Sprague v. Ticonic Nat'l Bank, 307 U.S. 161 (1939). · Go Syfert
Sprague v. Ticonic Nat'l Bank, 307 U.S. 161 (1939). Cases Citing This Book View Copy Cite
3,962 citation events (828 in the last 25 years) across 179 distinct courts.
Strongest positive: DANIEL J. BENWAY v. CRAIG J. CALLAHAN & Others. (massappct, 2025-11-19)
Treatment trajectory · 1939 → 2026 · click a year to view as-of
1939 1982 2026
Top citers, strongest first. 49 distinct citers.
discussed Cited as authority (verbatim quote) DANIEL J. BENWAY v. CRAIG J. CALLAHAN & Others.
Mass. App. Ct. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
the general proposition which moved - - that it was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate laid at rest -- is indisputable
discussed Cited as authority (verbatim quote) Commonwealth v. Edson C. Lopes.
Mass. App. Ct. · 2025 · signal: see · quote attribution · 1 verbatim quote · confidence high
the general proposition which moved -- that it was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate laid at rest -- is indisputable
discussed Cited as authority (verbatim quote) INDUSTRIA DE ALIMENTOS ZENU S.A.S. v. LATINFOOD U.S. CORP.
D.N.J. · 2024 · quote attribution · 1 verbatim quote · confidence high
allowance of in appropriate situations is part of the historic equity jurisdiction of the federal courts.
discussed Cited as authority (verbatim quote) Eshelman v. Auerbach
E.D.N.C. · 2022 · signal: see · quote attribution · 1 verbatim quote · confidence high
while a mandate is controlling as to matters within its compass, on the remand a lower court is free as to other issues.
examined Cited as authority (verbatim quote) Vozzolo v. Air Canada (2×) also: Cited as authority (rule)
S.D.N.Y. · 2021 · quote attribution · 1 verbatim quote · confidence high
hen such a fund is for all practical purposes created for the benefit of others, the formalities of the litigation- . . . the creation of a fund, as it were . . . -hardly touch the power of equity in doing justice as between a party and the beneficiaries of his litigation.
examined Cited as authority (verbatim quote) Parker Waichman, LLP v. Arnold Levin
11th Cir. · 2021 · signal: see · quote attribution · 1 verbatim quote · confidence high
hen such a fund is for all practical purposes created for the benefit of others, the formalities of the litigation . . . hardly touch the power of equity in doing justice as between a party and the beneficiaries of his litigation.
discussed Cited as authority (verbatim quote) Estes Express Lines v. United States
Fed. Cl. · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
while a mandate is controlling as to matters within its compass, on the remand a lower court is free as to other issues.
examined Cited as authority (verbatim quote) United States v. Bradley (4×) also: Cited as authority (quoted)
C.A.A.F. · 2012 · signal: see also · quote attribution · 4 verbatim quotes · confidence high
while a mandate is controlling as to matters within its compass, on the remand a lower court is free as to other issues.
examined Cited as authority (verbatim quote) United States v. Faulkenberry (3×) also: Cited as authority (quoted)
S.D. Ohio · 2010 · quote attribution · 3 verbatim quotes · confidence high
the general proposition that was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate rule laid at rest-is indisputable.
discussed Cited as authority (verbatim quote) United States v. GE
6th Cir. · 2010 · quote attribution · 1 verbatim quote · confidence high
e view the petition for as an independent proceeding supplemental to the original proceeding . . .
examined Cited as authority (quoted) K.C. Ex Rel. Erica C. v. Torlakson (3×)
9th Cir. · 2014 · quote attribution · 3 verbatim quotes · confidence low
allowance of such costs in appropriate situations is part of the historic equity jurisdiction of the federal courts.
examined Cited as authority (quoted) United States v. Ayers (3×)
S.D. Ohio · 2010 · quote attribution · 3 verbatim quotes · confidence low
the general proposition that was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate rule laid at rest-is indisuptable.
examined Cited as authority (quoted) Dudley v. Putnam Investment Funds (3×)
S.D. Ill. · 2007 · signal: see · quote attribution · 3 verbatim quotes · confidence high
the general proposition which moved - that it was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate laid at rest - is indisputable.
discussed Cited as authority (rule) Daniel T Quinn
Bankr. D. Vt. · 2026 · confidence medium
