v.
Brown
2022 IL 127201
IN THE SUPREME COURT OF THE STATE OF ILLINOIS (Docket No. 127201) THE PEOPLE OF THE STATE OF ILLINOIS, Appellant, v. VIVIAN CLAUDINE BROWN, Appellee. Opinion filed June 16, 2022. CHIEF JUSTICE ANNE M. BURKE delivered the judgment of the court, with opinion. Justices Theis, Neville, and Carter concurred in the judgment and opinion. Justice Michael J. Burke dissented, with opinion, joined by Justices Garman and Overstreet. OPINION ¶1 This is the second time this case has come before us on direct appeal. In People v. Brown, 2020 IL 124100, this court vacated the judgment of the circuit court of White County and remanded the cause with directions to enter a specific order. On remand, however, the circuit court concluded it would not be in the “best interests of justice” to follow this court’s directions and entered a different order. Because the circuit court had no authority to set aside the directions of this court and enter a different order, we must again vacate and remand. ¶2 BACKGROUND ¶3 On May 5, 2017, defendant Vivian Brown was charged in a one-count criminal information with violating section 2(a)(1) of the Firearm Owners Identification Card Act (FOID Card Act) (430 ILCS 65/2(a)(1) (West 2016)). This provision requires a person who possesses a firearm in Illinois to have a Firearm Owners Identification (FOID) card issued by the Department of State Police. ¶4 On September 26, 2017, defendant filed a motion asserting that section 2(a)(1) was unconstitutional as applied under the second amendment to the United States Constitution (U.S. Const., amend. II). In this motion, defendant alleged that on March 18, 2017, White County sheriff’s officers went to her rural home outside Carmi, Illinois, in response to a report from her estranged husband that she was shooting a gun inside the house. Once there, the officers found no evidence that any shots had been fired but did find defendant in possession of a .22-caliber, single- shot, bolt-action rifle that she kept in her home for self-defense. Defendant admitted in her motion that she did not have a FOID card but alleged that she was a law- abiding adult who would have been eligible to receive a FOID card had she applied for one. Defendant maintained that, as applied to these alleged facts, section 2(a)(1) criminalized the mere possession of a rifle in her home and, in so doing, violated her fundamental right to self-defense under the second amendment. No response to defendant’s motion was filed by the White County State’s Attorney. ¶5 On February 14, 2018, the circuit court entered a written order finding section 2(a)(1) unconstitutional as applied both under the second amendment and article I, section 22, of the Illinois Constitution of 1970 (Ill. Const. 1970, art. I, § 22). This order did not dismiss the information. ¶6 Following the entry of the February 14, 2018, order, the Illinois Attorney General intervened (see Ill. S. Ct. R. 19 (eff. Sept. [1], 2006)) and filed a motion to reconsider. On October 16, 2018, the circuit court entered a written judgment order
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that denied the Attorney General’s motion to reconsider, supplemented the February 14, 2018, order with additional material, and dismissed the criminal information. The additional material included by the circuit court in its judgment order “consisted primarily of a statutory analysis in which the court concluded the legislature did not intend for the FOID Card Act to apply in the home because such an interpretation would lead to absurd and unworkable results.” Brown, 2020 IL 124100, ¶ 30. Thus, the circuit court’s October 16, 2018, judgment order dismissed defendant’s case on two grounds: first, that section 2(a)(1) was unconstitutional as applied and, second, in the alternative, that the information failed to state an offense because the legislature did not intend for section 2(a)(1) to apply to the possession of a firearm in the home.
¶7 The State sought direct appeal to this court under Illinois Supreme Court Rule 603 (eff. Feb. 6, 2013), which allows for direct appeal in criminal cases in which a statute has been held invalid. However, this court, citing Trent v. Winningham, 172 Ill. 2d 420 (1996), and Hearne v. Illinois State Board of Education, 185 Ill. 2d 443 (1999), concluded that direct appeal was unavailable. Brown, 2020 IL 124100.
