v.
Ealy
2015 IL App (2d) 131106 No. 2-13-1106 Opinion filed December 29, 2015 ______________________________________________________________________________
IN THE APPELLATE COURT OF ILLINOIS
SECOND DISTRICT ______________________________________________________________________________
THE PEOPLE OF THE STATE ) Appeal from the Circuit Court OF ILLINOIS, ) of Lake County. ) Plaintiff-Appellee, ) ) v. ) No. 06-CF-4866 ) ) Honorable JAMES EALY, ) Fred Foreman and ) Daniel Shanes, Defendant-Appellant. ) Judges, Presiding. ______________________________________________________________________________
JUSTICE BURKE delivered the judgment of the court, with opinion. Justices Hutchinson and Zenoff concurred in the judgment and opinion.
OPINION
¶1 A jury found defendant, James Ealy, guilty of first-degree murder, and the trial court sentenced him to a term of natural life imprisonment. On appeal, defendant argues that he is
entitled to a new trial due to the cumulative prejudice of three trial errors: (1) the admission of evidence that, unlike several other people whom the police interviewed, defendant refused to consent to DNA testing, and the State’s argument to the jury that his refusal showed consciousness of guilt; (2) the exclusion of evidence that, like defendant, other residents of his apartment complex paid rent in installments each month; and (3) the State’s closing argument that an acquittal based on the absence of fingerprints or DNA evidence would improperly
2015 IL App (2d) 131106
“reward” defendant. Defendant also argues that a new trial is necessary because the jury returned inconsistent verdicts in finding him guilty of intentional murder and not guilty of knowing murder.
¶2 The State denies any trial error. Alternatively, the State argues that (1) defendant forfeited his challenge to the admissibility of his refusal of DNA testing and (2) “any alleged evidentiary errors and instances of prosecutorial misconduct did not rise to cumulative error.”
¶3 We hold that (1) defendant preserved his challenge to the admissibility of his refusal of DNA testing; (2) the trial court abused its discretion in admitting the evidence of the refusal and allowing the State to argue that it showed consciousness of guilt; (3) the court did not abuse its discretion in excluding evidence that other residents of the apartment complex paid rent as
defendant had; (4) the State’s argument that the jury should not “reward” defendant for the absence of fingerprints or DNA evidence was not prosecutorial misconduct; and (5) the admittedly inconsistent verdicts do not warrant a new trial. The State produced overwhelming evidence of defendant’s guilt such that any trial error was harmless beyond a reasonable doubt.
We affirm.
¶4 I. BACKGROUND
¶5 Mary Hutchinson’s body was found on the floor of her office at the Burger King restaurant in Lindenhurst at 5:10 a.m. on November 27, 2006. Hutchinson died from strangulation and stab wounds inflicted by a flat-head screwdriver. The safe in her office was found open and empty. A large screwdriver that employees had used to disengage the locking mechanism of the main entry doors was missing from the office. A few days after the incident, a search of defendant’s home disclosed cash, and he was charged with the murder. Defendant
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2015 IL App (2d) 131106 knew the victim from his time working at the Burger King from July 26, 2005, to October 25, 2006.
¶6 On the date of the incident, Hutchinson, a manager, had been authorized to come in early to complete her monthly inventory check. The restaurant’s records showed that the alarm had been deactivated just before 4 a.m., and an audit of the safe showed that it had most recently been opened at 4:23 a.m. A cash report from the night before showed that the safe was missing
$236 in 1-dollar bills, $645 in 5-dollar bills, $410 in 10-dollar bills, and $300 in 20-dollar bills.
Also missing were $40 in dimes and $70 in quarters.
¶7 The Lake County Major Crimes Task Force took charge of the investigation and began interviewing current and former employees of the Burger King. George Filenko, the commander of the task force, and Detectives Viramontes and Lambie were responsible for interviewing defendant.
¶8 Filenko, Viramontes, and Lambie went to defendant’s apartment at 8:30 p.m. on the date of the incident. According to Filenko, defendant invited the officers inside and said that he had heard about Hutchinson’s death from a friend. Defendant agreed to go to the Lindenhurst police station for further questioning.
