People v. Elmer, 973 N.E.2d 172 (NY 2012). · Go Syfert
People v. Elmer, 973 N.E.2d 172 (NY 2012). Cases Citing This Book View Copy Cite
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discussed Cited as authority (rule) People v. Robinson
N.Y. App. Div. · 2025 · confidence medium
As such, he forfeited his statutory right to appeal that issue ( see People v Elmer , 19 NY3d 501, 509 [2012]; People v Fernandez , 67 NY2d 686, 688 [1986]; People v Awny , 230 AD3d 1464 , 1465 [3d Dept 2024]; People v Lende , 204 AD3d 1224, 1225 [3d Dept 2022], lv denied 38 NY3d 1151 [2022]). [FN3] Egan Jr., J.P., Clark, Lynch and Mackey, JJ., concur.
cited Cited as authority (rule) Booker v. Capra
S.D.N.Y. · 2021 · confidence medium
Law § 220.60 and People v. Elmer, 19 NY3d 501, 507-08 (2012)).
discussed Cited as authority (rule) People v. Monk
N.Y. App. Div. · 2020 · confidence medium
Although defendant is correct in noting that there is a record of the suppression hearing that would allow for appellate review, a prerequisite to such consideration is whether an order — either oral or written — was issued in the first instance by the trial court on the suppression issue ( see CPL 710.70 (2); People v Elmer , 19 NY3d 501, 509 [2012]).
discussed Cited as authority (rule) People v. Anderson
N.Y. App. Div. · 2020 · confidence medium
Memorandum: The People appeal from an oral order ( see generally People v Elmer , 19 NY3d 501, 507-508 [2012]) granting defendant's motion to dismiss the indictment on statutory speedy trial grounds ( see CPL 30.30 [1] [a]).
discussed Cited as authority (rule) The People v. David M. Holz
NY · 2020 · confidence medium
Consistent with that legislative intent to provide a broad right of review, this Court previously “ha[s] countenanced a forfeiture of this statutory right [to appeal] only where a defendant pleaded guilty ‘before the hearing on his suppression motion,’ thereby foreclosing appellate review for lack of a sufficient factual record” (People v Elmer, 19 NY3d 501, 509 [2012], quoting People v Fernandez, 67 NY2d 686, 688 [1986]).
discussed Cited as authority (rule) People v. Martin
N.Y. App. Div. · 2020 · confidence medium
Moreover, the court ascertained on the record that defendant had reviewed and signed the written waiver of the right to appeal ( see People v Elmer , 19 NY3d 501, 510 [2012]), which explained in detail the right that he was waiving.
discussed Cited as authority (rule) People v. Wilson
N.Y. App. Div. · 2018 · confidence medium
We thus conclude that, "despite defendant's execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a full appreciation of the consequences of such waiver" ( People v Elmer , 19 NY3d 501, 510 [2012] [internal quotation marks omitted]).
discussed Cited as authority (rule) People v. Wisner
N.Y. App. Div. · 2018 · confidence medium
We thus conclude that, "despite defendant's execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a full appreciation of the consequences of such waiver" ( People v Elmer , 19 NY3d 501, 510 [2012] [internal quotation marks omitted]).
discussed Cited as authority (rule) People v. Perkins
N.Y. App. Div. · 2017 · confidence medium
Initially, while defendant signed a written waiver of appeal and indicated that he remembered going over it with counsel, the record does not reflect that he read it, was aware of its contents or understood it (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Davis, 136 AD3d 1220, 1221 [2016], lv denied 27 NY3d 1068 [2016]).
discussed Cited as authority (rule) People v. Gates
N.Y. App. Div. · 2017 · confidence medium
Defendant is not precluded from challenging the court’s suppression ruling simply because he did not request that it be memorialized in writing (see People v Elmer, 19 NY3d 501, 509 [2012]; People v Allman, 133 AD2d 638, 639 [1987]).
discussed Cited as authority (rule) People v. Conley
N.Y. App. Div. · 2017 · confidence medium
Moreover, although the record contains a written waiver, there is no indication on the record that the County Court obtained an acknowledgment from the defendant that she had, in fact, signed the waiver or, if she had, that she was aware of its contents or discussed it with defense counsel (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Callahan, 80 NY2d 273, 283 [1992]; People v Camarda, 138 AD3d 884, 885-886 [2016]; People v Gordon, 127 AD3d 1230, 1231 [2015]; People v Brown, 122 AD3d at 145 ).
cited Cited as authority (rule) People v. Davis
N.Y. App. Div. · 2017 · confidence medium
As defendant’s appreciation of the consequences of the waiver is not established on the record, it is not valid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d at 265 ).
