UNITED STATES of Am., Plaintiff-Appellee, v. Richard Edward STEARNS, Defendant-Appellant, 68 F.3d 328 (9th Cir. 1995). · Go Syfert
UNITED STATES of Am., Plaintiff-Appellee, v. Richard Edward STEARNS, Defendant-Appellant, 68 F.3d 328 (9th Cir. 1995). Cases Citing This Book View Copy Cite
“a failure to appeal after a plea does, indeed, result in ineffective assistance of counsel without a specific showing of prejudice”
70 citation events (19 in the last 25 years) across 14 distinct courts.
Strongest positive: Commonwealth v. Hernandez (pasuperct, 2000-05-22) · Strongest negative: Thomas v. State (nev, 1999-06-07)
Treatment trajectory · 1996 → 2026 · click a year to view as-of
1996 2011 2026
Top citers, strongest first. 34 distinct citers.
discussed Cited "but see" Thomas v. State
Nev. · 1999 · signal: but cf. · confidence high
See id.; see also Ludwig v. United States, 162 F.3d 456, 459 (6th Cir. 1998); Morales v. United States, 143 F.3d 94 (2nd Cir. 1998); Castellanos v. United States, 26 F.3d 717, 719 (7th Cir. 1994); State v. Miller, 924 P.2d 690, 691 (Mont. 1996); Weathers v. State, 459 S.E.2d 838 (S.C. 1995); but cf. United States v. Stearns, 68 F.3d 328 (9th Cir. 1995) (holding that counsel is ineffective for failing to file an appeal if the defendant did not consent to the failure to file the appeal).
discussed Cited as authority (verbatim quote) Commonwealth v. Hernandez (2×) also: Cited as authority (rule)
Pa. Super. Ct. · 2000 · quote attribution · 1 verbatim quote · confidence high
a failure to appeal after a plea does, indeed, result in ineffective assistance of counsel without a specific showing of prejudice
discussed Cited as authority (rule) United States v. Maureen Chan (2×)
9th Cir. · 2015 · confidence medium
Ortega v. Roe, 160 F.3d 534 , 535–36 (9th Cir. 1998) (citing United States v. Stearns, 68 F.3d 328, 329 (9th Cir. 1995)), vacated on other grounds by Roe v. Flores-Ortega, 528 U.S. 470 (2000).
cited Cited as authority (rule) MW Custom Papers, L.L.C. v. Allstate Ins. Co
Ohio Ct. App. · 2014 · confidence medium
United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995), abrogated on other grounds by Roe v. Flores-Ortega, 528 U.S. 470 , 120 S.Ct. 1029 , 145 L.Ed.2d 985 (2000). 24 ..........
discussed Cited as authority (rule) Tanner v. McDaniel
9th Cir. · 2007 · confidence medium
See Flores-Ortega, 528 U.S. at 476, 478 ; United States v. Stearns, 68 F.3d 328, 330 (9th Cir. 1995); Romero v. Tansy, 46 F.3d 1024, 1030-31 (10th Cir. 1995); United States v. Tajeddini, 945 F.2d 458, 466-68 (1st Cir. 1991).
discussed Cited as authority (rule) Tanner v. McDaniel
9th Cir. · 2007 · confidence medium
See Flores-Ortega, 528 U.S. at 476, 478 , 120 S.Ct. 1029 ; United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995); Romero v. Tansy, 46 F.3d 1024, 1030-31 (10th Cir.1995); United States v. Tajeddini, 945 F.2d 458, 466-68 (1st Cir.1991).
discussed Cited as authority (rule) United States v. John Nmn Fuller, Leyton Wint
2d Cir. · 2003 · confidence medium
Courts granting relief for a successful section 2255 motion challenging counsel’s ineffectiveness in not pursuing a direct appeal have used either the resen-tencing remedy, see Hollis v. United States, 687 F.2d 257, 259 (8th Cir.1982), or the more limited remedy of entry of a new judgment, see United States v. Stearns, 68 F.3d 328, 331 (9th Cir.1995), abrogated on other grounds, Roe v. Flores-Ortega, 528 U.S. 470, 478 , 120 S.Ct. 1029 , 145 L.Ed.2d 985 (2000).
cited Cited as authority (rule) United States v. Manuel Ruiz-Alvarez
9th Cir. · 2000 · confidence medium
United States v. Stearns, 68 F.3d 328, 329-30 (9th Cir.1995).
discussed Cited as authority (rule) Commonwealth v. Lantzy
Pa. · 1999 · confidence medium
See generally Peguero v. United States, 526 U.S. 23 , -, 119 S.Ct. 961, 965-66 , 143 L.Ed.2d 18 (1999)(0’Connor, J., joined by Stevens, Ginsburg and Breyer, JJ., concurring)(noting that where a trial court fails to advise a defendant of his right to appeal, resulting in the defendant’s foregoing his right to appeal, prejudice is assumed and, accordingly, the defendant need not demonstrate that he possessed meritorious grounds for an appeal); Penson v. Ohio, 488 U.S. 75, 88-89 , 109 S.Ct. 346, 354 , 102 L.Ed.2d 300 (1988)(holding that the prejudice standard articulated in Strickland is inap…
discussed Cited as authority (rule) Kevin McHale v. United States
2d Cir. · 1999 · confidence medium
