v.
Dettelbach
Case: 23-10802 Document: 60-1 Page: 1 Date Filed: 06/21/2024
United States Court of Appeals for the Fifth Circuit United States Court of Appeals Fifth Circuit FILED ____________ June 21, 2024 No. 23-10802 Lyle W. Cayce ____________ Clerk Ken Paxton, Attorney General, State of Texas; David Schnitz; Tracy Martin; Floice Allen, Plaintiffs—Appellants, versus Steven Dettelbach, in his Official Capacity as Director, Bureau of Alcohol, Tobacco, Firearms and Explosives; Merrick Garland, U.S. Attorney General, Defendants—Appellees. ______________________________ Appeal from the United States District Court for the Northern District of Texas USDC No. 4:22-CV-143 ______________________________ Before Jones, Clement, and Wilson, Circuit Judges. Edith Brown Clement, Circuit Judge: Three individuals and the State of Texas sought to enjoin federal statutes that criminalize making silencers for personal use without paying a $200 excise tax, applying for permission from the federal government, and, if permission is granted, registering the silencer in a federal database and labeling the silencer with a serial number. The district court granted Case: 23-10802 Document: 60-1 Page: 2 Date Filed: 06/21/2024 No. 23-10802 summary judgment for the federal government, holding that the Plaintiffs lacked standing. We AFFIRM. I. Federal law regulates the making of firearms. See 26 U.S.C. §§ 5821– 22. Since 1968, silencers (also known as suppressors) have been considered “firearms” subject to these regulations. 26 U.S.C. § 5845; Gun Control Act of 1968, Pub. L. No. 90-618, § 102, 82 Stat. 1213, 1214. A silencer is a device that attaches to the muzzle of a firearm and makes the firearm quieter when discharged. See 18 U.S.C. § 921(a)(25). As applied to individuals wishing to make a silencer for personal, non- commercial use, federal law imposes the following requirements. First, the individual must pay a $200 excise tax, 26 U.S.C. § 5821, and file a written application for permission to make a silencer with the Bureau of Alcohol, Tobacco, Firearms and Explosives, 26 U.S.C. § 5822. Then, if the application is approved, the individual may make the silencer but must register it in the National Firearms Registration and Transfer Record and mark it with a serial number. 27 C.F.R. § 479.64; 26 U.S.C. §§ 5841–42. If the application is denied, the individual may not make a silencer, and the $200 tax payment is refunded. 27 C.F.R. § 479.64. Making a silencer in violation of these procedures is a crime punishable by a maximum fine of $10,000, imprisonment for up to ten years, or both. 26 U.S.C. § 5871. In 2021, Texas enacted a law providing that “[a] firearm suppressor that is manufactured in [Texas] and remains in [Texas] is not subject to federal law or federal regulation.” Tex. Gov’t Code Ann. § 2.052(a). The law also requires that upon “written notification to the attorney general [of Texas] by a United States citizen who resides in [Texas] of the citizen’s intent to manufacture a firearm suppressor . . . the attorney general [of Texas] shall seek a declaratory judgment from a federal district court in [Texas] that Case: 23-10802 Document: 60-1 Page: 3 Date Filed: 06/21/2024
[*709]No. 23-10802 [the Texas statute] is consistent with the United States Constitution.” Id. § 2.054. On February 23, 2022, David Schnitz, Tracy Martin, and Floice Allen (the “Individual Plaintiffs”) provided such “written notification” to Texas Attorney General Ken Paxton of their intent to manufacture a firearm suppressor. The next day, Paxton and the Individual Plaintiffs (collectively, the “Plaintiffs”) filed suit seeking (1) “a declaratory judgment that neither the Commerce Clause nor the Necessary and Proper Clause authorize federal regulation of the making of a firearm suppressor for personal use in Texas,” and (2) injunctive relief against “federal law as applied to taxing and regulating firearm suppressors made in Texas for personal use in Texas because that law violates the Second Amendment.” The Plaintiffs later dropped their request for a declaratory judgment, proceeding only on their claims for injunctive relief against the application, tax, registration, and serial-number requirements on Second-Amendment grounds. The parties cross-moved for summary judgment. The federal government’s motion argued that the Plaintiffs lacked standing, that the court lacked jurisdiction because of the Tax Anti-Injunction Act, and that the Plaintiffs’ claims failed on the merits. The district court concluded that neither the Individual Plaintiffs nor Texas had standing to pursue their claims and therefore granted summary judgment in favor of the federal government on that basis. [1] _____________________ Case: 23-10802 Document: 60-1 Page: 4 Date Filed: 06/21/2024
