v.
CITY OF JAMESTOWN, NORTH DAKOTA, and Scott Edinger, individually and in his official capacity as Chief of the Police Department of Jamestown
I. INTRODUCTION
The Plaintiff Thomas Nagel ("Nagel") brought this suit against the Defendants City of Jamestown, North Dakota (the "City"), and Scott Edinger, the Chief of the Police Department of Jamestown ("Edinger," and collectively with the City, the "Defendants") alleging violations of his federal and state constitutional rights. Pending before the Court are the Defendants' motion for summary judgment and Nagel's motion for partial summary judgment. For the reasons stated herein, the Court GRANTS the Defendants' motion for summary judgment on Counts I, II and IV and DENIES Nagel's motion for partial summary judgment. The Court dismisses Count III without prejudice.
A. Procedural History
On April 5, 2017, Nagel filed a complaint in the United States District Court for the District of North Dakota against the City and the chief of its police department, Edinger. Compl. ¶¶ 21-48, ECF No. 1. In his complaint, Nagel alleges a violation of his First Amendment rights under
On April 3, 2018, the Defendants filed a motion for summary judgment. Defs.' Mot. Summ. J., ECF No. 23. The parties fully briefed the issues. Defs.' Mem. Supp. Mot. Summ. J. ("Defs.' Mem."), ECF No. 24; Pl.'s Resp. Mot. Summ. J. ("Pl.'s Opp'n"), ECF No. 49; Defs.' Reply Pl.'s Resp. Mot. Summ. J. ("Defs.' Reply"), ECF No. 54. Nagel also filed a motion for partial summary judgment on Count II, a portion of Count III, and Count IV. Pl.'s Mot. Partial Summ. J., ECF No. 38. This motion was fully briefed as well. Pl.'s Mem. Supp. Partial Summ. J. ("Pl.'s Mem."), ECF No. 43; Defs' Mem. Opp'n Partial Summ. J. ("Defs.' Opp'n"), ECF No. 47; Pl.'s Reply Defs' Resp. Mot. Partial Summ. J. ("Pl.'s Reply"), ECF No. 51.
On June 1, 2018, this Court heard oral argument on both motions and took the matter under advisement. See ECF Nos. 55, 57.
B. Factual Background[2]
On April 16, 1989, Nagel started working for the Jamestown Police Department. Aff. Brian D. Schmidt ("Schmidt Aff."), Ex. 1 at 3, ECF No. 26-1. Edinger was the Chief of the Police Department and Nagel's supervisor at all material times. Aff. Scott Edinger ("Edinger Aff.") ¶ 1, ECF No. 37. Nagel was also affiliated with the Fraternal Order of Police, a labor union that represents some members of the police [*902] department. Compl. ¶ 2. In 1998, Nagel founded the James Valley Regional Lodge Number 4 of the Fraternal Order of Police and became its president for a period of eighteen years. Schmidt Aff., Ex. 2 ("CSC Hearing Transcript"), 154:11-19, ECF No. 26-2. As the president, Nagel advocated for a change in the retirement system of city employers. Schmidt Aff., Ex. 4, ¶ 12, ECF No. 26-4. Nagel's advocacy and behavior in some meetings created tension with his superiors. Edinger Aff. ¶¶ 2-9.
In 2013, after attending a class in which it was recommended to police officers to use pseudonyms on social media, Nagel changed his Facebook name to "Dominic Brimm" and privatized his account. CSC Hearing Transcript at 156:11-157:6. According to Nagel's testimony, he also created a false Facebook account under the name of Robert Hines, who posed as a local kid who had dropped out of school.
In early November 2015, KVLY, a television station in Fargo, North Dakota, received a tip from a "Dominic Brimm" about the improper conduct of some members of the Stutsman County Sheriff's Department. Edinger Aff. ¶ 10. The hotline tip alleged that a county-owned jet-ski had been used by a member of the Stutsman County Sheriff's Office ("Sheriff's Office") for personal purposes, and included the Facebook picture. Aff. Thomas Nagel ("Nagel Aff.") ¶¶ 5-6, ECF No. 45. After receiving the tip, Valley News Live reporter Christine Stanwood ("Stanwood") came to the Stutsman County courthouse on November 4, 2015. Edinger Aff. ¶ 10. Nagel then had a camera interview with Valley News Live, in which he commented on an alleged crime committed by a member of the Sheriff's Office who had used a government-owned jet-ski for personal use. Compl. ¶¶ 7-8; Schmidt Aff., Ex. 3 ("VNL Interview"), ECF No. 26-3. In the interview, Nagel acknowledged that Dominic Brimm was the alias he went by on Facebook. VNL Interview at 1:45-1:52. He said that he knew about the picture but denied being the one who sent it to Valley News Live.
