v.
Albert G. Phillips and Lewis Brooks
Lead Opinion
Albert City is an incorporated town situated in the eastern part of Buena Yista county, Iowa. Between two and three o’clock in the afternoon of the 16th day of November, 1901, one Gillium, a druggist.[*663] doing business in said town,received a message by telephone from some person whose identity is not disclosed in the record, but supposed to have been speaking from the town of Sioux Rapids, to the effect that on the night previous a bank at the town of Greenville, in Olay county, had be'en burglarized, and that three persons suspected to have been connected with that offense had been seen moving in the direction of Albert City. Gillium soon met one Lodine, a drayman, who was also marshal of the town, gave him the substance of the message he claimed to have received, and told him to look out for and arrest the three men, describing them as two white men and a mulatto, or two white men and a negro; the exact phrase employed being in some doubt. Later in the afternoon Lodine reported to Gillium the presence of three men, whom he believed to be the persons wanted, in the waiting room of the railroad station a block or two distant. • Gillium thereupon made an errand to the station, saw the men, and, coming back to his store, told Lodine he believed them to be the parties whose arrest was desired. A party was then organized to effect the capture, consisting of Lodine, Gillium, John Sundblad, M. H. Conlin, A. Gulbranson, Dr. Knee, Mr. Shob, and others. Lodine was armed with a repeating rifle, Sundblad with a repeating shotgun, and Gillium and Gulbranson with revolvers. Whether others carried weapons, and, if so, the character of them is not clear. Proceeding to the station, the marshal and his party crowded through the door of the waiting room in a body as nearly as possible, with weapons in hand ready for instant use. As they entered they advanced in the direction of the suspected men, — being the appellants, and one Dolan, who was killed later in the fray, — the marshal calling out, “Hands up! Hands up!” Some of the witnesses also say he added to this command the words, “We want you.” Defendants and Dolan immediately drew revolvers, and numerous shots were exchanged, though the testimony[*664] tends to show that one of the defendants or Dolan was first to discharge his weapon. The marshal and his party soon retreated, taking up various positions where they could command the door and windows of the waiting room, Sundblad running across the railroad track and taking his stand behind a freight car. From these positions shots were fired into the waiting room, and at intervals defendants and Dolan came to the door and fired at the posse. One of the shots so fired it is alleged inflicted upon Sundblad a wound of which he died a day or two later. Finally the besieged party emerged from the station, and sought to escape into the country. In this movement Dolan received a fatal shot from one of the posse. The defendants continued the retreat, closely followed by their pursuers, and after a running fight of several miles were captured. The indictment in this case was returned November 22, 1901, and the trial was had five days later.
We do not think that the statute requires that an indictment for murder shall name in so many words the degree of the crime charged. Code, section 5281, designates the form of indictment which must be substantially followed in all cases, and provides that at the proper place the name of the .offense, if it have any, shall be inserted. This, we think, is fully observed in the indictment before us, which accuses the defendants “of the crime of murder.” There is, under our law, but one crime called murder. The so-called degrees of this offense do not constitute distinct crimes, but gradations of the same crime, devised for the purpose of permitting punishment to be varied according to the circumstances of greater or less enormity charac[*665] terizing the criminal act. When, therefore, the indictment formally charges the defendants with the crime of murder .generally, the requirements of the statute in this respect -are met, and we must look to the facts set forth in the body of the instrument to ascertain the degree- of the crime for which the accused may lawfully be placed upon "trial. State v. Jones, 1 Houst. Cr. Cas. 21; 21 Am. & Eng. Enc. Law, 156.
The point made is that, while charging the defendants with having inflicted a mortal wound willfully, feloniously, deliberately, and premeditatedly, it does not charge that the murder was so committed. But, except for the obscurity arising from the formal and technical mode of expression made use of in the indictment, it would be difficult to charge murder in the first degree in apter language than is here employed. Murder in the[*666] first degree is the willful, deliberate, and premeditated killing of a human being with malice aforethought. Each of the elements of this definition is contained in the-charge made against the defendants, both as to the assault and to the infliction of the mortal wounds.
It is also charged that the wounds were inflicted by defendants with the specific intent to kill, and if the-wound was inflicted with intent to kill, and death, resulted from it, the killing was willful; and if, as charged, it was inflicted deliberately, premeditatedly, with such intent and with malice, then the killing was also deliberate- and premeditated. State v. Shelton, 64 Iowa, 337. There-was no error, therefore, in the holding of the district court-that the indictment charged the crime of murder in the-first degree.