[*710]No. 23-10802 II. We review the district court’s standing determination de novo. Chavez v. Plan Benefit Servs., Inc., 77 F.4th 370, 378 (5th Cir. 2023). III. We begin with the Individual Plaintiffs. To have Article III standing, the Individual Plaintiffs “must have (1) suffered an injury in fact, (2) that is fairly traceable to the challenged conduct of the defendant, and (3) that is likely to be redressed by a favorable judicial decision.” Spokeo, Inc. v. Robins, 578 U.S. 330, 338 (2016). On appeal, as before the district court, the parties primarily contest whether the Individual Plaintiffs demonstrated an injury in fact. “To establish injury in fact, a plaintiff must show that he or she suffered ‘an invasion of a legally protected interest’ that is ‘concrete and particularized’ and ‘actual or imminent, not conjectural or hypothetical.’” Id. at 339 (quoting Lujan v. Defs. of Wildlife, 504 U.S. 555, 560 (1992)). Where, as here, a plaintiff raises a pre-enforcement challenge to a federal statute, the injury-in-fact requirement is satisfied where the plaintiff shows a serious “intention to engage in a course of conduct arguably affected with a constitutional interest, but proscribed by a statute, and there exists a credible threat of prosecution thereunder.” Susan B. Anthony List v. Driehaus, 573 U.S. 149, 159 (2014) (quoting Babbitt v. United Farm Workers Nat’l Union, 442 U.S. 289, 298 (1979)); see also, e.g., Zimmerman v. City of Austin, 881 F.3d 378, 389 (5th Cir. 2018) (requiring a “serious intention to engage in conduct proscribed by law”). 2 _____________________ Case: 23-10802 Document: 60-1 Page: 5 Date Filed: 06/21/2024 Case: 23-10802 Document: 60-1 Page: 6 Date Filed: 06/21/2024 Case: 23-10802 Document: 60-1 Page: 7 Date Filed: 06/21/2024 Case: 23-10802 Document: 60-1 Page: 8 Date Filed: 06/21/2024 Case: 23-10802 Document: 60-1 Page: 9 Date Filed: 06/21/2024 Case: 23-10802 Document: 60-1 Page: 10 Date Filed: 06/21/2024
[*711][*712][*713][*714][*715][*716]No. 23-10802 details concerning the type of silencer they will make or even when they will make it, is insufficient to establish injury in fact. See Lujan, 504 U.S. at 564. 4 To be sure, there are limits to the degree of specificity a plaintiff can be expected to provide in a declaration. And, as the Second Circuit recognized, courts must be “mindful that a plaintiff may fall between stools: allege future conduct too imminent and the claim will become moot, but allege a generic or distant intention and the injury will be insufficiently specific.” Antonyuk, 89 F.4th at 371. But the bottom line is that “it is simply not all that hard” to write a declaration with enough detail to establish a serious intention to engage in a course of conduct. See id. The Individual Plaintiffs have fallen well short of that mark here. IV. Next, we address Texas’s two asserted bases for standing: its “quasi- sovereign interests in its citizens’ health and well-being,” and “its sovereign interest in the power to create and enforce a legal code.” Neither is valid. A. Texas claims that it “has standing to vindicate its quasi-sovereign interests in its citizens’ health and well-being” because “[t]he unconstitutional regulation of firearm suppressors adversely affects Texans’ health and well-being by delaying (by 60 or 55 days when the application is _____________________ Case: 23-10802 Document: 60-1 Page: 11 Date Filed: 06/21/2024
[*717]No. 23-10802 approved) or prohibiting (when the application is not approved) Texans’ ability to use firearm suppressors for the purpose of home defense.” We hold that Texas has not established a valid quasi-sovereign interest because it has not shown that the challenged statutes implicate the State’s own interests in addition to and “apart from the interests of particular private parties.” Alfred L. Snapp & Son, Inc. v. Puerto Rico ex rel. Barez, 458 U.S. 592, 607 (1982). Snapp itself is illustrative of what a state must show to satisfy this requirement. There, Puerto Rico, as part of its participation in a federal jobs program, had recruited over two thousand Puerto Rican farmworkers to be sent to harvest apples for private growers on the east coast. Id. at 597. But when the workers arrived, the growers refused to employ them on the basis that Puerto Rican farmhands were inferior and unproductive. Id. The Supreme Court found that Puerto Rico had parens patriae standing on an economic-wellbeing basis because the conduct at issue concerned efforts to stigmatize the entire Puerto Rican labor force and therefore implicated the economic interests of Puerto Rico itself beyond the interests of the specific individuals who lost job opportunities. Id. at 609–10. Contrast Puerto Rico’s showing in Snapp with that of Louisiana in Harrison v. Jefferson Parish School Board, 78 F.4th 765 (5th Cir. 2023). There, Louisiana claimed parens patriae standing to challenge a local school board’s