¶8 As this court in Brown explained, both Trent and Hearne hold that, when a circuit court declares a statute unconstitutional and, at the same time, provides an alternative, nonconstitutional basis for relief, the finding of unconstitutionality cannot “ ‘properly serve as a basis for direct supreme court review.’ ” Id. ¶¶ 24, 32 (quoting Hearne, 185 Ill. 2d at 455). This rule derives from the common-law principle that courts “should not compromise the stability of our legal system ‘by declaring legislation unconstitutional when the particular case does not require it.’ ” Id. ¶ 21 (quoting Trent, 172 Ill. 2d. at 425). Allowing direct review when a circuit court unnecessarily declares a statute unconstitutional would upset the “normal appellate process” and bring before this court as a matter of right a case that might otherwise not have been allowed as a matter of permissive review. Id. In other words, the case would come before this court on direct review “only because the circuit court had taken an action that it should not have.” Id. To avoid this outcome, Trent and Hearne both concluded that direct appeal cannot lie in this court, even though a statute has been declared invalid.
¶9 This court in Brown further noted that both Trent and Hearne had acknowledged “there might be reasons of efficiency or judicial economy to address
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the constitutional issue.” Id. ¶ 22. However, both cases had determined that “these interests could not justify holding a statute unconstitutional before it was necessary to do so.” Id.; see also id. ¶ 26 (“ ‘[t]he interest in the stability of the legal system outweighs the potential benefit of increased efficiency that may be gained by addressing a constitutional issue before it is necessary to reach it’ ” (quoting People v. Hampton, 225 Ill. 2d 238, 245 (2007))).
¶ 10 Consistent with the approach taken in Trent and Hearne, this court in Brown vacated the circuit court’s finding that section 2(a)(1) was unconstitutional and remanded the cause with directions to enter a modified judgment order that excluded that finding. Id. ¶ 32. This was done “to preserve the State’s right to seek review in the appellate court of the circuit court’s nonconstitutional basis for dismissing defendant’s information” and to “ ‘permit the normal appellate process to run its course’ ” Id. (quoting Trent, 172 Ill. 2d at 426).
¶ 11 The conclusion of this court’s opinion in Brown stated:
“The circuit court’s ruling that section 2(a)(1) of the FOID Card Act is unconstitutional as applied was not necessary to the resolution of this case. Therefore, we remand this cause to the circuit court. We direct that the order entered by the circuit court on February 14, 2018, be vacated. We further direct that the October 16, 2018, judgment order dismissing defendant’s information be vacated and then modified to exclude the ruling that section 2(a)(1) is unconstitutional. The modified order is thereupon to be reentered.
Vacated and remanded with directions.” Id. ¶¶ 36-37.
¶ 12 Justice Karmeier dissented in Brown. While acknowledging that the circuit court’s October 16, 2018, order could be read as providing a nonconstitutional ground for dismissing defendant’s information, the dissent concluded that the better reading of the order was that the circuit court had not intended to do so. Id. ¶ 53 (Karmeier J., dissenting, joined by Theis, J.). Further, even if the circuit court had provided an alternative, nonconstitutional ground for dismissal, the dissent disagreed with the majority’s determination that the cause should be remanded so the normal appellate process could unfold. Id. ¶ 58. The dissent reasoned that the statutory ground for dismissal provided by the circuit court was “clearly meritless” (id. ¶ 39) and, therefore, remanding to the circuit court to enter a new order
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dismissing the case on statutory rather than constitutional grounds would be “a meaningless and wasteful act” (id. ¶ 59) and a “pointless exercise” (id. ¶ 39). The dissent concluded that remanding the cause to the circuit court to allow the normal appellate process to take place would not serve “the interests of justice.” Id.
¶ 13 No petition for rehearing was filed by either party. The mandate of this court issued to the circuit court on May 28, 2020.
¶ 14 When the cause was remanded, the matter proceeded in the circuit court before a new judge, as the judge who first heard the case had since retired. Initially, the circuit court entered the modified order as directed by this court, dismissing defendant’s information on the nonconstitutional ground in an order dated June 4, 2020, thereby granting defendant complete relief. Subsequently, however, on June 9, 2020, counsel for defendant filed a motion asking the circuit court to “reconsider its modified order” and to vacate it.