The evidence relied upon by the state to establish the •competency of Sundblad’s declarations under the rule •above stated is that the wounded man said on several occasions: “I can’t stand it if this-pain does not leave me soon.” “If the pain does not leave me, I can’t stand it much longer.” After repeated questioning, bringing out the statements as above, the witness was again asked: '“What did he say to you, a short time before he died, about dying, — as to whether or not he expected to die?” The answer given was: “He suffered so bad he could not stand. He must die.” The language of the witness as given in the record does not make it entirely clear whether she intended by these words to repeat the precise expression made use of by her husband or to paraphrase and repeat the statement already given as above quoted. The latter, however, is made probable by the fact that immediately'afterward, upon'cross-examination, she was asked, ‘ ‘ All that he said in regard to the matter was that if the pain did not let up or stop soon he could not stand it much longer”? and answered: “Those are the particular words he used, so near as 1 can recall it. That is all he said, so far as I can remember.”
There is no other evidence whatever tending to show Sundblad’s realization of the approach of death, except the inference, if any, to be drawn from the fact that he was desperately wounded, and i.i a state of collapse, from which death did ensue some hours later. We are impressed with the conviction that this is clearly insufficient. It[*671] must not be overlooked that the admission of dying declarations in any case is a marked exception to the general rule which excludes hearsay testimony in all judicial ex- • animations. The accused, though upon trial for his life, has no opportunity to confront or cross-examine the person whose unsworn words are used against him, and it is a recognized principle that such exceptional evidence be •admitted only where the preliminary showing that the -declarant was in fact in extremis, and had himself given up all hope of recovery, is clear and unequivocal. The fact that the declarant realizes that he is in danger of death, or believes that he must die if relief be not soon -administered, is not enough. Com. v. Brewer (Mass.) 42 N. E. Rep. 92; Reg. v. Osman 31 Moak. 739; Starkey v. People, 17 Ill. 17; Brakefield v. State, 1 Sneed, 215; Errington’s Case, 2 Lewin, Crown Cas. 148; Bell v. State, 72 Miss. 507, (17 South. Rep. 232); Whitaker v. State, 79 Ga. 87 (3 S. E. Rep. 403). It is, of course, not essential to the •admissibility of dying declarations that t:.e declarant should have disclosed his abandonment of hope of recovery in express words, although such proof, when obtain- • able, is the more satisfactory. It may be inferred from-his condition and other circumstances making it morally •certain that he recognized not simply the danger, but the fact of approaching death. State v. Keenan, 38 La. Ann. 660; State v. Wilson, 24 Kan. 189 (36 Am. Rep. 257); People v. Farmer, 77 Cal. 1, (18 Pac. Rep. 800); Rakes v. People, 2 Neb. 157; People v. Simpson, 48 Mich. 474 (12 N. W. Rep. 662).
Among the circumstances which may be considered as tending to such conclusion, it may be shown that the de•clarant had been informed by his physicians and friends that his wound was mortal (State v. Yee Wee, (Idaho) 61 Pac. Rep. 588; State v. Leeper, 70 Iowa, 748; People v. Lonsdale, 122 Mich. 388, 81 N. W. Rep. 277); that he sent for a priest, and sought tne consolations of religion (U. S. [*672] v. Taylor, 4 Cranch, C. C. 338 (Fed. Rep. Cas. No. 16,436); State v. Swift, 57 Conn. 496 (18 Atl. Rep. 664) State v. Nash, 7 Iowa, 347; State v. O'Brien, 81 Iowa, 88; State v. Cantieny, 34 Minn. 1, 24 N. W. Rep. 458); and that he-made final distribution of his property by will or otherwise (People v. Gray, 61 Cal. 164, 44 Am. Rep. 549; State v. Nash, 7 Iowa, 347).
This-enumeration is, of course, not exhaustive, but it-is sufficient to indicate the nature and thoroughness of the preliminary inquiry which must precede the use of the-declarations as evidence. In the present instance there is. an entire absence of'these indicia of the mental condition of Mr. Sundblad at the time of making the statements given in evidence. The expression that “if the pain did not cease he could not stand it much longer,, or must die,”' by no means necessarily implies a belief on his part that he was past hope, but, on the contrary, contains the distinct intimation that, while conscious of being dangerously injured, he had not yet despaired of relief. The defendant’s objections to the declarations should have been sustained.
