Warger v. Shauers, 135 S. Ct. 521 (SCOTUS 2014). · Go Syfert
Warger v. Shauers, 135 S. Ct. 521 (SCOTUS 2014). Cases Citing This Book View Copy Cite
390 citation events (390 in the last 25 years) across 44 distinct courts.
Strongest positive: Stewart v. Hargan (dcd, 2018-06-29)
Treatment trajectory · 2015 → 2026 · click a year to view as-of
2015 2020 2026
Top citers, strongest first. 50 distinct citers.
discussed Cited as authority (verbatim quote) Stewart v. Hargan
D.D.C. · 2018 · signal: see also · quote attribution · 1 verbatim quote · confidence high
for those who consider legislative history relevant, here it confirms that this choice of language was no accident.
examined Cited as authority (verbatim quote) Ali v. Grounds
S.D. Cal. · 2017 · signal: see · quote attribution · 1 verbatim quote · confidence high
even if jurors lie in voir dire in a way that conceals bias, juror impartiality is adequately assured by the parties' ability to bring to the court's attention any evidence of bias before the verdict is rendered,- and to employ nonjuror evidence even after the verdict is rendered…
examined Cited as authority (quoted) Rebekah L. Hart v. Emily Prather (2×)
Wash. Ct. App. · 2020 · signal: see · quote attribution · 2 verbatim quotes · confidence high
however, the no-impeachment rule must yield in 'cases of juror bias so extreme that, almost by definition, the jury trial right has been abridged.
examined Cited as authority (quoted) Stewart v. Azar (2×)
D.C. Cir. · 2018 · signal: see also · quote attribution · 2 verbatim quotes · confidence low
for those who consider legislative history relevant, here it confirms that this choice of language was no accident.
examined Cited as authority (quoted) Williams v. Kelley (2×)
8th Cir. · 2017 · signal: see · quote attribution · 2 verbatim quotes · confidence high
ijnternal' matters include the general body of experiences that jurors are understood to bring with them to the jury room.
examined Cited as authority (quoted) David Stults v. International Flavors, etc (2×)
8th Cir. · 2016 · signal: see also · quote attribution · 2 verbatim quotes · confidence low
he 'inquiry' to which the rule refers is one into the 'validity of the verdict,' not into the verdict itself. the rule does not focus on the means by which deliberations evidence might be used to invalidate a verdict.
discussed Cited as authority (rule) Garay 949384 v. Tasson (2×)
W.D. Mich. · 2025 · confidence medium
Warger, 574 U.S. at ––––, 135 S.Ct. at 529.
discussed Cited as authority (rule) John Harden v. Keith Hillman
6th Cir. · 2021 · confidence medium
See Tanner v. United States, 483 U.S. 107, 127 (1987) (declining to include evidence that jurors had been drinking alcohol and consuming drugs during the trial); Warger v. Shauers, 135 S. Ct. 521, 529 (2014) (finding that 606(b) does not allow juror impeachment where the juror is alleged to have lied during voir dire).
discussed Cited as authority (rule) Rickey Scott v. Eric Arnold
9th Cir. · 2020 · confidence medium
To the extent Scott argues dicta in a more recent Supreme Court case eliminates uncertainty surrounding McDonough, see Warger v. Shauers, 135 S. Ct. 521, 525 (2014) (holding that juror-deliberation evidence could not be used to attack a verdict but stating in dicta that, “[i]f a juror was dishonest during voir dire and an honest response would have provided a valid basis to challenge that juror for cause, the verdict must be invalidated”), we emphasize that clearly established Supreme Court precedent for purposes of 28 U.S.C. § 2254 cannot be found in dicta, Carey v. Musladin, 549 U.S. 70…
discussed Cited as authority (rule) Dorsey v. Steele
W.D. Mo. · 2019 · confidence medium
Evid. 606(b)(1) (“During an inquiry into the validity of a verdict . . . a juror may not testify about . . . the effect of anything on that juror’s or another juror’s vote . . . or any juror’s mental processes concerning the verdict . . . .”); Warger v. Shauers, 135 S. Ct. 521, 527 (2014) (describing “the rule against jurors’ impeaching their verdicts”); Strickland, 466 U.S. at 695 (“[E]vidence about the actual process of decision, if not part of the record of the proceeding under review, . . . should not be considered in the prejudice determination.”).
cited Cited as authority (rule) Johnson v. Rankins
N.D. Okla. · 2019 · confidence medium
The federal constitution guarantees “a tribunal both impartial and mentally competent to afford a hearing.” Warger v. Shauers, 135 S. Ct. 521, 529 (2014) (quotations omitted).
discussed Cited as authority (rule) JONES v. ORTIZ
D.N.J. · 2019 · confidence medium
The canon of constitutional avoidance “‘has no application in the absence of ambiguity.’” Warger v. Shauers, 574 U.S. 40 , 135 S. Ct. 521, 529 (2014) (quoting United States v. Oakland Cannabis Buyers’ Cooperative, 532 U.S. 483, 494 (2001)).
examined Cited as authority (rule) State v. Wilson (3×)
Ohio Ct. App. · 2018 · confidence medium
The court reasoned that the plain text of the rule reflected the “federal approach” to impeachment of jury verdicts in that it “prohibits[s] the use of any evidence of juror deliberations, subject only to the express exceptions for extraneous information and outside influences.” (Emphasis in original.) Warger, 135 S.Ct. at 527.
examined Cited as authority (rule) United States v. Joshua Ewing (3×)
6th Cir. · 2018 · confidence medium
Warger v. Shauers, 135 S. Ct. 521, 529 (2014) (internal quotation marks omitted).
cited Cited as authority (rule) Keith Tharpe v. Warden
11th Cir. · 2018 · confidence medium
Id. at 866–67 (citing Tanner, 483 U.S. at 125 , 107 S. Ct. at 2750 ; Warger v. Shauers, 574 U.S. ___ , 135 S. Ct. 521, 529 (2014)).
discussed Cited as authority (rule) Thomas Porter v. David Zook (2×)
4th Cir. · 2018 · confidence medium
The Supreme Court has held, “Rule 606(b) applies to juror testimony during a proceeding in which a party seeks to secure a new trial on the ground that a juror lied during voir dire.” Warger v. Shauers, 135 S. Ct. 521, 525 (2014).
discussed Cited as authority (rule) United States v. Lawrence Foster
11th Cir. · 2018 · confidence medium
The Rule excludes evidence regarding “any statement made or incident that occurred during the jury’s deliberations,” its “effect ... on that juror’s ... vote,” and “any juror’s mental processes concerning the verdict.” See also Warger, 135 S.Ct. at 524 (holding that “Rule 606(b) precludes a party seeking a new trial from using one juror’s affidavit of what another juror said in deliberations to demonstrate the other juror’s dishonesty during voir dire”).
examined Cited as authority (rule) CHICOINE v. SAINT FRANCIS HOSPITAL (5×) also: Cited "see"