disciplinary policy based on its “quasi-sovereign interest in preventing its political subdivisions [i.e., the school board] from violating the constitutional rights of 52,000 public schoolchildren.” Id. at 772. As we explained, this was not a valid quasi-sovereign interest because Louisiana was not claiming “injury to its citizens health or economic well-being in a way that also implicates its own interests”; rather, “Louisiana’s asserted interest [was] wholly derivative of the interests of [the individual] students,” who were perfectly capable of suing the school board themselves. Id. at 773 (emphasis added); see also Pennsylvania v. Kleppe, 533 F.2d 668, 675 (D.C. Cir. 1976) Case: 23-10802 Document: 60-1 Page: 12 Date Filed: 06/21/2024
[*718]No. 23-10802 (finding lack of quasi-sovereign interest in light of “the presence . . . of a more appropriate party or parties capable of bringing the suit”). Applying these principles here, it is plain that Texas’s asserted quasi- sovereign interest is wholly derivative of the personal Second-Amendment interests of its citizens and therefore not a valid quasi-sovereign interest at all. See Harrison, 78 F.4th at 773. As the district court succinctly put it: “Texas may not merely litigate as a volunteer the personal claims of its citizens. And it is hard to think of a more personal interest than one’s ability to better hear a home intruder in the middle of the night and fend them off with the aid of a home-made silencer.” 5 B. Texas claims that it “also has standing to vindicate its sovereign interest in the power to create and enforce a legal code.” True, such a sovereign interest exists. See Snapp, 458 U.S. at 601. But it is not implicated here. Specifically, Texas asserts that the challenged federal statutes interfere with its ability to enforce Section 2.052 of the Texas Government Code, which provides that “[a] firearm suppressor that is manufactured in [Texas] and remains in [Texas] is not subject to federal law or federal _____________________ Case: 23-10802 Document: 60-1 Page: 13 Date Filed: 06/21/2024
[*719]No. 23-10802 regulation.” Tex. Gov’t Code Ann. § 2.052(a). But as we have previously explained, “[a] state has standing based on a conflict between federal and state law if the state statute at issue regulates behavior or provides for the administration of a state program, but not if it simply purports to immunize state citizens from federal law.” Texas v. Nuclear Regul. Comm’n, 78 F.4th 827, 836 (5th Cir. 2023) (quoting Texas v. United States, 787 F.3d 733, 749 (5th Cir. 2015)) (emphasis added). Section 2.052 falls squarely into the latter category. The black-letter rule set forth in Texas v. Nuclear Regulatory Commission and Texas v. United States is derived from the Fourth Circuit’s decision in Virginia ex rel. Cuccinelli v. Sebelius—a case with facts remarkably similar to this one. See Texas v. United States, 787 F.3d at 749 (quoting Virginia ex rel. Cuccinelli v. Sebelius, 656 F.3d 253, 269 (4th Cir. 2011)). In Cuccinelli, the Commonwealth of Virginia filed suit challenging the “individual mandate” provision of the Affordable Care Act. 656 F.3d at 266. As its basis for standing, Virginia argued that it had a sovereign interest in creating and enforcing its legal code, namely the Virginia Health Care Freedom Act (“VHCFA”), which provided, in relevant part, that “no resident of this Commonwealth . . . shall be required to obtain or maintain a policy of individual insurance coverage.” Id. at 267–68. As the Fourth Circuit rightly explained: “the VHCFA regulates nothing and provides for the administration of no state program. Instead, it simply purports to immunize Virginia citizens from federal law. In doing so, the VHCFA reflects no exercise of ‘sovereign power,’ for Virginia lacks the sovereign authority to nullify federal law.” Id. at 270. Rather, what Virginia was really trying to do was “escape [the Mellon] bar merely by codifying its objection to the federal statute in question.” Id. The Fourth Circuit refused to permit such an end- around, which would have improperly “convert[ed] the federal judiciary into a ‘forum’ for the vindication of a state’s ‘generalized grievances about the Case: 23-10802 Document: 60-1 Page: 14 Date Filed: 06/21/2024
[*720]No. 23-10802 conduct of government.’” Id. (quoting Flast v. Cohen, 392 U.S. 83, 106 (1968)). Like Virginia, Texas cannot avoid the Mellon bar by legislative fiat. Section 2.052 merely purports to immunize Texas citizens making silencers in Texas from federal firearms law. It therefore reflects no exercise of Texas’s sovereign power and provides no standing for Texas to challenge the federal laws with which Section 2.052 conflicts. See Nuclear Regul. Comm’n, 78 F.4th at 836. V. For these reasons, we AFFIRM the judgment of the district court that the Plaintiffs lack standing.
[*721]