See Hollis v. United States, 687 F.2d 257, 259 (8th Cir.1982) (remand for resentencing); United States v. Stearns, 68 F.3d 328, 331 (9th Cir.1995) (remand for entry of new judgment); Peak, 992 F.2d at 42 (same); see also Castellanos, 26 F.3d at 720 (vacating conviction and remanding for entry of “an order providing the appropriate relief for the ineffective assistance: the defendant *120 receives the right to an appellate proceeding, as if on.direct appeal ..cf.
discussed Cited as authority (rule) United States v. Kenneth Elston Hammon, Jr. (2×)
9th Cir. · 1998 · signal: cf. · confidence medium
Cf. United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995). 1 3 Hammon contends the district court committed the following sentencing errors: (1) failing to determine the type of methamphetamine at issue; (2) failing to make specific findings on the amount of methamphetamine; and (3) applying a firearm enhancement pursuant to U.S.S.G. § 2D1.1.
examined Cited as authority (rule) United States v. Wendell R. Mulliken (5×) also: Cited "see"
9th Cir. · 1997 · confidence medium
We review de novo the district court's denial of a section 2255 motion, see United States v. Stearns, 68 F.3d 328, 329 (9th Cir.1995), and we reverse and remand for further proceedings. 3 Mulliken contends that he was denied effective assistance of counsel because his counsel failed to file a notice of appeal.
cited Cited as authority (rule) United States v. Ramos
E.D. Pa. · 1997 · confidence medium
United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995); Romero, 46 F.3d at 1031 .
discussed Cited as authority (rule) Delroy S. Chance v. United States (2×) also: Cited "see"
6th Cir. · 1996 · confidence medium
United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995); Peak, 992 F.2d at 42 ; Estes, 883 F.2d at 648-49 .
discussed Cited as authority (rule) United States v. Dennis Chan Lai
9th Cir. · 1996 · confidence medium
We have jurisdiction under 28 U.S.C. § 2255 , and we affirm. 4 We review de novo both a district court's denial of a motion for section 2255 relief, Frazer v. United States, 18 F.3d 778, 781 (9th Cir.1994), and its resolution of a claim that counsel rendered ineffective assistance, United States v. Stearns, 68 F.3d 328, 329 (9th Cir.1995). 5 To prevail on a claim of ineffective assistance of counsel, a defendant must show both that his counsel's performance was deficient and that this prejudiced his defense.
discussed Cited as authority (rule) United States v. Oscar Ruiz Sifuentez
9th Cir. · 1996 · confidence medium
See Strickland, 466 U.S. at 689 ; also United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995) (holding that ineffective assistance of counsel for failing to file notice of appeal depended on whether defendant consented to the abandonment of his appeal).
discussed Cited as authority (rule) United States v. Odell Marbley
7th Cir. · 1996 · confidence medium
If the motion was granted, as it would have to be since there is no suggestion that the defendant bore any responsibility for his lawyer’s fail *53 ure to file a timely appeal, United States v. Nagib, 56 F.3d 798, 800-801 (7th Cir.1995); Castellanos v. United States, 26 F.3d 717, 719 (7th Cir.1994); United States v. Steams, 68 F.3d 328, 330-31 (9th Cir.1995), the appeal would again be reinstated.
discussed Cited "see" Pena-Vera v. United States
D. Nev. · 2019 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 330 (9th Cir. 1995) (stating that 10 if plea agreement itself waived right to appeal, then probably no ineffective assistance 11 claim for failure to file appeal).
discussed Cited "see" United States v. Vazquez-Munoz
N.D. Iowa · 2006 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995) (holding that a defendant need only show that he did not consent to his counsel’s failure to file an appeal for it to be ineffective assistance of counsel).
discussed Cited "see" United States v. Jose Maria Sandoval-Lopez
9th Cir. · 2005 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328 (1995) (holding that a defendant need only show that he did not consent to his counsel's failure to file an appeal for it to be ineffective assistance of counsel). 14 .
cited Cited "see" Charles Thomas Lewis v. Philip L. Johnson, Superintendent, Sci-Pittsburgh Mike Fisher, Attorney General of Pennsylvania
3rd Cir. · 2004 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328 (9th Cir.1995). 13 .