Okla. Civ. App. · 2017 · confidence medium
In federal jurisprudence, "information is deemed 'extraneous' if it derives from a source 'external' to the jury." 10 Warger , 135 S.Ct. at 529 ( citing Tanner v. United States , 483 U.S. 107, 117, 107 S.Ct. 2739 (1987)). 11 "'External' matters include publicity and information related specifically to the case the jurors are meant to decide, while 'internal' matters include the general body of experiences that jurors are understood to bring with them to the jury room." Id .
examined Cited as authority (rule) Perry Austin v. Lorie Davis, Director (3×) also: Cited "see"
5th Cir. · 2017 · confidence medium
Even if jurors lie in voir dire in a way that conceals bias, juror impartiality is adequately assured by the parties’ ability to bring to the court’s attention any evidence of bias before the verdict is rendered, and to employ nonjuror evidence even after the verdict is rendered. 276 The Ninth Circuit has similarly applied Rule 606(b) in a direct criminal appeal in which a juror’s post-trial affidavit averred that other jurors had discussed the evidence against the defendant “and made up their minds about his guilt before the start of deliberations.” 277 In denying relief, the court …
cited Cited as authority (rule) United States v. Robertson
A.F.C.C.A. · 2017 · confidence medium
Warger, 135 S. Ct. at 529 (citations omitted).
discussed Cited as authority (rule) People of Michigan v. Victor Manuel Garay (2×)
Mich. Ct. App. · 2017 · confidence medium
Warger, ___ US at ___; 135 S Ct at 529.
discussed Cited as authority (rule) People of Michigan v. Victor Manuel Garay (2×)
Mich. Ct. App. · 2017 · confidence medium
Warger, ___ US at ___; 135 S Ct at 529.
examined Cited as authority (rule) Pena-Rodriguez v. Colorado (5×) also: Cited "see"
SCOTUS · 2017 · confidence medium
In that footnote, the Court noted that some "cases of juror bias" might be "so extreme" as to prompt the Court to " consider whether the usual safeguards are or are not sufficient to protect the integrity of the process." 574 U.S., at 866, n. 3, 135 S.Ct., at 529, n. 3 (emphasis added).
discussed Cited as authority (rule) People of Michigan v. Noralee Marie Hope
Mich. Ct. App. · 2016 · confidence medium
Moreover, the juror had prior knowledge that defendant “had been involved with domestic violence issues in the past.” From these statements, it is apparent that, at a minimum, the juror was exposed to facts that were not admitted into evidence, that were not intrinsic to the jury’s deliberative process, see Budzyn, 456 Mich at 88, 91 ; Stokes, 312 Mich App at 187 , and that were not part of the “general body of experiences” that we would expect jurors to bring to the jury room, see Warger, 135 S Ct at 529.
discussed Cited as authority (rule) United States v. James Marcus Lloyd, III
11th Cir. · 2016 · confidence medium
United States v. Cavallo, 790 F.3d 1202, 1226 (11th Cir. 2015). “‘External’ matters include publicity and information related specifically to the case the jurors are meant to decide . . . .” Id. (citing Warger v. Shauers, 574 U.S. __ , 135 S. Ct. 521, 529 (2014)).
discussed Cited as authority (rule) Manuel Tarango, Jr. v. E. McDaniel
9th Cir. · 2016 · confidence medium
The Court has devoted more recent attention to clarifying what “falls on the ‘internal’ side of the line.” Warger v. Shauers, 135 S. Ct. 521, 529 (2014) (holding that a juror’s dishonesty during voir dire is internal to the deliberative process and not admissible to impeach a verdict); see also Tanner v. United States, 483 U.S. 107 , 118–25 (1987) (holding that jurors’ consumption of drugs and TARANGO V.
examined Cited as authority (rule) People of Michigan v. Andy James Brown (5×) also: Cited "see"
Mich. Ct. App. · 2016 · confidence medium
See Warger, ___ US at ___; 135 S Ct at 529.
discussed Cited as authority (rule) United States v. Lazafame
N.M.C.C.A. · 2016 · confidence medium
Recently, the Supreme Court held that “Rule 606(b) applies to juror testimony during a proceeding in which a party seeks to secure a new trial on the ground that a juror lied during voir dire.” Warger v. Shauers, 135 S. Ct. 521, 525 (2014).
discussed Cited as authority (rule) Boston Globe Media Partners, LLC v. Retirement Board (2×) also: Cited "see"
Mass. Super. Ct. · 2016 · signal: cf. · confidence medium
Cf. Warger v. Shauers, 135 S.Ct. 521, 529 (2014).
discussed Cited as authority (rule) Manuel Tarango, Jr. v. E. McDaniel
9th Cir. · 2016 · confidence medium
The Court has devoted more recent attention to clarifying what “falls on the ‘internal’ side of the line.” Warger v. Shauers, 135 S. Ct. 521, 529 (2014) (holding that a juror’s dishonesty during voir dire is internal to the deliberative process and not admissible to impeach a verdict); see also Tanner v. United States, 483 U.S. 107 , 118–25 (1987) (holding that jurors’ consumption of drugs and 18 TARANGO V.
cited Cited as authority (rule) United States v. Rich
N.M.C.C.A. · 2015 · confidence medium
Warger v. Shauers, 135 S. Ct. 521, 525 (2014).
cited Cited as authority (rule) United States v. Raymond Surratt, Jr.
4th Cir. · 2015 · confidence medium
“The canon is a tool for choosing between competing plausible interpretations of a provision.” Warger v. Shauers, 135 S. Ct. 521, 529 (2014).
discussed Cited as authority (rule) United States v. George R. Cavallo
11th Cir. · 2015 · confidence medium
As a general matter, information is deemed to be “‘extraneous’ if it derives from a source ‘external’ to the jury. ‘External’ matters include publicity and information related specifically to the case the jurors are meant to decide . . . .” Warger v. Shauers, 574 U.S. ___ , 135 S. Ct. 521, 529 (2014) (internal citations omitted). 15 This may have been what the juror told George, but in fact Whitehead was sentenced to time served, plus three-months home confinement.
examined Cited as authority (rule) Pena-Rodriguez v. People (12×) also: Cited "see"
Colo. · 2015 · confidence medium
Such a request necessarily involves an inquiry into the verdict’s validity, which is the very inquiry that CRE 606(b) prevents. ¶15         Indeed, the U.S. Supreme Court expressly rejected this exact argument in Warger v. Shauers, 135 S. Ct. 521, 528 (2014), determining that the rule “does not focus on the means by which deliberations evidence might be used to invalidate a verdict.” Rather, the Court held that the rule “simply applies ‘[d]uring an inquiry into the validity of the verdict’—that is, during a proceeding in which the verdi…
discussed Cited as authority (rule) Starbuck v. R.J. Reynolds Tobacco Co. (2×) also: Cited "see"
M.D. Fla. · 2015 · confidence medium
