United States v. Henry Selva, 559 F.2d 1303 (5th Cir. 1977). · Go Syfert
United States v. Henry Selva, 559 F.2d 1303 (5th Cir. 1977). Cases Citing This Book View Copy Cite
“when . . . a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.”
307 citation events (122 in the last 25 years) across 47 distinct courts.
Strongest positive: Richard Chapman v. State of Mississippi (miss, 2015-07-02) · Strongest negative: United States v. Smith (ca1, 2002-06-11)
Treatment trajectory · 1977 → 2026 · click a year to view as-of
1977 2001 2026
Top citers, strongest first. 49 distinct citers.
discussed Cited "but see" United States v. Smith
1st Cir. · 2002 · signal: but see · confidence high
But see United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977) ("When ... a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.” (footnote omitted)). 8 .
discussed Cited "but see" United States v. Lewis William Kelly
8th Cir. · 1999 · signal: but see · confidence high
But see United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977) (“When ... a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.”) (internal footnote omitted).
examined Cited "but see" United States v. Lewis William Kelly
8th Cir. · 1999 · signal: but see · quote attribution · 1 verbatim quote · confidence high
when . . . a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.
examined Cited as authority (verbatim quote) Richard Chapman v. State of Mississippi (6×) also: Cited as authority (rule)
Miss. · 2015 · signal: see · quote attribution · 2 verbatim quotes · confidence high
when . . . a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.
discussed Cited as authority (quoted) State v. Frederick
N.D. · 2023 · signal: see · quote attribution · 1 verbatim quote · confidence high
merely technically incomplete record, involving no substantial or significant omissions, will not be sufficient to work a reversal.
discussed Cited as authority (rule) United States v. Shah
5th Cir. · 2024 · confidence medium
Accordingly, we agree with the Government and review the potential violation for plain error.128 124 United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977). 125 United States v. Delgado, 672 F.3d 320, 343 (5th Cir. 2012). 126 Id. (citing United States v. Gieger, 190 F.3d 661, 667 (5th Cir. 1999)). 127 Selva, 559 F.2d at 1306 n.5. 128 See United States v. Whitelaw, 580 F.3d 256, 259 (5th Cir. 2009) (holding that claims not raised before the district court are reviewed for plain error). 36 Case: 21-10292 Document: 529-1 Page: 37 Date Filed: 03/08/2024 No. 21-10292 Won must show that the err…
discussed Cited as authority (rule) United States v. Shah
5th Cir. · 2023 · confidence medium
Accordingly, we agree with the Government and review the potential violation for plain error. 127 123 United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977). 124 United States v. Delgado, 672 F.3d 320, 343 (5th Cir. 2012). 125 Id. (citing United States v. Gieger, 190 F.3d 661, 667 (5th Cir. 1999)). 126 Selva, 559 F.2d at 1306 n.5. 127 See United States v. Whitelaw, 580 F.3d 256, 259 (5th Cir. 2009) (holding that claims not raised before the district court are reviewed for plain error). 36 Case: 21-10292 Document: 00516915625 Page: 37 Date Filed: 10/02/2023 No. 21-10292 Won must show that …
discussed Cited as authority (rule) Menzies v. Powell
10th Cir. · 2022 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305 (5th Cir. 1977); accord United States v. Charles, 313 F.3d 1278, 1283 (11th Cir. 2002) (per curiam) (“If the same attorney represents an appellant at trial and on appeal, a new trial may be granted ‘only if the defendant can show that the failure to record and preserve a specific portion of the trial visits a hardship on him and 114 Appellate Case: 19-4042 Document: 010110764297 Date Filed: 11/07/2022 Page: 115 prejudices his appeal.’” (quoting United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir. 1993))).
discussed Cited as authority (rule) United States v. Marsha Diane Elmore
11th Cir. · 2018 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977).2 Whether an omission is substantial and significant may be decided only after the district court has attempted to reconstruct the missing portions of the hearing.
discussed Cited as authority (rule) United States v. Juan Pasillas
5th Cir. · 2018 · confidence medium
When “a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record ... is sufficient to mandate reversal.” United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977).
cited Cited as authority (rule) Perry Austin v. Lorie Davis, Director
5th Cir. · 2016 · confidence medium
See United States v. Delgado, 672 F.3d 320, 343 (5th Cir.2012) (en banc) (quoting United States v. Selva; 559 F.2d 1303, 1306 (5th Cir.1977)). 68 .
discussed Cited as authority (rule) United States v. Clark
10th Cir. · 2014 · confidence medium
