v.
James MCCAMENT
Plaintiff Lt. Col. Patrick Schreiber seeks review under the Administrative Procedure Act ("APA"),
I. Background
The parties do not dispute the facts of this case, and the court summarizes those facts presented in the parties' briefing.
Plaintiff and his wife, Soo Jin Schreiber, are both United States citizens. Mrs. Schreiber's[1] brother's daughter, Hyebin, [*1068] was born in South Korea in 1997. Hyebin arrived in the United States on December 15, 2012, when she was 15 years old, on a student visa. She lived with plaintiff and his wife from that point forward and attended school in Lansing, Kansas. Plaintiff and his wife adopted Hyebin, and the District Court of Leavenworth County, Kansas, issued a decree of adoption on November 17, 2014. That Court concluded that Hyebin's biological parents "freely and voluntarily" had consented to the adoption. Doc. 16 at 55. Hyebin received her Kansas birth certificate on December 14, 2017. And the United States Department of Defense issued Hyebin a military identification card.
Plaintiff alleges that USCIS officials told him that, because Hyebin was a citizen based on the adoption, he needed to file a Form N-600-an Application for a Certificate of Citizenship. Plaintiff filed the form pro se. The USCIS's Kansas City Field Office denied plaintiff's application. Plaintiff alleges that USCIS officials then directed him to file a visa petition for Hyebin-an I-130 Petition for Alien Relative. Plaintiff's I-130 visa petition asked that Hyebin be classified as an immediate relative-specifically, as a "legitimated" child-under the Immigration and Nationality Act ("INA"),
USCIS denied plaintiff's I-130 visa petition. Plaintiff argues that USCIS made the decision "without any analysis or consideration as to the applicability of § 1101(b)(1)(C)" to the petition. Doc. 21 at 10. Plaintiff then timely appealed USCIS's decision to the Board of Immigration Appeals ("BIA"). He again argued that Hyebin should be classified as a "legitimated" child under § 1101(b)(1)(C).
[*1069] The BIA dismissed plaintiff's appeal. The BIA concluded that the adoption provision categorizing a person as a "child" in § 1101(b)(1)(E) could not apply to Hyebin because her adoption was finalized after she already had turned 16. The BIA also determined that Hyebin could not be categorized as a child under § 1101(b)(1)(C)'s legitimation provision because plaintiff had not established that Hyebin is his biological child. The BIA cited Matter of Bueno ,
Plaintiff now argues that the BIA "denied the appeal without any real analysis." Doc. 21 at 10 (referencing the BIA's "short" and "terse[ ]" four-paragraph opinion). Plaintiff also asserts that neither USCIS nor the BIA has alleged that plaintiff's visa petition or family relationships are fraudulent. Instead, plaintiff contends in this appeal that he has "no category under which to petition for [the citizenship of] his daughter." Doc. 21 at 10-11.
II. Standard and Scope of Review
Plaintiff's "Opening Brief" (Doc. 21) seeks review under the APA of the BIA's decision denying plaintiff's I-130 visa petition for his daughter. He raises both statutory and constitutional arguments. The APA grants federal courts authority to review agency decisions. See
[*1070] Kobach ,
The Supreme Court describes the scope of review under this standard as a "narrow" one, and it cautions that a court must not "substitute its judgment for that of the agency." Judulang v. Holder ,
Despite this deferential standard, a court's review still plays an important role by "ensuring that agencies have engaged in reasoned decisionmaking." Judulang ,
III. Analysis
Plaintiff argues, first, that the plain meaning of
Plaintiff asserts that defendants "insistently shoehorned" his visa petition on his daughter's behalf into the adoption provision of the INA ( § 1101(b)(1)(E) ). He argues that each statutory subsection defining the ways a person can be classified as a "child" present alternatives to one another. Plaintiff thus asserts that defendants should have considered his application under the provision he identified in his visa petition: the provision about legitimated children, § 1101(b)(1)(C). The plain language of § 1101(b)(1)(C), plaintiff contends, is not ambiguous-and thus deserves no Chevron deference because, "if Congress's intent is clear, ... the court must give effect to that intent." Doc. 28 at [*1071] 9 (citing Heaven v. Gonzales ,
Section 1101(b)(1)(C) defines a person as a "child" if she is
legitimated under the law of the child's residence or domicile, or under the law of the father's residence or domicile, whether in or outside the United States, if such legitimation takes place before the child reaches the age of eighteen years and the child is in the legal custody of the legitimating parent or parents at the time of such legitimation[.]