After the interview, Nagel went to Edinger's office and told him that he knew who had submitted the tip. CSC Hearing Transcript at 263:10-265:22. That afternoon, Nagel visited attorney Joseph Larson ("Larson"). Nagel's Deposition at 118:11-25. In Larson's office, Nagel talked to the North Dakota Game and Fish Department and verified that the County did not own a jet-ski.
After the Valley News Live interview, the County prohibited Nagel's Fraternal Order from holding any meetings or activities on County properties, and required the Fraternal Order to remove vending machines from which it profited and the ATM it housed in the County building.
Nagel filed two grievances against Edinger. Nagel filed the first grievance after Edinger told him that some people wanted his resignation. Edinger Aff. ¶ 22; Nagel's Deposition at 126:10-18; CSC Hearing Transcript at 272:1-5. Edinger responded to the grievance by explaining that Casey Bradley, the Stutsman County Auditor, [*903] had mentioned this to him and that no formal request for the resignation had been made. Edinger Aff., Ex. 4, ECF No. 37-4. On November 5, 2015, Sheriff Kaiser told Edinger that he wanted Nagel to stay out of the Sheriff's Office. Edinger Aff. ¶ 23; CSC Hearing Transcript at 273:22-274:2. The Sheriff's Office and Police Department offices are located within the same building and are separated by a hallway. Edinger Aff. ¶ 16; Aff. Chad Kaiser ("Kaiser Aff.") ¶ 6, ECF No. 27. According to Kaiser's and Edinger's testimony, the Valley News Live incident had created "extreme tension" between the two offices. Edinger Aff. ¶ 15; Kaiser Aff. ¶ 5. Edinger ordered Nagel to stay out of the Sheriff's Office. Edinger Aff. ¶ 20; CSC Hearing Transcript at 274:15-21. Nagel filed his second grievance on January 27, 2016, in which he stated that Edinger had an obligation to put the order in writing. CSC Hearing Transcript at 218:21-219:2; Edinger Aff., Ex. 3 at 3-4, ECF No. 37-3. Nagel did not follow through with any of the grievances. Edinger Aff. ¶ 27; CSC Hearing Transcript at 273:22-274:12.
Meanwhile, the Police Department and Sheriff's Office requested that the North Dakota Criminal Bureau of Criminal Investigation ("BCI") conduct a criminal investigation on the jet-ski issue. Compl. ¶ 9; Edinger Aff., Ex. 1 ("BCI Report"), 8-9, ECF No. 37-1; Edinger Aff., Ex. 9 ("Edinger's Deposition"), 98:10-99:24, ECF No. 37-9. Various members of the Jamestown Police Department and Sheriff's Office were interviewed. BCI Report at 2-7, 11-36, 82-96, 112-16. The BCI never interviewed Nagel.
The Police Department and the Sheriff's Office also conducted a joint internal investigation of potential violations related to the Valley News Live report. Edinger's Deposition at 102:8-103:4; Compl. ¶ 9. The investigation included thirty interviews of employees of the Jamestown Police and Sheriff's Office. Aff. John Johnson ("Johnson Aff.") ¶ 5, ECF No. 32. During his interview, Sheriff Kaiser stated that the jet-ski depicted in the picture belonged to his brother-in-law and that the whole incident had caused "huge tension" in both his personal life and at work. Kaiser Aff., Ex. 1, 4:16-24, 11:14-12:7, ECF No. 27-1. He recalled that his wife had taken a picture of Thom and his son on the jetski and sent it to Thom.
