am inclined to think that the government was authorized to make sales of swamp lands in Oregon at any time prior to the confirmation of title to be made under the authority of said act.”
After stating the terms of the two acts he refers to the case of Gaston v. Stott, 5 Or. 48, and dissents from the view there expressed that the proviso attached to the act of March 12, 1860, is void, and he concludes:
“That, when Congress extended the swamp land grant to Minnesota and Oregon, the proviso was inserted by way of reservation of the power to dispose of such lands pend-, ing the adjustment of the grant, so that there should be no question whatever touching the title. A good reason for the insertion of this proviso is apparent. Experience has shown that occasional settlements would be made on lands alleged to be swamp and,overflowed, generally in those cases where the swampy character of the land was doubtful. Congress designed the reservation then, not to deprive the state of the benefits to be derived from the grant, but to relieve the title of a settler from all doubt, [*329] leaving the state to pursue such remedy for her lands, if any, as Congress had or might provide. The act of September 28, 1850, must be read with the proviso under consideration appended or inserted at the end of the first section, so that the granting clause in said act is expressly limited and controlled by the words of the proviso. The effect of this construction is that the grant does not include any lands which the government of the United States may have reserved, sold, or disposed of in pursuance of any law theretofore enacted ‘prior to the confirmation of title to be made under the authority of said act.’ ”
When, however, the United States Supreme Court at a later date held in Michigan L. & L. Co. v. Rust, 168 U. S. 589, (18 Sup. Ct. 208: 42 L. Ed. 591), and still later in Brown v. Hitchcock, 173 U. S. 473 (19 Sup. Ct. 485: 43 L. Ed. 772), that the legal title did not immediately pass to the state under the grant, but only on delivery of the patent, the reasoning upon which Gaston v. Stott, 5 Or. 48, and the majority opinion in Miller v. Tobin, 16 Or. 540 (16 Pac. 161), was based, was overthrown, so that in Small v. Lutz, 41 Or. 577 (67 Pac. 421: 69 Pac. 825), the two former cases were no longer recognized as an authority, and, impliedly at least, were considered as overruled. It follows, therefore, that the reasoning of Mr. Justice Strahan and his conclusions more correctly stated the law which we are now inclined to follow.
“In this connection it may be proper to refer to Act March 2, 1855, c. 147, 10 Stat. 634, which is ‘An Act for the relief of purchasers and locators of swamp and overflowed lands.’ It provides, in substance, that patents shall be issued to purchasers or locators who had made entries of the public lands claimed as swamp lands prior to the issue of patents to the states, under the second section of the swamp land grant of 1850, and providing for an indemnity to the states. Conflicts had arisen between these purchasers, and locators, on the one side, and the states claiming the land under the swamp land grants. As these lands were not withdrawn from sale till the filing of the lists in the local land office, they were supposed to be open to entry or location, and a portion of them had been thus appropriated. On the other hand, the states claimed that the grant to them by the act of Congress was- a grant in praesenti, and vested the title immediately. Such had been the opinion expressed by the land commissioner, and also by the Attorney General. The embarrassments of the land department growing out of this controversy between the states and the settlers were removed by this act of 1855, which confirmed the title of the settlers, and compensated the states for the land of which they were deprived. The second section of the act provides that compensation should be allowed to the states only in respect to subdivisions taken up by the settlers, which were swamp lands within the true intent and meaning of the act of 1850; that is, where the greater part were ‘wet and unfit for cultivation.’ And the land department, therefore, allowed parties to contest the claim of the states, and to give evidence before the proper officers that the subdivision was not of the character contemplated by the law. As a consequence, under this construction of the act, controversies increased between the settlers and the states, and, as stated by one of the commissioners of the land office, the contesting applications pending before the department involved, by estimate, 3,000,000 of acres, and, on investigation being ordered, papers came into the office by bushels. Pending these proceedings Congress intervened and passed the act of March 3, 1857. 11 Stat. 251. This act is entitled ‘An Act to confirm to the several [*331] states the swamp and overflowed lands selected under the act of September 28, 1850, and the act of March 2, 1849.’ The act contains but one section, and it provides: ‘That the selection of swamp and overflowed lands granted to the several states by the act of Congress approved September 28, 1850, and the act of 2d of March, 1849, heretofore made and reported to the Commissioner of the General Land Office, so far as the same shall remain vacant and unappropriated, and not interfered with by an actual settlement under any existing laws of the United States, be, and the same are hereby confirmed, and shall be approved and patented to the several states in conformity with the provisions of the act aforesaid, as soon as may be practicable.’ ”
Soon thereafter the act of March 12, 1860, was passed, extending the benefits, or provisions, of the act of 1850 to this State, with a proviso attached thereto, which is now under construction. It would appear to be a fair conclusion that said proviso was intended by Congress to remedy and put an end to the evils experienced under the administration of the act of 1850.