Also, plaintiff argues " '[l]egitimacy is a legal concept' " that "state or foreign entit[ies]" govern. Doc. 21 at 16 (first quoting Iracheta v. Holder ,
In his Reply Brief, plaintiff also argues that the agency's action is not entitled to Chevron deference. First, plaintiff asserts that the BIA "started and ended with the idea that only 'illegitimate' children could be 'legitimated,' " a proposition, plaintiff argues, that "arbitrarily limited the plain language of the statute." Doc. 28 at 10. Second, plaintiff asserts that, because Congress did not "charge[ ] the [BIA] with interpreting state legitimating procedures"-and because state law purportedly controls the definition of legitimation-the court should give no Chevron deference to the agency's decision.
Next, plaintiff discusses the concept of Assisted Reproductive Technology (ART). Plaintiff notes that the agency, in October 2014, began to recognize that a gestational mother carrying a child to whom she does not have a biological connection can be considered "the 'natural mother' of a child born out of wedlock ... if she is the legal parent at the time of birth." Doc. 21 at 18 (quoting Effect of Assisted Reproductive Technology (ART) on Immigration and Acquisition of Citizenship Under the Immigration and Nationality Act (INA) , U.S. Citizenship & Immigration Servs. 1 (Oct. 28, 2014), https://www.uscis.gov/policymanual/Updates/20141028-ART.pdf). Plaintiff argues that, in the context of ART, the agency recognizes non-genetic relationships for purposes of legitimation under § 1101(b)(1)(C), and so it also must recognize non-genetic adoptive parents like plaintiff. These non-genetic gestational mothers, he says, "may be required to take action after the birth of the child to formalize the legal relationship"-a step he compares to formalizing an adoption after a child is born. Doc. 21 at 19. Finally, [*1072] plaintiff argues that past BIA decisions requiring a biological connection as a prerequisite to legitimation are contrary to the agency's policy statements about ART. Doc. 21 at 20 (citing In re Bueno-Almonte ,
Procedurally, plaintiff cites Darby v. Cisneros ,
In sum, plaintiff argues that his interpretation of the statute aligns with congressional intent, "hold[ing] family unity, especially for families involving minor children, as paramount in the definition of 'child.' " Doc. 28 at 6-7 (citing Matter of M----- ,
Defendants argue that the agency's interpretation deserves Chevron deference. Defendants first assert that § 1101(b)(1)(C) is "silent regarding the definition of legitimation and whether legitimation requires an immediate biological connection between the legitimating parent and the child." Doc. 27 at 19. Next, defendants cite Matter of Bueno ,
Also, defendants assert that the court should not even evaluate two of plaintiff's arguments. Defendants first argue that the court should not consider plaintiff's argument that Kansas law defines whether Hyebin is a legitimated child for the purposes of § 1101(b)(1)(C). They note that the court only may " 'judge the propriety of [the agency's] action solely by the grounds invoked by the agency,' " and "[i]f the [c]ourt cannot affirm or deny the [agency's] decision on their stated grounds, then remand is appropriate." Doc. 27 at 25 (first quoting SEC v. Chenery Corp. ,
[*1073] Doc. 27 at 26. And "Congress could not establish a uniform rule of naturalization if a state court could modify Congress's mandates on qualification." Doc. 27 at 27. Defendants thus argue that federal law controls the definition of legitimation.