The trial court “cannot vary it or examine it for any other purpose than execution.”); Quern v. Jordan, 440 U.S. 332 n.18 (1979) (“a mandate is controlling as to matters within its compass.”); United States v. Quintieri, 306 F.3d 1217, 1225 (2d Cir. 2002) (The mandate rule “requires a trial court to follow an appellate court’s previous ruling on an issue in the same case.”); United States v. Uccio, 940 F.2d 753, 757 (2d Cir. 1991) (“the trial court is barred from reconsidering or modifying any of its prior decisions that have been ruled on by the court of appeals.”). 39 Sprag…
cited Cited as authority (rule) BRADLEY v. United States
Fed. Cl. · 2025 · confidence medium
Id. at 200–203 (citing Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939)).
discussed Cited as authority (rule) Hampton v. State of Utah Department of Corrections
D. Utah · 2025 · confidence medium
The district court is “bound to carry the mandate of the upper court into execution and [cannot] consider the questions which the mandate laid at rest.” Est. of Cummings by & through Montoya v. Cmty. Health Sys., Inc., 881 F.3d 793, 801 (10th Cir. 2018) (quoting Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939)).
cited Cited as authority (rule) Fishman v. NPAS Solutions, LLC
S.D. Fla. · 2025 · confidence medium
In Camden, the Eleventh Circuit held that a percentage fee award “must be determined upon the facts of each case.” 946 F.2d at 774 (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 167 (1939)).
cited Cited as authority (rule) Mark A Nordlicht
Bankr. S.D.N.Y. · 2025 · confidence medium
May 23, 2013) (citing Boeing Co. v. Van Gemert, 444 U.S. 472, 478 (1980); Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 166-67 (1939); Cent.
cited Cited as authority (rule) State ex rel. Bowling v. DeWine
unknown court · 2025 · confidence medium
Bank, 307 U.S. 161, 168 (1939).
discussed Cited as authority (rule) Gmcu v. Mathieu (2×) also: Cited "see"
Vt. Super. Ct. · 2025 · confidence medium
Although courts may “use their equity power to award fees ‘as the needs of justice dictate,’ ” id. (quoting In re Gadhue, 149 Vt. 322, 327 (1987)), “[t]his power may be invoked ‘only in exceptional cases and for dominating reasons of justice,’ ” id. (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 167 (1939)).
discussed Cited as authority (rule) Kari Lake v. Bill Gates
9th Cir. · 2025 · confidence medium
GATES 7 proceeding[s] supplemental to the original proceeding and not a request for a modification of the original decree.’” Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 395 (1990) (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939)).
discussed Cited as authority (rule) Kari Lake v. Bill Gates
9th Cir. · 2025 · confidence medium
DISCUSSION Although the substantive claim in this matter was dismissed for lack of standing, federal courts maintain jurisdiction over “collateral issues after an action is no longer pending,” including costs, attorneys’ fees, or sanctions, because such motions “are ‘independent proceeding[s] supplemental to the original proceeding and not a request for a modification of the original decree.’” Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 395 (1990) (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939)).
cited Cited as authority (rule) Callier v. PAC WESTERN FINANCIAL LLC
W.D. Tex. · 2025 · confidence medium
Bank, 307 U.S. 161, 167 (1939). 20 Id. 21 Fed.
discussed Cited as authority (rule) Congregation Rabbinical College of Tartikov, Inc. v. Village of Pomona, NY
S.D.N.Y. · 2024 · confidence medium
This Court has indicated that motions for costs or attorney[s’] fees are “independent proceeding[s] supplemental to the original proceeding and not a request for a modification of the original decree.” Sprague v. Ticonic [Nat’l]Bank, 307 U.S. 161, 170 (1939).
cited Cited as authority (rule) Palin v. New York Times Co.
2d Cir. · 2024 · confidence medium
Co., 352 F.3d 599, 606 (2d Cir. 2003) (quoting Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939)).
discussed Cited as authority (rule) Juarez v. O'Malley
E.D. Wash. · 2024 · confidence medium
The doctrine of the law of the case “is concerned primarily with 5 efficiency, and should not be applied when the evidence on remand is 6 substantially different, when the controlling law has changed, or when applying 7 the doctrine would be unjust.” Stacy, 825 F.3d at 567 . 8 “The mandate of a higher court is controlling as to matters within its 9 compass.” Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939).
discussed Cited as authority (rule) Bellon v. The PPG Employee Life and Other Benefits Plan
N.D.W. Va. · 2024 · confidence medium
Although the Defendants repeatedly cite the mandate rule in their filings, it appears there is some confusion about how the rule works: “Few legal precepts are as firmly established as the doctrine that the mandate of a higher court is ‘controlling as to matters within its compass.’” United States v. Bell, 5 F.3d 64, 66 (4th Cir. 1993) (quoting Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939)).