See United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir.1993); United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977).' If a defendant has new counsel on appeal and there are substantial and significant omissions in the trial transcript, the defendant is entitled to a new trial.
cited Cited as authority (rule) United States v. Alfonso Gonzalez-Florez
11th Cir. · 2014 · confidence medium
United States v. Selva, 559 F.2d 1303, 1304-06 (5th Cir.1977).
discussed Cited as authority (rule) United States v. Michael J. Muzio (2×)
11th Cir. · 2014 · confidence medium
This “substantial and significant omission” from the record, United States v. Charles, 313 F.3d 1278, 1283 (11th Cir. 2002), made it exponentially more difficult for counsel to effectively allege error in the restitution hearing procedure. “[T]he fact that his new appellate counsel is foreclosed from examining for possible error a substantial and crucial portion of the trial renders illusory his right to appeal.” United States v. Selva, 559 F.2d 1303, 1305 (5th Cir. 1977). 44 Case: 10-13325 Date Filed: 07/08/2014 Page: 45 of 77 restitution hearing being held in his absence and that he …
discussed Cited as authority (rule) United States v. John Shipley
5th Cir. · 2013 · confidence medium
In this circuit, if “a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal,” United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977) (Selva II) (footnote omitted), unless the district court can reconstruct “a ‘substantially verbatim account of the proceedings,’ ” United States v. Pace, 10 F.3d 1106, 1123 (5th Cir.1993) (quoting United States v. Selva, 546 F.2d 1173, 1174 (5th Cir.1977) (…
discussed Cited as authority (rule) United States v. Emmanuel Mathis (2×) also: Cited "see"
11th Cir. · 2013 · confidence medium
In such a case, counsel “should be expected to be aware of any errors or improprieties which may have occurred during the portion of the proceedings not recorded,” and counsel is required to “articulate the prejudice that may have resulted from the failure to record a portion of the proceedings.” United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977).
discussed Cited as authority (rule) Freeman v. United States (2×)
D.C. · 2013 · confidence medium
The dissent contends that our court’s cases follow the approach of United States v. Selva, 559 F.2d 1303 (5th Cir.1977), a case that reversed appellant’s conviction based on missing transcripts of closing arguments, holding that ”[w]hen ... a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record, even absent any showing of specific prejudice or error, is sufficient to mandate reversal.” Id. at 1306 (footnote omitted).
discussed Cited as authority (rule) Commonwealth v. Flint
Mass. App. Ct. · 2012 · confidence medium
The defendant seeks to distinguish Commonwealth v. Harris by suggesting we rely instead on United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977), in which the court held that when a criminal defendant is represented on appeal by counsel other than the attorney at trial and a “substantial and significant portion of the record” is not available, it is prejudicial per se and a new trial is required.
cited Cited as authority (rule) United States v. Juan Romero-Trejo
5th Cir. · 2012 · confidence medium
See United States v. Margetis, 975 F.2d 1175, 1176 (5th Cir.1992); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977); see also 28 U.S.C. § 753 .
cited Cited as authority (rule) United States v. Delgado
5th Cir. · 2012 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977).
cited Cited as authority (rule) United States v. Delgado
5th Cir. · 2012 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977).
cited Cited as authority (rule) United States v. Delgado
5th Cir. · 2012 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir. 1977).
discussed Cited as authority (rule) United States v. Gerardo Rivera (2×)
5th Cir. · 2011 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977) (reversing conviction because the record did not contain a transcript of the closing arguments made by defense or government counsel at trial, and information about the closing arguments was unavailable to the attorney on appeal).
examined Cited as authority (rule) United States v. Delgado (4×) also: Cited "see"
5th Cir. · 2011 · confidence medium
“It is ... established beyond any shadow of doubt that a criminal defendant has a right to a record on appeal which includes a complete transcript of the proceedings at trial.” United States v. Selva (Selva II), 559 F.2d 1303, 1305 (5th Cir.1977) (citing Hardy v. United States, 375 U.S. 277 , 84 S.Ct. 424 , 11 L.Ed.2d 331 (1964)).
cited Cited as authority (rule) United States v. Deshone Stacy
11th Cir. · 2009 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.1977).
discussed Cited as authority (rule) Romero v. United States
D.C. · 2008 · confidence medium
Thus the obligation of this court is to review the record as supplemented, and then to determine whether “substantial rights of the appellant have been adversely affected by the omissions from the transcript.” Id. (quoting United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977)).