At this point it is also proper to call attention to a legislative construction of the proviso attached to the act of March 12, 1860, which seems to have been heretofore overlooked. At the first, session of the Forty-third Congress, 1873-74, the statutes of the United States were revised, and the swamp land acts were re-enacted, and appear in such Eevised Statutes as Section 2479 and 2490, inclusive (U. S. Comp. St. 1901, pp. 1586-1591). In the former section there is set forth the substance of Section 1 of the act of September 28, 1850, which read as follows:
“To enable the several states (but not including the states of Kansas, Nebraska and Nevada) to construct the necessary levees and drains, to reclaim the swamp and overflowed lands therein — the whole of the swamp and overflowed lands, made unfit thereby for cultivation, and remaining unsold on or after the twenty-eighth day of September, A. D., eighteen hundred and fifty, are granted and belong to the several states respectively, in which [*332] said lands are situated; provided, however, that said grant of swamp and overflowed lands, as to the states of California, Minnesota, and Oregon, is subject to the limitations, restrictions and conditions hereinafter named and specified, as applicable to said three last-named states respectively.”
The extension of the grant to the State of Oregon by the act of March 12, 1860, is expressed in Section 2490, with the proviso attached:
“That the grant shall not include any lands which the government of the United States may have sold or disposed of under any law, enacted prior to March 12, 1860, prior to the confirmation of title to be made under the authority of said act.”
It appears, therefore, that Congress by this revision has designated the proviso to the grant of 1860 as a limitation, restriction, or condition upon the grant of 1850, the effect of which is to reserve to the general government, not only, the legal title of all such lands until confirmation of title, as provided in the act of September, 1850, but also the right in the future, and prior to the confirmation of title, to reserve, sell, or dispose of any of such lands under any law enacted prior to March 12,1860. The state, therefore, was not entitled to all land that was in fact swamp and overflowed at the date of the act, but only that part of such lands that had not been reserved, sold, or disposed of by the government of the United States prior to confirmation of title. Hence, prior to the selection and approval by the Secretary of the Interior, the government of the United States was under no obligation to refrain from reserving, selling, or disposing of such lands, or to reserve from settlement, under the general laws, any of the land which the state might claim to be swamp, so that it might be preserved for the state, and the title thereto be confirmed to it in the future. Nor could the state by any contract with third parties, prior to any survey or selection and identification of the lands by the Secretary of [*333] the Interior, after survey, interfere with the proper and orderly execution by the department of other land laws, or interfere with the acts of intending settlers thereunder, for the land was subject to settlement and entry at any time before certification thereof by the Secretary of the Interior to be swamp land. Humbird v. Avery, 195 U. S. 501 (25 Sup. Ct. 123: 49 L. Ed. 286.)
[*334]
“All lands bélonging to the United States, to which the Indian title has been or may be hereafter extinguished, shall be subject to the right of pre-emption, under the conditions and stipulations provided by law.” Eev. St. U. S. § 2257.
Certain classes of lands were by that act expressly reserved from the right of pre-emption, but swamp land is not one of those excluded by the act from disposition by the United States under that law, which was enacted September 4, 1841 (5 Stat. 455, c. 16), and is therefore prior to the act of March 12, 1860. We have no doubt, therefore, that land, although swamp and overflowed, is subject to entry under the pre-emption law at any time before it has been segregated from the public domain by the Secretary of the Interior, acting under the authority of said act.
A further matter of inquiry is whether Congress exercised this power in enacting the homestead law, approved May 20, 1862. That act granted to every person being the head of a family, or 21 years of age, and a citizen of the United States, or having filed his declaration of intention to become such, the right “to enter one quarter-section or a less quantity of unappropriated public lands, upon which such person may have filed a pre-emption claim, or which may at the time the application is made, be subject to pre-emption * * in conformity to the legal subdivisions, of the public lands, and after the same has been surveyed” (12 Stat. 392, c. 75: Rev. St. U. S. § 2289 [*336] [U. S. Comp. St. 1901, p. 1388]), and secure a patent therefor on final proof of residence and cultivation and payment of fees prescribed to cover the costs of such entry and the administration of the law. This right was necessarily confined by the express words of the grant to apply to surveyed lands only. But subsequently an act was passed by Congress, and was approved May 14, 1880, “for the relief of settlers on public lands,” which provided :
“Sec. 3. That any settler who has settled, or who shall hereafter settle, on any of the public lands of the United States, whether surveyed or unsurveyed, with the intention of claiming the same under the homestead laws, shall be allowed the same time to file his homestead applications and perfect, his original entry in the United States land office as is now allowed to settlers under the preemption laws to put their claims on record, and .his right shall relate back to the date of settlement, the same as if he settled under the pre-emption laws.” 21 Stat. 141, c. 89 (U. S. Comp. St. 1901, p. 1393.)