cited Cited as authority (rule) People v. Davis
N.Y. App. Div. · 2017 · confidence medium
As defendant’s appreciation of the consequences of the waiver is not established on the record, it is not valid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d at 265 ).
cited Cited as authority (rule) People v. Davis
N.Y. App. Div. · 2017 · confidence medium
As defendant’s appreciation of the consequences of the waiver is not established on the record, it is not valid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d at 265 ).
discussed Cited as authority (rule) People v. Wright
N.Y. App. Div. · 2017 · confidence medium
Accordingly, as the record does not establish that defendant appreciated the consequences of the appeal waiver, it is invalid and he is not precluded from challenging the severity of his sentence (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Woods, 147 AD3d 1156, 1156 [2017]).
discussed Cited as authority (rule) People v. Wright
N.Y. App. Div. · 2017 · confidence medium
Accordingly, as the record does not establish that defendant appreciated the consequences of the appeal waiver, it is invalid and he is not precluded from challenging the severity of his sentence (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Woods, 147 AD3d 1156, 1156 [2017]).
discussed Cited as authority (rule) People v. Wright
N.Y. App. Div. · 2017 · confidence medium
Accordingly, as the record does not establish that defendant appreciated the consequences of the appeal waiver, it is invalid and he is not precluded from challenging the severity of his sentence (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Woods, 147 AD3d 1156, 1156 [2017]).
discussed Cited as authority (rule) People v. Madden
N.Y. App. Div. · 2017 · confidence medium
Although the court noted during the plea colloquy that it had not yet issued a written order denying defendant’s motion, the court did issue an oral suppression ruling, and a written order is not required in seeking to review an adverse suppression ruling pursuant to CPL 710.70 (2) (see People v Elmer, 19 NY3d 501, 505 [2012]).
discussed Cited as authority (rule) People v. Madden
N.Y. App. Div. · 2017 · confidence medium
Although the court noted during the plea colloquy that it had not yet issued a written order denying defendant’s motion, the court did issue an oral suppression ruling, and a written order is not required in seeking to review an adverse suppression ruling pursuant to CPL 710.70 (2) (see People v Elmer, 19 NY3d 501, 505 [2012]).
discussed Cited as authority (rule) People v. Lewis
N.Y. App. Div. · 2017 · confidence medium
Memorandum: The People appeal from an oral order (see generally People v Elmer, 19 NY3d 501, 507-508 [2012]) granting that part of defendant’s omnibus motion to suppress evidence seized as the fruit of the unlawful stop of defendant’s vehicle, and dismissing the superior court information charging defendant with, inter alia, felony aggravated driving while intoxicated (Vehicle and Traffic Law §§ 1192 [2-a] [a]; 1193 [1] [c] [i] [A]).
discussed Cited as authority (rule) People v. Lewis
N.Y. App. Div. · 2017 · confidence medium
Memorandum: The People appeal from an oral order (see generally People v Elmer, 19 NY3d 501, 507-508 [2012]) granting that part of defendant’s omnibus motion to suppress evidence seized as the fruit of the unlawful stop of defendant’s vehicle, and dismissing the superior court information charging defendant with, inter alia, felony aggravated driving while intoxicated (Vehicle and Traffic Law §§ 1192 [2-a] [a]; 1193 [1] [c] [i] [A]).
discussed Cited as authority (rule) People v. Nahshal
N.Y. App. Div. · 2017 · confidence medium
Notwithstanding the defendant’s execution of the written waiver, it cannot be said that he knowingly, intelligently, and voluntarily waived his right to appeal (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d at 267 ; People v Brown, 122 AD3d 133, 139 [2014]).
discussed Cited as authority (rule) People v. Iovino
N.Y. App. Div. · 2016 · confidence medium
Accordingly, “despite [the] defendant’s execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a Tull appreciation of the consequences of such waiver’ ” (People v Elmer, 19 NY3d 501, 510 [2012], quoting People v Bradshaw, 18 NY3d 257, 264 [2011]; see People v Callahan, 80 NY2d 273, 283 [1992]; People v Gordon, 127 AD3d at 1231 ).
discussed Cited as authority (rule) People v. Harris
N.Y. App. Div. · 2016 · confidence medium