Second, defendants assert that the court should not consider plaintiff's ART arguments because plaintiff did not exhaust the administrative agency's consideration of these arguments. Defendants argue that plaintiff only "mention[ed] ART in passing before the BIA, ... [and] this two sentence footnote did not present the claim 'in sufficient detail to allow the agency to rectify' Plaintiff's perceived inconsistency between Bueno and USCIS's policy regarding ART." Doc. 27 at 21 (quoting Forest Guardians v. U.S. Forest Serv. ,
In the sections below, the court first addresses the parties' competing statutory interpretation and deference arguments. Next, the court discusses plaintiff's constitutional arguments and assesses whether it can consider plaintiff's argument about ART and his argument that state law controls the definition of legitimation.
A. Statutory Interpretation of
To determine whether the agency's determination in plaintiff's case merits deference, the court first must consider whether the statute at issue is ambiguous. See Efagene v. Holder ,
As a threshold matter, the parties disagree whether the legitimation provision in § 1101(b)(1)(C) is ambiguous. The court thus begins its analysis of interpreting § 1101(b)(1)(C) by using the tools described above. For reasons explained in the next paragraphs, the court ultimately concludes that this provision is not ambiguous.
Though few courts have interpreted "legitimation" under § 1101(b)(1)(C), the court finds de los Santos v. INS ,
[*1074] [A child must have been] legitimated under the law of the child's residence or domicile, or under the law of the father's residence or domicile, whether in or outside the United States, if such legitimation takes place before the child reaches the age of eighteen years and the child is in the legal custody of the legitimating parent or parents at the time of such legitimation.
First, the court must look to the "language of the statute itself" and consider its text and structure. See Consumer Prod. Safety Comm'n v. GTE Sylvania, Inc. ,
The court recognizes that one definition of "legitimate" merely means that a person (or thing) has achieved "legal status" or "authorization"-and never refers to a biological relationship. But several other definitions contemplate "lawful[ ]" birth, birth "in wedlock," birth "of legally married parents," and "obligations by birth." To qualify as a "child," the statute requires that a person must be "legitimated under the law of the child's residence or domicile, or under the law of the father's residence or domicile."
But the court's analysis does not end with the text and structure of the statute. As the Supreme Court and de los Santos have held, "ascertainment of the meaning apparent on the face of a statute should not end a court's inquiry." de los Santos ,
de los Santos and the parties here note that Congress first incorporated language about "legitimated" children into the INA in 1952. Docs. 21 at 2, 27 at 12; de los Santos ,
In 1946, six years before the INA's enactment, the State Department had discussed "illegitimate children" and "legitimated child[ren]" in the immigration context in this regulation:
Illegitimate children. A petition for nonquota status for an illegitimate child who is an alien may be filed with the Department of Justice when the petition is executed by the mother, if she is a citizen of the United States, or by the father, if he has subsequently married the mother of the illegitimate child and thereby conferred on the child the rights of legitimacy or has legitimated the child under the law of his domicil, and if he is an American citizen.
Nonquota Immigrants,
Though the legislative history of the word "legitimated" is limited, what is available supports the conclusion that a biological link between the parents and "legitimated" children is a requisite. The presumption that a child first must be "illegitimate" to become "legitimated" appears [*1076] to have begun with the language used by the State Department regulation's language.
Next, the court considers the purpose of the statute. See Am. Fed'n of Gov't Emps. ,
Congress recognized "the desirability of maintaining or fostering the unity of immigrant families" when it created "preferential immigration classifications" such as those favoring children. de los Santos ,
But the statute's failure to satisfy a legislative goal for a particular group does not end the court's inquiry. The court's capacity to review the agency's interpretation of a statute is limited. de los Santos ,
Finally, the court considers § 1101(b)(1)(C)'s relationship to other statutes. See Am. Fed'n of Gov't Emps. ,
The court reads the Nationality Act-"the body of law most closely related to United States immigration law" and the first immigration law discussing "legitimation"-to endorse an interpretation that requires a biological connection between a legitimating parent and his child.
