Sherman P. Hawkins v. Henry Risley, Warden, Montana State Prison, 984 F.2d 321 (9th Cir. 1993). · Go Syfert
Sherman P. Hawkins v. Henry Risley, Warden, Montana State Prison, 984 F.2d 321 (9th Cir. 1993). Cases Citing This Book View Copy Cite
“n federal courts . . . the preclusive effects of a lower court judgment cannot be suspended simply by taking an appeal that remains undecided.”
120 citation events (67 in the last 25 years) across 26 distinct courts.
Strongest positive: Gilliam v. Porter McGuire Kiakona & Chow, LLP (hid, 2021-04-28)
Treatment trajectory · 1993 → 2026 · click a year to view as-of
1993 2009 2026
Top citers, strongest first. 50 distinct citers.
discussed Cited as authority (verbatim quote) Gilliam v. Porter McGuire Kiakona & Chow, LLP
D. Haw. · 2021 · signal: see also · quote attribution · 1 verbatim quote · confidence high
n federal courts . . . the preclusive effects of a lower court judgment cannot be suspended simply by taking an appeal that remains undecided.
discussed Cited as authority (verbatim quote) Felker v. Turpin
11th Cir. · 1996 · quote attribution · 1 verbatim quote · confidence high
prior federal habeas decision may have preclusive effect in a 1983 action .
cited Cited as authority (rule) Mateo
S.D. Cal. · 2026 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993) (citations omitted).
cited Cited as authority (rule) Romero-Suarez
S.D. Cal. · 2026 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993) (citations omitted).
cited Cited as authority (rule) Aguilar-Perez
S.D. Cal. · 2025 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993) (citations omitted).
cited Cited as authority (rule) Armenta-Rosales
S.D. Cal. · 2025 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 324 (9" Cir. 1993) (citations omitted).
discussed Cited as authority (rule) Mitchell v. Bennett
S.D. Cal. · 2025 · confidence medium
Specifically, “a prior judgment in a federal habeas corpus 9 proceeding may have preclusive effect in an action brought under § 1983.” Hawkins v. 10 Risley, 984 F.2d 321, 323 (9th Cir. 1992); see also Silverton v. Dep’t of the Treasury, 644 11 F.2d 1341 , 1347 (9th Cir. 1981) (“[W]e hold that because of the nature of a state habeas 12 proceeding, a decision actually rendered should preclude an identical issue from being 13 relitigated in a subsequent §1983 action if the state habeas court afforded a full and fair 14 opportunity for the issue to be heard and determined under federal s…
cited Cited as authority (rule) Rosenow v. Facebook, Inc.
S.D. Cal. · 2025 · confidence medium
Ariz. Mar. 5, 2020) (quoting Hawkins v. 3 Risley, 984 F.2d 321, 324 (9th Cir. 1993)) (citations omitted).
discussed Cited as authority (rule) Securities and Exchange Commission v. Giguiere
S.D. Cal. · 2024 · confidence medium
Ariz. Mar. 5, 2020) (finding 21 that even though the defendant filed a petition to vacate his sentence due to ineffective 22 assistance of counsel, “it is well-settled that ‘the preclusive effects of a lower court 23 judgment simply cannot be suspended by taking an appeal that remains undecided’”) 24 (quoting Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993)) (citations omitted); SEC v. 25 Barama, No. 19-CV-08207-RS, 2024 WL 3559721 , at *2–3 (N.D.
discussed Cited as authority (rule) Hill v. Shaffer
S.D. Cal. · 2024 · confidence medium
Specifically, “a prior judgment in a 12 federal habeas corpus proceeding may have preclusive effect in an action brought under § 13 1983.” Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir. 1992); see also Silverton v. Dep’t of 14 the Treasury, 644 F.2d 1341 , 1347 (9th Cir. 1981) (“[W]e hold that because of the nature 15 of a state habeas proceeding, a decision actually rendered should preclude an identical issue 16 from being relitigated in a subsequent §1983 action if the state habeas court afforded a full 17 and fair opportunity for the issue to be heard and determined under federal …
cited Cited as authority (rule) Brown v. Transworld Systems Inc
W.D. Wash. · 2024 · confidence medium
Hawkins v. 6 Risley, 984 F.2d 321, 324 (9th Cir. 1993).
discussed Cited as authority (rule) Samson v. Peters
D. Or. · 2024 · confidence medium
The preclusive effect of a prior state habeas judgment is determined by the law of the state where the habeas decision was rendered. 28 U.S.C. § 1738 ; Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993).