The Supreme Court has explained, “As enacted, Rule 606(b) prohibited the use of any evidence of juror deliberations, subject only to the express exceptions for extraneous information and outside influences.” Warger v. Shauers, — U.S. -, -, 135 S.Ct. 521, 527 [ 190 L.Ed.2d 422 ] (2014) (emphasis added).
discussed Cited "see" CARDINAL HEALTH INC. v. JOSEPH POPPELL (And Vice Versa)
Ga. · 2024 · signal: see · confidence high
See Warger v. Shauers, 574 U.S. 40 , 44-48 (II) ( 135 SCt 521 , 190 LE2d 422) (2014) (holding that Federal Rule 606 (b)’s preclusion applies to claims for a new trial made on the ground that a juror lied during voir dire and prohibits the use of evidence of deliberations to show dishonesty during voir dire); see also Beck, 305 Ga. at 16 resolved on a similar basis because the record supports a trial court finding of no material dishonesty.
discussed Cited "see" Carlson v. Thornell
D. Ariz. · 2024 · signal: see · confidence high
See Hard 15 v. Burlington Northern R.R., 812 F.2d 482, 485 (9th Cir. 1987) (explaining that the Ninth 16 Circuit has not joined other courts in holding that evidence acquired in post-verdict 17 interviews conducted without leave of the court makes the evidence obtained 18 inadmissible), abrogated on other grounds by Warger v. Shauers, 135 S. Ct. 521 (2014); 19 see also United States v. Mitchell, 958 F.3d 775, 787 (9th Cir. 2020) (recognizing courts 20 have discretion over lawyer’s efforts to investigate and interview jurors).
discussed Cited "see" State v. McKnight (2×)
Ohio Ct. App. · 2021 · signal: see · confidence high
See generally Warger v. Shauers, 574 U.S. 40 , 135 S. Ct. 521 , 529 n.3, 190 L.
discussed Cited "see" United States v. Calvin L. Harris
11th Cir. · 2019 · signal: see · confidence high
See Warger v. Shauers, 721 F.3d 606, 611 (8th Cir. 2013) (“[E]xtraneous information includes objective events such as publicity and extra-record evidence reaching the jury room, and communication or contact between jurors and litigants, the court, or other third parties.” (emphasis added and quotation marks omitted)), aff’d 574 U.S. 40 , 135 S. Ct. 521 (2014).
discussed Cited "see" Beck v. State
Ga. · 2019 · signal: see · confidence high
See Foster, 878 F3d at 1310 (“[I]nformation is deemed ‘extraneous’ if it derives from a source ‘external’ to the jury.” (quoting Warger v. Shauers, __ U. S. __ ( 135 SCt 521, 529 , 190 LE2d 422) (2014)).
discussed Cited "see" Beck v. State (2×)
Ga. · 2019 · signal: see · confidence high
See Foster , 878 F.3d at 1310 ("[I]nformation is deemed 'extraneous' if it derives from a source 'external' to the jury." (quoting Warger v. Shauers , --- U.S. ----, 135 S.Ct. 521 , 529, 190 L.Ed.2d 422 (2014) ).
discussed Cited "see" People v. Miracle (2×)
Cal. · 2018 · signal: see · confidence high
(Maj. opn., ante , 240 Cal.Rptr.3d at pp. 402-403, 430 P.3d at pp. 865-866.) But we construe statutes to avoid serious constitutional questions only when doing so is "reasonably possible." ( People v. Engram (2010) 50 Cal.4th 1131 , 1161, 116 Cal.Rptr.3d 762 , 240 P.3d 237 ; see Warger v. Shauers (2014) 574 U.S. ----, ----, 135 S.Ct. 521 , 529, 190 L.Ed.2d 422 [the avoidance canon " 'has no application in the absence of ... ambiguity' "].) Like this court in Chadd and Alfaro , I see no ambiguity here, especially when the second sentence of section 1018 is read together with the third sentence.
discussed Cited "see" United States v. Isa Noel (2×)
3rd Cir. · 2018 · signal: accord · confidence high
Where a defendant alleges that a juror was dishonest at voir dire , the ultimate showing required, that is, the one that would warrant vacating the judgment and granting a new trial, is (1) that "a juror failed to answer honestly a material question on voir dire "; and (2) that "a correct response would have provided a valid basis for a challenge for cause." McDonough , 464 U.S. at 556 , 104 S.Ct. 845 ; accord Warger v. Shauers , --- U.S. ----, 135 S.Ct. 521 , 525, 190 L.Ed.2d 422 (2014).
discussed Cited "see" Franklin v. Sessions (2×)
W.D. Pa. · 2017 · signal: see · confidence high
See Warger v. Shauers, --- U.S. ----, 135 S.Ct. 521 , 529, 190 L.Ed.2d 422 (2014) (recognizing the canon of constitutional avoidance, but not applying the canon because there were not competing plausible interpretations); Gonzales v. Carhart, 550 U.S. 124 , 153, 127 S.Ct. 1610 , 167 L.Ed.2d 480 (2007) (stating the basic rule for the canon of constitutional avoidance); Clark v. Martinez, 543 U.S. 371 , 380-85, 125 S.Ct. 716 , 160 L.Ed.2d 734 (2005) (citing cases); United States v. X-Citement Video, Inc., 513 U.S. 64 , 78, 115 S.Ct. 464 , 130 L.Ed.2d 372 (1994) (stating that it is incumbent upon…
discussed Cited "see" Briggs v. Brown (2×)
unknown court · 2017 · signal: see · confidence high
(See California Housing Finance Agency v. Patitucci (1978) 22 Cal.3d 171 , 177, 148 Cal.Rptr. 875 , 583 P.2d 729 *521 ["evidence of [the proposition's] purpose may be drawn from many sources"]; id . at p. 178, 148 Cal.Rptr. 875 , 583 P.2d 729 [examining *882 newspaper and campaign literature concerning the proposition]; see generally Hodges v. Superior Court (1999) 21 Cal.4th 109 , 114, 86 Cal.Rptr.2d 884 , 980 P.2d 433 ["we are obliged to interrogate the electorate's purpose, as indicated in the ballot arguments and elsewhere"].) The website for "No on 62, Yes on 66" pledged that "Proposition…
examined Cited "see" Castañeda v. Souza (3×)
1st Cir. · 2015 · signal: see · confidence high
See Warger v. Shauers, — U.S. -, 135 S.Ct. 521, 529 , 190 L.Ed.2d 422 (2014) (constitutional avoidance canon “has no application in the absence of ... ambiguity” (omission in original) (internal quotation marks omitted)); Olmos, 780 F.3d at 1321 (citing Warger in declining to consider the canon for purposes of Chevron step one).
discussed Cited "see" United States v. Redifer (2×)
10th Cir. · 2015 · signal: see · confidence high
See Warger v. Shauers, — U.S. -, 135 S.Ct. 521, 528 , 190 L.Ed.2d 422 (2014) (stating Rule 606(b) applies “during a proceeding in which the verdict may be rendered invalid.” (emphasis omitted)).
cited Cited "see" United States v. Shiu Lung Leung
9th Cir. · 2015 · signal: see · confidence high
See id. at 526 (citing Vaise v. Delaval, (1785) 99 Eng.
cited Cited "see" McFadden v. United States
SCOTUS · 2015 · signal: see · confidence high
See ibid. (internal quotation marks omitted).
discussed Cited "see" Olmos v. Holder (2×)
10th Cir. · 2015 · signal: see · confidence high
See Warger v. Shauers, — U.S.-, 135 S.Ct. 521, 529 , 190 L.Ed.2d 422 (2014) (stating that the canon of constitutional avoidance applies only if the statute is ambiguous). f.