Having considered the plain meaning of the INA, its legislative history and purpose, and the related Nationality Act of 1940 and its use of the term "legitimated," the court concludes that § 1101(b)(1)(C) is, on balance, not ambiguous. Congress has spoken about the definition intended for the term "legitimated." And the canons of statutory interpretation persuade the court that Congress intended for the term "legitimated," in the context of § 1101(b)(1)(C), to require a biological connection between the parent and child. The court also concludes that the agency interpreted § 1101(b)(1)(C) in accordance with this plain meaning of the statute. See Kobach ,
[*1078] Hall v. U.S. Dep't of Labor, Admin. Review Bd. ,
The court holds that the agency's determination about plaintiff's case was not arbitrary or capricious. The agency provided sufficient rationale for its decision based on the arguments that plaintiff presented. See Lockheed Martin Corp. v. Admin. Review Bd., U.S. Dep't of Labor ,
B. Constitutional Arguments
Plaintiff also makes two constitutional arguments about the agency's interpretation of § 1101(b)(1)(C). First, relying on his Assisted Reproductive Technology ("ART") argument, plaintiff asserts that the agency violated his equal protection rights under the Fifth Amendment.[5] Plaintiff contends that the agency's current policy recognizes non-genetic gestational mothers who formalize relationships with their children after birth, but not non-genetic fathers like plaintiff, who formalized his relationship with Hyebin after her birth. Plaintiff characterizes this difference as unconstitutional disparate treatment. See Doc. 21 at 21-22. Second, plaintiff argues that the agency's interpretation of § 1101(b)(1)(C) violates the Tenth Amendment[6] because it abridges the states' traditional function as the governmental authority who defines legitimation. Requiring a biological connection between plaintiff and Hyebin, he contends, "places the State in the position of having to treat its own citizens unequally and giving different value to birth records of foreign children versus U.S. citizen children [who are] adopted in the State of Kansas." Doc. 21 at 23. The agency's interpretation, plaintiff asserts, is "coercive" and "threatens [state] sovereignty."
Defendants respond, arguing that the court should disregard plaintiff's Tenth Amendment argument because the agency did not use Kansas law as a basis for its determination. Defendants alternatively argue that, if the court considers plaintiff's Tenth Amendment argument, "the Supremacy Clause [of Article VI of the Constitution]
[*1079] controls the interaction between state laws regarding family law and immigration law." Doc. 27 at 25. Defendants also contend that their interpretation of § 1101(b)(1)(C) does not disturb state-issued adoption decrees-the agency merely evaluates those decrees in light of federal immigration statutes to determine whether a child is "legitimated." Doc. 27 at 26. Defendants argue that "Congress could not establish a uniform rule of naturalization if a state court could modify Congress's mandates on qualifications for naturalization." Doc. 27 at 27.
Defendants also assert that plaintiff did not raise his Equal Protection argument-the argument based on ART-before the agency, and thus the court should not consider it in this limited review. Doc. 27 at 21. Specifically, defendants distinguish between plaintiff's claims about the constitutionality of the agency's interpretation (which the agency has jurisdiction to decide) and constitutional challenges to the statute itself (which, it says, the agency lacks jurisdiction to hear). Doc. 27 at 28. Alternatively, defendants "do not concede" (Doc. 27 at 25) that Kansas law defines adoption as a form of legitimation. They also argue that non-genetic gestational mothers carry and give birth to their children, which differentiates these mothers from non-genetic adoptive parents like plaintiff. Doc. 27 at 29-30. The two groups, defendants contend, are not similarly situated for purposes of equal protection analysis. And even if the court decides that the groups are similarly situated, defendants argue, differentiating between them should be subject merely to rational basis review. Doc. 27 at 30. Defendants profess that they easily can articulate sufficient immigration-based grounds to justify different treatment for non-genetic gestational mothers and non-genetic adoptive fathers. Doc. 27 at 30-32.
In the sections below, the court first evaluates whether it can consider plaintiff's arguments about ART and state law definitions of legitimation. Deciding that it cannot consider those arguments, the court then considers whether it nonetheless can consider plaintiff's constitutional arguments now.