cited Cited as authority (rule) Nina Alley v. County of Pima
D. Ariz. · 2024 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir. 1993).
discussed Cited as authority (rule) Fear v. United States
E.D. Cal. · 2023 · confidence medium
But as the court discussed with counsel extensively at the 19 hearing, “[t]he date of judgment, not the date of filing, controls the application of res judicata 20 principles.” See Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993) (holding the denial of the 21 plaintiff’s federal habeas petition precluded his § 1983 lawsuit, although he filed the § 1983 22 action first).
discussed Cited as authority (rule) Sunergy California LLC
Bankr. E.D. Cal. · 2022 · confidence medium
Restatement (Second) of Judgments § 87; Hawkins v. 25 | Risley, 984 F.2d 321, 324-25 (9th Cir. 1993); Robi v. Five Platters, Inc., 838 F.2d 318, 322-23 (9th Cir. 1988). 27 The federal rule on finality of federal judgments follows 28 || the Restatement (Second) of Judgments.
cited Cited as authority (rule) Patterson v. Matteson
N.D. Cal. · 2022 · confidence medium
It 7 does not matter that the plaintiff had no opportunity to litigate the claim in a federal forum. 8 Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir. 1993) (citations omitted).
discussed Cited as authority (rule) Raugust v. Abbey
D. Mont. · 2022 · confidence medium
Collateral estoppel applies to both findings of fact and conclusions of law “that were actually litigated and necessarily decided in a prior proceeding.” Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir. 1993).
discussed Cited as authority (rule) Van Hook v. State of Idaho
D. Idaho · 2022 · confidence medium
Bd. of Educ., 465 U.S. 75 , 81–84 (1984). “[P]rior state judgments have full preclusive effect even if the plaintiff had no opportunity to litigate the claim in a federal forum.” Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir. 1993) (emphasis omitted).
cited Cited as authority (rule) Mulligan v. State of Montana
D. Mont. · 2021 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir. 1992).
discussed Cited as authority (rule) Matthews v. Craven
D. Idaho · 2021 · confidence medium
Bd. of Educ., 465 U.S. 75 (1984). “[P]rior state judgments have full preclusive effect even if the plaintiff had no opportunity to litigate the claim in a federal forum.” Hawkins v. Risley, 984 F.2d 321, 322 (9th Cir. 1993).
discussed Cited as authority (rule) Johnson v. Altamirano
S.D. Cal. · 2020 · confidence medium
Employees Ass’n, Inc. v. Keating, 903 F.2d 1223 , 1225 (9th Cir. 1990); 14 Headwaters Inc. v. U.S. Forest Serv., 399 F.3d 1047, 1055 (9th Cir. 2005); Hawkins v. 15 Risley, 984 F.2d 321, 324 (9th Cir. 1993).
cited Cited as authority (rule) Stephen Lopez v. Vladimir Raicevic
9th Cir. · 2018 · confidence medium
Lhotka, 599 F.3d 1102 , 1105 n.3 (9th Cir. 2010) with Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993). 4 17-60018
discussed Cited as authority (rule) Hurd v. District of Columbia (2×)
D.C. Cir. · 2017 · confidence medium
Cir. 1986); Reaves v. Pennsylvania Bd. of Prob. & Parole, 580 Fed.Appx. 49, 53-54 (3d Cir. 2014) (per curiam); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir. 1993) (per curiam); Warren v. McCall, 709 F.2d 1183, 1183 (7th Cir. 1983); Williams, 556 F.2d at 1153-54 (Friendly, J.).
cited Cited as authority (rule) In re: Stephen F. Lopez
9th Cir. BAP · 2017 · confidence medium
Hawkins 3 v. Risley, 984 F.2d 321, 324 (9th Cir. 1993).
cited Cited as authority (rule) In re: Stephen F. Lopez
9th Cir. BAP · 2017 · confidence medium
Hawkins 3 v. Risley, 984 F.2d 321, 324 (9th Cir. 1993).
discussed Cited as authority (rule) Stoltz v. Fry Foods, Inc.
D. Idaho · 2014 · confidence medium
“The date of judgment, not the date of filing, controls the application of res judicata principles.” Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir.1993) (internal quotation marks omitted); 18 Wright, et al., Fed.
discussed Cited as authority (rule) Jesus Galindo v. Lee Baca (2×) also: Cited "see"
9th Cir. · 2013 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam).
cited Cited as authority (rule) John Hallman v. Matthew Cate
9th Cir. · 2012 · confidence medium
Zimmerman v. City of Oakland, 255 F.3d 734, 737 (9th Cir. 2001) (failure to state a claim); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam) (issue preclusion).
cited Cited as authority (rule) Morales v. Pelican Bay State Prison