Nagel was the last officer to be interviewed. Johnson Aff. ¶ 8. On February 12, 2016, Johnson sent Nagel an email explaining that he had been assigned to conduct an investigation about the Valley News Live broadcast. Johnson Aff., Ex. 1, 1-2, ECF No. 32-1. On February 15, 2016, Larson sent an email to Johnson saying that Johnson and Edinger's actions violated Nagel's constitutional rights and that Nagel could not be disciplined for exercising his permitted rights. Johnson Aff., Ex. 2, ECF No. 32-2. Johnson responded that he [*904] was investigating the Valley News Live incident to determine whether there had been violations of the Rules and Regulations of the Jamestown Police Department and that there had been no "complaint." Johnson Aff., Ex. 3 at 2, ECF No. 32-3. Larson filed a motion for a temporary restraining order, or in the alternative, a writ of mandamus in the District Court of North Dakota. Johnson Aff., Ex. 5, ECF No. 32-5. Larson argued that Nagel's answers to the investigation could "be used to discipline the employee including termination of employment."
On February 19, 2016, Nagel was interviewed in the presence of his attorney. Johnson Aff., Ex. 7, 2:8-15, ECF No. 32-7. Johnson read Nagel his rights, which included a "right to be informed of the allegations involved."
The investigative reports concluded that Nagel's actions were directly related to his role as a police officer and had "brought discredit" to the Jamestown Police Department and the Stutsman County Sheriff's Office. Johnson Aff., Ex. 10 at 11, ECF No. 32-10. The report stated that Nagel's responses indicated that Nagel knew who had sent the tip, as Nagel had stated to several of his colleagues. The report concluded that Nagel had lied to the investigators about his knowledge of who was responsible for the tip. Falk Aff., Ex. 3, ¶ 6, ECF No. 29-3. The report recommended that Edinger invoke a review board. Johnson Aff. Ex. 10 at 12.
On February 26, 2016, Edinger empanelled a review board to determine if there were "any policy, procedure, rules, or regulation violations by any Jamestown Police Department officers." Edinger Aff., Ex. 5, ECF No. 37-5. The review board consisted of four Jamestown police officers and one private citizen.
Edinger sent a letter to the City Administrator, Jeff Fuchs ("Fuchs"), stating that Nagel had "violated numerous policies and procedures" and that he was "no longer a viable law enforcement officer." Edinger Aff., Ex. 7, ECF No. 37-7. Fuchs and Katie Andersen, the City's mayor, reviewed the evidence and the review board's recommendation for termination.
[*905] Andersen Aff. ¶ 4; Fuchs Aff. ¶ 18, ECF No. 31. On March 9, 2017, Fuchs and Andersen terminated Nagel's contract. Andersen Aff. ¶¶ 5-6; Fuchs Aff., Ex. 1, ECF No. 31-1.
Nagel requested a post-termination hearing before the Civil Service Commission. Fuchs Aff., Ex. 2, ECF No. 31-2; CSC Hearing Transcript. On April 27, 2016, a hearing was held in which Nagel called seven witnesses, including five experts.
II. ANALYSIS
The Defendants are seeking summary judgment in their favor arguing no constitutional rights were violated. Defs.' Mem. 39. Alternatively, they argue that Edinger is entitled to qualified immunity regarding the constitutional claims.
A. Standard of Review
Under Federal Rule of Civil Procedure 56(c), summary judgment is appropriate where the moving party demonstrates that there exists no genuine issue of material fact and that it is entitled to judgment as matter of law. Fed. R. Civ. P. 56(c). "Where the unresolved issues are primarily legal rather than factual, summary judgment is particularly appropriate." Mansker v. TMG Life Ins. Co.,
B. Qualified Immunity
Government officials are entitled to qualified immunity to protect themselves from the burdens of litigation, unless they incompetently violate clearly established statutory or constitutional rights.