discussed Cited as authority (rule) David v. United States
D.C. · 2008 · confidence medium
D.C. 140, 147, 459 F.2d 1164, 1171 (1972) (per curiam); United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977)) Under our appellate rules, a substitute statement approved by the trial court may be submitted in lieu of the transcript.
cited Cited as authority (rule) United States v. Maldonado
5th Cir. · 2007 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305-1306 (5th Cir.1977).
discussed Cited as authority (rule) United States v. Vasquez (2×)
5th Cir. · 2007 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977) (Selva II). 2 . 28 U.S.C. § 753 (b). 3 .
discussed Cited as authority (rule) Brown v. State
Ala. Crim. App. · 2007 · confidence medium
When ... a substantial and significant portion of the record is missing, and the appellant is represented on appeal by counsel not involved at trial, such a conclusion is foreclosed Green v. State, 796 So.2d 438, 439-40 (Ala.Crim.App.2001), quoting Ex parte Godbolt, 546 So.2d 991, 997 (Ala.1987), quoting in turn United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.1977).
discussed Cited as authority (rule) United States v. Gerald Wright (2×) also: Cited "see"
11th Cir. · 2006 · confidence medium
“The Court Reporter Act requires that a reporter shall ‘record verbatim ... all proceedings in criminal cases had in open court.’ ” United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir.1993) (quoting 28 U.S.C. § 753 (b)). “[A] criminal defendant has a right to a record on appeal which includes a complete transcript of the proceedings at trial.” United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977).
discussed Cited as authority (rule) McGowan v. State
Ala. Crim. App. · 2005 · confidence medium
(Citations omitted; emphasis added [in Harris ].) (Quoting with approval United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.1977))." After reviewing those portions of the record where each cited omission occurred and having read the several pages before and the several pages after those omitted portions, we hold that the cited bench conferences were not substantial and significant portions of the record and that no substantial rights of McGowan have been adversely affected by the omissions from the transcript.
cited Cited as authority (rule) United States v. John Weisser
2d Cir. · 2005 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977); see also United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir.1993) (same).
cited Cited as authority (rule) United States v. John Weisser
2d Cir. · 2005 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977); see also United States v. Preciado-Cordobas, 981 F.2d *108 1206, 1212 (11th Cir.1993) (same).
discussed Cited as authority (rule) DeLuca v. United States
E.D. Mo. · 2003 · confidence medium
Sierra, 981 F.2d at 127 ; Nolan, 910 F.2d at 1560 (7th Cir.1990); United States v. Gallo, 763 F.2d 1504, 1530 (6th Cir.1985); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977). *985 A district court has discretion to decline a motion for evidentiary hearing in a § 2255 proceeding when "the motion and the files and the records of the case conclusively show that the prisoner is entitled to no relief." 28 U.S.C. § 2255 (2002); Saunders v. U.S., 236 F.3d 950, 952 (8th Cir.2001); Shaw v. United States, 24 F.3d 1040, 1043 (8th Cir.1994).
discussed Cited as authority (rule) United States v. Green (2×) also: Cited "see"
5th Cir. · 2002 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977).
discussed Cited as authority (rule) Lucero v. State
Wyo. · 2000 · confidence medium
That court, in quoting United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977), emphasized that "'[wlhen ... a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion ... of the record will result in a presumption of prejudice sufficient to mandate reversa Brumley, 560 F.2d at 1281 . # ogoe» Bearpaw, 803 P.2d at 79 (emphasis added).
cited Cited as authority (rule) Wynn v. State
Ala. Crim. App. · 2000 · confidence medium
(Citations omitted; emphasis added.) (Quoting with approval United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir. 1977)).
discussed Cited as authority (rule) United States v. James Caldwell
4th Cir. · 1999 · confidence medium
United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir. 1977); accord United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir. 1993) (as succes- sor court to former Fifth Circuit, bound by Selva).
discussed Cited as authority (rule) Roberts v. State
Ala. Crim. App. · 1998 · confidence medium