¶ 15 The motion to reconsider mirrored the reasoning of the dissent in Brown. The motion asserted that the dissent was “correct” when it concluded that the statutory basis for dismissing defendant’s information was meritless. The motion quoted the dissent in Brown at length and repeated the dissent’s conclusion that allowing the normal appellate process to take place would be “a meaningless and wasteful act” (id. ¶ 59) that would cause unnecessary delay. Citing McClain v. Illinois Central Gulf R.R. Co., 121 Ill. 2d 278, 287 (1988), the motion asserted that a circuit court has the authority to reconsider and correct a previous order entered in the same case. The motion therefore urged the circuit court to “reconsider its Modified Order of June 4, 2020, find it legally erroneous and vacate it.” No hearing was held on this motion, and no written response was filed by the White County State’s Attorney.
¶ 16 On June 15, 2020, the circuit court entered a written order granting the motion to reconsider. The circuit court’s order copied the motion to reconsider verbatim and, like the motion, explicitly adopted the reasoning of the dissent in Brown. The order concluded that it was “in the best interests of justice” that the modified order entered on June 4, 2020, be vacated. Accordingly, the circuit court vacated the modified order, reinstated the criminal information, and allowed defendant “to present whatever motions deemed appropriate” to challenge the information.
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¶ 17 On June 19, 2020, defendant filed a new “Motion to Find Statute Unconstitutional,” which renewed the argument that section 2(a)(1) was unconstitutional as applied to defendant. The Illinois Attorney General again intervened and filed a written response. Following a hearing, the circuit court granted defendant’s motion in a written order dated April 26, 2021. The circuit court’s new order contained only the finding that section 2(a)(1) was unconstitutional as applied. The State again appealed directly to this court. Ill. S. Ct. R. 603 (eff. Feb. 6, 2013).
¶ 18 After briefing was completed, this court ordered the parties to submit supplemental briefs addressing whether the circuit court’s June 15, 2020, order vacating the June 4, 2020, modified order violated this court’s mandate in Brown and whether the circuit court could entertain defendant’s motion to reconsider, given that a party generally “cannot complain of an error that does not prejudicially affect that party” (Powell v. Dean Foods Co., 2012 IL 111714, ¶ 36).
¶ 19 ANALYSIS
¶ 20 The circuit court’s order of April 26, 2021, finding section 2(a)(1) of the FOID Card Act unconstitutional, and the order of June 15, 2020, vacating the modified order of June 4, 2020, must both be vacated because the court had no authority to enter those orders. The controlling rule is clear and unconditional. When a cause is “remanded by the reviewing court with instructions to the circuit court to enter a specific order, the reviewing court’s judgment is, with respect to the merits, ‘the end of the case,’ and there is ‘nothing which the circuit court [is] authorized to do but enter the decree.’ ” Price v. Philip Morris, Inc., 2015 IL 117687, ¶ 49 (quoting Smith v. Dugger, 318 Ill. 215, 217 (1925)). “[T]he circuit court has no discretion on remand to take any further action on the merits, but must do only as directed.” Id.
¶ 21 This rule is not new, having been stated by this court many times, over many years. As early as 1873, for example, this court observed that, “where a case has been tried in this court, and remanded with specific directions to dismiss the bill, or do some other act, the court below has no power to do any thing but carry out the specific directions.” Boggs v. Willard, 70 Ill. 315, 316 (1873). It is the duty of the circuit court to execute the mandate of this court, and where our directions are
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“precise and unambiguous,” the circuit court may not look elsewhere for authority to change the mandate’s meaning or direction. Fisher v. Burks, 285 Ill. 290, 293 (1918); see also, e.g., PSL Realty Co. v. Granite Investment Co., 86 Ill. 2d 291, 308 (1981) (“The trial court may only do those things directed in the mandate.”).
¶ 22 Our mandate in Brown was “precise and unambiguous” (see Fisher, 285 Ill. 2d at 293). The circuit court was directed to enter a modified order dismissing defendant’s information on the alternative nonconstitutional ground, thereby allowing the normal appellate process to proceed. The circuit court concluded, however, that it would not be in the “best interests of justice” to enter such an order. The circuit court had “no power” (Boggs, 70 Ill. at 316) to set aside this court’s directions. In doing so, the circuit court violated the mandate of this court.