(Slip Opinion) OCTOBER TERM, 2014 1

Syllabus

NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.

SUPREME COURT OF THE UNITED STATES

Syllabus

WARGER v. SHAUERS

CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT

No. 13–517. Argued October 8, 2014—Decided December 9, 2014 Petitioner Gregory Warger sued respondent Randy Shauers in federal court for negligence for injuries suffered in a motor vehicle accident. After the jury returned a verdict for Shauers, one of the jurors con- tacted Warger’s counsel, claiming that Regina Whipple, the jury fore- person, had revealed during deliberations that her daughter had been at fault in a fatal motor vehicle accident, and that a lawsuit would have ruined her daughter’s life. Armed with an affidavit from the juror, Warger moved for a new trial, arguing that Whipple had deliberately lied during voir dire about her impartiality and ability to award damages. The District Court denied Warger’s motion, holding that Federal Rule of Evidence 606(b), which bars evidence “about any statement made . . . during the jury’s deliberations,” barred the affi- davit, and that none of the Rule’s three exceptions, see Rule 606(b)(2), were applicable. The Eighth Circuit affirmed. Held: 1. Rule 606(b) applies to juror testimony during a proceeding in which a party seeks to secure a new trial on the ground that a juror lied during voir dire. Pp. 3–10. (a) This reading accords with the plain meaning of Rule 606(b), which applies to “an inquiry into the validity of [the] verdict.” This understanding is also consistent with the underlying common-law rule on which Congress based Rule 606(b). The so-called “federal rule” made jury deliberations evidence inadmissible even if used to demonstrate dishonesty during voir dire. Both the majority of courts and this Court’s pre-Rule606(b) cases, see McDonald v. Pless, 238 U. S. 264, 268; Clark v. United States, 289 U. S. 1, favored this rule over the “Iowa rule,” which permitted the use of such jury delibera- tions evidence. The federal approach is clearly reflected in the lan-