1. Plaintiff's Arguments Based on ART and Kansas Law
An agency "must have [had] the opportunity to rule on a challenger's arguments before the challenger may bring those arguments to court." Garcia-Carbajal v. Holder ,
Also, plaintiffs must have raised their claims during the administrative proceedings "in sufficient detail to allow the agency to rectify the alleged violation." Forest Guardians v. U.S. Forest Serv. ,
The court turns first to plaintiff's ART arguments. The administrative record shows that plaintiff referenced ART in a footnote in his Brief in Support of Appeal from Denial of I-130 Petition for Alien Relative by United States Citizenship and Immigration Services. Doc. 16 at 32. In that footnote, plaintiff argued:
A biological requirement, as the sole [ ] controlling factor has been minimized in context of legitimated children to some degree as of October 28, 2014. USCIS issued policy guidance in the USCIS Policy Manual and Adjudicator's Field Manual outlining that a non-genetic gestational mother (person who carried and gave birth to the child) who is also the child's legal mother may be recognized in the same way as genetic legal mothers are treated under the INA.
But in his Opening Brief now, plaintiff advances more complex and nuanced constitutional arguments. Namely, he asserts that: (1) because the agency recognized non-genetic relationships in the ART context, it was required to recognize plaintiff's non-genetic relationship with his daughter for legitimation purposes; (2) because non-genetic mothers, in the context of ART, were required to formalize their legal relationship with their children after those children were born, the court should draw a comparison to plaintiff's formalization of the adoption of his daughter; and (3) past BIA determinations requiring a biological connection between parents and "legitimated" children are incompatible with the agency's policy statement about ART. But as the administrative record shows, plaintiff merely described the agency's October 28, 2014, policy on ART as a trend toward "minimiz[ing]" the biological prerequisite "in [the] context of legitimated children to some degree." Doc. 16 at 31.
Plaintiff did not present his current arguments to the agency, and thus the agency did not have adequate ability to consider or review them. Merely mentioning the agency's ART policy-which is all plaintiff [*1081] did during the administrative proceedings-failed to present the detailed arguments that plaintiff raises here in his Opening Brief. He did give the agency notice of his argument that the biological requirement had been "minimized" in the ART context. But his cursory references deprived the agency of notice that: (1) plaintiff would ask the agency to treat plaintiff's relationship with his daughter in the same fashion as non-genetic mothers' relationships with their children; (2) plaintiff contended that his adoption formalization was comparable to non-genetic mothers' formalization of their relationships with their children; or (3) plaintiff would assert that the BIA's own decisions are incompatible with the agency's ART policy statement.
Plaintiff invokes Darby v. Cisneros , contending that it means he was not required to appeal the Director's decision to the BIA and exhaust that appellate remedy. But the court's inquiry, as described in Garcia-Carbajal , must ask not only whether plaintiff exhausted his remedies; instead, it also must ask whether he exhausted specific arguments. See Garcia-Carbajal ,
The court also concludes that it cannot reach the question whether Kansas law includes adoption as a method of legitimation or whether the agency's interpretation of § 1101(b)(1)(C) thus abridges Kansas law. The Supreme Court has limited the court's review. "The grounds upon which an administrative order must be judged are those upon which the record discloses that its action was based." SEC v. Chenery Corp. ,
The Director and the BIA clearly and adequately stated the grounds for their decisions denying plaintiff's visa petition. Neither the Director nor the BIA based their decisions on plaintiff or the amicus curiae's arguments that Kansas law defines adoption as a form of legitimation.
[*1082] The court thus determines that it cannot question whether Kansas law classifies adoption as a method of legitimation.
