v.
Lowry Lewis v. State
Lead Opinion
—The defendants below, Lowry and Lewis, were respectively charged with violating an act of the General Assembly, approved February 28, 1905, known as the anti-cigarette law. Acts 1905, p. 82. Although the eases are wholly unrelated in their facts, the law questions involved are such that the appeals may advantageously be considered together.
In the first of said cases it appears that Lowry caused 1,000 cigarettes to be shipped to him, for his personal use, by a dealer in Louisville, Kentucky. The shipment was made by the Adams Express Company, a common carrier of goods for hire by express. The cigarettes were packed twenty in a box, each box had a United States revenue stamp thereon, and, in lots of twenty-five, these boxes were enclosed in packages or cartons, and the latter, in turn, were wrapped together in a strong paper and securely tied. This package was opened by Lowry upon its receipt, and from time to time, between May 8, 1906, and the institution of the prosecution, he smoked such cigarettes. It further appeared that Lowry, at the time in question, was forty years of age, in nowise engaged in the purchase, sale or distribution of cigarettes, and that the cigarettes he shipped into the State were not intended for sale, or to be given away, to any person or persons.
As to the prosecution against Lewis, it merely appears that at the time of his arrest he was smoking a cigarette, and that he had at that time upon his person a box containing five cigarettes. There is no contention that he was a dealer, that he had such cigarettes in his possession for the purpose of sale or gift, that he acquired them unlawfully, or that he was a minor. The case may therefore be as [*376] sumed to have been that of a man smoking a cigarette, and having in his possession a few cigarettes intended for his own consumption.
The title and body of the enactment under which said prosecutions were had (Acts 1905, p. 82) axe as follows: “An act to regulate and in certain cases to prohibit the manufacture, sale, keeping, keeping fox sale, owning, or giving away of cigarettes, cigarette paper, cigarette wrappers and other substitute for the same, providing penalties for the violation thereof, and repealing all laws in conflict therewith. Section 1. Be it enacted by the General Assembly of the State of Indiana, That it shall be unlawful for any person, by himself, clerk, servant, employe or agent, directly or indirectly, upon any pretense or by any device, to manufacture, sell, exchange, barter, dispose of or give away, or keep for sale, any cigarettes, cigarette paper or cigarette wrappers, or any paper made or prepared for the purpose of being filled with tobacco fox smoking; or keep or own, or be in any way concerned, engaged or employed in owning or keeping any such cigarettes, cigarette paper or wrappers, and any person for violation of the same shall be guilty of a misdemeanor, and upon conviction shall, for the first offense pay a fine of not less than $25 nor more than $50 and cost of prosecution, and stand committed to the county jail until such costs are paid; and for the second and each subsequent offense he shall pay, upon conviction thereof, a fine of not less than $100 nor more than $500 and the costs of prosecution, or be imprisoned in the county jail -not to exceed six months: Provided, that the provisions hereof shall not apply to the sales of jobbers doing an interstate business with customers outside the State.” §2216 Burns 1905.
[*378]
It was said in Lyng v. Michigan (1890), 135 U. S. 161, 166, 10 Sup. Ct. 725, 34 L. Ed. 150: “The power cannot be conceded to a state to exclude, directly or indirectly, the subjects of interstate commerce, or, by the imposition of burdens thereon, to regulate such commerce, without congressional permission. The same rule that applies to the sugar of Louisiana, the cotton of South Carolina, the wines of California, the hops of Washington, the tobacco of Maryland and Connecticut, or the products, natural or manufactured, of any state, applies to all commodities in which a right of traffic exists, recognized by the laws of congress, the decisions of courts and the usages of the commercial world. It devolves on congress to indicate such exceptions as in its judgment a wise discretion may demand under particular circumstances.” It has been well said that commerce among the states is a unit, and in respect to that commerce this is one country, and we are one people.
Some of the statements of the court in Leisy v. Hardin (1890), 135 U. S. 100, 10 Sup. Ct. 681, 34 L. Ed. 128, wherein the right was recognized to ship intoxicating liquor into a prohibition state and to sell such liquor therein, in original packages, led to the enactment by congress of what is known as the Wilson act, wherein it is provided that all fermented, distilled or other intoxicating liquors transported into any state or territory, or remaining therein, for use, consumption, sale or storage, shall, upon arrival, be subject to the operation and effect of laws enacted by the state or territory in the exercise of its police powers to the same extent as if said liquors had been produced in such state or territory. 26 Stat., p. 313, c. 728. We refer to this enactment as explanatory of some of the cases which we shall hereafter consider.