¶ 23 Before this court, both parties stress that the circuit court did initially enter the modified order as directed by this court and only set it aside subsequently, in response to defendant’s motion to reconsider. The circuit court, in granting the motion, stressed this point as well, noting that a circuit court may reconsider its prior orders. The parties further note that this court contemplated appellate review of the statutory argument for dismissing defendant’s information and, from this, contend it was permissible for the circuit court to entertain defendant’s motion and vacate the June 4, 2020, modified order. Thus, according to the parties, the mandate of this court was not violated. We disagree.
¶ 24 The idea that the circuit court could entertain defendant’s motion to reconsider and vacate the June 4, 2020, modified order reflects a fundamental misunderstanding of the nature of this court’s mandate and the modified order. As this court explained in Price, when a judgment of the circuit court is reversed or vacated by this court and the cause is remanded with specific directions, the order entered on remand is not that of the circuit court. Rather “ ‘[i]t is, in fact, the judgment of this court promulgated through the trial court.’ ” (Emphasis omitted.) Price, 2015 IL 117687, ¶ 49 (quoting Smith, 318 Ill. at 217). In entering the order on remand, the circuit court is merely performing the “ ‘ministerial act’ ” of implementing this court’s judgment. Id. (quoting Gospel Army v. Los Angeles, 331 U.S. 543, 546 (1947)). As such, the order entered on remand “ ‘is final and conclusive upon all the parties’ ” and “ ‘must be regarded as free from error.’ ” Id. (quoting Smith, 318 Ill. at 217).
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¶ 25 The circuit court had no authority to entertain defendant’s motion to reconsider or to vacate the June 4, 2020, modified order because that order was not, in fact, the circuit court’s order. It was the judgment of this court, promulgated through the circuit court. Id. A circuit court has no power to set aside a judgment of this court or any reviewing court. Id. ¶ 39. For this reason, when a reviewing court remands a cause with directions to enter a specific order, the mandate “ ‘must be enforced as written. Relief from its directions, even though manifestly erroneous, can be had only in the appellate court whose judgment it is.’ ” Flanigan v. McFeely, 120 A.2d 102, 105-06 (N.J. 1956) (quoting Plainfield-Union Water Co. v. Mountainside, 102 A.2d 1, 4 (N.J. 1954)).
¶ 26 This must of course be the governing rule. If it were otherwise, a dissatisfied party could simply move in the circuit court following a remand to have the reviewing court’s directions set aside, effectively upending our hierarchical judicial system. And that is precisely what occurred in this case. Defendant’s motion to reconsider was explicit in arguing that the decision of this court in Brown was incorrect and should not be followed. It was, in short, an “impermissible attack on the judgment rendered by this court” in Brown. Price, 2015 IL 117687, ¶ 52.
¶ 27 There is a means for a dissatisfied party to seek reconsideration of a decision of this court. Under Illinois Supreme Court Rule 367 (eff. Nov. [1], 2017), the party may file a petition for rehearing. Defendant in this case did not file one. A party may not ignore the requirements of Rule 367, then move in the circuit court to overrule this court.
¶ 28 Similarly, the circuit court’s conclusion that the dissent in Brown was correct and that the “best interests of justice” required it to disobey this court’s directions was plainly error. A circuit court may disagree with the resolution of a case provided by a reviewing court, but once the reviewing court has rendered its decision and issued its mandate, it must be obeyed. A circuit court
“cannot amend, alter, or refuse to apply an appellate court’s mandate simply because an attorney persuades the court that the decision giving rise to the mandate is wrong, misguided, or unjust. A [circuit] court can, of course, wax eloquent about how wrong the appellate court is, but after the waxing wanes the mandate must be followed.” Winn-Dixie Stores, Inc. v. Dolgencorp, LLC, 881 F.3d 835, 844 (11th Cir. 2018).