[*338] “Under the homestead law three things are needed to be done in order to constitute an entry on public lands: First, the applicant must make an affidavit setting forth the facts which entitle him to make such an entry; second, he must make a formal application; and, third, he must make payment of the money required. When these three requisites are complied with, and the certificate of entry is. executed and delivered to him, the entry is made — the land is entered. If either one of those integral parts of an entry is defective — that is, if the affidavit be insufficient in its showing, or if the application itself is informal, or if the payment is not made in actual cash — the register and receiver are justified in rejecting the application. But if, notwithstanding these defects, the application is allowed by the land officers, and a certificate of entry is delivered to the applicant, and the entry is made of record, such entry may afterwards be canceled on account of these defects by the commissioner, or on appeal, by the Secretary of the Interior; or, as is often the practice, the entry may be suspended, a hearing ordered, and the party notified to show, by supplemental proof, a full compliance with the requirements of the department, and on failure to do so, the entry may then be canceled. But' these defects, whether they be of form or substance, by no means render the entry absolutely a nullity. So long as it remains a subsisting entry of record, whose legality has been passed upon by the land authorities, and their action remains unreversed, it is such an appropriation of the tract as segregates it from the public domain, and therefore precludes it from subsequent grants.”
In Whitney v. Taylor, 158 U. S. 85, 92, 95 (15 Sup Ct. 796: 39 L. Ed. 906), which referred to a pre-emption claim, it was said:
“That when on the records of the local land office there is an existing claim, on the part of an individual under the homestead or pre-emption law, which has been recognized by the officers of the government, and has not been canceled or set aside, the tract in respect to which that claim is existing, is excepted from the operation of a railroad land grant containing the ordinary excepting clauses and this, notwithstanding such claim may not be enforceable by the claimant, and is subject to cancellation by the [*339] government at its own suggestion, or upon the application of other parties. * * In this respect notice may also be taken of the rule prevailing in the land department, where the filing of the declaratory statement is recognized as the assertion of a pre-emption claim, which excepts a tract from the scope of a railroad grant like this.”
After reviewing this and other decisions of the Supreme Court of the United States respecting the effect of grants of public lands, it was said, in U. S. v. Chicago, M. & St. P. Ry. Co. (C. C.) 148 Fed. 884-890, that “it is thus settled that to segregate lands from the public domain so that they may not pass under subsequent grants by Congress, they must have been previously reserved or withdrawn from sale by competent authority acting for or on behalf of the United States.” That case was brought to recover'from the defendant the value of certain lands in the State of Iowa, claimed to have been erroneously patented by the officers of the Interior Department to the State of Iowa, and by it to the defendant, as inuring to it under an act of Congress of 1864, granting lands, within certain limits, to aid in the construction of a railroad, but excluding from the grant lands' sold or reserved by the United States, or to which a pre-emption or homestead claim has attached. The map of the definite location of the proposed road was filed August 80, 1864, and the lands in dispute were within the limits of the grant. But it was claimed on the part of the government that, at the time of the definite location of the road, the lands in dispute were covered by claims, of record in the office of the Commissioner of the General Land Office, in the nature of swamp selections made by the grantees pf the State, and as its agent, under the act of September 28, 1850, which selections were pending before the Department of the Interior for adjudication at the time of the attachment of the rights under the railroad grant, and that said lands were excepted from the operation of the grant. After setting [*340] forth the method employed in making selections of such lands, which is substantially the same as is used here, that court proceeds to say: “It is plain that the lists furnished by the State authorities would be without effect to withdraw or segregate the lands therein described from the public lands of the United States, unless they were approved by the Secretary of the Interior, or other competent authority of the United States. Citing Railroad Co. v. Price, 133 U. S. 496-511, 512 (10 Sup. Ct. 341: 33 L. Ed. 687; Humbird v. Avery, 195 U. S. 480, 507-508 (25 Sup. Ct. 123: 49 L. Ed. 286); Sjoli