Richard Lambertson v. United States, 528 F.2d 441 (2d Cir. 1976). · Go Syfert
Richard Lambertson v. United States, 528 F.2d 441 (2d Cir. 1976). Cases Citing This Book View Copy Cite
“in determining the applicability of the 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.”
109 citation events (25 in the last 25 years) across 34 distinct courts.
Strongest positive: Keenan v. Holy See (mnd, 2023-08-14)
Treatment trajectory · 1976 → 2026 · click a year to view as-of
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Top citers, strongest first. 50 distinct citers.
discussed Cited as authority (verbatim quote) Keenan v. Holy See
D. Minnesota · 2023 · quote attribution · 1 verbatim quote · confidence high
court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.
discussed Cited as authority (verbatim quote) Garling v. United States Environmental Protection Agency
10th Cir. · 2017 · signal: see also · quote attribution · 1 verbatim quote · confidence high
in determining the applicability of the 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.
discussed Cited as authority (verbatim quote) Escalera-Saldado v. United States
D.P.R. · 2016 · quote attribution · 1 verbatim quote · confidence high
a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts
discussed Cited as authority (verbatim quote) In re All Maine Asbestos Litigation (2×) also: Cited as authority (rule)
D. Me. · 1984 · signal: see · quote attribution · 1 verbatim quote · confidence high
if the state would look to a state ... statute in determining the liability of a private person for the tort in question, the same statute will be applied in measuring the conduct of the government.
discussed Cited as authority (verbatim quote) In Re All Maine Asbestos Litigation (Pns Cases) (2×) also: Cited as authority (rule)
D. Me. · 1984 · signal: see · quote attribution · 1 verbatim quote · confidence high
if the state would look to a state ... statute in determining the liability of a private person for the tort in question, the same statute will be applied in measuring the conduct of the government.
discussed Cited as authority (rule) D.J.C.V. v. United States
S.D.N.Y. · 2022 · confidence medium
The Second Circuit has directed courts, in deciding whether the misrepresentation exception applies, to “look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Jd. at 1265 (quoting Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 (1976)). 2.
discussed Cited as authority (rule) Blue Angel Realty, Inc. v. United States of America
S.D.N.Y. · 2022 · confidence medium
“In determining the applicability of the [Section] 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Esrey v. United States, 707 F. App’x 749, 750 (2d Cir. 2018) (summary order) (quoting Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976)).
discussed Cited as authority (rule) BOHNENKAMP v. WHISTERBARTH
W.D. Pa. · 2021 · confidence medium
Because § 2680(h) includes the language “[a]ny claim arising out of” the several enumerated intentional torts, “a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976).
discussed Cited as authority (rule) Iverson v. United States of America
D. Minnesota · 2018 · confidence medium
To determine whether the intentional-torts exception in the FTCA applies, “a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976). [A] claim will be deemed to have arisen from a § 2680 excepted tort if the governmental conduct that is essential to the plaintiff’s cause of action is encompassed by that tort.
discussed Cited as authority (rule) Esrey v. United States
2d Cir. · 2018 · confidence medium
“In determining the applicability of the § 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976).
discussed Cited as authority (rule) Milligan v. United States
6th Cir. · 2012 · confidence medium
It is the substance of the claim and not the language used in stating it which controls.”); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976) (“In determining the applicability of the [§ ] 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.”).
cited Cited as authority (rule) Zayler v. United States
E.D. Tex. · 2003 · confidence medium
Worth Dist., 611 F.Supp. 449, 454 (N.D.Tex.1985) (citing Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976)).
discussed Cited as authority (rule) Hallock v. United States
N.D.N.Y. · 2003 · confidence medium
“To alleviate the harshness of this rule, Congress enacted the Federal Tort Claims Act which permits civil actions against the United States for personal injury and property damage caused by ‘the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.’ ” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976).
discussed Cited as authority (rule) Marshall v. United States
S.D.N.Y. · 2003 · confidence medium
Courts in this Circuit have held uniformly that § 2680(h) of the FTCA “prohibits claimants from clothing assault and battery actions in the garb of negligence by claiming negligent failure to prevent [an] attack.” Johnson v. United States, 788 F.2d 845, 850 (2d Cir.1986), cert. denied, 479 U.S. 914 , 107 S.Ct. 315 , 93 L.Ed.2d 288 (1986); see also Guccione v. United States, 847 F.2d 1031, 1034 (2d Cir.1988), reh’g denied, 878 F.2d 32 (2d Cir.1989), cert. denied, 493 U.S. 1020 , 110 S.Ct. 719 , 107 L.Ed.2d 739 (1990); Lambertson v. United States, 528 F.2d 441, 445 (2d Cir.1976), cert. de…