2. Jurisdiction over Plaintiff's Constitutional Arguments
Finally, plaintiff's assertion of constitutional arguments in this appeal does not permit the court to use those arguments as a jurisdictional foothold. The Circuit has distinguished "between constitutional applicability of legislation to particular facts and constitutionality of the legislation." McGrath v. Weinberger ,
Here, plaintiff raises constitutional challenges to the agency's interpretation of § 1101(b)(1)(C). He challenges the differences between the agency's treatment of ART and its determination in his case. He also contests the agency's interpretation of § 1101(b)(1)(C) because it allegedly usurped Kansas family law determinations. But these constitutional challenges to the agency's interpretation of the statute-rather than to the statute itself-are "commit[ted] to administrative agencies." See McGrath ,
Also, plaintiff's case does not fall under the exception that the Circuit has recognized. To be sure, plaintiff's claims here try to present constitutional issues. But none of them is "coupled with" any showing that the administrative relief he sought has produced "threatened or impending irreparable injury" because of delay. In his Reply Brief, plaintiff notes that he was not required to appeal the Director's denial of his visa petition to the BIA. Yet, plaintiff chose to appeal. Because plaintiff's appeal was a discretionary one, the court cannot conclude that plaintiff faced irreparable injury because of the time it took for him to pursue administrative remedies.
The court thus determines that the agency had jurisdiction to review those claims that plaintiff raised before it. The BIA considered arguments based on Kansas law, but it declined to discuss these arguments as grounds for its determination because of "controlling precedent" that required a biological connection between a parent and "legitimated" child. Nor can the court decide plaintiff's arguments based on ART or state law control of the definition of legitimation. Those arguments involve challenges to the agency's application of the INA to plaintiff's case, and such arguments are "commit[ted]" to the agency. McGrath ,
IV. Conclusion
For the reasons explained, the court affirms the decisions by USCIS and the BIA in plaintiff's case and denies plaintiff's request to reverse the agency's decision. The court concludes that the provision in question,
[*1083] The statute's plain meaning requires a biological connection between a visa petitioner and his beneficiary for purposes of § 1101(b)(1)(C). The court also concludes that the agency interpreted the statute in accordance with its plain meaning. Finally, the court determines that it cannot consider the plaintiff's constitutional challenges to the agency's interpretation of § 1101(b)(1)(C).
IT IS THEREFORE ORDERED THAT defendant's request in his Opening Brief (Doc. 21) to overturn the United States Citizenship and Immigration Services' and Board of Immigration Appeals' determinations in his case is denied.
IT IS SO ORDERED.
Plaintiff refers to Soo Jin Schreiber as "Mrs. Schreiber." So, out of respect for plaintiff's preference, the court adopts that naming convention in this Order.
Title
legitimated under the law of the child's residence or domicile, or under the law of the father's residence or domicile, whether in or outside the United States, if such legitimation takes place before the child reaches the age of eighteen years and the child is in the legal custody of the legitimating parent or parents at the time of such legitimation[.]
Title
(i) ... adopted while under the age of sixteen years if the child has been in the legal custody of, and has resided with, the adopting parent or parents for at least two years or if the child has been battered or subject to extreme cruelty by the adopting parent or by a family member of the adopting parent residing in the same household: Provided , [t]hat no natural parent of any such adopted child shall thereafter, by virtue of such parentage, be accorded any right, privilege, or status under this chapter; or (ii) subject to the same proviso as in clause (i), a child who: (I) is a natural sibling of a child described in clause (i) or subparagraph (F)(i); (II) was adopted by the adoptive parent or parents of the sibling described in such clause or subparagraph; and (III) is otherwise described in clause (i), except that the child was adopted while under the age of 18 years[.]
The Washburn Law Clinic and the Children and Family Law Center filed a brief as amicus curiae on March 27, 2017. Doc. 16 at 80-91. They argued that Kansas law recognizes adoption as one way to establish paternity. They also asserted that Kansas law has moved away from using language such as "legitimate" and "illegitimate" to describe a child's relationship to her parents. Instead, they contended, Kansas law recently has tended to use language describing children's paternity, and the Supreme Court of Kansas has defined adoption as a method of legitimation. Doc. 16 at 85 (citing Aslin v. Seamon ,
In his Opening Brief, plaintiff also notes that equal protection rights are applied to state action through the Fourteenth Amendment. See Weinberger v. Wiesenfeld ,
The Tenth Amendment provides: "The powers not delegated to the United States by the Constitution, nor prohibited by it to the States, are reserved to the States respectively, or to the people."