v. Dreschel, 199 U. S. 564-569 (26 Sup. Ct. 154: 50 L. Ed. 311). * * The Secretary of the Interior only was authorized primarily to identify what lands were embraced within the swamp land grant. Citing French v. Ryan, 93 U. S. 169 (23 Sup. Ct. 812); Barden v. Northern Pac. Ry. Co., 154 U. S. 288-320 (14 Sup. Ct. 1030: 38 L. Ed. 992); Rogers Locomotive Works v. American Emigrant Co., 164 U. S. 559-574 (17 Sup. Ct. 188: 41 L. Ed. 552).” Nothwithstanding the existence of the previous swamp land grant of September 28, 1850, and on' account of the absence of any selection and approval by the Secretary of the Interior of these lands as swamp lands under said act, it was there held, in effect, that these lands were “public lands,” on the authority of Railroad Co. v. United States, 92 U. S. 733 (23 L. Ed. 634), and Newhall v. Sanger, 92 U. S. 761 (23 L. Ed. 769), where it is said:
“The words ‘public lands’ are habitually used in our legislation to describe such as are subject to sale or other disposal under general laws.” And the court concludes that “the title of the United States to the lands in . question was complete on May 12, 1864, and at the time of the definite location of the road under the provisions of the act of that date, no claims, or rights of any kind to any of said lands had been previously recognized by any authority of the United States, save under said act. The lands, therefore, might have been sold by the United States, or the right of pre-emption [or] of homestead [*341] entry might have attached to them at any time before the definite location of the road, and the complete title thereto would have passed under such sale, or under such entries, if they were subsequently perfected.”
Now, let us hpply the law as above stated by the federal courts to the facts of this ease. The land involved here was swamp and overflowed land .on March 12, 1860, rendering it unfit, at that time, for cultivation, but on November 20, 1885, when plaintiff and his three sons settled thereon, it was mostly dry land, “a bed of dust,” suitable for cultivation by the usual and customary methods. It was unsurveyed, excepting some irregular pieces or lots on the north side of the section, described as lots 1, 2, 3, and 4, and containing 44.90 acres, which were included in the survey of 1875, and were claimed by R. F. and Martin McConnaughy under a deed from the State of Oregon, issued January 18, 1883, and were within their inclosure. The rest of the section, with a large amount of other adjacent lands of the same character, was surveyed" in 1887, and the survey was approved by the commissioner of the General Land Office on November 6, 1888. In the latter part of December following, the plats were filed in the local land office, and on the 29th of that month the State, by its agents, for the first time made and filed in that office lists of lands claimed by it as swamp lands. About the same time plaintiff Morrow and his sons, and many other settlers, applied to make pre-emption filings and homestead entries, but they were told by the land officers to wait until the State had made its selections, and on January 15, 1889, their filings were received and entered on the records. But the defendant alleges and claims that these filings were received and recorded subject to the claim of the State. However, there is no proof offered by the defendant of such conditional acceptance. Plaintiff Morrow admits in his testimony that he and his sons, before [*342] the acceptance of their filings, were required’ by the land officials to furnish an affidavit, corroborated by two disinterested witnesses, to the effect that the land was not swamp or overflowed land, which they did. This, no doubt, was done in compliance with rules of the department governing entries and filings on swamp lands, issued December 13, 1886, (5 Land Dec. Dep. Int. 279), as follows:
“(1) When any settler upon such lands or applicant to enter the same under the public land laws of the United States shall apply to make a filing or entry under said laws, accompanied'by a statement under oath corroborated by two witnesses, that the land in its natural state is not swamp and overflowed and rendered thereby unfit for cultivation, the register and receiver will allow such filing or entry ‘subject to the swamp land claim.’ ”
“(2) Upon the admission of any such filing or entry the register will at once notify the Governor of the State thereof, and allow him sixty days within which to object to the perfection of the entry and to apply for a hearing in behalf of the State to prove the swampy character of the land.”
“ (3) When a hearing is ordered between the State and claimant under the public land laws, the burden of proof will be upon the State to establish the character of the land.” „
“(4) When no protest or application for a hearing is presented on the part of the State, as herein provided, the State will be deemed concluded from thereafter asserting a claim to the land under the swamp land grant.”