Notwithstanding the defendant’s execution of the written waiver form, it cannot be said that he knowingly, intelligently, and voluntarily waived his right to appeal (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d at 267 ; People v Singleton, 129 AD3d 748 [2015]; People v Johnson, 113 AD3d 635 [2014]; People v Springer, 109 AD3d at 557-558 ; People v Vasquez, 101 AD3d 1054, 1055 [2012]).
discussed Cited as authority (rule) 106454 People v. Larock
N.Y. App. Div. · 2016 · confidence medium
Accordingly, as defendant’s appreciation of the consequences of the waiver are not established on the record, the waiver is not valid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Rabideau, 130 AD3d 1094, 1094-1095 [2015]; People v Ashlaw, 126 AD3d 1236, 1237 [2015]).
discussed Cited as authority (rule) People v. Camarda
N.Y. App. Div. · 2016 · confidence medium
Furthermore, although the defendant executed a written appeal waiver form, there is no indication on the record that the County Court obtained an acknowledgment from the defendant *886 that she had, in fact, signed the waiver or, if she had, she was aware of its contents or discussed it with defense counsel (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Callahan, 80 NY2d 273, 283 [1992]; People v Gordon, 127 AD3d at 1231 ; People v Brown, 122 AD3d 133, 145 [2014]).
discussed Cited as authority (rule) People v. Belile
N.Y. App. Div. · 2016 · confidence medium
While the better practice would have been for the court to specifically ask defendant if he had discussed the appeal waiver with counsel and establish that he had read the written waiver before signing it (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Callahan, 80 NY2d 273, 283 [1992]; People v Rabideau, 130 AD3d 1094, 1095 [2015]), considering “all [of] the relevant facts and circumstances surrounding the waiver,” including defendant’s experience (People v Sanders, 25 NY3d at 340 [internal quotation marks and citation omitted]), we are satisfied that the oral colloquy, combined …
discussed Cited as authority (rule) People v. Davis
N.Y. App. Div. · 2016 · confidence medium
Accordingly, we are unable to conclude that defendant appreciated the consequences of the waiver (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Rabideau, 130 AD3d 1094, 1094-1095 [2015]; People v Ashlaw, 126 AD3d at 1237 ; People v Vences, 125 AD3d 1050, 1051-1052 [2015]).
discussed Cited as authority (rule) People v. Hodge
N.Y. App. Div. · 2015 · confidence medium
The defendant did not knowingly, voluntarily, or intelligently waive his right to appeal, as the record does not demonstrate that he had a full appreciation of the consequences of such waiver (see People v Elmer, 19 NY3d 501, 510 [2012]).
discussed Cited as authority (rule) People v. Clapper
N.Y. App. Div. · 2015 · signal: cf. · confidence medium
During the plea allocution, County Court explained the nature of the right being waived and made clear that it was separate from the trial-related rights automatically forfeited upon a guilty plea, and ascertained that defendant had discussed it with counsel and that he understood its meaning (see People v Sanders, 25 NY3d 337, 340-341 [2015]; People v Bradshaw, 18 NY3d 257, 264-265 [2011]; People v Ramos, 7 NY3d 737, 738 [2006]; cf. People v Elmer, 19 NY3d 501, 510 [2012]).
discussed Cited as authority (rule) People v. Acosta
N.Y. App. Div. · 2015 · confidence medium
Notwithstanding the exemplary written form clarifying that this waiver was distinct from other waivers and does not automatically result from a guilty plea, the court’s colloquy with defendant, who merely confirmed his understanding that the waiver of the right to appeal was “separate” from his other waivers, failed to establish that defendant had actually signed the written form and was aware of its contents (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Oquendo, 105 AD3d 447, 448 [1st Dept 2013], lv denied 21 NY3d 1007 [2013]).
discussed Cited as authority (rule) People v. Anderson
N.Y. App. Div. · 2015 · confidence medium
County Court’s perfunctory inquiry was insufficient “to ensure that defendant grasped the minimal information pertaining to the appeal waiver” (People v Bradshaw, 18 NY3d at 265 ) and, although the record contains an executed written appeal waiver, County Court made no inquiry concerning it during the plea colloquy (see People v Elmer, 19 NY3d 501, 510 [2012]; People v DeSimone, 80 NY2d 273, 283 [1992]; People v Phipps, 127 AD3d 1500, 1501 [2015]).
discussed Cited as authority (rule) People v. Anderson
N.Y. App. Div. · 2015 · confidence medium