discussed Cited as authority (rule) Zimmerman Ex Rel. Zimmerman v. United States
S.D.N.Y. · 2001 · confidence medium
“The reference in § 1346(b) to the ‘law of the place’ means the ‘whole law’ of the state where the incident took place.” Caban v. United States, 728 F.2d 68, 72 (2d Cir.1984) (quoting Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976)).
discussed Cited as authority (rule) Mill Creek Group, Inc. v. Federal Deposit Insurance
D. Conn. · 2001 · confidence medium
Thus, the court’s inquiry must go beyond the label plaintiff attaches to its claims and focus on “the substance of the claim which [it] asserts.” Id. (quoting Lambertson v. U.S., 528 F.2d 441, 443 (2d Cir.), cert denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976)) (internal quotation marks omitted).
discussed Cited as authority (rule) Jbp Acquisitions, Lp v. United States
11th Cir. · 2000 · confidence medium
Homes, 912 F.2d at 356 (analyzing whether plaintiff's claim fell within the misrepresentation exception and explaining that "[a]lthough it has couched its complaint in terms of the breach of a duty to prepare the documents adequately, we look beyond the characterization to the conduct on which the claim is based"); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976) (explaining that "[i]n determining the applicability of the 2580(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts"). 1…
discussed Cited as authority (rule) JBP Acquisitions, LP v. United States
11th Cir. · 2000 · confidence medium
Homes, 912 F.2d at 356 (analyzing whether plaintiff’s claim fell within the misrepresentation exception and explaining that “[a]lthough it has couched its complaint in terms of the breach of a duty to prepare the documents adequately, we look beyond the characterization to the conduct on which the claim is based”); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976) (explaining that “[i]n determining the applicability of the 2580(h) 9 exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he a…
discussed Cited as authority (rule) JBP Acquisitions, LP v. United States Ex Rel. Federal Deposit Insurance
11th Cir. · 2000 · confidence medium
Homes, 912 F.2d at 356 (analyzing whether plaintiffs claim fell within the misrepresentation exception and explaining that “[although it has couched its complaint in terms of the breach of a duty to prepare the documents adequately, we look beyond the characterization to the conduct on which the claim is based”); *1265 Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976) (explaining that “[i]n determining the applicability of the 2580(h) exception, a court must look, not.to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he as…
discussed Cited as authority (rule) Puccini v. United States
N.D. Ill. · 1997 · confidence medium
United States v. Shearer, 473 U.S. 52, 55 , 105 S.Ct. 3039, 3041-42 , 87 L.Ed.2d 38 (1985); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Dorking Genetics v. United States
2d Cir. · 1996 · confidence medium
"In determining the applicability of the § 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts." Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976). 13 Recovery is not barred by the misrepresentation exception of § 2680(h), however, if the plaintiff alleges the breach of a cognizable duty owed to him which is "distinct from any duty to use due care in communicating information." Block, 460 U.S. at 297 , 103 S.Ct. a…
discussed Cited as authority (rule) Dorking Genetics v. United States
2d Cir. · 1996 · confidence medium
A plaintiff may not by artful pleading avoid the statutory exceptions to the FTCA “In determining the applicability of the § 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Mrs. Verdie Mae Franklin Verdie Mae Franklin, Administratrix of the Estate of Lonnie B. Franklin v. United States
10th Cir. · 1993 · confidence medium
This minority view, Lambertson v. United States, 528 F.2d 441, 445 (2d Cir.) (Oakes, J., concurring) (weight of authority against limiting scope of § 2680(h) based on perceived technical nature of listed tort), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976), runs counter to several important principles governing construction of the FTCA, including (1) adherence to the traditional definitions Congress presumably intended for terms borrowed from the common law (even Lane and Woods acknowledge the authoritative lineage of the medical battery tort they criticize as overly lega…
discussed Cited as authority (rule) United National Ins. Co. v. The Tunnel, Inc. v. Jeffrey Bernstein
2d Cir. · 1993 · confidence medium
“It is hornbook law in New York, as in most other jurisdictions, that the intent which is an essential element of the action for battery is the intent to make contact, not to do injury.” Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Merzon v. County of Suffolk