[*906] Vester v. Hallock,
C. Count I: Violation of First Amendment Rights
Nagel alleges that the Police Department terminated his contract in retaliation for his interview with Valley News Live. Compl. ¶ 23. According to Nagel, this constitutes a violation of his freedom of speech and freedom of association rights under the First Amendment and the Federal Civil Rights Act,
To establish retaliation for the exercise of free speech, a public employee has to show that: (i) "[the] speech was protected by the First Amendment," (ii) his contract was terminated, and (iii) the protected speech was the cause of the termination. Rynders,
In his Valley News Live interview, Nagel was not speaking as a citizen on a matter of public concern. Nagel has consistently alleged that he was not speaking as a Jamestown Police Officer but as a Fraternal Order member. Compl. ¶ 8. In Tindle v. Caudell,
The Eighth Circuit has also noted that "under the First Amendment, speech can be 'pursuant to' a public employee's official job duties even though it is not required by, or included in, the employee's job description, or in response to a request by the employer." Lyons,
Further, his speech during the interview was not on a "matter of public concern." The public concern "must be determined by the content, form, and context of a given statement." Connick v. Myers,
Even assuming that Nagel was a citizen speaking on a matter of public concern, he would still not be protected by the First Amendment. "[T]he court must consider whether the interest of the employee, as a citizen, in commenting on matters of public concern outweighs the interest of the state, as an employer, in promoting the efficiency of the public services it performs." Tyler v. City of Mountain Home, Ark.,
It has been recognized that a police department has a more significant interest than the typical government employer in regulating the speech activities of its employees in order to promote efficiency, foster loyalty and obedience to superior officers, maintain morale, and instill public confidence. Because police departments function as paramilitary organizations charged with maintaining public safety and order, they are given more latitude in their decisions regarding discipline and personnel regulations than an ordinary government employer. The public safety employer's determinations of both the potential for disruption as a result of the speech, as well as the employer's response to the actual or perceived disruption, are entitled to considerable judicial deference.
Here, it is clear that the City's interest outweighs that of Nagel. As explained by Sheriff Kaiser, the interview strained the relationship between the Jamestown Police Department and the Sheriff's Office, which work together and are located in the same building. Kaiser Aff., ¶¶ 4-10, Ex. 1 4:16-24; 11:14-12:7; Edinger Aff. ¶¶ 15-20. Edinger also received around 150 complaints from the public. Edinger Aff. ¶ 31, Ex. 8 at 7, ECF No. 37-8. Additionally, the Police had to undergo a BCI investigation and a joint internal investigation. Furthermore, a County Commissioner asked for Nagel's resignation and the Sheriff no longer wanted him in the Sheriff's Office. Edinger Aff. ¶ 13. All in all, each of the Eighth Circuit's factors [*908] weigh in favor of the City: the Valley News Live interview created great disharmony in the workplace, interfered with Nagel's ability to perform his duties, and impaired his working relationships with other employees.
To preclude summary judgment on this count, Nagel argues that a reasonable official would think that his conduct was protected by the First Amendment. Pl.'s Resp. 8. He relies on a decision from the Northern District of Iowa explaining that a reasonableness standard may raise a factual issue that precludes summary judgment. See Bruning ex rel. Bruning v. Carroll Cmty. Sch. Dist.,
In addition, Nagel's termination was recommended because of his conduct providing misleading statements during the internal investigation, not simply because he gave the interview. Defs.' Mem. 47. Nagel was not speaking as a citizen during the internal investigation. After the investigation concluded, he was considered a Giglio-impaired officer.[4] Edinger Aff., Ex. 7. In Bradley v. James, the Eighth Circuit ruled that "[a]s a police officer, Bradley had an official duty to cooperate with the investigation ...."
Nagel also alleges that his right to freedom of association was violated. Nagel points out that the fact that the Fraternal Order was prohibited from holding meetings and activities on County properties and required to remove its vending machines and ATM after his interview with Valley News Live shows that his involvement in the Fraternal Order was a factor in his termination. Pl.'s Opp'n 23. This fact alone, however, does not rise to the level of a "substantial or motivating factor in the defendant's decision" to terminate his employment. Wingate v. Gage County Sch. Dist., No. 34,
[*909] D. Count II: Violation of Fourteenth Amendment Rights
Both parties ask for summary judgment on Count II. Due process requires "notice of the charges ... an explanation of the employer's evidence, and an opportunity to present [one's] side of the story." Berdahl v. North Dakota State Pers. Bd.,
The Defendants argue that there was notice because Nagel was informed three different times of the charges against him. Defs.' Opp'n ¶ 21.