An examination of the authorities reveals a lack of harmony upon this proposition. Some of the decided cases seem to hold that when .the court, upon a preliminary investigation, has determined that the showing of declarant’s dying condition and abandonment of hope of[*673] recovery is sufficient to admit the declaration in evidence, the finding of such facts is conclusive, and must be so considered by the jury in deliberating upon their verdict. Rex v. John, 1 East P. C. 357; State v. Burns, 33 Mo. 483; State v. Simon, 50 Mo. 370; Smith v. State, 9 Humph. 9.
Another line of decisions hold, and we think with the better reason, that while it is for the court to pass upon the admissibility of the declaration in evidence the jury-may be allowed to disregard it if upon the whole case-they believe the declarant did not speak under a solemn, consciousness of impending death. “The question of the-admissibility of the dying declaration is in the first instance for the court, which must determine whether the declaration was made under the sense of impending death;. but, if a prima facie case for the introduction of the declaration is established, it should be allowed to go to the jury, who will determine whether the circumstances, under which it is shown to have been made were such as. to justify its consideration.” 1 McClain, Criminal Law, 430; Dumas v. State, 62 Ga. 58; Mitchell v. State, 71 Ga. 128; Wallace v. State (Ga.) 15 S. E. Rep. 700; State v. Banister, 35 S. C. 290 (14 S. E. Rep. 678). In Com. v. Brewer, 164 Mass. 577 (42 N. E. Rep. 92), the trial court-was sustained in instructing'the jury that they were not. to consider the dying statement which had been given in evidence, unless they were “satisfied beyond a reasonable doubt that at the time the declarant made the statement-he belived there was no hope of life.” See, also, Roscoe, Criminal Evidence 34; 2 Starkie, Evidence, 263; 1 Greenleaf, Evidence, 160; Starkey v. People, 17 Ill. 17; State v. Cameron, 2 Pin. 490; Poeple v. Wood, 2 Edm. Sel. Cas. 71; Com. v. Murray, 2 Ash. 41; Martin v. State, 17 Ohio C. C. 406; State v. Thawley, 4 Har. 562; State v. Seiley, 41 La. Ann. 141, (6 South. Rep. 571.)
[*674] In State v. Reed, 53 Kan. 767 (37 Pac. 174, 42 Am. St. Rep. 322), it was held error to instruct the jury that the question whether deceased made the declaration in the belief of impending death was for the court alone. It is there said that, although the' admissibility of the evidence is exclusively for the consideration of the court, yet “in passing upon the credibility of the statement the jury are entitled to consider whether, as a matter of fact, the deceased had lost all hope of recovery, and the instruction should have been modified in accordance with this law.” The confusion which is apparent in some of the holdings seems to arise from the fact that courts have at times lost sight of the distinction between the admissibility of evidence and its credibility and application. It often happens that testimony is competent and material or otherwise, according as the jury may or may not find the existence of certain other facts, and in all such instances the court is required to instruct the jury under-what circumstances they may consider or refuse to consider testimony so given.
A familiar illustration of the principle we believe applicable here may be found in the case of a party charged with a crime alleged to have been committed in pursuance of a conspiracy. Upon a prima facie showing of such unlawful combination the court may admit the acts and statements of an alleged co-conspirator as evidence against the party on trial, but the admission of such evidence is not conclusive of the existence of the conspiracy, and it is the court’s duty to instruct the jury that, unless they find the conspiracy has been proven, the testimony as to the acts and statements of the third party must be eliminated from their consideration in reaching their verdict. 2 McClain Criminal Law, 989; Loggins v. State, 12 Tex. App. 65. We think, therefore, that the preliminary decision by the court goes simply to the admissibility of the evidence, and that the jury is not only at liberty, but is bound, to take-[*675] into consideration all tbe testimony bearing upon the character of the alleged dying declaration, and the circumstances under which it was inade; and, furthermore, that, in view of the peculiar and exceptional nature of such evidence, and the care with which the court restricts its admission and consideration, the jury should have explicit instruction in the premises.
IX. Among other things, the court charged the jury as follows:
“(7) One of the essential elements in the crime charged is the intent with which the act is committed. The rule of law is that a person who does an áctintentionally necessarily intends the natural and usual consequence[*676] of his act. Thus, if a man is seen, within shooting distance of another, to raise his gun and take aim and fire, and the man at whom he fires is seen to stagger, the ball having inflicted a mortal wound, the taking aim and firing such a weapon, if it be one from which death would likely ensue, would of itself be prima facie evidence that he intended the result of his acts, and it would therefore be a.willful, deliberate, and premeditated killing.