9th Cir. · 2012 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam) *394 (issue preclusion).
cited Cited as authority (rule) Knowles v. CITY OF BENICIA
E.D. Cal. · 2011 · confidence medium
Allen v. McCurry, 449 U.S. 90, 103-04 , 101 S.Ct. 411 , 66 L.Ed.2d 308 (1980); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993).
cited Cited as authority (rule) Lewis v. Adams
9th Cir. · 2009 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam).
cited Cited as authority (rule) Lewis v. Adams
9th Cir. · 2009 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam).
cited Cited as authority (rule) Kuperman v. State of NH, et al.
D.N.H. · 2009 · confidence medium
Hawkins v. Rislev, 984 F.2d 321, 323 (9th Cir. 1993).
discussed Cited as authority (rule) Meliksetian v. United States
9th Cir. · 2003 · confidence medium
United States v. Marolf, 173 F.3d 1213, 1216 (9th Cir.1999) (dismissal of a Fed.R.Crim.P. 41(e) motion); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam) (application of res judicata).
cited Cited as authority (rule) Fleming v. Miles
D. Or. · 2001 · confidence medium
See Clements v. Airport Auth. of Washoe County, 69 F.3d 321 , 329 (9th Cir.1995); Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir.1993). 3 .
discussed Cited as authority (rule) Griffey v. Borg
9th Cir. · 1998 · confidence medium
We review de novo both the district court's conclusion that res judicata precludes a cause of action, see Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam), and the district court's grant of summary judgment, see Barnett v. Centoni, 31 F.3d 813, 815 (9th Cir.1994) (per curiam).
discussed Cited as authority (rule) Nelson & Robertson Pty. Ltd. v. K.M.S.T., Inc.
amsamoa · 1997 · confidence medium
Deposit Bank v. Frankfort, 191 U.S. 499 (1903); Kurek v. Pleasure Driveway & Park Dist., 557 F.2d 580 , 595 (1977); cert. denied, 439 U.S. 1090 , 99 S. Ct. 873 (1977); Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir. 1993); Erebia v. Chrysler Plastics Products Corp., 891 F.2d 1212 , 1215 n.1 (6th Cir. 1989); Dyndul v. Dyndul, 620 F.2d 409, 412 (3d Cir. 1980); Prager v. El Paso Nat'l Bank, 417 F.2d 1111, 1112 (5th Cir. 1969); McLendon, 660 F. Supp. at 1562 ; 18 Wright, Miller & Cooper, Federal Practice and Procedure § 4433, at 308 (stating that the "established rule" in the federal' courts is th…
discussed Cited as authority (rule) Kenneth Eugene Gage v. M. Tristan, Folsom Prison Official
9th Cir. · 1997 · confidence medium
DISCUSSION A. Legal Standards 10 Collateral estoppel, or issue preclusion, prevents relitigation of all "issues of fact or law that were actually litigated and necessarily decided in a prior proceeding against the party who seeks to relitigate the issues." Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir.1993) (quoting Robi v. Five Platters, Inc., 838 F.2d 318, 322 (9th Cir.1988)). 11 Federal courts give preclusive effect to issues decided by state courts when a party from a prior state court proceeding attempts to relitigate identical issues in a subsequent federal proceeding.
discussed Cited as authority (rule) Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. Brennan
1st Cir. · 1996 · confidence medium
Their reliance on a statement in Hawkins v. Risley that “[t]he date of judgment, not the date of filing, controls the application of res judicata principles,” 984 F.2d 321, 324 (9th Cir.1993) (internal quotation marks omitted), is misplaced.
discussed Cited as authority (rule) Felker v. Turpin
11th Cir. · 1996 · confidence medium
See Quarles v. Sager, 687 F.2d 344, 346 (11th Cir.1982)(discussing preclusive effect that federal habeas petition could have on a § 1983 claim); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993)("[A] prior federal habeas decision may have preclusive effect in a § 1983 action [even though the converse is not true].").
discussed Cited as authority (rule) Ellis Wayne Felker, Larry Grant Lonchar v. Tony Turpin, Wayne Garner, John Doe
11th Cir. · 1996 · confidence medium
See Quxurles v. Sager, 687 F.2d 344, 346 (11th Cir.l982)(discussing preclusive effect that federal habeas petition could have on a § 1983 claim); Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.l993)(“[A] prior federal habeas decision may have preclusive effect in a § 1983 action [even though the converse is not true].”).
discussed Cited as authority (rule) Woodruff v. Machado