discussed Cited "see" United States v. James Lavelle Gaither,defendant-Appellant (2×)
9th Cir. · 2001 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328 (9th Cir.1995) overruled by, Roe v. Flores-Ortega, 528 U.S. 470 , 120 S.Ct. 1029 , 145 L.Ed.2d 985 (2000) (holding that counsel's failure to file notice of appeal without defendant’s consent is not per se deficient). 11 .
discussed Cited "see" Steven Edward Manning v. Phil Foster
9th Cir. · 2000 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 330-331 (9th Cir.1995) (ordering the reinstatement of the right to appeal and suggesting that the existing judgment be vacated and reinstated to allow a fresh appeal) rev’d on other grounds, Flores-Ortega, — U.S. -, 120 S.Ct. 1029 , 145 L.Ed.2d 985 .
cited Cited "see" Michael Morales v. United States
2d Cir. · 1998 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995); United States v. Horodner , 993 F.2d 191, 195 (9th Cir.1993).
cited Cited "see" United States v. Sidney Lapham
9th Cir. · 1998 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 329 (9th Cir.1995).
examined Cited "see" United States v. Abraham Arrizon (3×)
9th Cir. · 1998 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 330-31 (9th Cir.1995); Horodner, 993 F.2d at 196 . 5 Although defense counsel provided a declaration stating that he advised Arrizon of his appellate rights and Arrizon never asked him to appeal the sentence, we cannot, from the record, determine whether Arrizon consented to counsel's failure to file a direct appeal.
discussed Cited "see" United States v. Chikannene Ofodum (2×)
9th Cir. · 1997 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 329 (9th Cir.1995).
examined Cited "see" United States v. Miguel A. Padilla (3×)
9th Cir. · 1997 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 329-30 (9th Cir.1995) (unless client consents to abandonment of appeal, counsel's failure to file timely notice of appeal constitutes ineffective assistance of counsel); Lozada v. Deeds, 964 F.2d 956, 958-59 (9th Cir.1992) (prejudice presumed if counsel fails to obtain client's consent to abandonment of appeal).
discussed Cited "see" Octavius J. McPherson v. United States (2×) also: Cited "see, e.g."
6th Cir. · 1997 · signal: see · confidence high
See Stearns, 68 F.3d at 329-30 ; Estes, 883 F.2d at 648-49 ; Kowalak, 645 F.2d at 537-38 . 15 Accordingly, McPherson's motion for pauper status is denied, the district court's judgment is affirmed in part and vacated in part, and the case is remanded for further proceedings.
discussed Cited "see" United States v. James Byers Estes, Jr.
9th Cir. · 1996 · signal: see · confidence high
See United States v. Stearns, 68 F.3d 328, 329 (9th Cir.1995) (claim of ineffective assistance of counsel raised in a § 2255 motion). 10 The Sixth Amendment guarantees every criminal defendant the right to effective assistance of counsel.
discussed Cited "see, e.g." Roe v. Flores-Ortega (2×)
SCOTUS · 2000 · signal: see, e.g. · confidence low
See, e. g., Stearns, 68 F. 3d, at 330 ; Lozada, supra, at 958 ; Tajeddini, supra, at 468 .
discussed Cited "see, e.g." Canales v. Roe
9th Cir. · 1998 · signal: see also · confidence medium
See United States v. Horodner, 993 F.2d 191, 195 (9th Cir.1993); see also United States v. Stearns, 68 F.3d 328, 329-30 (9th Cir.1995); but cf. United States v. Nagib, 44 F.3d 619, 620-22 (7th Cir.1995) (declining to decide whether presumed prejudice rule applies to untimely appeal).
discussed Cited "see, e.g." ca9 1998
9th Cir. · 1998 · signal: see also · confidence medium
See United States v. Horodner, 993 F.2d 191, 195 (9th Cir.1993); see also United States v. Stearns, 68 F.3d 328, 329-30 (9th Cir.1995); but cf. United States v. Nagib, 44 F.3d 619, 620-22 (7th Cir.1995) (declining to decide whether presumed prejudice rule applies to untimely appeal).
cited Cited "see, e.g." United States v. Dayton Eugene Backes
9th Cir. · 1998 · signal: see, e.g. · confidence medium
See, e.g., United States v. Stearns, 68 F.3d 328, 330 (9th Cir.1995).
95 Cal. Daily Op. Serv. 8030, 95 Daily Journal D.A.R. 13,782 United States of America
v.
Richard Edward Stearns
94-35451.
Court of Appeals for the Ninth Circuit.
Oct 12, 1995.
68 F.3d 328
John P. Daugirda, Roost & Daugirda, Eugene, Oregon, for defendant-appellant., Deborah J. Dealy-Browning, Assistant United States Attorney, Portland, Oregon, for plaintiff-appellee.
Schroeder, Reinhardt, Fernandez.
Cited by 45 opinions  |  Published

