v.
UNITED STATES DEPARTMENT OF AGRICULTURE
Plaintiff Yaw Twum-Baah ("Twum-Baah"), appearing pro se , filed this action against the United States Department of Agriculture ("USDA") and United States Forest Service officers Aymat Verdejo, Derek Ortiz, and Christina Henderson in their official capacity (together with the USDA, the "Federal defendants") after numerous skirmishes with them at El Yunque National Forest ("El Yunque"). Before the Court is the Federal Defendants' Memorandum of Law in Support of their Motion to Dismiss (d.e. 13 ) filed on May 19, 2017, arguing plaintiff's claims should be dismissed for lack of subject matter jurisdiction and for failing to state a claim, and Twum-Baah's Opposition Memorandum to Defendants' Motion to Dismiss (d.e. 18) filed on August 4, 2017. For the reasons set forth below, the Federal defendants' motion is GRANTED.
BACKGROUND
Twum-Baah is a representative of the Waroyal Ministry who took his congregation to El Yunque as part of their worship. Together with his wife Selene Cardenas, he also started the tourism company Yotumba Tours, which offered guided tours in El Yunque.
In his amended complaint, Twum-Baah alleges that the Federal defendants conspired with the Tourism Company of Puerto Rico to persecute him for assembling his congregation to worship within El Yunque and/or provide tours in his capacity as a guide for Yotumba Tours. As part of this supposed conspiracy, Twum-Baah lists confrontations he had with the aforementioned USDA officials from April 2015 to April 2016. Although Twum-Baah asserts that the Federal defendants initiated these encounters without probable cause, the Federal defendants issued violation notices against him for infringing certain National Forest System regulations listed in 36 C.F.R. 261.10.
The Federal defendants understood that plaintiff used the premise of El Yunque without obtaining a special use authorization as required under
Twum-Baah filed a Motion to Amend his Complaint (d.e. 19 ) on August 4, 2017, which is GRANTED, the tendered amended complaint is authorized. It elaborates on the formation of the alleged governmental conspiracy, clarifies his claims are mostly based in tort, expounds on the damages he suffered, and arguably adds a claim of racial or ethnic discrimination. Since the amended complaint was filed three months after the motion to dismiss, the Federal defendants did not address the last of these potential claims. But because the rest of the claims in the amended complaint are identical to those asserted in the original complaint, the Court has considered the Federal defendants' arguments for dismissal in its analysis.
RELEVANT LEGAL STANDARDS
I. Fed. R. Civ. P. 12(b)(1) and 12(b)(6)
A motion to dismiss is used to evaluate the legal sufficiency of the plaintiff's complaint, not to test the merits of the underlying claims. When considering a motion to dismiss, the Court "must construe the complaint liberally, treating all well-pleaded facts as true and indulging all reasonable inferences in favor of the plaintiff." Aversa v. United States ,
"A defendant may, in response to an initial pleading, file a motion to dismiss the complaint for lack of jurisdiction over subject matter and for failure to state a claim upon which relief can be granted. See Fed. R. Civ. P. 12(b)(1) and 12(b)(6), respectively." Fernandez Molinary v. Industrias La Famosa, Inc. ,
"If the Court determines that subject matter jurisdiction does not exist it must dismiss the case and not make any determination on the merits of the case." Fernandez Molinary ,
[*373] As the party invoking this Court's jurisdiction, Twum-Baah bears the burden of proving subject matter jurisdiction exists. See Murphy v. U.S. ,
"To survive a motion to dismiss [under Rule 12(b)(6) ], a complaint must contain sufficient factual matter, accepted as true, to 'state a claim to relief that is plausible on its face.' A claim has facial plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged. The plausibility standard is not akin to a 'probability requirement,' but it asks for more than a sheer possibility that a defendant has acted unlawfully." Ashcroft v. Iqbal ,
As opposed to motions to dismiss under Rule 12(b)(1), when defendant moves to dismiss under Rule 12(b)(6), the court's "[c]onsideration is limited to the complaint, written instruments that are attached to the complaint as exhibits, statements or documents that are incorporated in the complaint by reference, and documents on which the complaint heavily relies... [t]he court should not consider any other documents or pleadings, except for the complaint, to determine jurisdiction." Mercado Arocho ,
II. Sovereign Immunity of Federal Agencies and their officials
The doctrine of sovereign immunity bars all lawsuits against the United States and federal agencies like the USDA unless Congress has consented to the action. See F.D.I.C. v. Meyer ,
Because federal agencies cannot be sued absent congressional approval, those who feel they have been injured by agency employees must recur to the Federal Tort Claims Act (FTCA).