County Court’s perfunctory inquiry was insufficient “to ensure that defendant grasped the minimal information pertaining to the appeal waiver” (People v Bradshaw, 18 NY3d at 265 ) and, although the record contains an executed written appeal waiver, County Court made no inquiry concerning it during the plea colloquy (see People v Elmer, 19 NY3d 501, 510 [2012]; People v DeSimone, 80 NY2d 273, 283 [1992]; People v Phipps, 127 AD3d 1500, 1501 [2015]).
discussed Cited as authority (rule) People v. Gordon
N.Y. App. Div. · 2015 · confidence medium
Accordingly, “despite [the] defendant’s execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a ‘full appreciation of the consequences of such waiver’ ” (People v Elmer, 19 NY3d 501, 510 [2012], quoting People v Bradshaw, 18 NY3d 257, 264 [2011]; see People v Callahan, 80 NY2d 273, 283 [1992]; People v Cantarero, 123 AD3d at 841 ; People v Brown, 122 AD3d at 145 ; People v Vasquez, 101 AD3d 1054, 1054-1055 [2012]).
discussed Cited as authority (rule) People v. Manigualt
N.Y. App. Div. · 2015 · confidence medium
At the outset, we reject the People’s contention that defendant’s plea of guilty precludes him from challenging the denial of his suppression motion inasmuch as the record establishes that the court decided his motion before he entered his guilty plea (see CPL 710.70 [2]; People v Elmer, 19 NY3d 501, 509-510 [2012]; cf. People v Rosario, 64 AD3d 1217, 1217-1218 [2009], lv denied 13 NY3d 941 [2010]), and defendant conditioned his plea upon his ability to appeal the denial of his suppression motion (cf. People v Kemp, 94 NY2d 831, 833 [1999]).
discussed Cited as authority (rule) People v. Manigualt
N.Y. App. Div. · 2015 · confidence medium
At the outset, we reject the People’s contention that defendant’s plea of guilty precludes him from challenging the denial of his suppression motion inasmuch as the record establishes that the court decided his motion before he entered his guilty plea (see CPL 710.70 [2]; People v Elmer, 19 NY3d 501, 509-510 [2012]; cf. People v Rosario, 64 AD3d 1217, 1217-1218 [2009], lv denied 13 NY3d 941 [2010]), and defendant conditioned his plea upon his ability to appeal the denial of his suppression motion (cf. People v Kemp, 94 NY2d 831, 833 [1999]).
discussed Cited as authority (rule) People v. Williams
N.Y. App. Div. · 2015 · confidence medium
The defendant’s purported waiver of his right to appeal was invalid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d 257, 265 [2011]; People v Brown, 122 AD3d 133, 137, 141 [2014]) and, thus, does not preclude review of his excessive sentence claims.
discussed Cited as authority (rule) People v. Walters
N.Y. City Crim. Ct. · 2014 · confidence medium
Conversely, the common experience in criminal practice is that courts generally issue orders and decisions without reducing them to writing (see People v Elmer, 19 NY3d 501, 509 [2012] [“the common experience of criminal practice (is) courts may issue oral decisions, often on a multitude of matters, without engaging in the additional affirmative step of ensuring that every order is reduced to writing”]).
examined Cited as authority (rule) People v. Brown (5×) also: Cited "see"
N.Y. App. Div. · 2014 · confidence medium
Here, however, the defendant’s background warranted a more thorough explanation, as the present offense was the first felony conviction for the defendant, whose education was limited to “[s]ome [h]igh [s]chool.” Under these circumstances, “despite defendant’s execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a ‘full appreciation of the consequences of such waiver’ ” (People v Elmer, 19 NY3d at 510, quoting People v Bradshaw, 18 NY3d at 264 ; see People v Callahan,…
discussed Cited as authority (rule) People v. Delayo
N.Y. App. Div. · 2013 · signal: cf. · confidence medium
The merits of the appeal are thus not properly before us (see People v Barnett, 99 AD3d 1030, 1031 [2012]; People v Walker-Llanos, 92 AD3d 974, 974 [2012]; cf. People v Elmer, 19 NY3d 501, 507-508 [2012]).
discussed Cited as authority (rule) People v. Delayo
N.Y. App. Div. · 2013 · signal: cf. · confidence medium
The merits of the appeal are thus not properly before us (see People v Barnett, 99 AD3d 1030, 1031 [2012]; People v Walker-Llanos, 92 AD3d 974, 974 [2012]; cf. People v Elmer, 19 NY3d 501, 507-508 [2012]).
discussed Cited as authority (rule) Commonwealth of the Northern Mariana Islands v. Canadian Imperial Bank of Commerce
NY · 2013 · confidence medium