E.D.N.Y · 1991 · confidence medium
A civil “assault” is the intentional placing of another in apprehension of imminent harmful or offensive contact (see Lambertson v. United States, 528 F.2d 441, 444 [2d Cir.], cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 [1976], quoting Masters v. Becker, 22 A.D.2d 118 , 254 N.Y.S.2d 633 [2d Dep’t 1964]; see also Collom v. Incorporated Village of Freeport, 691 F.Supp. 637, 641 [E.D.N.Y.1988]).
discussed Cited as authority (rule) Baggio v. Lombardi
E.D.N.Y · 1989 · confidence medium
United States v. Testan, 424 U.S. 392, 399 , 96 S.Ct. 948, 953 , 47 L.Ed.2d 114 (1976); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Dirienzo v. United States
D. Conn. · 1988 · confidence medium
“The reference in § 1346(b) to ‘the “law of the place” means the “whole law” of the state where the incident took place.’ ” Caban, 728 F.2d at 72 , quoting Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
cited Cited as authority (rule) Guccione v. United States
S.D.N.Y. · 1987 · confidence medium
Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Barrett v. United States
S.D.N.Y. · 1987 · confidence medium
See United States v. Yellow Cab Co., 340 U.S. 543, 552 , 71 S.Ct. 399, 405 , 95 L.Ed. 523 (1951) (reasoning that the United States should be susceptible to suit for contribution in the same courts as private parties); Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976) (“[I]f the state would look to a state or federal statute in determining the liability of a private party for the tort in question, the same statute will be applied in measuring the conduct of the Government....”) This court, therefore, agrees with the …
discussed Cited as authority (rule) Vogelaar v. United States
E.D. Mich. · 1987 · confidence medium
Fitch v. United States, 513 F.2d 1013, 1015 (6th Cir.), cert. denied, 423 U.S. 866 , 96 S.Ct. 127 , 46 L.Ed.2d 95 (1975); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Barrett v. United States
S.D.N.Y. · 1987 · confidence medium
United States v. Testan, 424 U.S. 392, 399 , 96 S.Ct. 948, 953-954 , 47 L.Ed.2d 114 (1976); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
examined Cited as authority (rule) Melissa Johnson, an Infant by Barbara Johnson, Her Mother and Natural Guardian and Barbara Johnson, Individually v. United States (5×) also: Cited "see"
2d Cir. · 1986 · signal: cf. · confidence medium
Cf. Lambertson v. United States, 528 F.2d 441, 445 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976); Blitz v. Boog, 328 F.2d 596, 598-99 (2d Cir.), cert. denied, 379 U.S. 855 , 85 S.Ct. 106 , 13 L.Ed.2d 58 (1964).
cited Cited as authority (rule) Bosco v. U.S. Army Corps of Engineers
N.D. Tex. · 1985 · confidence medium
Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.1976).
discussed Cited as authority (rule) Colombo v. Johns-Manville Corp.
E.D. Pa. · 1984 · confidence medium
“Thus, if the state would look to a state or federal statute in determining the liability of a private person for the tort in question, the same statute will be applied in measuring the conduct of the government.” Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
examined Cited as authority (rule) Shearer, Louise, Ind. And as Administratrix of the Estate of Shearer, Vernon, Deceased v. United States of America C/o Peter F. Vaira, U.S. Attorney (4×) also: Cited "see, e.g."
3rd Cir. · 1984 · confidence medium
As Judge Van Graafeiland said, writing for the Second Circuit, in Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.1976), "[t]o say that plaintiff's claim was not one 'arising out of' a battery would be to blink at the exclusionary provisions of Sec. 2680." After listing a collection of cases in which plaintiffs sought to avoid the intentional tort exclusions of section 2680(h) by claiming negligence, id., Judge Van Graafeiland continued: "[T]o permit plaintiff to recover by 'dressing up the substance' of battery in the 'garments' of negligence would be to 'judicially admit at the back d…
examined Cited as authority (rule) Salvador Caban v. United States (4×)
2d Cir. · 1984 · confidence medium
The reference in § 1346(b) to “[t]he Taw of the place’ means the ‘whole law’ of the state where the incident took place.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.) (quoting Richards v. United States, 369 U.S. 1, 11 , 82 S.Ct. 585, 591 , 7 L.Ed.2d 492 (1962)), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Sheridan v. United States
E.D.N.Y · 1982 · confidence medium
In determining the applicability of the exclusion, “a court must *1245 look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976).
discussed Cited as authority (rule) Nieves v. United States
D.P.R. · 1981 · confidence medium