But if such condition became attached to the filing or entry by force of the above rules, without proof of the actual indorsement of the substance thereof on the certificate, which is not shown, it amounts to nothing in our opinion. For if the land applied for was public, unappropriated land, the mere fact that the State was making claim to it as swamp land did not operate to withdraw or segregate it from that class, and the filing or entry when received by the officers was a legal filing or entry, [*343] notwithstanding any condition, not authorized by law, imposed thereon by the executive officers of the government. Unless the State by force or effect of its grant had a vested.or preferred right to other claimants, which, we think, it did not have, such condition would be of no effect. Instead of finding such right in favor of the State expressed in the law, we find in the grant a right retained in the government to reserve, sell, or dispose of such lands at any time before confirmation of title. None of these lands were selected and approved as swamp land until in March, 1903, long after the rights of the plaintiff and his sons had become attached theretb.
It is said by Mr. Justice Field, in Gibson v. Chouteau, 13 Wall. 100 (20 L. Ed. 534), that the doctrine of relation means “that principle by which an act done at one time is considered, by á fiction of law, to have been done at some antecedent period. It is usually applied when several proceedings are essential to complete a particular transaction, such as a conveyance or a deed. The last proceeding which consummates the conveyance is held, for certain purposes, to take effect by relation as of the day when the first proceeding was had.” But the doctrine is a fiction of law, resorted to for the promotion of justice, and of the lawful intentions of the parties, by giving effect to acts and instruments which, without it, would be invalid. 24 Am. & Eng. Enc. Law (2 ed.) 275. It is not to be applied where it will thwart the intention of the law and do injustice, and so it has been held that where the contract provided for the delivery of a deed at a certain time, the deed, if subsequently delivered, will relate back only to the time when it was due by the terms of the contract (24 Am. & Eng. Enc. Law (2 ed.) 276) ; and, where its nondelivery was not caused by any failure of the party seeking the relief (Cheney v. Woodruff, 45 N. Y. 100). The application of the doctrine must neces [*346] sarily be controlled by the intention of the parties as to when and under what circumstances title was to pass. If the grant was one in praesenti without reservation or limitation, then a patent, issued at a future time named in the grant, would, with propriety, be operative by relation from the date of the grant, but under the terms of the limitation imposed by the act of March 12, 1860, such retroactive effect could not take place so as to affect any lands previously reserved, sold, or disposed of by the United States, because it would destroy the very object of the limitations. It is there expressly stated: “That the grant hereby made shall not include any lands which the government of the United States may have reserved, sold or disposed of * * prior to the confirmation of title.” Although the legal title may have passed to the State by the patent, which we assume without deciding, yet it does not follow, for the reasons above stated, that it must be assumed as a legal proposition that the legal title so transferred existed by relation in the State from the date of the act, and thereby gave stability to the deeds of the State,' executed prior to the receipt of the patent in favor of the defendant and its grantors. For to do so it might destroy the equitable rights of pre-emptors and homesteaders, acquired by sanction of the United States within the terms of the proviso. But the State took the legal title with notice of, and subject to, such equities, and if it still retains the legal title, it would be bound in equity to convey it to them.
Jesse B. Morrow erected a residence upon his claim, and resided thereon from the time he filed his declaratory statement until he made final proof in 1895. But we must infer that he did not make payment until October 31, 1903, as that is the date of the receiver’s receipt, which acknowledges payment by “Joseph L. Morrow, the assignee of Jesse Morrow of Lake County, Oregon, of the sum of two hundred dollars and no cents, being in full for lots one, two, three, four, five, six, seven, and eight of section number 33, in township number 39 south of range number twenty-four east of the W. M., containing 160 acres and no one hundredths acres at $1.25 per acre.” It is alleged in the answer “that subsequent to making said entries and pre-emption filings, and prior to issuing any receipt or making final proof thereon, the said Jesse B. Morrow, Joseph A. Morrow, and John W. Morrow, by deed duly executed, conveyed all of their right, title, and interest in and to all of said section 33 to the plaintiff Joseph L. Morrow, who now claims the same by virtue of such deed.” These deeds were not offered in evidence, nor were the, dates of their execution shown. Plaintiff Morrow, however, testified that he purchased his sons’ interests after they made final proof, and, in explanation of the date of the receipt, says that his sons made final proof in 1895 at the same time he did; but, before the proofs were forwarded to the General Land Department, the local land office, and the records contained therein, were destroyed by fire, and that they (Morrow and his sons) were obliged to make final proof again in 1903. There is nothing to controvert this testimony, and we must infer that the conveyances referred to were made [*349] after the first proof and before the second one, which would not be in contravention of law. As to these three claims we are satisfied that each of the respective claimants had complied with all requirements of the law, and were entitled to patents thereto, and that an equitable title had become vested in J. L. Morrow prior to the issuance of patent to this State. But, as to the claim of J. A. Morrow, the proof that he had fully complied with the law so as to entitle him to a patent is indefinite and uncertain. It is alleged in the complaint that he had settled upon and filed his declaratory statement January 15, 1889, for the south half of the south half of the section, and continuously thereafter for over five years, and until July 5, 1895, resided upon, cultivated, and improved said land in good faith, in full compliance with all of the requirements of the pre-emption, as well as the homestead laws of the United States, and that on the latter date he made his final proof of settlement, continuous residence upon and cultivation of the land for more than five years from the time of filing his declaratory statement, and was then permitted by the register and receiver to commute his pre-emption claim into a homestead, and, upon payment of the fees, he received his final certificate or receipt entitling him to a patent under the homestead law.