(Quoting with approval of United States v. Selva, 559 F.2d 1303, 1305-06 (5th Cir.1977))." "We have carefully reread those portions of the record where each omission occurred and have reread the several pages before and the several pages after those omitted portions, to ascertain, if possible, the content of substance of the discussions not transcribed, so as to determine whether `a substantial and significant portion of the record' is missing and to determine whether we could `conclude affirmatively that no substantial rights of [Harris] have been adversely affected by the omissions from the …
discussed Cited as authority (rule) United States v. McINTOSH (2×) also: Cited "see"
D. Kan. · 1997 · confidence medium
“A criminal defendant has a right to a record on appeal that includes a complete transcript of the proceedings at trial.” United States v. Neal, 27 F.3d 1035, 1043-44 (5th Cir.) (citing United States v. Margetis, 975 F.2d 1175, 1176 (5th Cir.1992); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977)), cert, denied, 513 U.S. 1179 , 115 S.Ct. 1165 , 130 L.Ed.2d 1120 (1994).
cited Cited as authority (rule) In the Interest of T.V.
Iowa · 1997 · confidence medium
United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977) (citation omitted).
discussed Cited as authority (rule) People v. Rodriguez (2×)
Colo. · 1996 · confidence medium
Id. at 1306 (footnote and citations omitted); see United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir.1993) (applying the Selva standard); United States v. Valdez, 861 F.2d 427, 431 (5th Cir.1988), cert. denied, 489 U.S. 1083 , 109 S.Ct. 1539 , 103 L.Ed.2d 844 (1989); United States v. Renton, 700 F.2d 154, 157 (5th Cir.1983). [65] We decline to *301 adopt a rigid approach that turns on whether the defendant is represented by new counsel on appeal and hold that, to obtain relief on a due process claim arising from an incomplete record, a defendant must always demonstrate specific …
discussed Cited as authority (rule) United States v. Brand
1st Cir. · 1996 · confidence medium
Alternatively, appellants suggest we follow the Fifth Circuit’s view that new counsel on appeal may obtain reversal for lack of a verbatim transcript under § 753(b)(1) merely by showing the missing portion is “substantial and significant,” United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977), and that any reconstruction thereof is less than “substantially verbatim.” United States v. Pace, 10 F.3d 1106, 1124-25 (5th Cir.1993), cert. denied, — U.S. -, 114 S.Ct. 2180 , 128 L.Ed.2d 899 (1994).
discussed Cited as authority (rule) The PEOPLE of the State of Colorado, Plaintiff-Appellee/Cross-Appellant v. Frank D. RODRIGUEZ, Defendant-Appellant/Cross-Appellee.
Colo. · 1996 · confidence medium
Id. at 1306 ( footnote and citations omitted ) ; see United States v. Preciado-Cordobas , 981 F.2d 1206, 1212 ( 11th Cir. 1993 ) (applying the Selva standard) ; United States v. Valdez , 861 F.2d 427, 431 ( 5th Cir. 1988 ) , cert. denied , 489 U.S. 1083 , 109 S.Ct. 1539 , 103 L.Ed.2d 844 ( 1989 ) ; United States v. Renton , 700 F.2d 154, 157 ( 5th Cir. 1983 ) . 65 We decline to Page 301 adopt a rigid approach that turns on whether the defendant is represented by new counsel on appeal and hold that, to obtain relief on a due process claim arising from an incomplete record, a defendant must alwa…
discussed Cited as authority (rule) United States v. Radamez Carrazana
D.C. Cir. · 1995 · confidence medium
Courts that make a change of attorney pivotal — as in requiring a specific showing of prejudice when counsel has continued but only a “significant and substantial” omission when new counsel are present, see, e.g., United States v. Preciado-Cordobas, 981 F.2d 1206, 1212 (11th Cir.1993); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977) — seem to disregard the ability of trial counsel, whether or not representing the defendant on appeal, to participate in reconstruction of the record under Rule 10(c).
discussed Cited as authority (rule) United States v. Neal (2×)
5th Cir. · 1994 · confidence medium
United States v. Margetis, 975 F.2d 1175, 1176 (5th Cir.1992); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977).
discussed Cited as authority (rule) United States v. Neal (2×)
5th Cir. · 1994 · confidence medium
United States v. Margetis, 975 F.2d 1175, 1176 (5th Cir.1992); United States v. Selva, 559 F.2d 1303, 1305 (5th Cir.1977).
discussed Cited as authority (rule) United States v. Pace
5th Cir. · 1993 · confidence medium
Nor can the court expect appellate counsel “to be aware of any errors or improprieties which may have occurred during the portions of the proceedings not recorded.” United States v. Selva, 559 F.2d 1303, 1306 (5th Cir.1977).
UNITED STATES of America, Plaintiff-Appellee,
v.
Henry SELVA, Defendant-Appellant
76-1612.
Court of Appeals for the Fifth Circuit.
Sep 28, 1977.
559 F.2d 1303
Theodore Klein, Mitchell R. Bloomberg, Miami, Fla., for defendant-appellant., Robert W. Rust, U. S. Atty., Donald L. Ferguson, Nathaniel H. Speights, Asst. U. S. Attys., Miami, Fla., for plaintiff-appellee.
Brown, Tuttle, Tjoflat.
Cited by 167 opinions  |  Published
2 passages pin-cited by 2 cases
Pinpoint authority: bottom 90%
Citer courts: North Dakota Supreme Court (1)
TJOFLAT, Circuit Judge:

I

Henry Selva, the appellant, was tried and convicted of conspiracy to use false documents in transporting stolen cars in foreign commerce. [1] On appeal, his principal and most compelling argument is that he is prejudiced because his new, retained appellate counsel does not have the opportunity to examine a transcript of the entire district court proceedings. Specifically, the record contains no transcript of the closing arguments made by the defense or government counsel at trial. Appellant claims that the trial court was required to insure the making of a record of the closing arguments under the Court Reporter Act (the Act), 28 U.S.C. § 753 (1970). In the oral argument before this panel, it was disclosed that the omission in the record had not previously been brought to the attention of the trial judge, and no attempt had been made to supplement the record. Because we deem it appropriate to submit such errors to the district court for remedial treatment, see Fed.R.App.P. 10(e), before passing on the merits of an appeal, we, while retaining jurisdiction, remanded this case to the district court for the limited purpose of supplementing the record or, alternatively, if deemed in the interests of justice, the granting of a new trial. [2] At the hearing held by the district court upon this limited remand it was developed that during the course of the trial the court reporter became ill and eventually was incapacitated to the extent that he was unable to transcribe stenographically counsels’ closing arguments. The reporter attempted, with the aid of a tape recorder, to preserve the argu[*1305] ments, but the .machine malfunctioned, and no record was made. The trial judge, concluding that it was not possible to reconstruct a substantially verbatim account of the final arguments, nonetheless declined to grant appellant a new trial.