9th Cir. · 1996 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam). 17 He also claims that officers Atwell and Alvarez violated his First Amendment rights to file complaints and appeals by delaying delivery of a food package and searching his cell. 18 In order to succeed on a § 1983 retaliation claim, a prisoner must demonstrate that: (1) prison officials retaliated against him for exercising his constitutional rights; and (2) the retaliatory action did not advance legitimate penological goals.
cited Cited as authority (rule) Lato v. Sieverman
C.D. Cal. · 1996 · confidence medium
Allen v. McCurry, 449 U.S. 90, 94 , 101 S.Ct. 411, 414-15 , 66 L.Ed.2d 308 (1980); Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir.1993).
cited Cited as authority (rule) United States v. Tropic Seas, Inc.
D. Haw. · 1995 · confidence medium
Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir.1993).
discussed Cited as authority (rule) Ivan Hernandez v. Robert W. Olding
9th Cir. · 1995 · confidence medium
Issue preclusion prevents relitigation of "all issues of fact or law that were actually litigated and necessarily decided in a prior proceeding against the party who seeks to relitigate the issues." Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir.1993) (quoting Robi v. Five Platters, Inc., 838 F.2d 318, 322 (9th Cir.1988)).
cited Cited as authority (rule) Columbia Steel Fabricators, Inc. Stevens Equipment Company v. Ahlstrom Recovery Aaro Kohonen Oy
9th Cir. · 1995 · confidence medium
McClain v. Apodaca, 793 F.2d 1031, 1032-33 (9th Cir.1986); Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir.1993).
discussed Cited as authority (rule) Sullivan v. Borg (2×) also: Cited "see"
9th Cir. · 1994 · confidence medium
Issue preclusion prevents relitigation of "all issues of fact or law that were actually litigated and necessarily decided in a prior proceeding against the party who seeks to relitigate the issues." Hawkins v. Risley, 984 F.2d 321, 325 (9th Cir.1993) (quoting Robi v. Five Platters, Inc., 838 F.2d 318, 322 (9th Cir.1988)).
discussed Cited as authority (rule) Entrup v. State of Colo.
10th Cir. · 1994 · confidence medium
Ordinarily, such circumstances would bar the trial court from relying on collateral estoppel to dismiss the case, see American Casualty Co. v. United S. Bank, 950 F.2d 250, 253 (5th Cir.1992); Harbeson v. Parke Davis, Inc., 746 F.2d 517, 520 (9th Cir.1984); Zeligson v. Hartman-Blair, Inc., 135 F.2d 874, 876 (10th Cir.1943), though plaintiffs were able to contest the matter through a subsequent motion for reconsideration, which may have cured the problem, cf. Hawkins v. Risley, 984 F.2d 321, 324 (9th Cir.1993)(parties had "adequate opportunity to examine and contest the [magistrate judge's sua …
discussed Cited as authority (rule) Gocken v. City of Auburn (2×) also: Cited "see, e.g."
9th Cir. · 1994 · confidence medium
McDaniels v. Carlson, 738 P.2d 254, 257 (Wash.1987) (en banc). 6 We have held that "[i]ssue preclusion applies in ... [section] 1983 actions, and the prior state judgments have full preclusive effect even if the plaintiff had no opportunity to litigate the claim in a federal forum." Hawkins v. Risley, 984 F.2d 321, 323 (9th Cir.1993) (per curiam) (citation omitted).
discussed Cited as authority (rule) Bobby A. Davis v. S.R. Campbell
9th Cir. · 1994 · confidence medium
The district court adopted the magistrate judge's findings and recommendations and dismissed Davis's action because the claims Davis presented were barred on res judicata grounds by his previous state habeas proceeding. 7 A state habeas proceeding decided on the merits can be the basis for precluding a section 1983 action in federal court "if the state habeas court afforded a full and fair opportunity for the issue to be heard and determined under the federal standards." Silverton v. Department of Treasury, 644 F.2d 1341 , 1347 (9th Cir.), cert. denied sub nom, Silverton v. Regan, 454 U.S. 895…
Sherman P. HAWKINS, Plaintiff-Appellant,
v.
Henry RISLEY, Warden, Montana State Prison, Et Al., Defendants-Appellees
91-35670.
Court of Appeals for the Ninth Circuit.
Jan 25, 1993.
984 F.2d 321
Sherman P. Hawkins, Deer Lodge, MT, pro se., James B. Obie, Department of Corrections and Human Services, Helena, MT, for defendants-appellees.
Browning, Thompson, Kleinfeld.
Cited by 92 opinions  |  Published
PER CURIAM:

Sherman Hawkins appeals the dismissal of his 42 U.S.C. § 1983 action against several officials of the State of Montana. [1] We have jurisdiction under 28 U.S.C. § 1291 and affirm.

I.

Montana police arrested Sherman Hawkins while he was on work furlough from a life sentence for murder; during processing, Hawkins attacked an officer and fled to Arizona. After he was apprehended and returned to the Montana State Prison, Hawkins was informed of his statutory right to an on-site furlough revocation hearing and told that the charges against him could result in revocation of his work furlough. Hawkins waived his right to an on-site hearing, and the Board of Pardons revoked his furlough after a “due process hearing” at which Hawkins appeared and participated without counsel. [2]

On June 23, 1987, Hawkins filed this action seeking damages under 42 U.S.C. § 1983 from the State of Montana and eleven individual defendants associated with the Board of Pardons and the Montana prison system for violations of his right to[*323] an on-site hearing, his right to have counsel at the hearing, his right against unlawful arrest, and his rights under the Uniform Criminal Extradition Act.

Hawkins later filed a petition for writ of habeas corpus in the same court, alleging identical violations of his rights arising from his extradition and the revocation of his furlough. The district court denied the habeas petition in June, 1990. Hawkins appealed to this court, which affirmed in an unpublished disposition in December, 1991.

In early 1991, defendants moved for a continuance of this § 1983 action pending Hawkins’ appeal of the judgment in the habeas case, which they claimed was res judicata. Instead of granting the continuance, the magistrate recommended this action be dismissed as res judicata. The district court agreed. This appeal followed.

II.

We must first decide whether a pri- or judgment in a federal habeas corpus proceeding may have preclusive effect in an action brought under § 1983. [3]

Issue preclusion applies in § 1983 actions, Valley Wood Preserving, Inc. v. Paul, 785 F.2d 751, 753 (9th Cir.1986), and prior state judgments have full preclusive effect even if the plaintiff had no opportunity to litigate the claim in a federal forum. See Allen v. McCurry, 449 U.S. 90, 101 S.Ct. 411, 66 L.Ed.2d 308 (1980) (state suppression hearing barred federal § 1983 action even though plaintiff never received federal hearing on fourth amendment claim); see also Silverton v. Dept. of Treasury, 644 F.2d 1341, 1345-47 (9th Cir.1981) (state habeas); Sperl v. Deukmejian, 642 F.2d 1154, 1155 (9th Cir.1981) (state habeas).

In Williams v. Ward, 556 F.2d 1143 (2d Cir.1977), Judge Friendly noted the rule that a state court judgment may preclude a § 1983 action, and went on to say:

there is no reason to think a different rule would apply where the first judgment is federal habeas.... [T]he major reason for a lenient rule of res judicata in § 1983 would be the “purposes underlying enactment” of the Ku Klux Klan Act of 1871, “in particular, the congressional misgivings about the ability and inclination of state courts to enforce federally protected rights”, a concern hardly applicable where both proceedings are in federal court. Nor is there any statutory counterpart to the special res judicata rules established for successive habeas applications by 28 U.S.C. § 2244(b), to govern a situation where a petition under § 1983 follows an earlier habeas application.

Id. at 1153-54 (citations omitted). We agree with the analysis in Williams v. Ward and hold that a prior federal habeas decision may have preclusive effect in a § 1983 action. [4]

III.

“We review de novo a district court’s ruling on the availability of res judicata.... As to issue preclusion, ‘[ojnce we determine that [it] is available, the actual decision to apply it is left to the district court’s discretion.’ ” Robi v. Five Platters, Inc., 838 F.2d 318, 321 (9th Cir.1988) (citations omitted).