discussed Cited as authority (rule) City of Fort Collins v. Open International, LLC (2×) also: Cited "see, e.g."
D. Colo. · 2024 · confidence medium
Notwithstanding the American Rule, the City points to the U.S. Supreme Court’s purported recognition that federal courts sitting in equity possess the power to award attorney’s fees in “exceptional cases and for dominating reasons of justice.” See ECF No. 315 at 10–11 (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 167 (1939)); see also Sprague, 307 U.S. at 164 (explaining that awards of attorney’s fees and costs in appropriate situations, aside from those costs contemplated by statute, “is part of the historic equity jurisdiction of the federal courts”).
discussed Cited as authority (rule) Clark, Jr v. Carl
W.D. Va. · 2024 · confidence medium
Mandate Rule “Few legal precepts are as firmly established as the doctrine that the mandate of a higher court is ‘controlling as to matters within its compass.’” United States v. Bell, 5 F.3d 64, 66 (4th Cir. 1993) (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939)).
discussed Cited as authority (rule) Jacobson v. Clack
D.C. · 2024 · confidence medium
Those “collateral issues” include awards of attorneys’ fees, which involve “independent proceeding[s] supplemental to the original proceeding.” Id. (quoting Sprague v. Ticonic National Bank, 307 U.S. 161, 170 (1939)). 13 brought under § 16-5502 [to dismiss] or § 16-5503 [to quash] the costs of litigation, including reasonable attorney fees.” D.C.
discussed Cited as authority (rule) snide v. burkeschoff
Vt. Super. Ct. · 2023 · confidence medium
Indeed, even without an authorizing statute, courts may deviate from the “general” rule stated above in “‘exceptional cases and for dominating reasons of justice.” DJ Painting, inc., 172 Vt. at 246 (quoting Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 167 (1939)).
discussed Cited as authority (rule) Mission Pharmacal Company v. Molecular Biologicals, Inc.
W.D. Tex. · 2023 · confidence medium
This Court has indicated that motions for costs or attorney’s fees are “independent proceeding[s] supplemental to the original proceed- ing and not a request for a modification of the original decree.” 307 U.S. 161, 170 (1939)).
discussed Cited as authority (rule) Luke Waid v. Richard Snyder
6th Cir. · 2023 · confidence medium
In other words, “a petition for attorney’s fees in equity is ‘an independent proceeding supplemental to the original proceeding and not a request for a modification of the original decree.’” Id. at 200 (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939)).
cited Cited as authority (rule) Doe v. Fairfax County School Board
E.D. Va. · 2023 · confidence medium
Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939).
discussed Cited as authority (rule) Berkeley County School District v. HUB International Limited
4th Cir. · 2022 · confidence medium
Relatedly, when we remand a 4 USCA4 Appeal: 21-1691 Doc: 53 Filed: 12/28/2022 Pg: 5 of 8 case to the district court, that court must faithfully apply our mandate, which is “controlling as to matters within its compass.” Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939); see JTH Tax, Inc. v. Aime, 984 F.3d 284, 291 (4th Cir. 2021).
cited Cited as authority (rule) Sekri, Inc. v. United States
Fed. Cl. · 2022 · confidence medium
Bank, 307 U.S. 161, 168 (1939). 10 C.
discussed Cited as authority (rule) McWilliams v. Geisinger Health Plan
M.D. Penn. · 2022 · confidence medium
Sales Practices Litig., 148 F.3d 283, 333 (3d Cir. 1998)). 124 See id. at 244 (citing Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 166-67 ; Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 166-67 (1939)). 125 Decl. of John Fedorko, Doc. 58-1 ¶¶ 2-3. 126 Count VII seeks the same relief on the same theory for Plaintiff McWilliams, but Defendants have not moved to dismiss Count VII insofar as it seeks monetary damages for benefits due 2.
discussed Cited as authority (rule) Sealed v. Sealed
5th Cir. · 2022 · confidence medium
But a motion for attorney fees is not a “claim.” It is rather an 3 No. 22-10116 “‘independent proceeding’ supplemental to the original proceeding.” Cooter & Gell v. Hartmarx Corp., 496 U.S. 384, 395 (1990) (quoting Sprague v. Ticonic National Bank, 307 U.S. 161, 170 (1939)).
discussed Cited as authority (rule) Tsai v. Karlik
Ill. App. Ct. · 2022 · confidence medium
However, our supreme court also found that “ ‘ the absence of *** the creation of a fund *** hardly touch[es] the power of equity in doing justice as between a party and the beneficiaries of his litigation,’ [citation].” Id. at 575 (quoting Sprague v. Ticonic National Bank, 307 U.S. 161, 167 (1939)). ¶ 30 Finally, we must recall that “[a] court of equity is a court of conscience, and will exercise its extraordinary powers only to enforce the requirements of conscience.” American University v. Wood, 294 Ill. 186, 195 (1920).