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¶ 29 Defendant’s motion to reconsider was an inappropriate and impermissible attack on this court’s judgment in Brown. The circuit court had “no power whatever” (People ex rel. McLaren v. DeBoice, 377 Ill. 634, 639 (1941)) to entertain defendant’s motion or to take any action other than entering the modified order.
¶ 30 We recognize that the parties are clearly anxious to have this court review the circuit court’s order of April 26, 2021, finding section 2(a)(1) unconstitutional as applied. Indeed, in the circuit court, counsel for defendant was so intent on reaching the constitutional issue that he took the extraordinary step of moving to vacate the June 4, 2020, modified order—an order that granted his client complete relief in a criminal case—even though counsel was appearing before a new judge and had been given no assurance on the record as to how that judge might rule on any future defense motions. Nevertheless, the parties’ desire to have this court review the circuit court’s April 26, 2021, order does not solve the fundamental problem presented here: to review the circuit court’s order finding section 2(a)(1) unconstitutional, this court would first have to conclude that the circuit court had the authority to enter that order. And to reach that conclusion, we would have to hold that a circuit court possesses the power to set aside the directions of this court. We cannot take that step.
¶ 31 “Mandates of this court are not to be treated lightly but are to be obeyed.” Id. Where the cause is remanded by this court “with specific directions, the court below has no discretion, but must pursue the mandate” of this court. Chickering v. Failes, 29 Ill. 294, 302-03 (1862). Accordingly, the circuit court’s orders of April 26, 2021, and June 15, 2020, must be vacated. The cause is remanded to the circuit court to reenter the modified order that was originally entered on June 4, 2020, at the direction of this court. On remand, the circuit court shall not entertain any motion from any party, nor take any action other than entering the modified order. Because the circuit court’s orders must be vacated, we do not reach any other issue in this appeal.
¶ 32 CONCLUSION
¶ 33 For the foregoing reasons, the circuit court’s orders of April 26, 2021, and June 15, 2020, are vacated. The cause is remanded to the circuit court to reenter the
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modified order that was originally entered on June 4, 2020, at the direction of this court. On remand, the circuit court shall not entertain any motion from any party, nor take any action other than entering the modified order.
¶ 34 Vacated and remanded with directions.
¶ 35 JUSTICE MICHAEL J. BURKE, dissenting:
¶ 36 The last time this case was before the court, Justices Karmeier and Theis referred to this court’s remand as an “unexpected and pointless exercise” and a “meaningless and wasteful act.” People v. Brown, 2020 IL 124100, ¶¶ 39, 59 (Karmeier, J., dissenting, joined by Theis, J.) (Brown I). I cannot think of a better description for the remand that the court issues today.
¶ 37 In a move that appears to be unprecedented in Illinois jurisprudence, this court, while expressing no opinion on the merits of the case, forces the trial court to take a particular position on the merits and denies that court its inherent power to reconsider its own ruling. The trial court reconsidered that ruling because it found that it was both legally erroneous and that it “force[d] the defendant to take a position not of her own choosing, one that she will lose on appeal and one which will unnecessarily delay (perhaps by years) the ultimate disposition of this case.” In concluding that the trial court was not allowed to entertain defendant’s motion to reconsider, the majority both mischaracterizes what happened below and misreads and misapplies this court’s precedents. As I will demonstrate below, the trial court did absolutely nothing wrong, and there is nothing in this court’s precedents supporting the majority’s disposition. Indeed, our case law compels the opposite result. This court should consider the State’s appeal on the merits.