A.

Hawkins contends defendants waived the right to assert preclusion by waiting nine months to raise the possibility that the habeas judgment precluded his § 1983 action.

[*324] We have reviewed the record, and find no indication that Hawkins raised this objection in the district court. Although Hawkins filed other objections to the magistrate’s findings and recommendations, the issue of waiver was not “ ‘raised sufficiently for the trial court to rule on it.’ ” Whittaker Corp. v. Execuair Corp., 953 F.2d 510, 515 (9th Cir.1992) (citation omitted). Ordinarily, we do not consider arguments raised for the first time on appeal. Id. Moreover, we note there were no proceedings in the § 1983 action during the nine month period, and Hawkins has suggested no possible prejudice from the delay.

In any event, the magistrate had the authority to consider preclusion sua sponte:

The doctrine of res judicata insures the finality of decisions, conserves judicial resources, and protects litigants from multiple lawsuits.... It is consistent with these principles to permit a court which has been apprised by [a party] of an earlier decision ... to examine the res judicata effect of that prior judgment sua sponte.

McClain v. Apodaca, 793 F.2d 1031, 1032-33 (9th Cir.1986). In McClain, we approved sua sponte consideration of preclusion where the district court heard evidence and gave both parties an opportunity to address the issue before ruling. See id. at 1033; see also State of Nevada Employees Ass'n v. Keating, 903 F.2d 1223, 1225 (9th Cir.1990) (rejecting sua sponte decision on preclusion because court did not allow briefing of the issue). In the present case, the magistrate's sua sponte decision was permissible because defendants presented the issue in their motion for a continuance, the parties had adequate opportunity to examine and contest the application of preclusion, and the district court had the opportunity to make a full review of the record and the conflicting arguments of the parties before accepting the magistrate’s recommendation. [5]

B.

Hawkins argues the denial of his federal habeas petition cannot preclude his § 1983 action because he filed the § 1983 action first. “The date of judgment, not the date of filing, controls the application of res judicata principles.” Guild Wineries & Distilleries v. Whitehall Co., 853 F.2d 755, 761 (9th Cir.1988). The denial of Hawkins’ habeas petition precluded further proceedings in the § 1983 action because it preceded any ruling on the merits of Hawkins’ § 1983 claims.

C.

Hawkins contends the dismissal of his federal habeas petition was not a final judgment at the time the district court dismissed his § 1983 action because an appeal was pending with this court. However, “ ‘in federal courts ... the preclusive effects of a lower court judgment cannot be suspended simply by taking an appeal that remains undecided.’ ” Five Platters, 838 F.2d at 327 (quoting 18 C. Wright, A. Miller & E. Cooper, Federal Practice & Procedure § 4433, at 305 (1981)); see also United States v. Int’l Bhd. of Teamsters, 905 F.2d 610, 621 (2d Cir.1990) (pendency of criminal appeal does not deprive judgment of preclu-sive effect); Erebia v. Chrysler Plastic Prods. Corp., 891 F.2d 1212, 1215 n. 1 (6th Cir.1989); Jaffree v. Wallace, 837 F.2d 1461, 1466-67 (11th Cir.1988); SSIH Equip. S.A. v. U.S. Int’l Trade Comm’n, 718 F.2d 365, 370 (Fed.Cir.1983).

Hawkins also claims the denial of his petition was not final because Montana law stays the conclusiveness of a judgment pending appeal. Although federal courts apply state law to determine the preclusive effect of state court judgments, see 28[*325] U.S.C. § 1738; Marrese v. American Acad, of Ortho. Surgeons, 470 U.S. 373, 380, 105 S.Ct. 1327, 1331, 84 L.Ed.2d 274 (1985), we apply federal law to determine the preclusive effect of federal court judgments on federal questions. Blonder-Tongue Labs. v. Univ. of Ill. Found., 402 U.S. 313, 324 n. 12, 91 S.Ct. 1434, 1440 n. 12, 28 L.Ed.2d 788 (1971); Fireman’s Fund Ins. Co. v. Int’l Market Place, 773 F.2d 1068, 1069 (9th Cir.1985). Under federal law, the denial of Hawkins’ habeas petition was a final judgment and the district court properly considered whether it provided a basis for issue preclusion in Hawkins’ § 1983 action.

D.