From the foregoing we conclude that the plaintiff J. L. Morrow is the owner of the equitable title to lots 1, 2, 3, 4, 5, 6, 7, and 8, and to the south half of the north half and the north half of the south half of said section 33, as against the State of Oregon and the defendant, who took the legal title thereto with notice of that equity. The decree will therefore be reversed, and one entered here adjudging J. L. Morrow to be the equitable owner of the land last above described, and entitled to a conveyance to him of the legal title thereto by the defendant, and requiring the defendant to convey to plaintiff J. L. Morrow, said land by proper deed, executed by its officers, within 90 days from the date of the filing of the mandate in the court below, and in default thereof the decree shall stand and operate as a conveyance.
Further prosecution of the action of ejectment will be perpetually enjoined as to all of said section, excepting lots 9, 10, 11, and 12 thereof.
Reversed: Rehearing Denied.
Dissent
delivered the following dissenting opinion.
From plaintiff’s testimony it appears that J. A. Morrow, while in possession of the land described as a preemptor, sold all his rights therein to Jack Rice, and removed from the premises, but subsequently returned, took possession thereof, and filed a homestead thereon. When this occurred does not appear, further than that, under the testimony, we must infer it was after making his pre-emption entry in January, 1889; nor does it appear how long he was absent before returning. The plaintiff merely states that his son and grantor J. A. Morrow, after making his pre-emption filing, left the country, and, after the decision of Hon. Hoke Smith in 1893, holding the land open to settlement, he returned, entered it as a homestead, and on July 5, 1895, made his final proof thereon. The complaint on this point alleges that, by reason of a full compliance with the law on the part of J. A. Morrow, the pre-emption was, on the date last named, commuted to a homestead, and final proof made accordingly. In making his final proof, under the law in force at that time, it was required of the person commuting his entry, in addition to a payment of the legal fees provided by law, to show a five-year continuous residence immediately prior to the date thereof, to establish which, in this instance, it was only necessary that the claimant establish, by satisfactory evidence, that he had, in good faith, resided upon the land from July 4, 1890, to July 5, 1895. That proof to this effect was made appears from the final receipt, in evidence, as follows:
“Final receiver’s receipt No. 587. Application No. 1937. Homestead. Receiver’s office, Lakeview, Oregon, July 5, 1895. Received of J. A. Morrow the sum of five dollars and seventy-five cents being the balance required by law for the entry of lots 9, 10, 11, and 12, sec. 33, [*352] Tp. 39 S., R. 24 E., containing 154.10 acres, under section 2291, Revised Statutes of the United States. Testimony 535 words at 22^ cents per one hundred words equals $1.20. V. L. Snelling, receiver. Under act of June 14, 1878.”
It is well settled that a final receipt is, so far as the rights of the person to whom it is issued is concerned, equivalent to a patent, and “the execution and delivery of the patent are mere ministerial acts of the officers charged with that duty, and when issued relate back to the date when the right thereto became perfected.” Budd v. Gallier, 50 Or. 42, 45 (89 Pac. 638).