¶9 At the station, defendant told Filenko and Lambie that he was working at McDonald’s but quit his second job at Burger King to start working at Value City, where he received higher pay. Defendant regularly worked at McDonald’s from 10 p.m. to 6 a.m., Monday through
Thursday. Defendant worked a similar shift on Sunday nights, usually leaving at 4 a.m.
¶ 10 Defendant told Filenko that, on Monday, November 27, 2006, defendant left McDonald’s at 4:01 a.m. and drove to the Lake Villa post office. Filenko testified that defendant said he arrived at the post office at 4:17 a.m. and then drove home to take a nap until 5:45 a.m. before
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2015 IL App (2d) 131106 going to work at Value City. To refute defendant’s account of events, the State introduced evidence at trial that he was at a White Hen convenience store in Lindenhurst a short time after the offense. Steve Schwaller, a manager of the White Hen, testified that he saw defendant in his store about 4:42 a.m. Defendant walked in and stared at Schwaller for a few seconds without
responding to his greeting. After seeing a police officer reading a newspaper inside the store, defendant picked up a candy bar and brought it to the counter. A receipt for the purchase was time stamped at 4:42 a.m.
¶ 11 Continuing the interview at the station, defendant told Filenko that he and Hutchinson were friends and that she had told him about an armed robbery she had endured while working at a Burger King in Antioch. According to Filenko, defendant said that Hutchinson had brought up the possibility of defendant acting as her bodyguard while he worked at Burger King. Defendant left the station when he said he would be late for work, and the interview ended.
¶ 12 At Filenko’s request, defendant returned to the station the next day. Defendant appeared agitated and upset that the media had been filming at his apartment the previous night. Filenko took defendant to the area of the station where the police were collecting fingerprints and DNA samples from several current and former employees of the Burger King.
¶ 13 Over defense objection, Filenko testified that defendant refused to give the police a
sample of his DNA. Officer Ralph Goar, an evidence technician, testified that, on November 28, 2006, he collected palm prints and fingerprints from 22 current and former employees, including defendant. When Goar asked defendant for a DNA sample, “he was adamant and actually
appeared to be agitated about even being asked to take his DNA samples.” Goar testified that the other 21 people gave DNA samples. The next day, Goar collected fingerprints and DNA
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2015 IL App (2d) 131106 samples from nine more current or former employees. Two days later, the police obtained a search warrant and collected samples of defendant’s DNA.
¶ 14 Evidence such as fingerprints and swabs of possible bodily fluid were collected from the crime scene, analyzed, and compared to the fingerprints and DNA from defendant and the other current and former employees. None of the evidence from the scene provided relevant identification information.
¶ 15 Phone records showed that the Burger King received two calls about 4:23 a.m. on the date of the incident. Both calls were from the number that defendant had given to the police as his cell phone number. Records showed that the caller dialed “*67” before each call, meaning that the caller’s phone number would be blocked on the receiver’s caller identification feature.
Filenko testified that, during his interview, defendant did not mention calling the Burger King.
¶ 16 The police set up a team to watch defendant while he was at work. Three days after the murder, at 5:45 a.m. on November 30, 2006, defendant left the McDonald’s and began driving west, at which point the surveillance team stopped and arrested him. The surveillance team detained defendant at the Round Lake Park police station while other officers executed a warrant to search his home.
¶ 17 The search disclosed a bundle of cash hidden between the inner and outer linings of a full-length leather jacket. The jacket was in defendant’s bedroom closet. The cash was in a white plastic bag and accessible through a hole in the jacket’s pocket. Forensic testing revealed
that the bag contained three latent fingerprints from defendant’s left hand. The cash was $286 in 1-dollar bills, $550 in 5-dollar bills, and $180 in 10-dollar bills, with each denomination grouped and the groups ordered sequentially. The search also disclosed a pillow case filled with $70 in 131110
2015 IL App (2d) 131106 quarters and $40 in dimes, which matched the denominations and numbers of coins reported missing from the safe.