[*379]
[*378] The states are not prohibited from enacting reasonable laws, under the police powers, relative to interstate com [*379] merce, provided that such laws are local in their character and only incidently affect such commerce, but as the regulation of the transportation of goods from one state into another is a matter which is national in its character, the silence of congress is equivalent to a declaration that such commerce shall be free. Brown v. Maryland (1827), 12 Wheat. *419, 6 L. Ed. 678; Leisy v. Hardin, supra; Western Union Tel. Co. v. James (1896), 162 U. S. 650, 16 Sup. Ct. 934, 40 L. Ed. 1105. These two classes of powers— the authority of the Nation over interstate commerce and the control of the state over persons and things within its borders—often clash, and in noway can this commerce be kept free from burdensome restrictions except by the enforcement of the national authority to the extent that is necessary to protect it. It was said by Mr. Justice Catron, in License Cases (1847), 5 How. *504, *600, 12 L. Ed. 256, relative to the effect of according to the states a power to regulate such commerce while within their borders: “Upon this theory, the power to regulate commerce, instead of being paramount over the subject, would become subordinate to the state police power; for it is obvious that the power to determine the articles which may be the subjects of commerce, and thus to circumscribe its scope and operation, is, in effect, the controlling one. The police power would not only be a formidable rival, hut, in a struggle, must necessarily triumph over the commercial power, as the power to regulate is dependent upon the power to fix and determine upon the subjects to be regulated. The same process of legislation and reasoning adopted by the state - and its courts could bring within the police power any article of consumption that a state might wish to exclude, whether it belonged to that which was drank, or to food and clothing; and with nearly equal claims to propriety, as malt liquors and the produce of fruits other than grapes stand on no higher grounds [*380] than the light wines of this and other countries, excluded, in effect, by the law as it now stands.- And it would be only another step to regulate real or supposed extravagance in food and clothing.”
manufacture or sale of the article. We have found three cases, however, which, in principle, rule the question which is before us, namely, Donald v. Scott (1895), 76 Fed. 554, Scott v. Donald (1897), 165 U. S. 58, 17 Sup. Ct. 265, 41 L. Ed. 632, and Vance v. W. A. Vandercook Co. (1898), 170 U. S. 438, 18 Sup. Ct. 674, 42 L. Ed. 1100. All of these cases arose in South Carolina, and they grew out of efforts to enforce what is known as the dispensary law, under which the state, for police purposes, took over the liquor traffic. The situation in those cases as respects legislation is somewhat different from that with which we have to deal, but nevertheless the cases are in point. In South Carolina the state was recognizing the consumption of intoxicating liquors as lawful, but, assuming to act under the authority of the Wilson law, had attempted to extend its powers over the importation of such liquors,, while here, as respects cigarettes, the contention of the State is that even their use is under the ban, but at the same time the fact must be recognized that congress has not given its consent to the regulation of interstate traffic in cigarettes, so that the absence of congressional regulation must be regarded as equivalent to a declaration that commerce therein as between the states shall be free.
The opinions in Donald v. Scott, supra, and Scott v. Donald, supra, are based on the same case. The suit was instituted to restrain the seizure of intoxicating liquors under [*384] the state law, while in the possession of a common carrier, the petitioner having imported such liquors for his personal use. It is true that they were in the possession of the carrier at the time, hut the point in said opinions lies in the fact that importation for private use was protected. The circuit judge, in the course of his opinion, said: “The petitioner purchased this pacakage of liquor in North Carolina. He imported it into this state through a common carrier. He purchased and imported it solely for his own use and consumption. He is not, and never was, engaged in the liquor traffic. His well-known position as a leading editor in Columbia forbids such an idea. The package was plainly marked in his name, disclosed the fact of its purchase, importation, and personal use. Labels on the package, showing all these, could not have escaped observation. Under ordinary circumstances, he has established his right to the protection of the order of this court. The right to import under the interstate commerce law would be idle, indeed, if the subject-matter imported were not protected when it reached its destination. As it is protected in its importation solely because it is imported for personal use only, it will be protected so long as this personal use continues.” On the appeal of said case to the circuit court of the United States, it was stated in argument by the attorney-general of the state that “the sole question is whether so much of the dispensary law of South Carolina as prohibits the importation of alcoholic liquors from other states for personal use was enacted in the legitimate exercise of the police powers of the state.” The court affirmed the decree of the United States Circuit Court enjoining the seizure, and held that the sections of the statute which were involved were void, both as a hindrance to interstate commerce and as creating an unjust preference in favor of the products of the enacting state. After the decision of said case, the legislature of South Carolina repealed the sections of the law which had been condemned, [*385] and substituted therefor requirements intended to pass muster as an inspection law. The statute, as thus amended, came