v.
UNITED STATES CITIZENSHIP AND IMMIGRATION SERVICES
Plaintiff Aster Yemer, an Ethiopian citizen who has resided in the United States since November 2009, initiated this action pursuant to
At issue now are the parties' cross-motions for summary judgment. The parties, by counsel, have fully briefed and argued the motions, and they are now ripe for disposition. For the reasons set forth herein, USCIS's motion must be granted and Yemer's motion must be denied.
I.
Summary judgment is appropriate only where there are no genuine disputes of material fact, Fed. R. Civ. P. 56. Accordingly, the record facts as to which no genuine dispute exists must first be identified. The following undisputed facts are derived from the parties' respective factual narratives and their responses thereto:[1]
[*426] • Yemer is a native and citizen of Ethiopia.
• Yemer gave birth to a daughter, E.Y.B., in Addis Ababa, Ethiopia in 1999. Yemer was not married to E.Y.B.'s father. As is customary in Ethiopia when a child is born to unwed parents, Yemer's mother cared for E.Y.B. Yemer, Yemer's mother, and E.Y.B. lived together in Addis Ababa.[2]
• In late 2008, Yemer submitted an electronic entry for the Diversity Immigration Visa Program ("DV program"). Yemer did not include E.Y.B. on her Electronic Diversity Entry Form ("eDV Form").
• Yemer was selected by lottery for further processing in the DV program, and she completed a DS-230 Visa Application, Application for Immigrant Visa and Alien Registration, ("Form DS-230") in June 2009. In response to the question instructing Yemer to "List Names, Dates and Places of Birth, and Addresses of ALL Children," Yemer wrote "NA."
• In connection with the process of submitting Form DS-230, Yemer was placed under oath and interviewed by a consular official in Ethiopia on November 4, 2009. During the interview, Yemer stated that she did not have any children. She also swore that "all statements which appear in [her DS-230] ... are true and complete to the best of [her] knowledge and belief."[3]
• The Department of State granted Yemer a diversity immigrant visa, and Yemer was admitted into the United States as a lawful permanent resident on November 28, 2009.
• On May 13, 2015, Yemer, seeking to become a United States citizen, filed a Form N-400, Application for Naturalization, with USCIS. Form N-400 instructed Yemer to list all children, and Yemer listed E.Y.B. Additionally, Yemer responded "no" to the following two questions: (i) "Have you ever given any U.S. Government official(s) any information or documentation [*427] that was false, fraudulent, or misleading?" and (ii) "Have you ever lied to any U.S. Government official to gain entry or admission into the United States or to gain immigration benefits while in the United States?"
• In connection with her application for naturalization, Yemer was interviewed under oath[4] on September 1, 2015. The USCIS official asked Yemer whether she (i) had ever given a United States government official information or documentation that was false, fraudulent, or misleading or (ii) had ever lied to any U.S. government official to gain entry or admission into the United States or to gain immigration benefits while in the United States. Yemer orally answered "no" to both questions. Yemer also confirmed that she knew that E.Y.B. was her daughter when she filled out Form DS-230 in 2009 and that she has always known her daughter. Finally, Yemer, under oath, confirmed that the contents of her Form N-400 were "true and correct."
• USCIS sent Yemer a letter on March 7, 2016 denying her naturalization application because she was not lawfully admitted for permanent residence. USCIS reaffirmed its decision to deny Yemer's naturalization application on February 9, 2018 following a hearing.
Yemer subsequently brought this action seeking de novo review of her naturalization application. In her motion for summary judgment, Yemer requests remand to USCIS with instructions to grant her naturalization application. USCIS opposes this relief and, in its cross-motion for summary judgment, seeks a finding that Yemer is not eligible for naturalization.
II.
The summary judgment standard is too well settled to require extensive elaboration. In essence, summary judgment is appropriate under Rule 56, Fed. R. Civ. P., only where "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." A genuine factual [*428] dispute exists "if the evidence is such that a reasonable jury could return a verdict for the nonmoving party." Anderson v. Liberty Lobby, Inc. ,
III.
The Immigration and Nationality Act ("INA") provides for judicial review of the denial of naturalization applications. Specifically, the INA provides that
A person whose application for naturalization under this subchapter is denied ... may seek review of such denial before the United States district court for the district in which such person resides .... Such review shall be de novo , and the court shall make its own findings of fact and conclusions of law and shall, at the request of the petitioner, conduct a hearing de novo on the application.[5]
Importantly, Yemer bears the "heavy burden of proving h[er] eligibility for citizenship." Cody v. Caterisano ,
An applicant for naturalization must, among other requirements, establish that (i) she is of good moral character and (ii) she was lawfully admitted as a permanent resident.
With respect to the second requirement, the INA provides that "no person shall be naturalized unless [s]he has been lawfully admitted to the United States for permanent residence in accordance with all applicable provisions of this chapter."
A.
An applicant for naturalization must establish that, during the five years preceding the filing of her petition, she has been "a person of good moral character."