¶ 18 About 3:30 p.m. on December 1, 2006, four detectives transferred defendant from the Round Lake Park police station to the Criminal Investigations Division in Waukegan. During
the drive, defendant sat handcuffed between two detectives in the back seat. According to one of the detectives, defendant began speaking, unprompted. Defendant said he had a “f*** up feeling” and began to cry. The detective wiped defendant’s tears. Defendant said that nothing good should happen to him, “because of the evil” in him. Defendant also spoke generally about his wife and how the news would affect her.
¶ 19 At the Criminal Investigations Division, defendant was placed in an interview room with
audio and video recording equipment. Defendant was advised of his Miranda rights (Miranda v. Arizona, 384 U.S. 436 (1966)), and he invoked his right to counsel. The trial court determined, however, that defendant reinitiated conversation with two detectives while he was confined in the room. The recording from that period is largely inaudible but there is some discussion of morality, good versus evil, and karma. The interaction between defendant and the detectives appears generally cordial.
¶ 20 One portion of the recording shows a detective asking defendant if he needed to use the restroom, because it would be locked soon. The detective testified that, while defendant was washing his hands off-camera, he said, “[y]ou, your partner, and God Almighty know what I
did.” Defendant also said, “[y]ou in your heart know what I did, and I just wanted to tell you and your partner that.” Two other officers who accompanied defendant to the restroom corroborated the testimony about these statements. Once charges against defendant were approved, defendant
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2015 IL App (2d) 131106 was taken to the booking area. He inquired whether the detectives would speak to the victim’s husband and asked, “[w]ill you tell Mary’s husband I am sorry for what I did?”
¶ 21 The State argued that defendant committed the offense for financial gain, and it
introduced evidence of defendant’s financial situation to establish his motive. Michael Stumpp, one of defendant’s friends, testified that defendant had asked to borrow $500 near the end of October 2006. Stumpp loaned defendant $300, which was all he had, and defendant promised repayment in February.
¶ 22 James McDonald, the property manager at defendant’s apartment complex, testified that defendant often paid rent in installments throughout the month. Defendant made three payments in August 2006, four payments in September 2006, three payments in October 2006, and three payments in November 2006. On cross-examination, McDonald stated that he was “working
with” defendant and never charged him a late fee, to ensure he could pay rent each month. The trial court barred the defense from eliciting evidence that almost all the other tenants in the complex paid rent under similar payment arrangements.
¶ 23 The State began its first closing argument by commenting on the absence of incriminating fingerprints or DNA at the crime scene. The trial court overruled defense counsel’s timely objection. The prosecution opened by stating, “well, it’s reward time, Ladies and Gentlemen” and continued as follows:
“That’s right, it’s reward time, or at least it’s reward time if you listen to the defense.
The reason it’s reward time, according to them, is because if a defendant is either smart enough or lucky enough not to leave his fingerprints at a crime scene, then according to them the defendant gets found not guilty.
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2015 IL App (2d) 131106
***
And if the defendant is either smart enough or lucky enough to not leave his DNA behind at a crime scene, then according to them the defendant gets found not guilty.
Now understand, that is not what the law is. Not once when Judge Shanes reads you the jury instructions is he going to tell you that if the defendant’s fingerprints aren’t at the crime scene that you have to find him not guilty.
Not once is Judge Shanes going to tell you that if the defendant’s DNA is not at the crime scene that you have to find the defendant not guilty, and the reason the judge is not going to instruct you on that is because that is not the law, and the reason that is not
the law is because the law does not reward criminals for doing their jobs too well. The law does not reward criminals for doing their jobs too well.”
¶ 24 The jury received separate verdict forms for intentional murder and knowing murder, as well as forms for whether the State proved that the murder was accompanied by exceptionally brutal or heinous behavior indicative of wanton cruelty and whether the murdered individual was killed during the course of another felony, robbery. After the initial deliberations, the jury
returned only three of the four verdict sets. The trial court inquired about the discrepancy, and the foreperson admitted the oversight. After further deliberations, the jury returned all the verdict forms, finding (1) defendant not guilty of knowing murder, (2) defendant guilty of intentional murder, (3) that the murder was accompanied by exceptionally brutal or heinous behavior indicative of wanton cruelty, and (4) that the murdered person was killed in the course of another felony.