OPINION

FERNANDEZ, Circuit Judge:

Richard Edward Stearns pled guilty to two counts of bank robbery. 18 U.S.C. § 2113(a). He was sentenced and did not appeal, but about two years later he filed a petition which alleged that his attorney had failed to file a notice of appeal, as requested. 28 U.S.C. § 2255. The district court denied the petition, and Stearns appeals. We reverse and remand for further proceedings.

BACKGROUND

Stearns was charged with the robbery of a bank in Medford, Oregon. He pled guilty to that charge, but before his sentencing he was charged with the further crime of robbing a bank in Bonita, California. That case was transferred to the federal district court in Oregon, and he pled guilty to that charge also.

On February 5, 1992, the district court sentenced him on both charges, and no appeal followed. However, on February 1, 1994, Stearns filed a petition under 18 U.S.C. § 2255 in which he alleged, among other things, that his attorney was ineffective because she “failed to advise him of his right to appeal his sentence, and failed to file a timely notice of appeal.” He added that he “had expressed his desire so to do to counsel.” In a letter to Stearns, counsel had indicated that her practice was to discuss appeals with her client but that she had no “independent recollection one way or another about discussing your right of appeal with you at the time of sentencing.”

The district court denied Stearns’ petition because “petitioner told the court [at sentencing] he was satisfied with his attorney, the court advised the petitioner of his right to appeal and how to pursue it, and petitioner has refused to waive the attorney/client privi-leSe thereby depriving the government of responding to the issue.” Stearns appealed and we reverse.

JURISDICTION AND STANDARD OF REVIEW

The district court had jurisdiction pursuant to 28 U.S.C. § 2255. We have jurisdiction pursuant to 28 U.S.C. § 1291.

We review the district court’s denial of a 28 U.S.C. § 2255 motion de novo. United States v. Roberts, 5 F.3d 365, 368 (9th Cir.1993). We review the district court’s findings of fact for clear error. Id. We review the district court’s resolution of claims of ineffective assistance of counsel de novo. See United States v. Horodner, 993 F.2d 191, 194 (9th Cir.1993).

DISCUSSION

Because Stearns’ claim is that counsel was ineffective, we start with the familiar requirement that he must show: (1) “that counsel made errors so serious that counsel was not functioning as the ‘counsel’ guaranteed the defendant by the Sixth Amendment,” and (2) “that the deficient performance prejudiced the defense.” Strickland v. Washington, 466 U.S. 668, 687, 104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984). We have previously applied those elements to a claim that counsel improperly failed to file a notice of appeal.