“(8) I have deemed it proper, under the circumstances of this case, to call your attention to the foregoing general principles of law relating to felonious homicide, and you are instructed that in determining this case you should apply these principles to the evidence produced upon the trial; and in relation thereto you are instructed that if at the time charged in the' indictment, and in the county of Buena Yista and state of Iowa, you find that the defendants willfully, deliberately, and premeditatedly shot the said John Sundbiad, thereby inflicting a wound whereof he died, malice would be presumed from such act, and the defendants would be guilty of murder in the first degree.
“(9) Murder in the first degree, under our law, is that which is perpetrated by any willful, deliberate, premeditated killing; and if you find from the evidence that the defendants, while within shooting distance of John Sundbiad, were seen to raise a gun or revolver, take aim in the direction of said John Sundbiad, and to fire said revolver, and the said John Sundbiad was seen to stagger, and if you further find that the ball from said gun or revolver inflicted a mortal wound of which he, the said Sundbiad died, the fact of taking aim and firing such a weapon-as aforesaid would of itself be prima facie evidence of a willful, deliberate, and premeditated killing, in the' absence of evidence to the contrary,' and, if you so find beyond a reasonable doubt, then you would be[*677] warranted in finding that the defendants, or defendant who did the act, guilty of murder in the first degree.”
The seventh instruction, above quoted, seems to go to the extent of holding that intent to kill necessarily implies deliberation and premeditation. Literally construed, it makes murder in the first degree of every intentional homicide. In this we cannot concur, for the intent to kill is not necessarily inconsistent with the crime of manslaughter or murder in the second degree. Hornsby v. State, 94 Ala. 55 (10 South. Rep. 522); State v. McGuire 87 Iowa, 142; Erwin v. State, 29 Ohio St. 186 (23 Am. Rep. 733); State v. Henderson, 24 Or. 100 (32 Pac. Rep. 1030). This is not to deny the rule that where homicide has been intentionally committed, and there is shown to have been no combat, sudden quarrel, or other provocation inducing or explaining the criminal act, the jury may therefrom[*678] find deliberation and premeditation. In such cases, however, the finding of deliberation and premeditation is not reached from the intentional killing alone, but from such killing, together with the affirmative showing of an absence of all circumstances tending to indicate the lower degree of offense.
The instruction upheld in State v. Gillick, 7 Iowa, 310, and on which the one before us was evidently modeled, means no more than this when interpreted in the light of the facts there presented, and the subsequent holding of this court in State v. McCormick, hereinafter referred to. There are cases, doubtless, to which the instruction in the GillieJe Case may properly be applied, but the homicide we are. considering is not embraced within that class. A vigorous battle with deadly weapons was going on, beginning with the advance of the posse upon the suspected men, followed by a siege of the station, and a running fight into the open country. All these things, together with the attempted arrest and the manner and circumstances thereof, have an intimate bearing upon the question of deliberation and premeditation, and should not have been divorced therefrom in the submission to the jury. Whatever may be the rule in the absence of any combat, it cannot be said that where parties armed with loaded guns are arrayed against each other, firing rapidly back and forth, with evident deadly intent, any presumption of premeditation and deliberation arises from the mere fact, that one of the persons so contending is seen to shoot and kill an antagonist. Applying the rule that malice, which is the criterion of murder, may be inferred from the mere fact of intentional killing, proof of a homicide under such circumstances, in the absence of any question of self defense, will justify a conviction of murder in the second degree. The inference, so far as inference in such cases may be allowed, is of murder in th'e second degree, leaving it to the state to establish, if it[*679] can, the elements of deliberation and premeditation necessary to raise the crime to the first degree, and to the defendant to reduce it .to manslaughter if he can by rebutting the presumption of malice. 21 Am. & Eng. Enc. Law, 170; People v. White, 24 Wend. 520; Thomas v. People, 67 N. Y. 221; State v. Herrell, 97 Mo. 105 (10 S. W. Rep. 387, 10 Am. St. Rep. 289); State v. Norwood, 115 N. C. 789 (20 S. E. Rep. 712, 44 Am. St. Rep. 498); Schlencker v. State, 9 Neb. 300 (2 N. W. Rep. 710).
Our position in this connection is borne out by the well-considered opinion of Dillon, J., in State v. McCormick, 27 Iowa, 413. It was there held error to instruct the jury that proof of killing, without more, raises a presumption that it was done willfully, deliberately, and premeditatedly. Deferring to said instruction', the opinion says the killing alone “does not raise the presumption that the defendant is guilty of murder in the first degree. The instruction tells the jury that if they find the defendant killed the deceased the law presumes not only that he intended to kill him, but that he did it willfully, deliberately, and premeditatedly. This is stating the rule too broadly and too strongly. It is suggested that there are cases which will support this instruction. If so, we cannot follow them.”