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¶ 25 On October 9, 2013, the trial court sentenced defendant to natural life imprisonment.
Defendant filed a motion to reconsider the sentence, which was denied on October 17, 2013.
Defendant filed a timely notice of appeal the same day.
¶ 26 II. ANALYSIS
¶ 27 A. Trial Error ¶ 28 On appeal, defendant argues that he was prejudiced by three trial errors: (1) the admission of evidence that, unlike several other people whom the police interviewed, defendant refused to consent to DNA testing, and the State’s argument to the jury that his refusal showed consciousness of guilt; (2) the exclusion of evidence that, like defendant, other residents of his apartment complex paid monthly rent in installments; and (3) the State’s closing argument that an acquittal based on the absence of fingerprints or DNA evidence would improperly “reward” defendant.
¶ 29 1. Refusal of DNA Testing
¶ 30 As part of its investigation, the task force interviewed 31 current and former Burger King employees, including defendant. The police asked each interviewee to voluntarily submit fingerprints and a DNA sample for comparison to any fingerprints and DNA that might be discovered at the crime scene. Defendant voluntarily provided fingerprints but refused to submit a DNA sample. The other 30 interviewees consented to providing both.
¶ 31 Defendant argues on appeal that he was “unduly prejudiced by the State’s use of his
refusal to consent to a collection of his DNA, and by the State’s subsequent argument that the refusal was evidence of his guilt.” In support of his claim, defendant quotes People v. Eghan, 344 Ill. App. 3d 301 (2003), for the proposition that a ruling is improper when it “permits a jury
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2015 IL App (2d) 131106 to infer consciousness of guilt from the defendant’s exercise of his rights.” Eghan, 344 Ill. App.
3d at 310.
¶ 32 Generally, evidence is admissible if it is relevant. Ill. R. Evid. 402 (eff. Jan. [1], 2011).
Relevant evidence is “evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.” Ill. R. Evid. 401 (eff. Jan. [1], 2011). Relevant evidence may be excluded
“if its probative value is substantially outweighed by the danger of unfair prejudice” or if another rule of evidence excludes the evidence. Ill. R. Evid. 403 (eff. Jan. [1], 2011).
¶ 33 A trial court has discretion to determine whether evidence is relevant and admissible, and therefore an evidentiary ruling will not be overturned unless it is arbitrary, fanciful, or unreasonable. People v. Hanson, 238 Ill. 2d 74, 101 (2010). A court may exercise its discretion and exclude evidence, even if it is relevant, if the danger of unfair prejudice substantially outweighs its probative value. Hanson, 238 Ill. 2d at 102.
¶ 34 A compelled DNA extraction undeniably constitutes a search under the fourth amendment to the federal constitution (U.S. Const., amend. IV) and the search-and-seizure provision of the Illinois Constitution (Ill. Const. 1970, art. I, § 6) and, as such, generally requires a warrant due to the inherent interest an individual possesses in his privacy and bodily integrity.
People v. Garvin, 219 Ill. 2d 104, 117 (2006).