cited Cited as authority (rule) Thielen v. Commissioner of Social Security
W.D. Wash. · 2022 · confidence medium
Dkt. 12, pp. 5 16-18. 6 Under the rule of mandate, “the mandate of a higher court is controlling as to 7 matters within its compass.” Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939).
cited Cited as authority (rule) Sidya v. World Telecom Exchange Communications
Va. · 2022 · confidence medium
The mandate controls “only ‘as to matters within its compass.’” Id. (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939)).
cited Cited as authority (rule) Juarez v. Kijakazi
E.D. Wash. · 2021 · confidence medium
“The mandate of a higher court is controlling as to matters 17 within its compass.” Sprague v. Ticonic Nat'l Bank, 307 U.S. 161, 168 (1939).
discussed Cited as authority (rule) Shenecqua Butt v. United Brotherhood
3rd Cir. · 2021 · confidence medium
White, 455 U.S. at 447–48, 452, 454 (resolving a post-judgment motion for attorney’s fees under 42 U.S.C. § 1988 more than four months after the parties settled the case and the district court approved a consent decree); Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939) (holding that because a petition for fees is “an independent proceeding supplemental to the original,” the suggestion “that it came after the end of the term at which the main decree was entered and [is] therefore too late” was unavailing).
cited Cited as authority (rule) Kevin A. McLain v. Patrick J. Keenan
Wis. Ct. App. · 2021 · confidence medium
Bank, 307 U.S. 161, 167 (1939)). ¶78 Whether an award of attorney fees is an appropriate equitable remedy under the facts of a particular case is a discretionary decision for the circuit court.
discussed Cited as authority (rule) Juniper v. Davis
E.D. Va. · 2021 · confidence medium
THE MANDATE RULE The mandate rule precludes the Court from considering some of the claims in Juniper’s Amended Petition.”° “Few legal precepts are as firmly established as the doctrine that the mandate of a higher court is ‘controlling as to matters within its compass.’” United States v. Bell, 5 F.3d 64, 66 (4th Cir. 1993) (quoting Sprague v. Ticonic Nat’] Bank, 307 U.S. 161, 168 (1939)).
discussed Cited as authority (rule) St. John v. Thompson (2×)
Va. · 2021 · confidence medium
In Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 166 (1939), the United States Supreme Court observed that “[p]lainly the foundation for the historic practice of granting reimbursement for the costs of litigation other than the conventional taxable costs is part of the original authority of the chancellor to do equity in a particular situation.” Even so, the Court cautioned, “such allowances [by equity courts] are appropriate only in exceptional cases and for dominating reasons of justice.” Id. at 167 (emphasis added).
cited Cited as authority (rule) Madeleine Connor v. Leah Stewart
5th Cir. · 2020 · confidence medium
“While a mandate is controlling as to matters within its compass, on the remand a lower court is free as to other issues.” Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 168 (1939).
discussed Cited as authority (rule) Giesecke & Devrient Gmbh v. United States
Fed. Cl. · 2020 · confidence medium
Dep’t of Employment Sec., 455 U.S. 445 (1982) (reversing the First Circuit’s decision to withhold 42 U.S.C. § 1988 attorneys’ fees from an unemployment insurance claimant); Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 162 (1939) (answering “an important question . . . pertaining to the exercise of federal equity jurisdiction” in the banking context). available against private infringers under 35 U.S.C. §§ 284 and 285 are not permitted in an eminent domain proceeding.” Motorola, 729 F.2d at 772 n.3.
cited Cited as authority (rule) Donald Zimmerman v. City of Austin, Texas
5th Cir. · 2020 · confidence medium
Dep’t of Emp’t Sec., 455 U.S. 445 , 451 & n.13 (1982) (quoting Sprague v. Ticonic Nat’l Bank, 307 U.S. 161, 170 (1939)).
SPRAGUE
v.
TICONIC NATIONAL BANK Et Al.
543.
Supreme Court of the United States.
Apr 24, 1939.
307 U.S. 161
Mr. Harvey D. Eaton for petitioner., Mr. George P. Barse, with whom Messrs. F. Harold Dubord, James Louis Robertson, and Trevor V. Roberts were on the brief, for respondents.
Frankfurter, McReynolds, Butler, Douglas.
Cited by 1,246 opinions  |  Published
5 passages pin-cited by 6 cases
Pinpoint authority: #13,640 of 633,719
Citer courts: S.D. Ohio (5) · Court of Appeals for the Armed… (3) · Ninth Circuit (3) · S.D. Illinois (3)
Mr. Justice Frankfurter