We are of the opinion that, although appellant alleges no specific error to have occurred during the unrecorded portion of the proceeding, the fact that his new appellate counsel is foreclosed from examining for possible error a substantial and crucial portion of the trial renders illusory his right to appeal. It is for this reason that we reverse the judgment of the district court and remand the case for a new trial.

II

The question presented here is whether a criminal defendant, represented on appeal by new counsel, must demonstrate specific prejudice resulting from the failure to record a significant portion of a trial proceeding in order to prevail on appeal. This is not an issue of first impression in this court, and our prior decisions are controlling. Litigants in a posture such as appellant is here are under no burden to show specific prejudice in order to obtain relief for violation of the Court Reporter Act, 28 U.S.C. § 753 (1970).

The Act requires that a reporter “shall record verbatim by shorthand or by mechanical means ... (1) all proceedings in criminal cases had in open court . .” Id. § 753(b). This language is clear, and its requirements are mandatory. See, e. g., United States v. Upshaw, 448 F.2d 1218, 1223 (5th Cir. 1971); Calhoun v. United States, 384 F.2d 180, 183 (5th Cir. 1967). It is also established beyond any shadow of doubt that a criminal defendant has a right to a record on appeal which includes a complete transcript of the proceedings at trial. Hardy v. United States, 375 U.S. 277, 84 S.Ct. 424, 11 L.Ed.2d 331 (1964). [3]

While both the Act and Hardy insure to a defendant the right to a complete record on appeal, there has been considerable litigation in this court over the effect of a failure to comply with the Act. Two rules have evolved. The first holds that failure to comply with the Act is not error per se and will not work a reversal absent a specific showing of prejudice — i. e., appellant must show that failure to record and preserve the specific portion of the trial proceedings visits a hardship upon him and prejudices his appeal. United States v. Alfonso, 552 F.2d 605 (5th Cir. 1977); United States v. Long, 419 F.2d 91 (5th Cir. 1969); Addison v. United States, 317 F.2d 808 (5th Cir. 1963); Strauss v. United States, 311 F.2d 926 (5th Cir. 1963). [4] The government[*1306] urges upon us this body of law as controlling our decision here. We disagree. An examination of the second body of case law reveals that a different rule obtains in cases involving new counsel on appeal. When, as here, a criminal defendant is represented on appeal by counsel other than the attorney at trial, the absence of a substantial and significant portion of the record [5] , even absent any showing of specific prejudice or error, is sufficient to mandate reversal. See United States v. Gregory, 472 F.2d 484 (5th Cir. 1973) (dicta); United States v. Upshaw, supra at 1222-1224; United States v. Garcia-Bonifascio, 443 F.2d 914 (5th Cir. 1971); United States v. Rosa, 434 F.2d 964 (5th Cir. 1970); United States v. Atilus, 425 F.2d 816 (5th Cir. 1970); Stephens v. United States, 289 F.2d 308 (5th Cir. 1961). The wisdom of this rule is apparent. When a defendant is represented on appeal by the same attorney who defended him at trial, the court may properly require counsel to articulate the prejudice that may have resulted from the failure to record a portion of the proceedings. Indeed, counsel’s obligation to the court alone would seem to compel him to initiate such disclosure. The attorney, having been present at trial, should be expected to be aware of any errors or improprieties which may have occurred during the portion of the proceedings not recorded. But when a defendant is represented on appeal by counsel not involved at trial, counsel cannot reasonably be expected to show specific prejudice! To be sure, there may be some instances where it can readily be determined from the balance of the record whether an error has been made during the untranscribed portion of the proceedings.. Often, however, even the most careful consideration of the available transcript will not permit us to discern whether reversible error occurred while the proceedings were- not being recorded. In such a case, to require new counsel to establish the irregularities that may have taken place would render illusory an appellant’s right to notice plain errors or defects, Hardy, 375 U.S. at 280, 84 S.Ct. 424, and render merely technical his right to appeal.