The following facts are all undisputed. First, Johnson wrote to Nagel that he was going to be interviewed to determine whether there were any violations of the rules and regulations of the Jamestown Police Department including the Law Enforcement Code of Ethics about the events surrounding the Valley News Live interview. Johnson Aff., Ex. 5 at 2. Larson then filed a motion for a temporary restraining order requesting that non-employers be restricted from participating in the interview and stating that the information gained from the interview "may be used to discipline the employee including termination of employment."
Given these undisputed facts alone, Nagel was not given an adequate pre-termination hearing and the charges against him were not completely explained. Nagel was also not given notice of a possible termination. It is also true, however, that given these facts Nagel knew what was being investigated and that disciplinary actions might arise from the investigation. Nagel also had two different opportunities to defend himself: the interview in which he was presented with evidence against him and an extensive post-termination hearing.
"[T]he Due Process Clause requires a pre-termination hearing in some form, but if a post-termination hearing is available, the pre-termination proceedings 'need not be elaborate ....' " Sutton v. Bailey,
[*910] Pena v. Kindler,
In Smutka v. City of Hutchinson, the Eighth Circuit reaffirmed that "[e]xtensive post-termination proceedings may cure inadequate pretermination proceedings."
On appeal from a grant of summary judgment to the defendants, the Eighth Circuit concluded that Smutka's pre-termination proceedings were sufficient. Id. at 527. It noted that Smutka "knew enough about the incident to prepare a response" and that HUC "was not required to provide [Smutka] with a full [pre-termination] hearing, nor was [HUC] required to disclose all of the details of the charges." Id. at 527. (quoting Schleck v. Ramsey County,
Nagel's case is similar to that of Smutka. Johnson met with Nagel in the presence of Nagel's attorney before his termination to discuss the events surrounding the Valley News Live interview and confronted him with evidence from other witnesses. Nagel denied the allegations against him with his attorney present. Nagel also appealed the termination to the Civil Service Commission, where he was afforded a trial-like hearing in which he presented various expert witness and around 100 exhibits and was allowed the opportunity to submit closing briefs. Schmidt Aff., Ex. 2; Schmidt Aff. Ex. 7; Schmidt Aff., Ex. 1. Any defect in Nagel's pre-termination due process was cured by the extensive post-termination hearing. Thus, Nagel's due process rights were not violated.
E. Count III: Violation of the North Dakota Constitution
Nagel argues that the above-mentioned violations are also violations of his rights of freedom of speech, freedom of association, and due process under Article 1, sections 4, 5, and 9 of the North Dakota Constitution. Compl. ¶¶ 37-42. As the Defendants point out, however, Nagel has no direct cause of action under the North [*911] Dakota Constitution. Defs.' Mem. ¶ 111. While Nagel may seek the vindication of his federal constitutional rights under
There are also, however, no North Dakota Supreme Court cases that deny a right of action under the state constitution. Therefore, Nagel's claims in Count III are dismissed without prejudice. He may pursue his North Dakota constitutional claims in the courts of that state.
F. Count IV: Violation of North Dakota Administrative Code
Finally, Nagel alleges that the City's failure to provide him with pre-termination notice, opportunity to be heard, and written final action notice before discharging him violated chapter 4-07-19 of the North Dakota Administrative Code. Compl. ¶¶ 43-46. This chapter requires that prior to discharging a "regular employee," the State ought provide the employee with a pre-termination notice and a written final action.
Nagel's claim fails as matter of law because chapter 4-07-19 only applies to state employees or employees of local governments "in [a] position[ ] classified by human resource management services."
IV. CONCLUSION
For the foregoing reasons, this Court GRANTS Defendants motion for summary judgment on Counts 1, 2 and 4 and DENIES Nagel's motion for partial summary judgment on Count 2, part of Count 3 and Count 4. The Court dismisses Nagel's claims in Count 3 without prejudice. Judgment shall enter for the Defendants.
SO ORDERED.
Of the District of Massachusetts, sitting by designation.
The facts are undisputed, unless otherwise stated.
While this decision faithfully tracks Fed. R. Civ. P. 56(c)(2), completeness requires noting that, where the moving party bears the burden of proof, the nonmovant need not demonstrate such specific opposing facts since the factfinder could disbelieve the evidence proffered. See Reeves v. Sanderson Plumbing Prods., Inc.,
In Giglio v. United States, the Supreme Court held that prosecutors have a duty to disclose evidence regarding the credibility of government witnesses.