delivered the opinion of the Court.

The case is here on certiorari to the Circuit Court of Appeals for the First Circuit which affirmed, 99 F. 2d 583, a decree of the District Court for the District of Maine, 23 F. Supp. 59, denying a petition for the allowance of counsel fees and expenses over and above the regular taxable costs. Certiorari was granted, 306 U. S. 623, because an important question of judicial administration pertaining to the exercise of federal equity jurisdiction was raiséd.

This case is another phase of a litigation that has been here before, Ticonic Bank v. Sprague, 303 U. S. 406, the circumstances of which must be summarized to lay bare the problem now before us. On March 28, 1931, Lottie F. Sprague, the petitioner here, delivered $5,022.18 to the Ticonic National Bank of Waterville, Maine, in trust in which she and others had beneficial interests. Under the trust agreement part of the amount was to be deposited by the Bank in its savings department. The rest of the funds was deposited by the Bank in its commercial checking department, as were other trust funds awaiting investment or distribution, secured by an appropriate amount of bonds set aside in its trust department as required by § 11 (k) of the amended Federal Reserve Act, 38 Stat. 262, as amended, 49 Stat. 722. On August 3,[*163] 1931, the People’s National Bank took over all the assets, including these earmarked bonds, and assumed the indebtedness of the Ticonic Bank. . On March 4, 1933, the People’s Bank closed, and both banks went into the hands of a receiver. Thereafter, on July 29, 1935, the petitioner and her beneficiary filed a bill in the District Court against the banks and their receiver to impress upon the proceeds of the bonds a lien for their trust deposit. The District Court sustained the claim and entered a decree for the discharge of the lien with interest from the date of the filing of the bill and payment to the plaintiffs of “their taxable costs,” 14 F. Supp. 900. On appeal, the Circuit Court of Appeals at first disallowed interest, 87 F. 2d 365, but on rehearing affirmed the decree of the District Court “with costs,” 90 F. 2d 641. This Court then granted certiorari “limited to the question as to the allowance of interest,” 302 U. S. 675. Before its disposition, Ticonic Bank v. Sprague, supra, the present proceedings were begun.