We are led to the conclusion that the legislature considered “control” and “custody” to refer to distinct concepts (see People v Elmer, 19 NY3d 501, 507 [2012] [observing that the legislature is presumed to know the distinction between terms used in legislation]; Easley v New York State Thruway Auth., 1 NY2d 374, 379 [1956] [“Legislatures are presumed to know what statutes are on the books and what is intended by constitutional amendments approved by the Legislature itself”]; McKinney’s Cons Laws of NY, Book 1, Statutes § 222).
discussed Cited as authority (rule) People v. Gillett
N.Y. App. Div. · 2013 · confidence medium
“A guilty plea generally results in a forfeiture of the right to appellate review of any nonjurisdictional defects in the proceedings” (People v Fernandez, 67 NY2d 686, 688 [1986]), and the exception set forth in CPL 710.70 (2) does not apply here because defendant pleaded guilty before the court issued a decision on his suppression motion (see generally People v Elmer, 19 NY3d 501, 507-508 [2012]).
discussed Cited as authority (rule) People v. Gillett
N.Y. App. Div. · 2013 · confidence medium
“A guilty plea generally results in a forfeiture of the right to appellate review of any nonjurisdictional defects in the proceedings” (People v Fernandez, 67 NY2d 686, 688 [1986]), and the exception set forth in CPL 710.70 (2) does not apply here because defendant pleaded guilty before the court issued a decision on his suppression motion (see generally People v Elmer, 19 NY3d 501, 507-508 [2012]).
discussed Cited as authority (rule) People v. Curras
N.Y. App. Div. · 2013 · confidence medium
Further, the executed waiver form did not cure the error because even though that form explained that the right to appeal was indeed separate from other enumerated rights, the court failed to ensure that the defendant had read it and was aware of its contents (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d 257, 262 [2011]; People v Alston, 101 AD3d 1672 1673 [2012]).
discussed Cited as authority (rule) People v. Curras
N.Y. App. Div. · 2013 · confidence medium
Further, the executed waiver form did not cure the error because even though that form explained that the right to appeal was indeed separate from other enumerated rights, the court failed to ensure that the defendant had read it and was aware of its contents (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d 257, 262 [2011]; People v Alston, 101 AD3d 1672 1673 [2012]).
discussed Cited as authority (rule) People v. Barrett
N.Y. App. Div. · 2013 · confidence medium
Contrary to the Feople’s contention, under the particular facts of this case, the defendant’s purported waiver of his right to appeal was invalid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d 257 [2011]; People v Lopez, 6 NY3d 248 [2006]; People v Vasquez, 101 AD3d 1054 [2012]; People v Jacob, 94 AD3d 1142, 1143-1144 [2012]; People v Remington, 90 AD3d 678, 679 [2011]; People v Mayo, 77 AD3d 683, 684 [2010]).
discussed Cited as authority (rule) People v. Barrett
N.Y. App. Div. · 2013 · confidence medium
Contrary to the Feople’s contention, under the particular facts of this case, the defendant’s purported waiver of his right to appeal was invalid (see People v Elmer, 19 NY3d 501, 510 [2012]; People v Bradshaw, 18 NY3d 257 [2011]; People v Lopez, 6 NY3d 248 [2006]; People v Vasquez, 101 AD3d 1054 [2012]; People v Jacob, 94 AD3d 1142, 1143-1144 [2012]; People v Remington, 90 AD3d 678, 679 [2011]; People v Mayo, 77 AD3d 683, 684 [2010]).
cited Cited as authority (rule) People v. Oquendo
N.Y. App. Div. · 2013 · confidence medium
Under these circumstances, there is an insufficient basis to conclude that defendant’s purported waiver was knowing, voluntary and intelligent (see People v Elmer, 19 NY3d 501, 510 [2012]).
cited Cited as authority (rule) People v. Oquendo
N.Y. App. Div. · 2013 · confidence medium
Under these circumstances, there is an insufficient basis to conclude that defendant’s purported waiver was knowing, voluntary and intelligent (see People v Elmer, 19 NY3d 501, 510 [2012]).
The People of the State of New York
v.
Carol Elmer, Respondent The People of the State of New York v. Kevin O. Cooper
New York Court of Appeals.
Jun 27, 2012.
973 N.E.2d 172
POINTS OF COUNSEL, Nicole Duvé, District Attorney, Canton (Amanda N. Nissen of counsel), for appellant in the first above-entitled action., Richard V. Manning, Parishville, for respondent in the first above-entitled action., Timothy P. Donaher, Public Defender, Rochester (Drew R. DuBrin of counsel), for appellant in the second above-entitled action., Sandra Doorley, District Attorney, Rochester (Geoffrey Kaeuper of counsel), for respondent in the second above-entitled action.
Jones.
Cited by 121 opinions  |  Published