This contention was rejected by the Supreme Court in the case of United States v. Neustadt, 366 U.S. 696, 703 , 81 S.Ct. 1294, 1298 , 6 L.Ed.2d 614 (1960) stating: “Throughout this line of decisions, the argument has been made by plaintiffs, and consistently rejected by the courts, until this case, that the bar of section 2680(h) does not apply when the gist of the claim lies in negligence underlying the inaccurate representation, i. e., when the claim is phrased as one ‘arising out of’ negligence rather than ‘misrepresentation.’ But this argument, as was forcefully demonstrated by t…
discussed Cited as authority (rule) Terrill Manor Associates v. United States Department of Housing & Urban Development
D.N.J. · 1980 · confidence medium
See also, Preston v. United States, 596 F.2d 232, 237-38 (7th Cir.), cert. denied, 444 U.S. 915 , 100 S.Ct. 228 , 62 L.Ed.2d 169 (1979); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited as authority (rule) Ricca v. United States
E.D.N.Y · 1980 · confidence medium
The United States argues — and the federal agents agree — that in determining the applicability of the § 2680(h) exception, “a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts.” Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976).
cited Cited as authority (rule) United States v. Government Employees Insurance Company, Inc.
2d Cir. · 1980 · confidence medium
Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1970).
discussed Cited as authority (rule) Southern Pacific Transportation Co. v. United States
E.D. Cal. · 1978 · confidence medium
Id. at 443-45 (emphasis added), citing Hess v. United States, supra, and Gowdy v. United States, supra. The conceptual difficulty that appears in the United States’ argument that no liability would flow to the United States in the absence of a state law imposing liability arises because no preexisting body of preemptive federal common law of railroad tort liability has been declared, in contrast to the situation presented in the admiralty and maritime tort cases.
discussed Cited as authority (rule) Walker v. United States
M.D. Fla. · 1978 · confidence medium
United States v. Muniz, 374 U.S. 150, 153 , 83 S.Ct. 1850, 1852 , 10 L.Ed.2d 805, 809 (1963); Neal v. United States, 562 F.2d 338, 341 (5th Cir. 1977); Lambertson v. United States, 528 F.2d 441, 443 (2d Cir. 1976); Black v. United States, 263 F.Supp. 470, 471 (D.Utah 1967).
discussed Cited as authority (rule) Moffitt v. United States
E.D. Tenn. · 1976 · confidence medium
By “ * * * the weight of authority * * * the exclusions in § 2680(h) of the so-called ‘intentional torts’ are to be read in their usual, legalistic sense. * * * ” Lambertson v. United States, C.A. 2d (1976), 528 F.2d 441, 445 (Oakes, J., concurring opinion).
discussed Cited "see" Mortise v. United States
N.D.N.Y. · 1995 · signal: see · confidence high
See Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.) (“[A] court must look, not to the theory upon which the plaintiff elects to proceed, but rather the substance of the claim which he asserts.”), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited "see" Lawrence Wilson v. United States
2d Cir. · 1992 · signal: see · confidence high
Congress has chosen to waive immunity as to certain claims against the United States by creating the FTCA. 28 U.S.C. §§ 1346 (b), 2671 et seq.; see Lambertson v. United States, 528 F.2d 441, 443 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
cited Cited "see" Wilson v. United States
S.D.N.Y. · 1991 · signal: see · confidence high
See Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
cited Cited "see" Lopez v. Johns Manville
W.D. Wash. · 1986 · signal: see · confidence high
See, Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976).
discussed Cited "see" Liekweg v. Bothwell (In Re Bothwell)
Bankr. D. Iowa · 1983 · signal: accord · confidence high
Prosser, Law of Torts § 9 (4th ed. 1971) (intent to injure is not required for a plaintiff to recover on an assault and battery theory); Restatement 2d of Torts § 16 (1965) 2 ; id § 435; accord Lambertson v. United States, 528 F.2d 441, 444 (2d Cir.1976) (intent to make contact, not to do injury, is essential element of assault and battery) (Applying New York law); Whitley v. Andersen, 37 Colo.App. 486 , 551 P.2d 1083 (1976) (an intent to cause physical injury is not a prerequisite for liability on battery); cf. 6 Am.Jur.2d Assault & Battery § 117 (1963) (“the fact that an act was done w…
discussed Cited "see" Loritts v. United States
D. Mass. · 1980 · signal: see · confidence high
See Lambertson v. United States, 528 F.2d 441 (2nd Cir. 1976), cert. denied, 426 U.S. 921 , 96 S.Ct. 2627 , 49 L.Ed.2d 374 (1976); Gaudet v. United States, 517 F.2d 1034 (5th Cir. 1975); Cotter v. United States, 279 F.Supp. 847 (S.D.N.Y.1968).
Richard LAMBERTSON, Plaintiff-Appellant,
v.
UNITED STATES of America, Defendant-Appellee
135, Docket 75-6033.
Court of Appeals for the Second Circuit.
Jan 14, 1976.
528 F.2d 441
Anthony F. Endieveri, Camillus, N. Y., for plaintiff-appellant., George H. Lowe, Asst. U. S. Atty., N. D. N. Y. (James M. Sullivan, Jr., U.S., Atty., N. D. N. Y.), for defendant-appellee.
Moore, Oakes, Van Graafeiland.
Cited by 85 opinions  |  Published
Reporter's Syllabus — editorial summary, not part of the Court's opinion