Petitioner alleged that, by vindicating her claim to a lien on the proceeds of the earmarked bonds to the amount of her trust funds, she had established as.a matter of law the right to recovery in relation to fourteen trusts in situations like her own; that she had prosecuted the litigation solely át her Own expense; that although the total assets of the bank were not sufficient to satisfy the unsecured creditors, the proceeds of the bonds were more than sufficient to discharge all trust obligations; and she therefore prayed the court for reasonable counsel fees and litigation expenses to be paid out of the proceeds of the bonds.

The District Court held that it “had no authority to grant the petition” on the ground that, after the appeal from its decree in 14 F.' Supp. 900, it “had no further function to perform other than to carry out the mandate of the Supreme Court when received. The mandate from[*164] the Supreme Court simply had the effect of directing this court to carry out the mandate of the Circuit Court of Appeals which in turn, simply, in effect, required this court to execute its original final decree by issuing its execution for a certain sum of money with costs of both courts.” The Circuit Court of Appeals affirmed “for the reasons stated” by the District Court, and “for the further reason that the term of court at which the decree was entered, when the petition to amend was filed, had long since passed . . .” .Obviously, both courts disposed of the petition not as a considered disallowance of attorney’s fees and litigation expenses in the circumstances of the particular suit but because they deemed award of such costs beyond the power of the District Court.

Whether action by the District Court on the merits of the petition was foreclosed by this Court’s mandate in Ticonic Bank v. Sprague, supra , and was .further limited by restrictions which terms of court may impose, are questions subsidiary to the power of federal courts in equity suits to allow counsel fees and other expenses entailed by the litigation not included in the ordinary taxable costs recognized by statute.

Allowance of such costs in appropriate situations is part of the historic equity jurisdiction of the federal courts. The suits “in equity” of which these courts were given “cognizance” ever since the First Judiciary Act, constituted that body of remedies, procedures and practices which theretofore had been evolved in the English Court of Chancery, [1] subject, of course, to modifications[*165] by Congress* e. g., Michaelson v. United States, 266 U. S. 42. The sources bearing on eighteenth-century English practice — reports and manuals — uniformly support the power not only to give a fixed allowance for the various steps in a suit, what are known as costs “between party and party,” but also as much of. the entire, expenses of the litigation of one of the parties as fair justice to the other party will permit, technically known as costs “as between solicitor and client.” [2] To be sure,[*166] the usual case is one where through the complainant’s efforts a fund is recovered in which others share. Sometimes the complainant avowedly sues for the common interest [3] while in others his litigation results in a fund for a group though he did not profess to be their representative. [4] The present case presents a variant of the latter situation. In her main suit the petitioner neither avowed herself to be the representative of a class nor did she automatically establish a fund in which others could participate. But in view of the consequences of stare decisis, the petitioner by establishing her claim necessarily established the claims of fourteen other trusts pertaining to the same bonds.

That the party in ,a situation like the present neither purported to sue for a class nor formally established by' litigation a fund available to the class, does not seem to be a differentiating factor so far as it affects the source of the recognized power of equity to grant reimbursements of the kind for which the petitioner in this case appealed to the chancellor’s discretion. Plainly the foundation for the historic practice of granting reimbursement for the costs of litigation other than the conventional taxable costs is part of the original authority of the chancellor to do equity in a particular situation. [5][*167] Whether one professes to sue representatively or formally makes a fund available for others may, of course, be a relevant circumstance in making the fund liable for his costs in producing it.. But when such a fund is for all. practical purposes created for the benefit of others, the formalities of the litigation — the absence of an avowed class suit or the creation of a fund, as it were, through stare decisis rather than through a decree — hardly touch the power of equity in doing justice- as between a party and the beneficiaries of his litigation. As in much else that pertains to equitable jurisdiction, individualization in the exercise of a discretionary power will alone retain equity as a living system and save it from sterility. In the actual exercise of the power to award costs “as between solicitor and client” all sorts of practical distinctions have been taken in distributing the costs of the burden of the litigation. [6] And so, the circumstances under which the petitioner enforced the fiduciary obligation of the Ticonic Bank — the relation of its vindication to beneficiaries similarly situated but not actually before the court, as well as the interest of the common creditors where the funds of the bank are not sufficient to pay them in full, and doubtless .other considerations — must enter into the ultimate judgment-of the» District Court as to the fairness of making an award, or the extent of such award, “as between solicitor and client” in this case. In any event such allowances are appropriate only in exceptional cases and for dominating reasons of justice. But here we are concerned solely with the power to entertain such a petition.

