Syfert Injury Law Firm

Short title.

Definitions.

Rules for determining whether certain obligations and interests are securities or financial assets.

Acquisition of security or financial asset or interest therein.

Notice of adverse claim.

Control.

Whether indorsement, instruction, or entitlement order is effective.

Warranties in direct holding.

Warranties in indirect holding.

Applicability; choice of law.

Clearing corporation rules.

Creditor’s legal process.

Statute of frauds inapplicable.

Evidentiary rules concerning certificated securities.

Securities intermediary and others not liable to adverse claimant.

Securities intermediary as purchaser for value.

Application of ch. 98-11.