Anthony F. Endieveri, Camillus, N.Y., for plaintiff-appellant.

George H. Lowe, Asst. U.S. Atty., N.D.N.Y. (James M. Sullivan, Jr., U.S., Atty., N.D.N.Y.), for defendant-appellee.

Before MOORE, OAKES and VAN GRAAFEILAND, Circuit Judges.

VAN GRAAFEILAND, Circuit Judge:

Lead Opinion

VAN GRAAFEILAND, Circuit Judge:

This is an appeal from an order of Judge Edmund Port of the United States District Court for the Northern District of New York dismissing plaintiff’s action against the United States as barred by 28 U.S.C. § 2680(h). We affirm.

Appellant, an employee of Armour & Co., sustained serious injuries to his mouth as a result of the actions of one William Boslet, a meat inspector for the United States Department of Agriculture. For the most part, the circumstances of the incident are not in dispute. What variations do exist are not significant for purposes of this appeal.

On August 30, 1972, a truck shipment of beef arrived at the receiving dock of Armour’s Syracuse plant. Plaintiff was one of the employees assigned to unload this truck. While he was so engaged, he was suddenly and without warning jumped by Boslet[1] who, screaming “boo”, pulled plaintiff’s wool stocking hat over his eyes and, climbing on his back, began to ride him piggyback. As a result of this action, plaintiff fell forward and struck his face on some meat hooks located on the receiving dock [2] suffering severe injuries to his mouth and teeth.

[*443] It is apparently agreed by all witnesses that the mishap was the result of one-sided horseplay with no intention on Boslet’s part to injure plaintiff. Indeed, immediately after the incident Boslet apologized to plaintiff, telling him that he was only playing around and meant no harm.

Seeking redress for his injuries, plaintiff commenced the instant action against the United States pursuant to the Federal Tort Claims Act, 28 U.S.C. § 1346(b).

Traditionally, the sovereign has always been immune from suit. To alleviate the harshness of this rule, Congress enacted the Federal Tort Claims Act which permits civil actions against the United States for personal injury and property damage caused by the “negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment.” 28 U.S.C. § 1346(b). 28 U.S.C. § 2680, however, lists several claims expressly excepted from the purview of the Act, among which are any claims arising out of an assault or battery.[3] Since the United States has not consented to be sued for these torts, federal courts are without jurisdiction to entertain a suit based on them. Gardner v. United States, 446 F.2d 1195, 1197 (2d Cir. 1971), cert. denied, 405 U.S. 1018, 92 S.Ct. 1300, 31 L.Ed.2d 481 (1972); United States v. Taylor, 236 F.2d 649, 652 (6th Cir. 1956), cert. dismissed per stipulation, 355 U.S. 801, 78 S.Ct. 6, 2 L.Ed.2d 19 (1957).