Hawkins argues preclusion cannot apply because the two cases were against different parties, raised different issues, and sought different remedies. Issue preclusion prevents “relitigation of all ‘issues of fact or law that were actually litigated and necessarily decided’ in a prior proceeding” against the party who seeks to relitigate the issues. Five Platters, 838 F.2d at 322 (citation omitted).

As the district court observed, in each case Hawkins claimed identical constitutional rights were violated by his arrest as a parole violator, his extradition to Montana, the lack of an on-site hearing, and the lack of counsel at the due process hearing. The district court addressed the merits of each of Hawkins’ habeas claims and denied relief because his federal constitutional and statutory rights had not been violated. This determination necessarily precludes Hawkins’ § 1983 action in which he raises the identical issues, whether or not defendants were in privity with the respondent in the habeas petition and even though Hawkins sought different relief.

E.

Hawkins argues he did not receive a full and fair hearing on his habeas claims. See Montana v. United States, 440 U.S. 147, 163-64 & n. 11, 99 S.Ct. 970, 979 & n. 11, 59 L.Ed.2d 210 (1979) (claim and issue preclusion apply only where the prior litigation was fair and adequate). The magistrate’s recommendations were based on an independent review of the entire record, including the state court hearing on Hawkins’ state habeas petition, which involved substantially similar due process claims. Under 28 U.S.C. § 2254(d), determinations of fact by a state habeas court are presumed correct unless the petitioner can establish that the hearing was inadequate. Hawkins makes only conclusory charges that the state hearing was not full and fair. The state court allowed Hawkins to submit briefs, present evidence, and cross-examine the state’s witnesses, and its findings are fully supported by the record. A federal district court need not conduct an eviden-tiary hearing if a state habeas court has found the relevant facts after a full and fair hearing. Creech v. Arave, 947 F.2d 873, 886-87 (9th Cir.1991). [6]

Affirmed. Each side will bear its own costs of appeal.

1

. Hawkins does not appeal the dismissal of his claims against the State of Montana.

2

. Mont.Code § 95-2226.1(2) (1975) applied to Hawkins’ work furlough and provided that, before the revocation of a work furlough, the prisoner:

shall be granted a hearing ... within a reasonable time on or near the site of the alleged violation to determine whether a violation of the furlough agreement exists. The prisoner is entitled to have counsel appointed to represent him at the hearing.... If reasonable grounds are established for a violation of the furlough agreement, the furlough shall be cancelled.... At the next meeting of the board of pardons after the return of the prisoner to prison, the prisoner shall be granted a due process hearing in.order to determine if the prisoner has, in fact, violated the terms of the prisoner’s furlough release.

This section has since been substantially modified and renumbered as Mont.Code § 46-23-422 (1987).

3

. We held in Jackson v. Official Reps. & Empl. of Los Angeles Police Dept., 487 F.2d 885 (9th Cir.1973), a § 1983 action, that issue preclusion did not apply because the issue had not been litigated in the prior criminal trial and federal habeas corpus proceeding. Id. at 886. Thus we did not address the preclusive effect in a § 1983 action of a prior federal habeas proceeding. See also Quarles v. Sager, 687 F.2d 344, 346 (11th Cir.1982) (prior federal habeas judgment could not have preclusive effect on a subsequent § 1983 action because the relevant issues were not determined on the merits).

4

. This holding does not alter the longstanding rule that claim and issue preclusion are not available in federal habeas corpus proceedings. See Johnson v. Lumpkin, 769 F.2d 630, 636 & n. 16 (9th Cir.1985).

5

. Hawkins also claims "Rule 8(c) estops the state from using res judicata as an affirmative defense." Neither Rule 8(c) of the Montana Rules of Civil Procedure nor Rule 8(c) of the Federal Rules of Civil Procedure prevents any party from raising res judicata as a defense; moreover, the complaint against the state of Montana was dismissed and the remaining defendants are individuals. To the extent Hawkins is claiming that defendants' failure to plead res judicata in their answer is a waiver, the argument is erroneous for the reasons stated in the text.

6

. Hawkins also argues the denial of his habeas petition was unfair because the court ignored the § 1983 court’s preliminary refusal to adopt the magistrate’s recommendation to dismiss. Hawkins claims the court’s refusal was a determination that defendants had violated his rights. He is mistaken; the district court held only that the magistrate had applied the wrong statute and that there were insufficient facts to determine whether several defendants had absolute immunity. Neither ruling reached the merits of Hawkins’ constitutional claims.