For claims alleging federal officers have violated their constitutional rights, potential plaintiffs can sue them in an individual capacity by filing a Bivens claim. See generally Bivens v. Six Unknown Named Agents ,
DISCUSSION
Ascribing to the aforementioned legal standards, the Court first addresses the claims found to lack subject matter jurisdiction before addressing those that fail to state a claim.
I. Under the Federal Tort Claims Act ("FTCA")
Twum-Baah's amended complaint is a flawed attempt to sue the USDA and the Forest Service officers. Under the FTCA, sovereign immunity is only waived where the United States of America, not an agency or employee, is named as the defendant. See McCloskey v. Mueller ,
Nonetheless, the Court owes him a more favorable reading of the amended complaint given his status as a pro se plaintiff. In so doing, it analyzes Twum-Baah's allegations as if he asserted FTCA claims properly against the United States. Under a liberal reading of his amended complaint, the Court can surmise Twum-Baah assertion of the following torts: 1. false arrest and/or malicious prosecution (see d.e. 19-1, ¶¶ 2, 3, 4, 5, 6, 8 for references to apprehensions "without probable cause or evidence [of] illegal activity," "handing me a violation for illegal activity," "disgracefully given another violation ticket ... without probable cause," "handed me another violation [*375] ticket for illegal activity without probable cause," and "gave me the final ticket ... without probable cause," and "chased me ... again without probable cause"); 2. abuse of process (see
However, in order to bring these FTCA claims against the United States, a party must first follow certain procedural requirements. See
Twum-Baah filed an administrative claim with the USDA Office of the Assistant Secretary for Civil Rights. After a careful review of this claim, the Court finds it does not satisfy the administrative exhaustion requirement for his potential FTCA claims against the Federal defendants.
First, the claim was filed with the wrong office. For alleged torts committed by Forest Service employees while conducting their official duties, Twum-Baah should have filed his claim with the Albuquerque Service Center-Budget and Finance Director, the Forest Service's official FTCA claims officer, or at least with the USDA's Office of the General Counsel, authorized to consider or settle FTCA claims against the agency. See U.S. FOREST SERVICE, CLAIMS PROCESSING UNDER THE FEDERAL TORT CLAIMS ACT (FTCA) QUESTIONS AND ANSWERS , https://www.fs.usda.gov/Internet/FSE_DOCUMENTS/stelprdb5436568.pdf; U.S. DEPARTMENT OF AGRICULTURE, RD Instruction 2042-A, Part 2042, Subpart A, Section 2042.2.