In Lozada v. Deeds, 964 F.2d 956 (9th Cir.1992), the petitioner had been convicted in the state courts of Nevada. He sought habeas corpus relief in which he claimed that counsel had not filed a notice of appeal for him. We declared:

We hold that prejudice is presumed under Strickland if it is established that counsel’s failure to file a notice of appeal was without the petitioner’s consent. We remand for a determination of whether the failure to file the notice of appeal was without[*330] Lozada’s consent. If that is the case, petitioner is entitled to relief by way of a conditional writ.

Id. at 958-59 (emphasis added). We returned to the issue in Horodner, where the petitioner had been convicted after a trial in the United States district court. His appeal was dismissed because the notice of appeal was filed late. 993 F.2d at 195. We said that whether the failure to file a timely appeal constituted ineffective assistance of counsel depended upon whether Horodner had “consented to abandonment of his appeal.” Id. We went on to say, “unless Hor-odner consented to the abandonment of his appeal, his counsel’s failure to file a timely notice of appeal resulted in ineffective assistance of counsel which prejudiced Horodner in violation of his Sixth Amendment rights.”

That authority would automatically demand reversal in this case, but for one distinction. The judgment in this case was entered after a plea rather than after a trial. That, however, is a distinction without a difference. We see no principled way to distinguish a failure to file a notice of appeal after a judgment following a plea from a failure to file after a judgment following a trial. It is true that in the latter situation there may well be more issues to raise on appeal, but that is a factor of no real importance. Similarly, it might be more obvious to counsel that a defendant may well wish to appeal after a trial, but given the inspissate brumes generated by the guidelines, counsel can hardly assume that a defendant who has pled guilty does not wish to appeal his sentence. No doubt the situation could be different if the plea agreement itself waived the right to appeal. Suffice it to say that is not this ease.

Other courts have reached the conclusion that a failure to appeal after a plea does, indeed, result in ineffective assistance of counsel, without a specific showing of prejudice. See Castellanos v. United States, 26 F.3d 717, 719 (7th Cir.1994); United States v. Peak, 992 F.2d 39, 42 (4th Cir.1993). The law applied in those cases was slightly different from the law of this circuit because in those cases the petitioner had requested that an appeal be filed, and counsel had not followed the request. Castellanos, at least, put much weight on the need for that request. 26 F.3d at 719. In so doing it relied on cases where a request was made after a trial, and stated that a “‘[rjequestf is an important ingredient in this formula.” Id.

Again, however, we have said that the answer turns on the question of whether the petitioner consented to the failure to file a notice of appeal, rather than on whether counsel ignored an explicit request to file. Of course, Stearns says that he did make a request, but he need only show that he did not consent to the failure to file.

We are asked to consider the merits of Steams’ sentencing claim, for the purpose of deciding this case. However, that is an issue for direct appeal. Whether it is a valid claim is a question which is not before us, for Stearns need not show “ ‘that he has a non-frivolous or arguably meritorious issue to present on appeal.’ ” Lozada, 964 F.2d at 958 (citation omitted)

Finally, the fact that Stearns was satisfied with his attorney at the time of sentencing does not tend to answer the question whether counsel later improperly faded to file the notice of appeal, nor does the fact that the court advised him of his right to appeal answer that question. [1]

CONCLUSION

Steams pled guilty, was sentenced, and, he says, wanted to appeal. He claims that he did not consent to his trial counsel’s failure to file a notice of appeal on his behalf. If not, he has been denied effective assistance of counsel.

Therefore, we remand so that the district court can determine whether Stearns did consent to the failure to file the notice of appeal. [2] “If he did not consent, his right of[*331] appeal must be reinstated.” Horodner, 993 F.2d at 196. That can be accomplished by vacating the existing judgment and then reentering it, which will allow a fresh appeal. See United States v. Pearce, 992 F.2d 1021, 1023 (9th Cir.1993).

REVERSED AND REMANDED. [3]

1

. The district court's third reason for denying the petition — failure to waive the attorney-client privilege — was in error. In a document filed two weeks before the court ruled, Stearns waived the privilege.

2

. It appears that Steams may have attempted to raise other ineffective assistance of counsel claims also. If so, the district court did not pass upon them but may, of course, do so upon remand.

3

. We have relieved appellate counsel. The district court should appoint counsel to represent Steams in further proceedings, if Steams so desires.