Although his order contains no express statement to that effect, the parties agree that the sole basis for Judge Port’s dismissal was his conclusion that Boslet’s actions constituted a battery. Appellant contests this conclusion and steadfastly maintains that his complaint sounds in negligence.[4]

In determining the applicability of the § 2680(h) exception, a court must look, not to the theory upon which the plaintiff elects to proceed, but rather to the substance of the claim which he asserts. United States v. Faneca, 332 F.2d 872 (5th Cir. 1964), cert. denied, 380 U.S. 971, 85 S.Ct. 1327, 14 L.Ed.2d 268 (1965); Klein v. United States, 268 F.2d 63 (2d Cir. 1959); Coffey v. United States, 387 F.Supp. 539 (D.Conn.1975). Since there is no dispute as to the facts herein and no contention that all pertinent facts were not before the District Court, we need consider only whether Judge Port erred in labeling Boslet’s attack upon plaintiff as a battery.

For the “ordinary common-law torts” which were “uppermost in the collective mind of Congress” when the Tort Claims Act was enacted, Dalehite v. United States, 346 U.S. 15, 28, 73 S.Ct. 956, 97 L.Ed. 1427 (1953), the law of the place where the act occurred is controlling. 28 U.S.C. § 1346(b); United States v. Muniz, 374 U.S. 150, 153, 83 S.Ct. 1850, 10 L.Ed.2d 805 (1963); Feres v. United States, 340 U.S. 135, 142, 71 S.Ct. 153, 95 L.Ed. 152 (1950); Grant v. United States, 271 F.2d 651, 654 (2d Cir. 1959). The “law of the place” means the “whole law” of the state where the incident took place, i. e., “the principles of law developed in the common law and refined by statute and judicial decision.” Richards v. United States, 369 U.S. 1, 7, 82 S.Ct. 585, 589, 7 L.Ed.2d 492 (1962).[5]

[*444] The purpose of the Act was to remove the Government’s sovereign immunity from suits in tort and, with certain exceptions, to render it liable “as a private individual would be under like circumstances.” Id. at 6, 82 S.Ct. at 589. Thus, if the state would look to a state or federal statute in determining the liability of a private person for the tort in question, the same statute will be applied in measuring the conduct of the Government; otherwise it will not. Hess v. United States, 361 U.S. 314, 319, 80 S.Ct. 341, 4 L.Ed.2d 305 (1960); Gowdy v. United States, 412 F.2d 525 (6th Cir.), cert. denied, 396 U.S. 960, 90 S.Ct. 437, 24 L.Ed.2d 425 (1969). The Government will not be required to comply with the “significantly different”, Eaton v. Long Island R.R. Co., 398 F.2d 738, 741 (2d Cir. 1968), and “substantially more liberal”, Lindauer v. New York Central R.R. Co., 408 F.2d 638, 640 (2d Cir. 1969), standards of negligence of such statutes as the Federal Employers Liability Act or the Jones Act if a private individual in a like situation would not be required to do so.

It is hornbook law in New York, as in most other jurisdictions, that the intent which is an essential element of the action for battery is the intent to make contact, not to do injury. Masters v. Becker, 22 A.D.2d 118, 254 N.Y.S.2d 633 (2d Dept. 1964); Baldinger v. Banks, 26 Misc.2d 1086, 201 N.Y.S.2d 629 (Sup.Ct. Kings Co. 1960); N.Y. Pattern Jury Instructions 584; W. Prosser, Law of Torts § 8, at 31 (4th ed. 1971); 1 Harper and James, The Law of Torts 216 (1956). As the court stated in Masters, supra, 22 A.D.2d 120, 254 N.Y.S.2d 635:

A plaintiff in an action to recover damages for an assault founded on bodily contact must prove only that there was bodily contact; that such contact was offensive; and that the defendant intended to make the contact. The plaintiff is not required to prove that defendant intended physically to injure him. Certainly he is not required to prove an intention to cause the specific injuries resulting from the contact.

Harper and James put it that “it is a battery for a man ... to play a joke upon another which involves a harmful or offensive contact.” Prosser says that a “defendant may be liable where he has intended only a joke.” Accord Restatement (Second) of Torts § 13, comment c (1965). Since there is not the remotest suggestion that Boslet’s leap onto plaintiff’s back, his piggy back ride and his use of plaintiff’s hat as a blindfold might have been accidental, there was no error in the District Court’s determination that it was a battery.