We do not advocate a mechanistic approach to situations involving the absence of a complete transcript of the trial proceedings. We must, however, be able to conclude affirmatively that no substantial rights of the appellant have been adversely effected by the omissions from the transcript. When, as here, a substantial and significant portion of the record is missing, and the appellant is represented on appeal by counsel not involved at trial, such a conclusion is foreclosed. Accordingly, the judgment of the district court is reversed and this case is remanded for a new trial.

REVERSED AND REMANDED.

1

. Conspiracy to violate 18 U.S.C. §§ 1001 and 2312 (1970).

2

. United States v. Selva, 546 F.2d 1173 (5th Cir. 1977).

3

. Hardy involved an indigent defendant who had been convicted and sentenced to prison. After his conviction, the court-appointed lawyer who had represented him at trial withdrew his appearance and a new attorney was appointed to represent him on appeal. Prior to the appointment of appellate counsel, the indigent had prepared pro se a petition for leave to appeal in forma pauperis. The Court of Appeals allowed petitioner to proceed in forma pauperis only to the extent of having the stenographic transcript of the testimony and evidence presented by the government prepared at the expense of the United States. . The Supreme Court, reversing, stated that:

A court-appointed counsel who represents the indigent on appeal gets at public expense, as a minimum, the transcript which is relevant to the points of error assigned. . But when, as here, new counsel represents the indigent on appeal, how can he faithfully discharge the obligation which the court has placed on him unless he can read the entire transcript. . . . The right to notice ‘plain errors or defects’ is illusory if no transcript is available at least to one whose lawyer on appeal enters the case after the trial is ended. (Citations omitted.)

375 U.S. at 279-280, 84 S.Ct. at 426-27. While Hardy involved no violation of the Court Reporter Act, the policy expressed in the opinion is clear and has been adopted by this court. See, e. g., United States v. Upshaw, 448 F.2d 1218 (5th Cir. 1971); United States v. Rosa, 434 F.2d 964 (5th Cir. 1970).

4

. The rule established by this line of cases is well expressed in the following portion of the opinion in Addison, 317 F.2d 808 (5th Cir. 1963), in which appellants claimed that the failure of the court reporter to record the arguments of counsel was reversible error:

In their appeal in this case, although appellants were represented in the trial by six lawyers, one of whom is still representing[*1306] one of the appellants in this court, the record is silent as to any objection made or any motion of any kind filed with respect to any alleged impropriety during the course of the final arguments of counsel. Nor have the appellants in their original brief filed in this case attempted to state that any inflammatory or other improper comments were made by counsel during their summations. Obviously, even though a failure of the court reporter to report the arguments of counsel were an error per se, such error would not be available to appellants to work a reversal without a showing that it was prejudicial error . . . Without even the contention being made as to language used or other conduct of counsel that goes beyond the permitted range of oral argument, no effort is made to show that such failure prejudiced appellants. Id. at 811.
5

. We do not suggest that any failure to record, however small or insignificant, will work a reversal. Here, we are confronted with the absence of all arguments made to the jury. Other cases upon which we rely involved similarly significant omissions. United States v. Gregory, 472 F.2d 484 (5th Cir. 1973) (missing voir dire and opening statements); United States v. Garcia-Bonifascio, 443 F.2d 914 (5th Cir. 1971) (missing government’s closing argument); Upshaw, supra, (missing defense arguments); United States v. Rosa, 434 F.2d 964 (5th Cir. 1970) (missing entire transcript); United States v. Atilus, 425 F.2d 816 (5th Cir. 1970) (missing entire transcript); Stephens v. United States, 289 F.2d 308 (5th Cir. 1961) (missing voir dire and closing arguments). While we do not condone any departure from the requirements of the Court Reporter Act, supra, a merely technically incomplete record, involving no substantial or significant omissions, will not be sufficient to work a reversal.