OPINION OF THE COURT

Jones, J.

The common issue presented by these appeals is whether an appeal lies from an oral order issued by a criminal court on a[*505] pretrial matter. In People v Elmer, the People appealed pursuant to CPL 450.20 (1) from an oral decision by the trial court that granted, in part, defendant’s motion to dismiss the indictment on speedy trial grounds. In People v Cooper, defendant sought review pursuant to CPL 710.70 (2) of an oral order denying his motion to suppress evidence obtained in a search attendant to his arrest. In both cases, the Appellate Division ruled adversely to the appellants, finding that the failure to obtain a written order precluded appellate review. We conclude otherwise, holding that an appeal does lie from an oral order of a criminal court that finally disposes of the pretrial matter at issue.

People v Carol Elmer

Defendant Carol Elmer was charged with 37 counts of over-driving, torturing and injuring an animal in violation of Agriculture and Markets Law § 353 for the alleged failure to properly care for horses within her custody. In a pretrial motion, defendant moved to controvert the search warrant used to enter her premises and to suppress evidence. Although County Court ordered a suppression hearing, the matter was adjourned several times by the People due to the ostensible unavailability of a witness. Consequently, defendant moved to dismiss the indictment on statutory speedy trial grounds.

County Court granted the motion in part, dismissing the first 22 counts of the indictment. Recounting the procedural history of the matter, the court noted the dilatory efforts of the prosecution in procuring the witness, remarking that “the People, by not being ready for a hearing, delayed, actually made it impossible [for] the scheduling of a trial, holding of a trial, and by not being ready for a suppression hearing concerning a search warrant, they should be held with post-readiness delay because it prevented the trial from going forward.” The court orally ordered that “[t]he first 22 counts are dismissed as defendant was denied her right to a speedy trial.”

The Appellate Division dismissed the People’s appeal and remitted the matter to County Court for the issuance of a written order, concluding that no appeal lies from the “County Court’s oral ruling dismissing the first 22 counts of the indictment [as it] was never reduced to a writing and was never entered” (84 AD3d 1593, 1593 [3d Dept 2011]). A Judge of this Court granted the People leave to appeal (17 NY3d 903 [2011]).

[*506] People v Kevin Cooper

As a result of a vehicular stop, arrest and search that uncovered narcotics, defendant Kevin Cooper was charged with criminal possession of a controlled substance in the third degree, criminal possession of a controlled substance in the fourth degree, bribery in the third degree and certain traffic violations.