¶ 38 I. What Really Happened
¶ 39 The majority opinion is replete with statements that make it sound as if defendant and the trial court were thumbing their noses at this court’s authority. For instance, the majority states that, “[o]n remand, however, the circuit court concluded it would not be in the ‘best interests of justice’ to follow this court’s
- 10 - directions and entered a different order.” Supra ¶ 1. The majority later notes that this court directed the circuit court to enter an order dismissing defendant’s information on the alternative nonconstitutional ground but that the circuit court concluded that “it would not be in the ‘best interests of justice’ to enter such an order.” Supra ¶ 22. The majority also states that the circuit court concluded that the dissent in Brown I was correct and that the best interests of justice required it to disobey this court’s directions. Supra ¶ 28. The majority further asserts that reaching the merits of the case would require it to hold that “a circuit court possesses the power to set aside the directions of this court.” Supra ¶ 30. The majority characterizes defendant’s motion to reconsider in a similar vein. For instance, the majority states that defendant argued that this court’s decision in Brown I was incorrect and should not be followed and also that defendant launched an “ ‘impermissible attack on the judgment rendered by this court’ ” in Brown I. Supra ¶ 26 (quoting Price v. Philip Morris, Inc., 2015 IL 117687, ¶ 52). Finally, the majority claims that defendant moved in the circuit court to overrule the supreme court. Supra ¶ 27. ¶ 40 Not one of the above characterizations of the defendant’s motion to reconsider or the trial court’s ruling is accurate. This court’s holding in Brown I was that the trial court had set forth both a constitutional and a statutory basis for dismissing the charge against defendant and that therefore the constitutional basis should be stricken from the court’s order. Applying the rule of constitutional avoidance, the majority held that “[t]he circuit court’s holding that section 2(a)(1) of the FOID Card Act is unconstitutional was not necessary for the resolution of this case. Thus, in accordance with Trent v. Winningham, 172 Ill. 2d 420 (1996), and Hearne v. Illinois State Board of Education, 185 Ill. 2d 443 (1999), the circuit court’s constitutional holding cannot ‘properly serve as a basis for direct supreme court review.’ ” Brown I, 2020 IL 124100, ¶ 32 (quoting Hearne, 185 Ill. 2d at 455). The court thus directed the circuit court to enter a modified judgment order that excluded the finding of unconstitutionality. Id. The court was quite clear, however, that it was expressing “no opinion on the merits of the circuit court’s statutory analysis.” (Emphasis added.) Id. In other words, the only proposition the majority opinion in Brown I stands for is that direct supreme court review may not be had from a circuit court order that holds a statute unconstitutional while also providing a nonconstitutional basis for its ruling. This court expressed no opinion on the merits of the trial court’s statutory analysis. - 11 - ¶ 41 Defendant’s motion to reconsider was directed solely at the merits of the trial court’s statutory analysis, a matter that Brown I expressly declined to address. Defendant did not (1) argue that this court’s decision in Brown I was incorrect and should not be followed (supra ¶ 26), (2) launch an impermissible attack on this court’s decision in Brown I (supra ¶ 27), or (3) move in the circuit court to overrule this court (supra ¶ 27). The only way defendant could have done any of these things would have been if she had argued against this court’s holding that a circuit court order that holds a statute unconstitutional while also providing a nonconstitutional basis for its ruling cannot properly serve as a basis for direct supreme court review. That was the only thing this court held in Brown I, and defendant never contested that proposition. ¶ 42 Similarly, the circuit court never concluded that it would be in the best interests of justice to refuse to follow this court’s mandate and to enter a different order instead. Rather, the court did exactly what this court ordered it to do and entered an order dismissing the charge against defendant solely on statutory grounds. Defendant then filed a motion to reconsider, arguing that the statutory analysis was legally erroneous. The circuit court agreed with defendant that the statutory analysis was legally erroneous. The circuit court never, at any point, disagreed with the Brown I majority that the constitutional basis should be stricken if there was a valid nonconstitutional basis for its finding. What the circuit court decided was that the nonconstitutional basis was legally erroneous, a matter not addressed in Brown I. Thus, the circuit court’s decision was in no way inconsistent with this court’s mandate. The circuit court did not “disobey” this court’s directions (supra ¶ 28) or “set aside the directions of this court” (supra ¶ 30). And, while the circuit court did cite Justice Karmeier’s dissent, it did so for the proposition that the alleged statutory basis for the trial court’s decision was meritless and doomed to fail on appeal. Unlike Justice Karmeier, the Brown I majority did not weigh in on the merits of the statutory analysis. [1] As the Brown I majority did not address the merits, there was no reason why the trial court could not exercise its inherent power to reconsider its own ruling. See, e.g., People v. Mink, 141 Ill. 2d 163, 171 (1990) (trial court in criminal case has inherent authority to reconsider and correct its own rulings, and