under the review of the Supreme Court of the United States in Vance v. W. A. Vandercook Co., supra, the suit being by a California corporation, engaged in the production and sale of wines, to enjoin the seizure of original packages of wine which it had shipped into the state to fill orders which it had taken from private customers, and also to enjoin the seizure of packages which it was about to ship into the state to await sale. The court held that the requirements of the so-called inspection law were such that its provisions did not amount to a means reasonably suited to the end, and that petitioner was entitled to make said shipments for private consumption, but it upheld the provisions of the South Carolina law prohibiting the making of sales after the liquor had reached its destination. In the course of the opinion of the court this language was used on page 452: “The right of persons in one state to ship liquor into another state to a residtent for his own use is derived from the Constitution of the United States, and does not rest on the grant of the state law.” In a subsequent portion of the opinion the court said: “On the face of these regulations [referring to the provisions for inspection] it is clear that they subject the constitutional right of the nonresident to ship into the state and of the resident in the state to receive for his own use to conditions which are wholly incompatible with and repugnant to the existence of the right which the statute itself acknowledges.” Certain members of the court dissented from the conclusion that the law was valid as to the original packages shipped into the state to await sale, and a statement made in the minority opinion, in referring to the proposition upon which the members of the court were united, gives point to the first of the above excerpts from the majority opinion. We refer to the statement that “the court concedes that it is not within the power of the state, [*386] even when reenforced by the act of congress of August, 1890 [the Wilson act], to deprive a resident of one state of the right to ship liquor into another state to a resident for his own use, ‘because such 'right is derived from the Constitution of the United States and does not rest on the grant of the state law.’ ” But we are not without further explanation on the part of the Eederal Supreme Court as to the effect of this ruling in the case of Vance v. W. A. Vandercook Co., supra. The court made the following comments upon said case in Pabst Brewing Co. v. Crenshaw (1905), 198 U. S. 17, 25, 25 Sup. Ct. 552, 49 L. Ed. 925: “Considering the Wilson act and the previous decisions applying it, it was decided that the South Carolina law, in so far as it took charge in behalf of the state of the sale of liquor within the state and made such sale a source of revenue, was not an interference with interstate commerce. In so far, however, as the state law imposed' burdens on the right to ship liquor from another state to a resident of South Carolina intended for his own use and not for sale within the state, the law was held to he repugnant to the Constitution, because the Wilson act, whilst it delegated to the state plenary power to regulate the sale of liquors in South Carolina shipped into the state from other states, did not recognize the right of a state to prevent an individual from ordering liquors from outside of the state of his residence for his own consumption and not for sale.” In the dissenting opinion in Pabst Brewing Co. v. Crenshaw, supra, written by Mr. Justice Brown, and concurred in by three of the other justices, this explanation is given of the operation of the case of Vance v. W. A. Vandercook Co., supra: “The case turned upon the power of the consignee of liquors to receive them for his own use within the state of South Carolina, as well as the power to sell them in the original unbroken packages as imported to citizens of South Carolina. It was held in substance that the consignee had the constitutional right [*387] to receive them for his own use without regard to the state laws, but that under the Wilson act he could no longer assert a right to sell them in original packages in defiance of the state laws.” In American Express Co. v. Iowa (1905), 196 U. S. 133, 143, 25 Sup. Ct. 182, 49 L. Ed. 417, the court, after referring to certain of its decisions, used this language: “The doctrine of the foregoing cases was applied in Vance v. W. A. Vandercook Co. [1898], 170 U. S. 438, 442 [18 Sup. Ct. 674, 42 L. Ed. 1100], to the right of a citizen of South Carolina to order from another state, for his own use, merchandise, consisting of intoxicating liquors, to be delivered in the state of South Carolina. * * * Those. cases rested upon the broad principle of the freedom of commerce between the states and of the right of a citizen of one state to freely contract to receive merchandise from another state, and of the equal right of the citizen of a state to contract to send merchandise into other states.”
If the above cases mean anything and principle is to control, it must be held that it is incompetent for a state to deny to a proper person the right to hold in an original package an article like tobacco which he has shipped into the state. After he has borne the burden of importation, and has enjoyed the protection, of the federal law from the initial negotiation until the package is at rest, it cannot be that the state can treat a possession thus acquired as contraband. So long as a right to import for personal consumption is recognized, we affirm with all confidence that the right to hold' the package is protected. If it is not protected beyond that point, it is not because the commerce in the article is recognized by the United States as being in anywise unlawful, but only because the Eederal Supreme Court may conclude that a protection of consumption, as distinguished from a protection of that which distinctively belongs to commerce, would too far disturb the autonomy of the states.