2 WARGER v. SHAUERS

Syllabus

guage Congress chose when it enacted Rule 606(b), and legislative history confirms that Congress’ choice was no accident. See Tanner v. United States, 483 U. S. 107, 125. Pp. 3–8. (b) Warger’s arguments against this straightforward understand- ing are not persuasive. Pp. 8–10. (1) First, Warger insists that proceedings for a new trial based on voir dire dishonesty do not involve an “inquiry into the validity of the verdict.” His reading would restrict Rule 606(b)’s application to claims of error for which a court must examine the manner in which the jury reached its verdict, but the Rule does not focus on the means by which deliberations evidence might be used to invalidate a verdict. It simply applies during a proceeding in which a verdict may be ren- dered invalid. Pp. 8–9. (2) Warger also contends that excluding jury deliberations evi- dence that shows voir dire dishonesty is unnecessary to fulfill Con- gress’ objectives, but his arguments would apply to all evidence ren- dered inadmissible by Rule 606(b), and he cannot escape the scope of the Rule merely by asserting that Congress’ concerns were misplaced. P. 9. (3) Finally, Warger invokes the canon of constitutional avoid- ance, contending that only his interpretation protects the right to an impartial jury. But that canon has no application here, where there is no ambiguity. See United States v. Oakland Cannabis Buyers’ Co- operative, 532 U. S. 483, 494. Moreover, this Court’s Tanner decision forecloses any claim that Rule 606(b) is unconstitutional. Similar to the right at issue in that case, Warger’s right to an impartial jury remains protected despite Rule 606(b)’s removal of one means of en- suring unbiased jurors. Even if a juror lies to conceal bias, parties may bring to the court’s attention evidence of bias before the verdict is rendered and use nonjuror evidence after the verdict is rendered. Pp. 9–10. 2. The affidavit at issue was not admissible under Rule 606(b)(2)(A)’s exception for evidence of “extraneous prejudicial infor- mation.” Generally speaking, extraneous information derives from a source “external” to the jury. See Tanner, 483 U. S., at 117. Here, the excluded affidavit falls on the “internal” side. Warger contends that any information Whipple shared with the other jurors was ex- traneous because she would have been disqualified from the jury had she disclosed her daughter’s accident. However, such an exception would swallow up much of the rest of the restrictive version of the common-law rule that Congress adopted in enacting Rule 606(b). Pp. 11–13. 721 F. 3d 606, affirmed.

SOTOMAYOR, J., delivered the opinion for a unanimous Court.

Cite as: 574 U. S. ____ (2014) 1

Opinion of the Court

NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Wash- ington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.

SUPREME COURT OF THE UNITED STATES _________________

No. 13–517 _________________

GREGORY P. WARGER, PETITIONER v. RANDY D.

SHAUERS

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT

[December 9, 2014]

JUSTICE SOTOMAYOR delivered the opinion of the Court. Federal Rule of Evidence 606(b) provides that certain juror testimony regarding what occurred in a jury room is inadmissible “[d]uring an inquiry into the validity of a verdict.” The question presented in this case is whether Rule 606(b) precludes a party seeking a new trial from using one juror’s affidavit of what another juror said in deliberations to demonstrate the other juror’s dishonesty during voir dire. We hold that it does. I Petitioner Gregory Warger was riding his motorcycle on a highway outside Rapid City, South Dakota, when a truck driven by respondent Randy Shauers struck him from behind. Warger claims he was stopped at the time of the accident, while Shauers claims that Warger suddenly pulled out in front of him. Regardless of the cause of the accident, no one disputes its tragic result: Warger sus- tained serious injuries that ultimately required the ampu- tation of his left leg. Warger sued Shauers for negligence in Federal District Court. During jury selection, counsel for both parties

2 WARGER v. SHAUERS

Opinion of the Court

conducted lengthy voir dire of the prospective jurors. Warger’s counsel asked whether any jurors would be unable to award damages for pain and suffering or for future medical expenses, or whether there was any juror who thought, “I don’t think I could be a fair and impartial juror on this kind of case.” App. 105. Prospective juror Regina Whipple, who was later selected as the jury fore- person, answered no to each of these questions. See id., at 83, 89, 105. Trial commenced, and the jury ultimately returned a verdict in favor of Shauers. Shortly thereafter, one of the jurors contacted Warger’s counsel to express concern over juror Whipple’s conduct. The complaining juror subse- quently signed an affidavit claiming that Whipple had spoken during deliberations about “a motor vehicle colli- sion in which her daughter was at fault for the collision and a man died,” and had “related that if her daughter had been sued, it would have ruined her life.” App. to Pet. for Cert. 40a–41a. Relying on this affidavit, Warger moved for a new trial. He contended that Whipple had deliberately lied during voir dire about her impartiality and ability to award dam- ages. Thus, he asserted, he had satisfied the requirements of McDonough Power Equipment, Inc. v. Greenwood, 464 U. S. 548 (1984), which holds that a party may “obtain a new trial” if he “demonstrate[s] that a juror failed to an- swer honestly a material question on voir dire, and . . . that a correct response would have provided a valid basis for a challenge for cause.” Id., at 556. The District Court refused to grant a new trial, holding that the only evidence that supported Warger’s motion, the complaining juror’s affidavit, was barred by Federal Rule of Evidence 606(b). As relevant here, that Rule provides that “[d]uring an inquiry into the validity of a verdict,” evidence “about any statement made or incident that occurred during the jury’s deliberations” is inadmis-