Without considering the historic authority of a court of equity in such matters,- the District Court deemed itself[*168] powerless because foreclosed by the mandate m Ticomc Bank v. Sprague, supra. The general proposition which moved that Court — that it was bound to carry the mandate of the upper court into execution and could not consider the questions which the mandate laid at rest— is indisputable. Compare Kansas City Southern Ry. Co. v. Guardian Trust Co., 281 U. S. 1. [7] But that leaves us still to consider whether the immediate issue now in controversy was disposed of in the main litigation and therefore foreclosed by the mandate. .While a mandate is controlling as to matters within its compass, on the remand a lower court is free as to other issues. See In re Sanford Fork & Tool Co., 160 U. S. 247; Ex parte Century Indemnity Co., 305 U. S. 354. Certainly the claim for “as between solicitor and client” costs was not directly in issue in the original proceedings by Sprague. It was neither before the Circuit Court of Appeals nor before this Court; Its disposition, therefore, by the mandate of either Court could be implied only if a claim for such costs was necessarily implied in the claim in the original suit, and its failure to ask for such costs an implied waiver. These implications are repelled by the basis on which such costs are granted. They are not of a routine character like ordinary taxable costs; they are-contingent upon the exigencies of equitable litigation, the final disposition of which in its entire process including appeal places such a claim in much better perspective than it would have at an earlier stage. Such are the considerations which[*169] underlay the decision in Trustees v. Greenough, 105 U. S. 527, in holding that an order allowing costs “as between solicitor and client” was a final judgment for purposes of appeal because “the inquiry was a collateral one, havr ing a distinct and independent character.” [8] We, therefore, hold that the issue in the instant case is sufficiently different from that presented by the ordinary qúestions regarding taxable costs that it was impliedly covered neither by the original decree nor by the mandates, and that neither constituted a bar to the disposal of the petition below on its merits.

Finally, we must notice the separate ground taken by the Circuit Court of Appeals on the basis of what it deemed the requirements of terms of court. The new Rules of Civil Procedure have rendered anachronistic the technical niceties pertaining to terms of court as to both law and equity, [9] but the- ruling of the District Court here[*170] in question was made prior to the operation of the new Rules. Since we view the petition for reimbursement as an independent proceeding supplemental to the original proceeding and not a request for a modification of the original decree, the suggestion of the Circuit Court. of Appeals — that it came after the end of the term at which the main decree was entered and therefore too late — falls.

The decision of the Circuit Court of Appeals must be reversed so that the District Court may entertain the petition for reimbursement in the light of the appropriate equitable considerations.

Reversed.

Mr. Justice McReynolds and Mr. Justice Butler concur in the result. Mr. Justice Douglas took no part in the consideration or decision of this case.
1

See Robinson v. Campbell, 3 Wheat. 212, 222; Boyle v. Zacharie, 6 Pet. 648, 658; Pennsylvania v. Wheeling Bridge Co., 13 How. 518, 563; Payne v. Hook, 7 Wall. 425, 430; Rule XXXIII, Rules of Practice for the Courts-of Equity of the(United States (1822) 7 Wheat v, xiii; Rule XC, Rules of'Practice for the Courts of Equity of the United States (1842) 1 How. xli, lxix; 1 Story, Equity Jurisprudence (14th ed.) §§ 57, 58; 1 Street, Federal Equity Practice, § 97.

2

See Lomax v. Hide, 2 Vern. 185; Ramsden v. Langley, 2 Vern. 536; Attorney General v. Carte, 1 Dick. 113; Attorney General v. Haberdashers’ Co. and Tonna, 4 Brown C. C. 179; Ex parte Thorp, 1 Ves. Jun. 394; Moggridge v. Thackwell, 1 Ves. Jun. 464; Dungey v. Angove, 2 Ves. Jun. 304. See 2 Adair, Law of Costs in Courts of Equity, 81, 87, 179; 2 Barbour, Chancery Practice (2d ed.) 889-894; Beames, Costs in Equity (2d ed.) 144-146; 3 Daniell’s, Chancery Pleading and Practice (2d ed.) 1434r-35; 2 Smith, Chancery Practice (2d ed.) 697-700. One must, of course, be not unmindful of the inadequacy of eighteenth-century chancery reports, see 2 York, Life of Lord Chancellor Hardwicre 429, particularly as to matters of costs. See Beames, Costs in Equity (Advertisement to Second Edition). But the current of authority is uniform and unequivocal. -