Yemer cannot make this showing; she gave false testimony under oath for the purpose of obtaining naturalization benefits during her September 2015 naturalization interview, and thus § 1101(f)(6) precludes a finding that she possesses good moral character.[6] Specifically, Yemer gave false testimony when she orally answered the USCIS officer's question whether she had ever given any U.S. government official(s) any information or documentation that was false, fraudulent, or misleading in [*430] the negative.[7] As detailed below, this statement
(i) qualifies as testimony under § 1101(f)(6),
(ii) was false,
(iii) was made for the purpose of obtaining naturalization benefits, and
(iv) was made within the five-year statutory window.
Accordingly, § 1101(f)(6) bars a finding that Yemer has been a person of good moral character during the requisite period.
To begin with, Yemer's negative response to the USCIS officer's question whether she had ever given any U.S. government official(s) any information or documentation that was false, fraudulent, or misleading qualifies as testimony under § 1101(f)(6). To qualify as testimony under this provision, a statement must be an "oral statement[ ] made under oath." Kungys ,
Second, Yemer's statement was clearly false. She denied she had ever given any U.S. government official any information or documentation that was false, fraudulent, or misleading, whereas the undisputed summary judgment record reveals that Yemer told a consular official during her immigration interview in November 2009 that she did not have any children. This was clearly false. Yemer also responded "NA" on her Form DS-230 when instructed to "List ... ALL Children." Further, Yemer swore during her immigration interview that all statements in her DS-230 were true and complete. These responses were also false because Yemer in fact had a child, E.Y.B.[9] As such, when Yemer denied ever giving a U.S. government official information or documentation that was false, fraudulent, or misleading, the undisputed summary judgment record reflects that Yemer had indeed given such information or documentation. Yemer's statement to the contrary was thus false. See [*431] Bijan v. USCIS ,
Third, Yemer's false testimony was plainly provided for the purpose of obtaining naturalization benefits. At the time of her naturalization interview, Yemer knew she had previously given false, fraudulent, or misleading information to a U.S. government official,[10] and yet Yemer denied that she had done so. There can be no doubt that one who falsely denies during a naturalization interview that she has previously given false or misleading information to a government official does so for the purpose of obtaining naturalization benefits. See Bijan ,
Finally, it is undisputed that Yemer gave this false testimony within the five-year statutory window. Indeed, the testimony was given in connection with Yemer's naturalization application. As such, the undisputed factual record establishes that Yemer has given false testimony for the purpose of obtaining naturalization benefits, and
Yemer attempts to avoid this conclusion by advancing several arguments, each of which is discussed and rejected below. Yemer first argues that her moral character is beyond the scope of this proceeding [*432] because USCIS did not identify Yemer's lack of good moral character as a basis for its denial of her naturalization application. In this respect, Yemer relies on the Ninth Circuit's decision in De Lara Bellajaro v. Schiltgen ,
Furthermore, the INA provides that "the court ... shall, at the request of the petitioner, conduct a hearing de novo on the application."
[*433] eligibility for citizenship in every respect." Berenyi v. Dist. Dir., INS ,
Yemer next argues that she did not make a false statement when she said she did not have children because E.Y.B. is not a "child" under the INA. The INA defines "child," as relevant here, as "an unmarried person under twenty-one years of age who is a child born out of wedlock, by, through whom, or on whose behalf a status, privilege, or benefit is sought by virtue of the relationship of the child to its natural mother."
The INA's definition of "child" does not apply to Form DS-230's reference to "children," as evidenced by the INA's text, Form DS-230's context, and the anomalous result Yemer's interpretation would produce. First, the INA stipulates that the definition of "child"[12] applies "[a]s [the term is] used in subchapters I and II" of the INA.
Moreover, even assuming, arguendo , that "children" on Form DS-230 referred only to children captured by the INA's definition of "child," Yemer still gave false testimony. She admits that, when asked by the consular official at her visa interview in November 2009 whether she had any children, Yemer "told them that I don't have children." Admin. R. 25. It defies credulity to contend-and, indeed, Yemer does not argue-that the consular official's oral question referred only to children that fall within one of the seven subcategories of children in
Finally, Yemer argues that a materiality requirement should be read into the question whether an applicant has ever given any U.S. government official(s) any information or documentation that was false, fraudulent, or misleading when determining whether that applicant is precluded from being found to have good moral character under § 1101(f)(6). The Supreme Court rejected a similar argument in Kungys v. United States ,
B.
USCIS next argues that the denial of Yemer's naturalization application should be upheld because Yemer was not lawfully admitted as a permanent resident, as required by
IV.
To be sure, it's unfortunate that Yemer's path to citizenship foundered at the end. But, as the Supreme Court has explained,
when an alien seeks to obtain the privileges and benefits of citizenship, ... [sh]e is the moving party, affirmatively asking the Government to endow h[er] with all the advantages of citizenship. Because that status, once granted, cannot lightly be taken away, the Government has a strong and legitimate interest in ensuring that only qualified persons are granted citizenship. For these reasons, it has been universally accepted that the burden is on the alien applicant to show h[er] eligibility for citizenship in every respect.