Second, Twum-Baah's administrative complaint to the Office of the Assistant Secretary for Civil Rights was for discrimination, not for tortious conduct. See e.g. d.e. 19-2, p. 1 stating "I was [d]iscriminated by type of Equal Pay, Harassment, National Original, Race/Color, Religion and Retaliation." Under the most favorable reading of this administrative complaint, it does not sufficiently notify the USDA of the aforementioned FTCA claims. Proper notification of a claim is an important requirement that serves the interest of the expeditious resolution of legitimate disputes citizens may have against the government. See [*376] Furman v. U.S. Postal Service,
"It is well-settled First Circuit precedent that the timely filing of an administrative claim is a jurisdictional pre-requisite to file suit under [the] FTCA." Ortiz-Rivera v. United States ,
II. Bivens claim under the First Amendment
Congress has not waived the USDA's immunity for constitutional torts either. See Spinale ,
A liberal reading of plaintiff's amended complaint suggests Twum-Baah claims officers Verdejo, Ortiz, and Henderon violated his First Amendment rights to freely exercise his religion and to peaceably assemble with the Excursionist Association for El Yunque. U.S. Const. amend. I. See d.e. 19-1, ¶¶ 1, 3, 5, 9, 12 for references to "lawfully was exercising his religious activities," "interrupting my religious exercises," "they asked me to leave the park and discontinue my religious activities," "I refused to be denied my constitutional right to freedom to practice religion," "I was operating a religious exercise," "threatened the president the possibility of losing other benefits ... if he continues to associate with me," "she did not want [ ] anybody affiliated with Yaw Twum-Baah working in the forest," and "to not associate themselves to Yaw Twum-Bah." In his opposition to the Federal defendants' motion to dismiss, he also clarifies that "this is a case that shows purpose, state of mind, agenda and motive by the USDA ... as a deliberate attack and infringement of [p]laintiff's rights to peacefully assemble and to express his religious views and opinions." d.e. 18.
Nonetheless, the Court's understanding of Bivens and subsequent decisions by the Supreme Court compels it to find Bivens claims are not available for violations of the First Amendment's Free Exercise clause. In Ashcroft v. Iqbal ,
The Supreme Court's disfavor of Bivens claims in new contexts also lends support to our rejection of plaintiff's claim for violations of the First Amendment's Assembly clause.
III. Bivens claim under Equal Protection Clause of Fifth Amendment
Finally, a liberal reading of Twum-Baah's amended complaint suggests that he charges the Forest Service officers of discriminating against him on the base of his race or ethnicity, thereby denying him the equal protection of the laws as required under the Fifth Amendment. See d.e. 19-1, p. 2, for reference to "[f]ederal officers are not to retaliate or harass or discriminate based on [ ], race, ethnicity ... Under the Equal Protection clause, it is their responsibility to explain the law and rights I have to my accusers."
In Davis v. Passman ,
Nonetheless, he fails to state a cognizable claim for racial or ethnic discrimination under the Fifth Amendment. The amended complaint does not contain any statement made by Forest Service officers that reflect a discriminatory animus for their confrontations with him. For example, his claims of Officer's Verdejo's alleged discriminatory acts refer to discrimination by Puerto Ricans against Dominicans, but not against him as an immigrant or for his religious beliefs. See e.g., d.e. 19-1 stating: "[t]his has proof of racial discrimination since most taxi drivers are Dominicans and it is generally known throughout Puerto Rico that Puerto Ricans don't like Dominicans." In his administrative complaint, he describes an incident on July 4, 2015 where Officer Verdejo inspects the tints on his van's windows and orders another officer to issue him a ticket for having "more tints than the law requires." d.e. 19-2, p. 9. Because the vehicle's windows were tinted as purchased, Twum-Baah alleges "[t]his is proof that A. Verdejo enjoys harassing me and hates me as a black male that fails to be easy prey."
The Court thus finds that Twum-Baah has failed to state a claim of discrimination and dismisses his Bivens claim for equal protection of the laws under Rule 12(b)(6).
CONCLUSION
Having carefully considered the amended complaint, even after reading its allegations in the most favorable manner, the Court concludes that its deficiencies preclude plaintiff from proceeding past the pleading stage. For the reasons stated herein, the Federal defendants' Motion to Dismiss, supported by memorandum (d.e. 13 ), is GRANTED.
Given the Court's inclination to dismiss sua sponte the Bivens claim under the Fifth Amendment, plaintiff is given the [*378] opportunity to argue against its dismissal. See Chute v. Walker ,
Accordingly, plaintiff shall, no later than MARCH 23, 2018 , state the reasons why his Bivens claim under the Fifth Amendment should not be dismissed.
SO ORDERED.