To say that plaintiff’s claim was not one “arising out of” a battery would be to blink at the exclusionary provisions of § 2680. This has not been done in other cases in which plaintiffs have sought to avoid the intentional tort exclusions of § 2680 by claims of negligence. See Klein v. United States, supra — false arrest; Blitz v. Boog, 328 F.2d 596 (2d Cir.), cert. denied, 379 U.S. 855, 85 S.Ct. 106, 13 L.Ed.2d 58 (1964) — false imprisonment; Duenges v. United States, 114 F.Supp. 751 (S.D.N.Y.1953) — false arrest and imprisonment; Jones v. United States, 207 F.2d 563 (2d Cir. 1953), cert. denied, 347 U.S. 921, 74 S.Ct. 518, 98 L.Ed. 1075 (1954) — misrepresentation; United States v. Neustadt, 366 U.S. 696, 81 S.Ct. 1294, 6 L.Ed.2d 614 (1961) — misrepresentation; United States v. Faneca, supra — assault and battery; Stepp v. United States, 207 F.2d 909 (4th Cir. 1953), cert. denied, 347 U.S. 933, 74 S.Ct. 627, 98 L.Ed. 1084 (1954) — assault and battery; Alaniz v. United States, 257[*445] F.2d 108 (10th Cir. 1958) — assault and battery; Coffey v. United States, supra —assault and battery; Nichols v. United States, 236 F.Supp. 260 (N.D.Miss.1964) —assault and battery.

We would find it much more pleasant to reach a decision based on what we wish Congress had said, rather than what it did say. However, to permit plaintiff to recover by “dressing up the substance” of battery in the “garments” of negligence would be to “judicially admit at the back door that which has been legislatively turned away at the front door.” Laird v. Nelms, 406 U.S. 797, 802, 92 S.Ct. 1899, 1902, 32 L.Ed.2d 499 (1972).

Affirmed.

1

Boslet was on duty at the time.

2

These meat hooks were no more than six inches away from plaintiff’s head when Boslet jumped on his back.

3

Section 2680 reads in pertinent part as follows:

The provisions of this chapter and section 1346(b) of this title shall not apply to—
(h) Any claim arising out of assault, battery, false imprisonment, false arrest, malicious prosecution, abuse or process, libel, slander, misrepresentation, deceit, or interference with contract rights.
4

In paragraph “2” of his complaint, plaintiff alleges that the attack upon him occurred “without any provocation or justification whatsoever.” In paragraph “4”, he alleges that Boslet “negligently and/or wrongfully” injured him.

5

For purposes of this discussion, we need not concern ourselves with the “novel and unprecedented forms of liability”, United States v. Muniz, 374 U.S. 150, 159, 83 S.Ct. 1850, 1856,[*444] 10 L.Ed.2d 805 (1963), which have made difficult the application of an apparently simple rule. Claims arising from such things as sonic booms, Laird v. Nelms, 406 U.S. 797, 92 S.Ct. 1899, 32 L.Ed.2d 499 (1972), improper lighthouse service, Indian Towing Co. v. United States, 350 U.S. 61, 76 S.Ct. 122, 100 L.Ed. 48 (1955) and injuries in military service, Feres v. United States, 340 U.S. 135, 71 S.Ct. 153, 95 L.Ed. 152 (1950), do not lend themselves readily to the application of local state law.

Concurrence

OAKES, Circuit Judge

(concurring):

Were we writing on a clean slate, a good argument could be made for the proposition that the “battery” exclusion in 28 U.S.C. § 2680(h) was intended to apply only to cases where bodily harm was intended and not to cases involving a “technical battery.” See Lane v. United States, 225 F.Supp. 850, 852 (E.D.Va.1964) (surgeon’s operating on wrong knee held actionable though a “ ‘technical’ assault and battery”). See also Hulver v. United States, 393 F.Supp. 749 (W.D.Mo.1975); W. Prosser, Law of Torts § 131, at 972-73 & n.27 (4th ed. 1971). The legislative history of the Federal Tort Claims Act is most unclear and we are not bound by any so-called rule of “strict” or “liberal” construction. See Panella v. United States, 216 F.2d 622, 624 (2d Cir. 1954).

But the weight of authority in our own court as elsewhere is, as Judge Van Graafeiland’s opinion suggests, to the effect that the exclusions in § 2680(h) of the so-called “intentional torts” are to be read in their usual, legalistic sense which in the case of “battery” quite clearly contemplates an “intention of inflicting upon another an offensive but not a harmful bodily contact. . . . ” Restatement (Second) of Torts § 16(1) (1965). Our own Klein v. United States, 268 F.2d 63 (2d Cir. 1959) (per curiam) (false arrest not actionable though plaintiff negligently exposed to the elements in course thereof), impels me to the narrow view of governmental liability taken in Judge Van Graafeiland’s opinion. Accordingly I concur.