¶ 35 At the time of defendant’s interview, the police had no warrant to compel extraction of his DNA. Two days later, the police obtained and executed a warrant to collect his DNA, but the State does not argue on appeal that such a search would have been supported by probable cause when he initially refused the testing. At the time of his refusal, defendant had no legal obligation to provide his DNA, and voluntary consent would have been the only lawful basis for collecting
- 10 - 2015 IL App (2d) 131106 it. However, the State argued to the jury that defendant’s refusal to submit to DNA testing showed his consciousness of guilt, and to drive home the point, it emphasized that every other interviewee had given a DNA sample voluntarily. ¶ 36 a. Forfeiture ¶ 37 The State argues that defendant has forfeited his appellate argument that the introduction of his refusal to consent to DNA testing was unduly prejudicial because it allowed the jury to infer his consciousness of guilt from his exercise of his rights. Anticipating the State’s forfeiture claim, defendant argues that he has preserved the issue, and if not, that we may consider it under the plain-error doctrine. ¶ 38 At trial, defendant objected to Filenko’s testimony regarding his refusal to consent to DNA testing. Defense counsel explained to the trial court that defendant had refused the testing because the State already had his DNA profile from his prior incarceration for an unrelated crime. Noting a previous ruling that defendant’s criminal history had been deemed inadmissible, defense counsel argued that articulating the reason for the refusal would disclose defendant’s criminal history to the jury and unduly prejudice him. The court acknowledged defendant’s strategic “predicament” but allowed the testimony regarding his refusal and the other interviewees’ acquiescence to DNA testing. ¶ 39 In his posttrial motion, defendant argued that the prosecution gave the false impression that defendant somehow prevented the police from obtaining his DNA. The motion cited the prosecution’s opening statement that defendant said “you’re not getting my DNA” and testimony by Filenko and Goar that defendant “refused” to provide a DNA sample. ¶ 40 The State contends that defendant forfeited his appellate argument because (1) counsel did not object during opening statements when the prosecution mentioned defendant’s refusal, - 11 - 2015 IL App (2d) 131106 (2) counsel did not “object to the relevance of the refusal, its constitutional implications, or to the similar examination questions posed to Goar,” and (3) counsel did not object to the prosecution’s closing argument that the refusal showed defendant’s consciousness that he killed the victim and that he did not want to help confirm that his DNA was on her body. The State distinguishes defendant’s appellate argument from his trial objection that the State misstated the evidence and prevented him from adducing the rationale for his refusal. ¶ 41 Both an objection at trial and raising the issue in a posttrial motion are necessary to preserve the issue for appellate review. People v. Herron, 215 Ill. 2d 167, 175 (2005). “A specific objection at trial forfeits all grounds not specified.” People v. Lovejoy, 235 Ill. 2d 97, 148 (2009). However, “[a]n issue raised by a litigant on appeal does not have to be identical to the objection raised at trial, and we will not find that a claim has been forfeited when it is clear that the trial court had the opportunity to review the same essential claim.” Lovejoy, 235 Ill. 2d at 148. ¶ 42 We conclude that defendant preserved the issue for review, as he repeatedly and consistently challenged as unduly prejudicial the evidence that he refused to consent to DNA testing, arguing that its probative value was substantially outweighed by the danger of unfair prejudice. See Ill. R. Evid. 403 (eff. Jan. [1], 2011). At trial, in his posttrial motion, and on appeal, defendant has argued that the trial court erred in allowing the prosecution to give the false impression that defendant refused the testing because he knew he was guilty. At trial, defendant argued that he could not effectively cross-examine the State’s witnesses without disclosing his criminal history, and on appeal he makes the related argument that the testimony - 12 - 2015 IL App (2d) 131106 was unduly prejudicial because he had a right to refuse the testing. We deem this argument sufficiently preserved. [1] ¶ 43 b. Probative Value and Prejudicial Effect ¶ 44 Federal courts have long held that the admission of evidence that a defendant has exercised his rights is unduly prejudicial and deprives him of a fair trial because it permits the jury to infer consciousness of guilt from the defendant’s exercise of his rights. Specifically, several federal circuit courts have held that it is improper for the government to elicit testimony that a defendant refused to consent to a search unsupported by a warrant or probable cause. For example, in United States v. Moreno, 233 F.3d 937 (7th Cir. 2000), a United States Customs Service task force encountered Moreno, her husband, and their nine-year-old son during an unrelated investigation. After witnessing a suspicious transaction in which Moreno received a small white bag, the agents followed and eventually stopped the vehicle in which the Morenos were riding. Moreno, 233 F.3d at 938. The husband consented to a search of the car, which disclosed $69,000 in cash in the white bag. As it turned out, the agents had stopped the Morenos within a block of their home, so an agent requested and received the husband’s consent to search the home. Moreno, 233 F.3d at 939. Before the agents entered the home, Moreno yelled something in Spanish to her husband, and he promptly withdrew his consent. The agents, who did not understand what Moreno had said, were forced to obtain a warrant, which resulted in the discovery of cocaine in the house. Moreno, 233 F.3d at 939. ¶ 45 Moreno’s defense at trial was that she was unaware of her husband’s narcotics trafficking and at most was an unwitting accomplice to it. To meet that defense, the government was