Acting on an anonymous tip that a van marked by a light-colored stripe and driven by an individual wearing red shorts was transporting narcotics, the police stopped defendant’s vehicle—which matched the description—after observing that it lacked a rear license plate lamp and had made an unlawful right turn without the appropriate signal. When the police approached the vehicle, they observed defendant dressed in red shorts and upon further inspection, in plain view, officers observed a grocery bag “bulging with money” on defendant’s person and “a little dime baggie with white residue” on the vehicle’s console. As a result, defendant was arrested and an ensuing search recovered a small portion of cocaine secreted in defendant’s right sock.

Following a suppression hearing to preclude the recovered evidence, County Court denied defendant’s motion to suppress. That court remarked and orally decided that

“Officer Masik had probable cause to stop the van initially for his observation of the vehicle and traffic violations of no tail lamp and failure to signal a turn and based upon the information that he received from the individual that everything matched the description. When Officer Masik observed the residue in the console of the car he had probable cause to ask the defendant out of the car and subsequently arrest him for possession of that residue ... so the Court is going to deny the defendant’s motion to suppress any evidence on the People’s direct case. Your exception is noted for the record.”

Ultimately, defendant pleaded guilty to criminal possession of a controlled substance in the third degree.

On appeal from his judgment of conviction, defendant sought review pursuant to CPL 710.70 (2) of the suppression court’s denial of his motion to suppress. The Appellate Division, however, concluded that defendant forfeited his statutory right of review because he had entered a guilty plea prior to the transcription of the oral order (85 AD3d 1594, 1595 [4th Dept[*507] 2011]). In that court’s view, section 710.70 (2) was inapplicable because it did not permit appellate review of an oral bench decision denying a suppression motion. In the alternative, that court also addressed the merits and concurred with the trial court’s determination that defendant’s arrest was supported by probable cause. A Judge of this Court granted defendant leave to appeal (17 NY3d 902 [2011]). We now reverse in Elmer and affirm in Cooper.

Discussion

The principal argument set forth by the appellants is that the term “order” encompasses both oral and written orders because the Legislature has expressly provided for a “written order” when specifically required. Accordingly, it is asserted that an appeal does lie from an oral “order.” We agree.[1]

The Legislature is presumed to be aware of the distinction between the terms “order” and “written order” and thus, absent an express definition, we ascribe a broader view to its use of the unqualified phrase “order.” Where deemed necessary, the Legislature has provided for a “written order” in certain provisions of both the Criminal Procedure Law and the Penal Law (see CPL 195.30 [when a court approves waiver of an indictment, it must “execute a written order to that effect”]; Penal Law § 215.70 [a person is guilty of unlawful grand jury disclosure unless the disclosure was made “upon written order of the court”]; see also CPL 190.25 [4] [a]; CPL 420.10 [6]; CPL 420.40 [5]; Penal Law § 85.05 [3] [b]). By contrast, in Elmer, the People appeal under CPL 450.20 (1) which provides that the prosecution can appeal from “[a]n order dismissing an accusatory instrument or a count thereof, entered pursuant to section 170.30, 170.50 or 210.20” (emphasis added). Likewise, in Cooper, defendant relies upon CPL 710.70 (2) which provides that “[a]n order finally denying a motion to suppress evidence may be reviewed upon an appeal from an ensuing judgment of conviction notwithstanding the fact that such judgment is entered upon a plea of guilty” (emphasis added). These two provisions, and other similar penal statutes, significantly, permit appeals from an “order” without further restriction. It logically follows,[*508] then, that a statute authorizing an appeal from an “order”—as opposed to a “written order”—should be construed to permit an appeal from either a written or oral order.[2]

This Court previously held as much in People v Coaye (68 NY2d 857 [1986]). In that case, upon the defendant’s motion, Supreme Court orally reduced an attempted murder conviction to a lesser degree and then immediately pronounced sentence, commencing the defendant’s 30-day period to appeal as of right from the judgment of conviction under CPL 460.10. While the defendant’s appeal was pending, the People obtained, some time thereafter, a written order memorializing the oral decision and then appealed from the written order on a separate appellate track. The Appellate Division ultimately consolidated the dual appeals and reversed, reinstating the jury’s original conviction on the attempted murder count. The defendant contended that the People’s appeal should not have been entertained because it had been commenced well beyond the 30-day period following the oral order. In turn, the People responded that an appeal is only appropriately taken upon the entry of a written order.