Cite as: 574 U. S. ____ (2014) 3

Opinion of the Court

sible. Rule 606(b)(1). The Rule contains three specific exceptions—allowing testimony “about whether (A) extra- neous prejudicial information was improperly brought to the jury’s attention; (B) an outside influence was improp- erly brought to bear on any juror; or (C) a mistake was made in entering the verdict on the verdict form,” Rule 606(b)(2)—but the District Court found none of these exceptions to be applicable. The Eighth Circuit affirmed. 721 F. 3d 606 (2013). It first held that Warger’s proffered evidence did not fall within the “extraneous prejudicial evidence” exception set forth in Rule 606(b)(2)(A). The court explained that “[j]urors’ personal experiences do not constitute extrane- ous information; it is unavoidable they will bring such innate experiences into the jury room.” Id., at 611. Next, the court rejected Warger’s alternative argument that Rule 606(b) is wholly inapplicable when a litigant offers evidence to show that a juror was dishonest during voir dire. Acknowledging that there was a split among the Federal Courts of Appeals on this question, the Eighth Circuit joined those Circuits that had held that Rule 606(b) applies to any proceeding in which the jury’s verdict might be invalidated, including efforts to demonstrate that a juror lied during voir dire. Compare id., at 611–612 (citing Williams v. Price, 343 F. 3d 223, 235–237 (CA3 2003), and United States v. Benally, 546 F. 3d 1230, 1235 (CA10 2008)), with Hard v. Burlington N. R. Co., 812 F. 2d 482, 485 (CA9 1987) (“Statements which tend to show deceit during voir dire are not barred by [Rule 606(b)]”), and Maldonado v. Missouri P. R. Co., 798 F. 2d 764, 770 (CA5 1986) (same). We granted certiorari, 571 U. S. ___ (2014), and now affirm. II We hold that Rule 606(b) applies to juror testimony

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during a proceeding in which a party seeks to secure a new trial on the ground that a juror lied during voir dire. In doing so, we simply accord Rule 606(b)’s terms their plain meaning. The Rule, after all, applies “[d]uring an inquiry into the validity of a verdict.” Rule 606(b)(1). A postverdict motion for a new trial on the ground of voir dire dishonesty plainly entails “an inquiry into the validity of [the] verdict”: If a juror was dishonest during voir dire and an honest response would have provided a valid basis to challenge that juror for cause, the verdict must be invalidated. See McDonough, 464 U. S., at 556. This understanding of the text of Rule 606(b) is con- sistent with the underlying common-law rule on which it was based. Although some common-law courts would have permitted evidence of jury deliberations to be intro- duced to demonstrate juror dishonesty during voir dire, the majority would not, and the language of Rule 606(b) reflects Congress’ enactment of the more restrictive ver- sion of the common-law rule. Rule 606(b) had its genesis in Vaise v. Delaval, 1 T. R. 11, 99 Eng. Rep. 944 (K. B. 1785), in which Lord Mansfield held inadmissible an affidavit from two jurors claiming that the jury had decided the case through a game of chance. See 8 J. Wigmore, Evidence §2352, p. 696 (J. McNaughton rev. 1961). The rule soon took root in the United States, id., at 696–697, where it was viewed as both promoting the finality of verdicts and insulating the jury from outside influences, see McDonald v. Pless, 238 U. S. 264, 267–268 (1915). Some versions of the rule were narrower than others. Under what was sometimes known as the “Iowa” ap- proach, juror testimony regarding deliberations was ex- cluded only to the extent that it related to matters that “ ‘inhere[d] in the verdict,’ ” which generally consisted of evidence of the jurors’ subjective intentions and thought processes in reaching a verdict. 3 C. Mueller & L. Kirk-

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patrick, Federal Evidence §6:16, p. 70 (4th ed. 2013); 8 Wigmore, Evidence §§2353, 2354, at 699–702.1 A number of courts adhering to the Iowa rule held that testimony regarding jury deliberations is admissible when used to challenge juror conduct during voir dire. See, e.g., Mathi- sen v. Norton, 187 Wash. 240, 244–246, 60 P. 2d 1, 3–4 (1936); Williams v. Bridges, 140 Cal. App. 537, 538–541, 35 P. 2d 407, 408–409 (1934). But other courts applied a broader version of the anti- impeachment rule. Under this version, sometimes called the “federal” approach, litigants were prohibited from using evidence of jury deliberations unless it was offered to show that an “extraneous matter” had influenced the jury. See 3 Mueller & Kirkpatrick, Federal Evidence §6:16, at 71; Rules of Evidence for United States Courts and Magistrates, 56 F. R. D. 183, 265 (1973). The “great majority” of appellate courts applying this version of the rule held jury deliberations evidence inadmissible even if used to demonstrate dishonesty during voir dire. Wilson v. Wiggins, 54 Ariz. 240, 246, 94 P. 2d 870, 872 (1939); see, e.g., Willis v. Davis, 333 P. 2d 311, 314 (Okla. 1958); Turner v. Hall’s Adm’x, 252 S. W. 2d 30, 34 (Ky. 1952); Hinkel v. Oregon Chair Co., 80 Ore. 404, 406, 156 P. 438, 439 (1916); State v. Cloud, 130 La. 955, 958–960, 58 So. 827, 828–829 (1912); Payne v. Burke, 236 App. Div. 527, 528–530, 260 N. Y. S. 259, 260–262 (1932). This Court occasionally employed language that might —————— 1 The Iowa rule derived from Wright v. Illinois & Miss. Tel. Co., 20

Iowa 195 (1866), in which the Iowa Supreme Court held that a trial court considering a motion for a new trial should have accepted the affidavits of four jurors who claimed that their damages verdict had been determined by taking the average of the sums each juror thought proper (a “quotient” verdict). Id., at 212–213. The Wright court rea- soned that, unlike evidence of a juror’s subjective intentions in reaching a verdict, whether the verdict had been obtained in this fashion was an “independent fact” and thus could and should be proved by any avail- able evidence. Id., at 211.