[*353]
The entire record discloses there was a continuous effort, on the part of Morrow and others, to press their claims when and wherever possible, and he is certainly entitled to have every intendment invoked in his favor: Brandon v. Ard, 211 U. S. 11, 29 Sup. Ct. 1, 53 L. Ed.—. Assuming as a matter of law, the government would not have issued the patent to Morrow without he also pre [*354] sented with the final receipt a certificate of the register of the land office concerning the land involved, certifying “that pursuant to Section 2291, Rev. St. [J. A. Morrow] has made payment in full,” and “that on presentation of this certificate to the commissioner of the General Land Office the said [J. A. Morrow] shall be entitled to. a patent for the tract of land above described,” yet it must be remembered, in this connection, that whether such a certificate was, in fact issued, the record does not reveal, neither does it appear, nor is it claimed, that none was issued, in the absence of which when the fact is recalled that the receipt, when unquestioned, raises a presumption that the steps necessary to entitle the applicant to such certificate had been taken, it must then be inferred that both the register and receiver passed upon the proceedings, and that such certificate of the register was duly issued: Potter v. U. S., 107 U. S. 126 (1 Sup. Ct. 524: 27 L. Ed. 330). Applying the rule invoked in Potter v. U. S., it follows: “As it does not appear in the record that the proof was not made to the satisfaction of both officers., it must be presumed” that the money paid Snelling, as receiver, was properly paid, and that the proper evidence was submitted, for under no other circumstances can we assume that the receipt was given; and for the same reason, since the record does not show that the register’s certificate was not issued and transmitted to the Commissioner of the General Land Office, it must be presumed to have been issued. The presumption is that officers do their duty, and it was certainly the register’s duty, when proof was submitted sufficient to entitle the office to receive the money, to make any certificate required under the rules of the department showing such fact. In the case last cited the receiver’s bondsmen were sued for money alleged to have been converted by the receiver while in office. The bondsmen defended on the theory that they were not liable for moneys accepted [*355] by the receiver during the time the register was absent from the land office. The funds converted were receipts from pre-emption sales. It was argued that Section 2263, Rev. St., required proof to be made to the satisfaction of both the register and receiver before the moneys to be paid in connection therewith could be received, that these two officers constituted a tribunal, and that no business could be transacted without the presence and action of both; and, as the register was absent, the moneys alleged to have been lost were received without authority of law, for which the sureties were not liable. In discussing this point Mr. Justice Woods observes:
“In our judgment this contention has no ground to stand on. There is no expression in the statute which requires the register and receiver to sit at the same time, and concurrently pass upon the sufficiency of the proof of settlement and improvement by pre-emptors. If the proof is submitted to the register on one day, and he is satisfied, there is nothing in the statute which implies that it may not be lawfully submitted, at some subsequent day, to the receiver for his approval. * * They are nowhere required to meet and jointly consider the sufficiency of the proof offered. If both are satisfied, that is all the law requires. It does not appear in the record that the proof by pre-emptors of the settlement and improvement of the lands, for which money was received by Potter during the absence of Brashear, had not been made to his satisfaction before he left the land district. If such proof had been made to the satisfaction of Brashear, all that was necessary to complete the right of the pre-emptor was the approval of Potter (the receiver), which was effectually expressed by his receipt of the money. What the law requires is that the conditions requisite to a pre-emption entry should be shown to have been performed to the satisfaction of both officers. As it does not appear in the record that the proof was not made to the satisfaction of both officers, it must be presumed that the money received by Potter in the absence of Brashear was justly due the United States' and was received by him in his official capacity. We find nothing, either in the case or the statutes cited by the plaintiffs in [*356] error, which tends to establish a different construction of the law.”
Again, as held in Duluth v. Roy, 173 U. S. 587, 590 (19 Sup. Ct. 549: 43 L. Ed. 820), a proper interpretation of the law only means:
_ “That the claimant against patent must so far bring himself within the laws as to entitle him, if not obstructed or prevented, to complete his claim. It does not mean that at the moment of time the patent issued it should have been awarded to him. The facts performed by him may or may not have reached- that completeness, may not have reached it, and yet justify relief; as in Ard v. Brandon, 156 U. S. 537 (15 Sup. Ct. 406: 39 L. Ed. 524) and in Morrison v. Stalnaker, 104 U. S. 213 (26 L. Ed. 741.) And because of the well-established principles that, where an individual in the prosecution of a right has done that which the law requires him to do, and he has failed to attain his right by the misconduct or neglect of a public officer, the law will protect him.”
Now, applying these principles to the case in hand, it would seem that, since the final proof was made; which necessarily included the taking of testimony showing sufficient residence, etc., and a receipt having been issued without protest or question, we must assume that all the necessary steps had been taken as by law required, up to that time, as to entitle him to a patent. The other proceedings to follow such proof and delivery of the receipt,such as the issuance of a certificate to that effect by the. register and patent based thereon, are ministerial duties only, a neglect to perform which could not work to Morrow’s prejudice. Budd v. Gallier, 50 Or. 42 (89 Pac. 638); Moran v. Horsky, 178 U. S. 205, 212 (20 Sup. Ct. 856: 44 L. Ed. 1038.)