[*388]
[*390]
There can be no doubt that the legislation in question proceeded from the postulate that an evil had grown out of the readiness with which cigarettes could be procured, but, looking at the words relied on, colored as they are by that which is specific, we are unwilling to conclude that it was the intention of the General Assembly to invade the private life of the adult further than to the extent that he must necessarily be subject to those requirements of the statute which do not admit of doubt. We quote, as considerably in point, the following language from Church of Holy Trinity v. United States (1892), 143 U. S. 457, 12 Sup. Ct. 511, 36 L. Ed. 226: “It is a familiar rulfe, that a thing may be within the letter of the statute and yet not within the statute, because not within its spirit, nor within the intention of its makers. * * * For frequently words of general meaning are used in a statute, words broad enough to include the act in question, and yet a consideration of the whole legislation, or of the circumstances surrounding its enactment, or the absurd results which follow from giving such broad meaning to the words, makes it unreasonable to believe that the' legislator intended to include the particular act. * * * It is a case where there was presented a definite evil, in view of which the legislature used general terms with the purpose of reaching all phases of that evil; and thereafter, unexpectedly, it is developed that the general language thus employed is broad enough to reach cases and acts which the whole history and life of the country affirm could not have been intentionally legislated against. It is the duty of the courts, under those circumstances, to say that, however broad the language of the statute may be, the act, [*396] although within the letter, is not within the intention of the legislature, and therefore cannot be within the statute.” Here, however, it must always be borne in mind that the case is really not within the letter. It would be impossible to find a reason for the holding that the defendants were guilty of violating the statute, except as the enactment were approached in the spirit of wringing everything out of it which its words did not necessarily withhold.
The appeal in State v. Lowry is not sustained. The judgment of conviction in Lewis v. State is reversed, with a direction to grant a new trial.
Dissent
Dissenting Opinion.
The State may not, in the proper exercise of its police power, so far interfere with federal control of interstate commerce as to prohibit the importation of cigarettes in packages of customary sizes in such commerce. The right of importation carries with it the right to resell in original packages, and the right by the importer to own and keep such cigarettes for personal use. [*398] Donald v. Scott (1895), 76 Fed. 554; Scott v. Donald (1897), 165 U. S. 58, 17 Sup. Ct. 265, 41 L. Ed. 632; Bowman v. Chicago, etc., R. Co. (1888), 125 U. S. 465, 8 Sup. Ct. 689, 1062, 31 L. Ed. 700. These principles induce me to concur in the result reached in the Lowry case.
In the Lewis case, however, I cannot give assent to the construction of the statute under consideration, adopted by the majority of the court. The prevailing opinion legalizes ownership and possession of cigarettes for personal use, without regard to .the source from which they were obtained. This holding denounces as a criminal the man who sells or gives away a cigarette, but shields the one who procures the unlawful act to be done. It is difficult to conceive that a possession can be lawful which is wholly founded upon an unlawful transaction. Courts have nothing to say concerning the mere policy of legislation. It is for the legislature to determine what regulations are needed to protect the public health, morals and safety, and if the measures adopted are intended, convenient and appropriate to these ends, the exercise of its discretion is not subject to review by the courts. But when the legislature in the exercise of the police power of the State has passed an act, it is the duty of the court to give it the greatest effect reasonably possible towards accomplishing the objects intended. It is a familiar principle that where the meaning is doubtful, in seeking the intent of the legislature, it is proper for the court not only to consider the letter of the act, but also the circumstances under which it was enacted, prior legislation upon the same subject, the mischief to be remedied and other like matters. State Board, etc., v. Holliday (1898), 150 Ind. 216, 233, 42 L. R. A. 826; Hunt v. Lake Shore, etc., R. Co. (1887), 112 Ind. 69, 75; Middleton v. Greeson (1886), 106 Ind. 18, and cases cited.
In 1893 ,(Acts 1893, p. 19) the legislature passed an act making it unlawful to give, barter or sell, either di [*399] rectly or indirectly, to any child under sixteen years of age, tobacco or preparations of tobacco to be chewed or smoked by said child, or to persuade, advise, counsel or compel any such child to chew or smoke tobacco.
In 1897 (Acts 1897, p. 205) it was m.ade unlawful to sell, barter, furnish or give away, directly or indirectly, to any minor, any cigarette, cigarette wrapper or any substitute for either, or to procure for, or to persuade, advise, counsel or compel any minor to smoke any cigarette.