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have suggested a preference for the Iowa rule. See Hyde v. United States, 225 U. S. 347, 383–384 (1912) (“[W]e think the rule expressed in Wright v. Illinois & Miss. Tel. Co., 20 Iowa 195 [1866], . . . should apply, that the testi- mony of jurors should not be received to show matters which essentially inhere in the verdict itself and neces- sarily depend upon the testimony of the jurors and can receive no corroboration”); Mattox v. United States, 146 U. S. 140, 148–149 (1892) (quoting at length a Kansas Supreme Court decision setting out the Iowa test). But to the extent that these decisions created any question as to which approach this Court followed, McDonald v. Pless largely settled matters. There, we held that juror affida- vits were not admissible to show that jurors had entered a “quotient” verdict, precisely the opposite of the result reached by the Iowa Supreme Court in its decision estab- lishing the Iowa approach. Compare 238 U. S., at 265, 268, with Wright v. Illinois & Miss. Tel. Co., 20 Iowa 195, 211–212 (1866). In doing so, we observed that although decisions in a few States made admissible a “juror’s affi- davit as to an overt act of misconduct, which was capable of being controverted by other jurors,” the argument in favor of that approach (i.e., the Iowa rule) had not been generally accepted, because permitting such evidence “would open the door to the most pernicious arts and tampering with jurors.” 238 U. S., at 268 (internal quota- tion marks omitted). Our subsequent decision in Clark v. United States, 289 U. S. 1 (1933), was consistent with our apparent rejection of the Iowa approach. In Clark, the Government had prosecuted for contempt a juror who, during voir dire in a prior case, had falsely denied knowing the defendant. Id., at 6–8. We held that the prosecution could introduce evidence of what had occurred during deliberations in the prior case, rejecting the juror’s argument that these com- munications were privileged. We were careful to explain,

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however, that nothing in our decision was “at variance with the rule . . . that the testimony of a juror is not ad- missible for the impeachment of his verdict.” Id., at 18. This was because the verdict in the original case was not at issue, and therefore “the rule against impeachment [was] wholly unrelated to the problem . . . before us.” Ibid.; accord, McDonald, 238 U. S., at 269. Clark thus clarified that the rule against jurors’ impeaching their verdicts applies only in a proceeding actually impeaching that verdict—precisely the line Rule 606(b) draws when it refers to an “inquiry into the validity of a verdict.” In any event, these decisions predated Congress’ enact- ment of Rule 606(b), and Congress was undoubtedly free to prescribe a broader version of the anti-impeachment rule than we had previously applied. The language of the Rule it adopted clearly reflects the federal approach: As enacted, Rule 606(b) prohibited the use of any evidence of juror deliberations, subject only to the express exceptions for extraneous information and outside influences.2 For those who consider legislative history relevant, here it confirms that this choice of language was no accident. Congress rejected a prior version of the Rule that, in ac- cordance with the Iowa approach, would have prohibited juror testimony only as to the “effect of anything upon . . . [any] juror’s mind or emotions . . . or concerning his men- tal processes.” Committee on Rules of Practice and Proce- dure of the Judicial Conference of the United States, Revised Draft of Proposed Rules of Evidence for the United States Courts and Magistrates, 51 F. R. D. 315, 387 (1971); see Tanner v. United States, 483 U. S. 107, 123– 125 (1987) (detailing the legislative history of the Rule). Thus Congress “specifically understood, considered, and rejected a version of Rule 606(b)” that would have likely —————— 2 The additional exception for mistakes made in entering the verdict on the verdict form was adopted in 2006. See 547 U. S. 1281, 1286.

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Opinion of the Court permitted the introduction of evidence of deliberations to show dishonesty during voir dire. Id., at 125. III

A

Seeking to rebut this straightforward understanding of Rule 606(b), Warger first insists that the proceedings that follow a motion for new trial based on dishonesty during voir dire do not involve an “inquiry into the validity of the verdict.” His argument is as follows: Under McDonough, a party moving for a new trial on the basis of voir dire dis- honesty need not show that this dishonesty had an effect on the verdict. See 464 U. S., at 556. Although a success- ful claim will result in vacatur of the judgment, vacatur is simply the remedy for the McDonough error, just as it may be the remedy for a variety of errors that have nothing to do with the manner in which the jury reached its verdict. See, e.g., United States v. Davila, 569 U. S. ___, ___ (2013) (slip op., at 12) (listing certain “ ‘structural’ ” errors war- ranting “automatic reversal” of a criminal conviction). Therefore, Warger asserts, the “inquiry begins and ends with what happened during voir dire.” Brief for Petitioner 19–20. We are not persuaded. Warger, it seems, would restrict Rule 606(b)’s application to those claims of error for which a court must examine the manner in which the jury reached its verdict—claims, one might say, involving an inquiry into the jury’s verdict. But the “inquiry” to which the Rule refers is one into the “validity of the verdict,” not into the verdict itself. The Rule does not focus on the means by which deliberations evidence might be used to invalidate a verdict. It does not say “during an inquiry into jury deliberations,” or prohibit the introduction of evidence of deliberations “for use in determining whether an asserted error affected the jury’s verdict.” It simply applies “[d]uring an inquiry into the validity of the ver-

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dict”—that is, during a proceeding in which the verdict may be rendered invalid. Whether or not a juror’s alleged misconduct during voir dire had a direct effect on the jury’s verdict, the motion for a new trial requires a court to determine whether the verdict can stand. B Next, Warger contends that excluding jury deliberations evidence tending to show that a juror lied during voir dire is unnecessary to fulfill Congress’ apparent objectives of encouraging full and open debate in the jury room and preventing the harassment of former jurors. He observes that jurors remain free to, and may sometimes be forced to, disclose what happened in the jury room, and that ethical rules limit the ability of parties to harass jurors following trial. But these are arguments against Rule 606(b) generally, not arguments for the particular excep- tion to the Rule that Warger seeks. Congress’ enactment of Rule 606(b) was premised on the concerns that the use of deliberations evidence to challenge verdicts would represent a threat to both jurors and finality in those circumstances not covered by the Rule’s express excep- tions. Warger cannot escape the scope of the Rule Con- gress adopted simply by asserting that its concerns were misplaced. C Nor do we accept Warger’s contention that we must adopt his interpretation of Rule 606(b) so as to avoid constitutional concerns. The Constitution guarantees both criminal and civil litigants a right to an impartial jury. See, e.g., Sheppard v. Maxwell, 384 U. S. 333, 362 (1966); Thiel v. Southern Pacific Co., 328 U. S. 217, 220 (1946). And we have made clear that voir dire can be an essential means of protecting this right. See, e.g., Turner v. Mur- ray, 476 U. S. 28, 36 (1986) (plurality opinion); Ham v.

