21 C.F.R. § 314.510

Approval based on a surrogate endpoint or on an effect on a clinical endpoint other than survival or irreversible morbidity

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FDA may grant marketing approval for a new drug product on the basis of adequate and well-controlled clinical trials establishing that the drug product has an effect on a surrogate endpoint that is reasonably likely, based on epidemiologic, therapeutic, pathophysiologic, or other evidence, to predict clinical benefit or on the basis of an effect on a clinical endpoint other than survival or irreversible morbidity. Approval under this section will be subject to the requirement that the applicant study the drug further, to verify and describe its clinical benefit, where there is uncertainty as to the relation of the surrogate endpoint to clinical benefit, or of the observed clinical benefit to ultimate outcome. Postmarketing studies would usually be studies already underway. When required to be conducted, such studies must also be adequate and well-controlled. The applicant shall carry out any such studies with due diligence.

Notes of Decisions
Cited in 2 cases (1 in the last 5 years), 2020–2023 · leading case: All. Hippocratic Med. v. FDA, 78 F.4th 210 (5th Cir. 2023).
All. Hippocratic Med. v. FDA, 78 F.4th 210 (5th Cir. 2023). “” 21 C.F.R. § 314.510 (emphasis omitted). The second is entitled “Approval with restrictions to assure safe use.”
Shareholder Rep. Servs. LLC v. Shire US Holdings, Inc. (Del. Ch. 2020). “500 ); see 21 C.F.R. § 314.510 (“FDA may grant marketing approval for a new drug product on the basis of adequate and well-controlled clinical trials establishing that the drug product has an effect on a surrogate endpoint .”
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