The General Assembly of 1905 (Acts 1905, pp. 16 and 584, 719, §§2213-2215 Burns 1905) in revising the criminal code reenacted these statutes, and in addition passed the act now under consideration. It is manifest, that the last enactment is not the result of an emotional impulse, but is the product of mature thought and of gradual growth, and was intended to meet an existing necessity. Construing these statutes together, as we must, it is evident that the primary consideration of the legislature was to provide some effectual means of protecting the youth of the State from the pernicious effects of cigarette smoking. It is conceded by all that the use of cigarettes by the young is injurious to a serious degree, and it is a matter of common knowledge that prior- laws had proved inadequate to prevent the evil. Keeping in mind the history of legislation upon this subject, the inefficiency of prior statutes, the existing evil, and the ends to be attained, what is the fair and reasonable interpretation of the language of the act? Is the possession of these contraband articles denied only to dealers and warehousemen having in view a sale or some species of disposition to others, or is such possession forbidden to all persons and for any purpose, except when within the protection of the interstate commerce clause of the Constitution of the United States?
The statute under consideration was manifestly patterned from §5006 Code of Iowa 1897, which reads as follows: “No one, by himself, clerk, servant, employe or [*400] agent, shall, for himself or any person else, directly or indirectly, or upon any pretense, or by any device, manufacture, sell, exchange, barter, dispense, give in the consideration of the purchase of any property, of any services, or in evasion hereof, or keep for sale, any cigarettes or cigarette paper or cigarette wrappers, or any paper made or prepared for the purpose of making cigarettes, nr for the purpose of being filled with tobacco for smoking; or own or keep, or be in any way concerned, engáged or employed in owning or keeping, any such cigarettes or cigarette paper or wrappers, with intent to violate am/ provision of this sectionj or authorize or permit the same to be done,” etc.
The omission of the italicized words from the Iowa statute, requiring an unlawful intent to sell or dispose of the prohibited articles in connection with the owning and keeping of the same, is very significant. The language of the Indiana act is that it shall be unlawful for any person to keep or own any cigarette, cigarette paper or wrapper, without any qualification as to whether the same is for sale or use. The obvious meaning of the words “keep” and “own” as here used, it seems to me, is that no one shall “keep” or hold a mere naked possession for the use of another, and “own” or hold by virtue of his own title, these prohibited articles. A more limited and obscure meaning might be ascribed to these words, but this interpretation appears so patent as to make the learning of a philologist unnecessary. This construction makes the administration of this statutory police regulation easy and effectual, but if the application of the act is to be limited as held in the principal opinion, its fair enforcement becomes impossible, and the evil against which it was directed will be but slightly mitigated. We cannot expect satisfactory enforcement of a law which makes guilt or innocence depend upon the secret intent of the accused person.
[*401] The characteristics distinguishing dealers and consumers who own articles suitable for use as well as sale are too capricious for practical purposes. The construction adopted in the majority opinion will no doubt close established places of business and banish reputable dealers in this species of goods, but it may turn loose upon the community a horde of irresponsible peripatetic agents, carrying a stock ostensibly for their own use, seeking purchasers in privacy and preying upon the artificial appetite created by their acquired habits. I do not think the application of the law was intended to be so limited. This view is supported and confirmed by reference to the legislative journals containing the proceedings relating to the passage of this act. Such journals are not only proper, but often most valuable aids to the court in determining the legislative intention, where the language used is of doubtful meaning. Edger v. Board, etc. (1880), 70 Ind. 331; Walter A. Wood, etc., Mach. Co. v. Caldwell (1876), 54 Ind. 270, 23 Am. Rep. 641; 26 Am. and Eng. Ency. Law (2d ed.), 639.
It appears from the House Journal of 1905, p. 1221, that when the bill was pending upon second reading and was under consideration as a special order, among other amendments proposed was the following: “It shall be unlawful for any person under the age of twenty-one years to smoke, use, keep or own, or be in any way connected, engaged or employed in smoking, using, owning or keeping any cigar7 ettes, cigarette paper or wrappers. Any person violating,” etc. This proposed amendment was rejected by the friends of the bill. Immediately before taking the vote upon the final passage of the bill an amendment was proposed to section one, embodying in substance the conclusion of the majority in the following language: “Provided further, that nothing in this section shall prevent persons over twenty-one years of age from having in their possession to be used, cigarettes, cigarette paper and tobacco.” This proposed amendment was rejected. House Journal [*402] of 1905, p. 1398. It is my opinion that it was and is the intent of this statute, as finally passed, to make the possession of cigarettes, and the constituent parts thereof mentioned, by any person within this State, unlawful, except where such possession is within the protection of the interstate commerce clause of the Constitution of the United States.
A discussion of the constitutional question argued in this connection is unnecessary, -and the judgment against appellant Lewis ought to be affirmed.