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South Carolina, 409 U. S. 524, 527 (1973). These princi- ples, Warger asserts, require that parties be allowed to use evidence of deliberations to demonstrate that a juror lied during voir dire. Given the clarity of both the text and history of Rule 606(b), however, the canon of constitutional avoidance has no role to play here. The canon “is a tool for choosing between competing plausible interpretations” of a provi- sion. Clark v. Suarez-Martinez, 543 U. S. 371, 381 (2005). It “has no application in the absence of . . . ambiguity.” United States v. Oakland Cannabis Buyers’ Cooperative, 532 U. S. 483, 494 (2001). We see none here. Moreover, any claim that Rule 606(b) is unconstitutional in circumstances such as these is foreclosed by our deci- sion in Tanner. In Tanner, we concluded that Rule 606(b) precluded a criminal defendant from introducing evidence that multiple jurors had been intoxicated during trial, rejecting the contention that this exclusion violated the defendant’s Sixth Amendment right to “ ‘a tribunal both impartial and mentally competent to afford a hearing.’ ” 483 U. S., at 126 (quoting Jordan v. Massachusetts, 225 U. S. 167, 176 (1912)). We reasoned that the defendant’s right to an unimpaired jury was sufficiently protected by voir dire, the observations of court and counsel during trial, and the potential use of “nonjuror evidence” of mis- conduct. 483 U. S., at 127. Similarly here, a party’s right to an impartial jury remains protected despite Rule 606(b)’s removal of one means of ensuring that jurors are unbiased. Even if jurors lie in voir dire in a way that conceals bias, juror impartiality is adequately assured by the parties’ ability to bring to the court’s attention any evidence of bias before the verdict is rendered, and to employ nonjuror evidence even after the verdict is rendered.3 —————— 3 There may be cases of juror bias so extreme that, almost by defini-

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IV

We further hold, consonant with the Eighth Circuit, that the affidavit Warger sought to introduce was not admissible under Rule 606(b)(2)(A)’s exception for evi- dence as to whether “extraneous prejudicial information was improperly brought to the jury’s attention.” Generally speaking, information is deemed “extraneous” if it derives from a source “external” to the jury. See Tanner, 483 U. S., at 117. “External” matters include publicity and information related specifically to the case the jurors are meant to decide, while “internal” matters include the general body of experiences that jurors are understood to bring with them to the jury room. See id., at 117–119; 27 C. Wright & V. Gold, Federal Practice and Procedure: Evidence §6075, pp. 520–521 (2d ed. 2007). Here, the excluded affidavit falls on the “internal” side of the line: Whipple’s daughter’s accident may well have informed her general views about negligence liability for car crashes, but it did not provide either her or the rest of the jury with any specific knowledge regarding Shauers’ collision with Warger. Indeed, Warger does not argue that Whipple’s state- ments related to “extraneous” information in this sense. Instead, he contends that because Whipple would have been disqualified from the jury had she disclosed her daughter’s accident, any information she shared with the other jurors was extraneous. We cannot agree that whenever a juror should have been excluded from the jury, anything that juror says is necessarily “extraneous” within the meaning of Rule 606(b)(2)(A). Were that correct, parties would find it quite —————— tion, the jury trial right has been abridged. If and when such a case arises, the Court can consider whether the usual safeguards are or are not sufficient to protect the integrity of the process. We need not consider the question, however, for those facts are not presented here.

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easy to avoid Rule 606(b)’s limitations. As discussed above, Congress adopted the restrictive version of the anti- impeachment rule, one that common-law courts had con- cluded precludes parties from using deliberations evidence to prove juror dishonesty during voir dire. But if Warger’s understanding of the “extraneous” information exception were accepted, then any time a party could use such evi- dence to show that a juror’s “correct response [during voir dire] would have provided a valid basis for a chal- lenge”—a prerequisite for relief under McDonough, 464 U. S., at 556—all evidence of what that juror said during deliberations would be admissible. The “extraneous” information exception would swallow much of the rest of Rule 606(b). Even if such a result were not precluded by Congress’ apparent intent to adopt the restrictive federal approach, it is foreclosed by Tanner, which relied upon the doctrine that “treat[s] allegations of the physical or mental incom- petence of a juror as ‘internal’ rather than ‘external’ mat- ters.” 483 U. S., at 118. Tanner cited, in particular, cases holding that evidence of jurors’ insanity, inability to un- derstand English, and hearing impairments are all “inter- nal” matters subject to exclusion under Rule 606(b). Id., at 119. Were we to follow Warger’s understanding of the “extraneous information” exception, all these cases, includ- ing Tanner, would have been wrongly decided: If the ju- rors were not able to serve on the jury in the first place, or should have been dismissed for their misconduct during the trial, then what they said or did during deliberations would necessarily be “extraneous” and admissible. Tan- ner’s implicit rejection of this view easily extends from the sort of juror incompetence considered in that case to the alleged bias considered here. Whether a juror would have been struck from the jury because of incompetence or bias, the mere fact that a juror would have been struck does not make admissible evidence regarding that juror’s conduct

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For the foregoing reasons, the judgment of the United States Court of Appeals for the Eighth Circuit is affirmed.

It is so ordered.