The power of the federal courts to give costs was recognized by implication in the First Judiciary Act. Act of September 24, 1789, Ch. 20, § 20, 1 Stat. 83. The statutory-system prior to 1853 required “party and party” costs to be taxed on the basis of the fees allowed by state practice, but the Act of Feb. 26, Í853, Ch. 80, 10 .Stat. 161, set a uniform scale of fees for “party and party” costs in the federal courts. See Costs in Civil Cases, 30 Fed. Cas. 18, 284; Street, Federal Equity'Practice §§ 1984^-1988. As to costs “as between solicitor and client,” the English practice was followed by the Supreme Court and it was held that the allowance of such costs' was within the authority of the federal courts. Trustees v. Greenough, 105 U. S. 527; Dodge v. Tulleys, 144 U. S. 451; Meddaugh v. Wilson, 151 U. S. 333; compare Central R. Co. v Pettus, 113 U. S. 116; see 4 Cyclopedia of Federal Procedure § Í086; 2 Foster, Federal Practice (6th ed.) § 422; 2 Street, Federal Equity Practice §§ 2033-2048. Compare the practice in admiralty, shown in The Apollon, 9 Wheat. 362; Canter v. Insurance Companies, 3 Pet. 307. The pro[*166] visions of the. fee bill of 1853 that certain specified fees and no others shall be taxed to attorneys in the courts of the United States applies only to “party and party” costs. Trustees v. Greenough, 105 U. S. 527.

3

E. g., Tootal v. Spicer, 4 Sim. 510; Hood v. Wilson, 2 Russ. & M. 687; Stanton v. Hatfield, 1 Keen 358; Sutton v. Doggett, 3 Beav. 9; Goldsmith v. Russell, 5 De. G. M. & G. 547; Henderson v. Dodds, L. R. 2 Eq. 532; Ferguson v. Gibson, L. R. 14 Eq. 379; Jervis v. Wolferstan, L. R. 18 Eq. 18.

4

E. g., Thomas v. Jones, 1 Dr. & Sm. 134; compare In re Richardson, 14 Ch. Div. 611.

5

For examples of the discretiohary nature of the authority of equity to tax' costs, see,S Daniell’s, Chancery Pleading and Pkac-[*167] tics (2d ed.) 1381-1410; 2 Street, Federal Equity Practice §§ 1994r-2007.

6

See 3 Daniell’s, ChaNcery PleadiNG and Practice (2d ed.) 1434r-1440; 2 Street, Federal Equity Practice §§ 2033-2048.

7

In Kansas City Southern Ry. Co. v. Guardian Trust Co., supra, costs “as between solicitor and client” had been asked in suggestions on appeal from the original disposition of the cause. The Circuit Court of Appeals, while affirming on the merits, passed on these suggestions in a way interpreted by this Court to allow only “party and party” costs. No appeal had been taken on this point. A subsequent application in. the District Court for “solicitor and client” costs was therefore held barred.

8

In Trustees v. Greenough, suit was brought by a holder of certain bonds- against the trustees of the .state improvement fund alleging mismanagement and waste of the fund which was to secure the bonds and asking that his claim be allowed, that the fund be charged with the payment thereof, and that an accounting be had. This relief was granted, much property was reclaimed to the fund and agents were appointed for the sale of the property of the fund for the purposes of liquidation. During the liquidation, the holder of the bonds who had initiated the proceedings filed his petition for an allowance from the fund of his costs as between solicitor and client. Such costs were allowed without any suggestion'that the application for them was not timely.

9

Prior to the adoption of the new Rules of Civil Procedure, a final decree in a suit in equity could be revised only during the term of court of its entry. Cameron v. M’Roberts, 3 Wheat. 591; Buckeye Co. v. Hocking Valley Co., 269 U. S. 42. The same'limitation existed on the power of a district court to grant a rehearing of an appealable decree. Equity Rule 88. These time limitations are no longer applicable. Rules 59 and 60 of the Rules of Civil Procedure set forth the time in which these actions may be taken, but under those sections the passage of the term of court is not material. Indeed,[*170] Rule 6 (c) provides: “The period of time provided for the doing of any act or the taking of any proceeding is not affected or limited by the expiration of a term'of court. The expiration of a term of court in no way affects the power of a district court to do any act or take any proceeding in any civil action which has been pending before it.” It was stated in the Notes to the Rules of Civil Procedure, prepared by the Advisory Committee, March 1938, that this section “eliminates the difficulties caused by the expiration of terms of court.”