When the receiver’s final receipt was offered in evidence by plaintiff, objection was made thereto by counsel for the defense, for the reason, and upon no other specified grounds, “that the said certificate was issued in violation of law and the rules of the General Land Office, there [*357] being a contest pending in reference to this land at the time of the issuance of the final receipt, and further that said final certificate was canceled, by the Honorable Commissioner of the General Land Office, Letter K, of May 9, 1903.” It will be observed from this objection that no question is raised concerning the sufficiency of the proof respecting Morrow’s residence; and, when construed with reference to other matters of'record, it is manifest that the “contest pending” had reference only to the questions alluded to and decided by the commissioner in Letter K, which only went to the legal effect of the selections made by the state, and the right of the claimant, under the law, to enter the land under the public land laws of the United States.
“There can be no question of the good faith of the defendant. He went upon the land with the view of making it his home. * * That he failed was. not his fault. * *”
I am aware the plaintiff fixes the return to the land of his son as occurring after Hoke Smith’s decision, which it develops was in 1893; but, had some other witness than plaintiff made this assertion, it would, in view of the record, not receive serious notice. It would doubtless be classed with errors of that kind so common to witnesses, however- honest they may be, when testifying concerning matters involving so many complications of both law and facts — often mixed questions of law and fact — especially when, as in this case, the events extend over a period of 20. years. Shall it follow, then, that, merely because the witness is the plaintiff, and the plaintiff’s narrative is inconsistent with his interests, he must be bound by it regardless of its otherwise tested accuracy? Certainly [*359] not! True, a party to a proceeding is less likely than others to make assertions against his interests with reference to questions involved, but the fact that he may do so can only affect the weight to be given statements thus made, which, as a rule, would be construed more strictly against him than if made by another who may have no interest in the controversy. Statements, under such conditions, are not necessarily to be deemed conclusive, but, like any other evidence, are subject to contradiction. Nor does such an occurrence necessarily affect the credibility of a party to a proceeding to his prejudice. Indeed, circumstances may arise where it may show his determination to tell the truth at all hazards, even though it may work to his injury, and yet prove to be an error. It often happens that the memory of a witness is at fault to such an extent that, although at variance with his own interest, he will contradict well-established data, even to the extent, in some cases, of traversing a matter of record; and this, to me, appears to be an instance of that kind. Various steps were taken, and decisions rendered from time to time, concerning this property, by reason of which an error as to the particular decision, after which the filing was made, could easily have occurred — to say nothing of the fact that he may have confused his son’s filing with some other entry made at the time by others in the neighborhood. But whatever may have occasioned the assertion, it is manifest that the witness was in error in this respect, from the fact that J. A. Morrow made his final proof, and received the final receipt alluded to, in July, 1895, when, to entitle such proof to be made and received, it required five years’ previous residence. In view of the state of the record I think the mere reference by plaintiff, in fixing the time when the homestead filing was made, to the particular decision mentioned but a mere slip in memory, and, in face of the presumption developed by the record evidence adduced, should be [*360] disi’egarded; especially so in view of the fact, as stated, that the sufficiency of Morrow’s settlement to entitle him to make the final proof is not in any other manner questioned by the defense, either in the proceedings in this court, or throughout in any of the numerous steps taken and courses pursued, by and adverse to him, before the various land office departments of the government. The fact that he may have sold and left the property while claiming as a pre-emptor could, in the absence of an objection by the person to whom he sold, or of some one in privity with the purchaser, in no way affect his rights after returning and resuming possession thereof.
Nor do the views expressed in any way conflict with the rule announced in Love v. Flahive, 205 U. S. 195 (27 Sup. Ct. 486: 51 L. Ed. 768); Id., 206 U. S. 856 (27 Sup. Ct. 729: 51 L. Ed. 1092.) There the party seeking to set aside the patent, and to have the property conveyed to him, sold to the predecessor in interest of the one to whom the patent was issued, ip reference to which it was merely held, in effect, that, although the claimant at the time of making the sale had not filed, he, by reason of such sale, surrendered possession to the purchaser, through whom the patentee deraigned title, and was estopped to question the patentee’s right in and to the land patented, under a filing which, on the strength of the complainant’s sale and abandonment, had been made by such patentee, while in the case under consideration neither the purchaser, nor any one claiming title through him, questions plaintiff’s rights.
I, therefore, dissent from that part of the conclusion reached by the majority, which excepts the 154.10 acres described, and think the decree of the court below should be reversed, and one entered enjoining defendant from further proceeding with its action in ejectment.