Berenyi v. Dist. Dir., INS ,
An appropriate Order will issue.
Both parties failed to comply with Local Rule 56(b), which directs a movant for summary judgment to include a section listing, in numbered-paragraph form, all material facts as to which the movant contends no genuine dispute exists. The nonmovant must then respond, also in numbered-paragraph form, to each numbered paragraph, either admitting or contesting the putative undisputed fact and citing admissible record evidence to establish a genuine dispute of material fact. This requirement was reiterated in an Order previously issued in this case. Yemer v. USCIS , No. 1:18-cv-677 (E.D. Va. Aug. 6, 2018) (Order). Although the parties failed to comply and instead submitted a narrative of facts, a careful review of those narratives discloses that the essential facts are undisputed.
Yemer lived with her father's family for the first four months after E.Y.B.'s birth. The record does not disclose whether E.Y.B. lived with Yemer or Yemer's mother during this time.
Yemer's counsel disputes that Yemer was placed under oath or orally swore that statements in her Form DS-230 were true and correct during this interview, but the dispute is not genuine. Yemer's counsel merely asserts, in a conclusory fashion, that she "objects to Defendant's statement in its statement of 'undisputed facts' that '[Yemer] was placed under oath' at the consular interview and that [Yemer] 'orally' swore that [Yemer's] statements in the DS-230 form were true and correct.' " The INA requires that "each application for an immigrant visa shall be signed by the applicant in the presence of the consular officer, and verified by the oath of the applicant administered by the consular officer."
Yemer's counsel disputes that Yemer was under oath during this interview, but the dispute is not genuine and does not bar summary judgment. Yemer's counsel merely asserts that "Plaintiff also objects to Defendant's statement that Plaintiff's N-400 interview[ ] on September 1, 2015 ... w[as] 'under oath.' " Yet, Yemer's counsel has cited no record evidence to support the position that Yemer was not under oath during this interview. This lack of evidence is unsurprising, as regulations require that a naturalization applicant be placed under oath during her interview. See
Although Yemer has not argued that summary judgment is inappropriate in light of her request for de novo review of her application, it is worth noting that the several circuits that have considered the question have concluded that summary judgment satisfies § 1421(c)'s de novo hearing requirement. See Kariuki v. Tarango ,
USCIS argues Yemer cannot establish that she has good moral character for the additional reason that she made false statements during her 2009 visa interview, and regulations allow events beyond the five-year statutory period to be considered if they are "relevant to a determination of the applicant's present moral character."
USCIS argues Yemer also gave false testimony when she orally responded to the USCIS officer's question whether she had ever lied to any U.S. government official to gain entry or admission into the United States or to gain immigration benefits while in the United States in the negative. USCIS argues this testimony was false because Yemer lied to U.S. government officials to gain entry into this country when, during her November 2009 immigration interview, she stated that she did not have any children and that the statements in her Form DS-230 were true and complete. Summary judgment may not be granted on this basis because it is disputed whether Yemer's purpose in making these statements was to gain immigration benefits.
As discussed in footnote 4, Yemer, by counsel, objects to the assertion that Yemer's interview was under oath. This dispute is not genuine and does not bar summary judgment because USCIS has introduced record evidence that the interview was under oath, and Yemer has failed to produce any record evidence to the contrary.
Yemer's argument that she was not required to list E.Y.B. on her DS-230 fails for the reasons discussed below. Moreover, Yemer admitted in a sworn statement that, in response to a consular official's question during her November 2009 visa interview, Yemer stated that she did not have children. Admin. R. 25. These oral references to children surely are not controlled by the INA's definition of "child," nor does Yemer argue that they are.
Yemer's knowledge is apparent from the fact that Yemer listed E.Y.B. on her Form N-400 naturalization application in response to an instruction that she list all children. Yemer thus was aware that E.Y.B. was her child and that she had denied having children during the visa application process.
As discussed in footnote 10, Yemer's inclusion of E.Y.B. as her child on Form N-400 indicates that, by the time of her naturalization application, Yemer was aware of her obligation to report that E.Y.B. was her daughter and thus that she provided false information to a government official when she denied having children.
The INA contains a separate definition of "child" that applies to subchapter III of the Act. See
The State Department's then-applicable eDV Program regulations similarly implied that the INA's definition of "child" did not apply to the eDV Form. Although Yemer's responses on her eDV Form are not dispositive here, the regulations underscore that references to "children" in immigration forms are not necessarily controlled by the INA's definition of "child." Specifically, the then-applicable eDV Program regulations provided that the eDV Form must include "[t]he name[s], date[s] and place[s] of birth and gender of the petitioner's ... child[ren], if any,... regardless of whether or not they ... intend to accompany or follow to join the petitioner should the petitioner immigrate to the United States."