X. Error is assigned upon the giving of the tenth instruction, reading as follows:
“(10) In order to determine whether an act is premeditated, you are instructed that you are to determine from all the circumstances in the case as proven whether the act of killing, if you find there was such an act committed, was performed with premeditation; and in this connection you are told that when it has been shown beyond a reasonable doubt that the defendants formed in their own mind the purpose to maliciously kill, the length of time between the forming of such purpose or design in the mind and the execution of such purpose[*680] or design is immaterial. If you believe from the evidence beyond a reasonable doubt that a purpose or design to kill was distinctly formed in the minds of the defendants at any moment before, or even at the time, a revolver was fired by tbe defendants or either of them, but long enough prior .to the shooting to admit of deliberation and premeditation, if any such revolver was fired at Sundblad, and did kill him, it was willful, deliberate, and premeditated killing, and therefore murder in the first degree, and you should convict the defendants of murder in the first degree as charged in the indictment; and you are further instructed that, if but one of the defendants was guilty of the act of shooting which caused the death of said John Sundblad, still, if you find that the other defendants were present aiding, abetting, and encouraging and assisting in the commission of the crime, then both of the defendants would be equally guilty of the crime charged.”
a°t, both are equally guilty, is not in harm°ny with our holding in State v. Smith, 100 Iowa, 1. We there said: ‘The guilt-of a perdón who aids or abets the commission of a crime must be determined upon the facts which show that he had a part in it, and does not depend upon the degree of another’s .guilt. * * * The shot which endangered the sheriff was .fired by John T. Smith (the defendant’s brother). He may have fired it with such premeditation and malice as "to have committed the offense of assault with intent to commit murder, yet defendant, may have abetted or coun•seled it in the heat of passion, and thus have been guilty •of assault with intent to commit manslaughter. ’ ’ The.clause -of the instruction above referred to states the contrary 'doctrine, and is therefore erroneous. The liability of an aider or abettor differs materially from that of a co-conspirator. State v. Smith, supra; State v. Wolf, 112 Iowa, 458.
[*683]
[*684] The defendants, even though charged with burglary, were entitled to the protection of the law and a trial in due course of criminal procedure, and if exposed, or if as reasonable men, in view of the display of force against them, they believed themselves exposed, to personal violence, neither the fact of their guilt, if guilty, nor of the honesty of purpose of the marshal and his party, would deprive them of their right to resist. Such rightful resistance is, of course, proportioned to the danger to be avoided, and if in the heat of combat thus occasioned it is carried beyond that limit,, and death is thereby caused, the •crime will be murder in the second degree or manslaughter, according as malice may or may not be found to characterize the wrongful act. Even a legal arrest, whether with or without warrant, may be attempted in such a violent and menacing manner that, if death result to the officer in the heat of a struggle thus excited, the killing-will not be murder in the first degree. As bearing upon the several points here suggested, see Rex v. Ricketts, 3 Camp. 68; Tiner v. State, 44 Tex. 128; Bellows v. Shannon, 2 Hill, 86; Rafferty v. People, (Ill.) 18 Am. Rep. 601; Jones v. State, (Tex. App.) 8 S. W. Rep. 801, 8 Am. St. Rep. 454; Wright v. Com., 85 Ky. 123 (2 S. W. Rep. 904); Starr v. U. S., 153 U. S. 614 (14 Sup. Ct. Rep. 919, 38 L. Ed. 841); Croom v. State, 85 Ga. 718 (11 S. E. Rep. 1035, 21 Am. St. Rep. 179); State v. Mahon, 3 Har. 568; Wharton, Criminal Law; Golden v. State, 1 S. C. 292; Minniard v. Com., 87 Ry. 213 (8 S. W. Rep. 269); Drennan v. People, 10 Mich. 169.
Other questions are raised by counsel, but, in view of the conclusions already announced, it is unnecessary to consider them. The judgment of the district court is reversed, and the cause remanded for a new trial. — Reversed.
Dissent
(dissenting). — I think the declaration made by Sundblad immediately before his death, as to who shot him, was properly admitted in evidence, and, had the trial court given a proper instruction with reference to dying declarations, there would have been no error with respect to the admission of this item of evidence.