Under the factual circumstances of that case, where the oral decision rendered on the motion was subsumed by the judgment of conviction by virtue of the pronouncement of the sentence immediately after, we held that the People should have appealed from the oral order (68 NY2d at 858-859). Of primary concern was the potential unfairness engendered by the directives of section 460.10, namely, that a defendant has 30 days to appeal as of right from the judgment of conviction, whereas the People could conceivably enlarge the time to appeal by procuring a written order at a later date. Although Coaye presented unique factual circumstances, it demonstrated our willingness to sanction appeals from oral orders and we now think it is sound policy to permit such appeals so long as they are taken, in accordance with the appropriate governing criminal statute, from an oral order that conclusively disposes of the matter at issue.[3] This not only provides a clear signal to the respective parties as[*509] to when the time to appeal certain orders commences, but also mitigates potentially anomalous consequences, as illustrated by Coaye. Further, our holding reflects and accommodates the common experience of criminal practice where courts may issue oral decisions, often on a multitude of matters, without engaging in the additional affirmative step of ensuring that every order is reduced to writing. The failure to do so does not necessarily render an oral order infirm nor undermine its intended final authority.

In light of the foregoing, the Appellate Division erred in People v Elmer by dismissing the appeal and remitting the matter to County Court. The People were entitled under section 450.20 (1) to appellate review of the lower court’s oral decision dismissing certain counts of the indictment.

In People v Cooper, it was similarly error to conclude that defendant’s appeal under section 710.70 (2) was forfeited by the entry of his guilty plea simply because the oral order had not been issued in writing. Although a guilty plea “generally results in a forfeiture of the right to appellate review of any nonjurisdictional defects in the proceedings,” section 710.70 (2) has been recognized as a limited exception permitting appellate review, notwithstanding the entry of a guilty plea (People v Fernandez, 67 NY2d 686, 688 [1986]). Moreover, we have countenanced a forfeiture of this statutory right only where a defendant pleaded guilty “before the hearing on his suppression motion,” thereby foreclosing appellate review for lack of a sufficient factual record (67 NY2d at 688). Here, even though the suppression motion was decided orally, it is evident that it was “an order finally denying a motion to suppress evidence.” The suppression court issued its findings of fact on the record; found sufficient probable cause for the stop, arrest and search of defendant; denied the motion to suppress; noted defendant’s exception and immediately set the matter for a trial date. We reject the People’s contention that the issuance of a written order, a ministerial act, was a pending judicial action that rendered the oral order non-final (see People v Allman, 133 AD2d 638, 639 [2d Dept 1987] [“On this record, it cannot be stated that the hearing court’s express denial of the defendant’s omnibus[*510] motion does not constitute ‘(a)n order finally denying a motion to suppress evidence’ ”]).

However, with respect to People v Cooper, the Appellate Division did reach the merits of the parties’ contentions and reversal is not warranted here. Contrary to the People’s argument, despite defendant’s execution of a written waiver of the right to appeal, he did not knowingly, intelligently or voluntarily waive his right to appeal as the record fails to demonstrate a “full appreciation of the consequences of such waiver” (People v Bradshaw, 18 NY3d 257, 264 [2011] [internal quotation marks omitted]; People v Lopez, 6 NY3d 248, 256 [2006]). There was no “attempt by the court to ascertain on the record an acknowledgment from defendant that he had, in fact, signed the waiver or that, if he had, he was aware of its contents” (People v DeSimone [companion case to People v Callahan, 80 NY2d 273, 283 (1992)]). Moreover, defendant’s assertion that the police lacked probable cause to effectuate an arrest and search presents a mixed question of law and fact beyond the purview of this Court’s jurisdiction so long as there is record support for the lower courts’ determination (see People v Bigelow, 66 NY2d 417, 420 [1985]; People v McRay, 51 NY2d 594, 601 [1980]; People v Wharton, 46 NY2d 924, 925 [1979]). In this case, there is sufficient record evidence that the police possessed probable cause, foreclosing further review.

Accordingly, in People v Elmer, the order of the Appellate Division should be reversed and the case remitted to the Appellate Division, Third Department, for consideration of the merits of the appeal taken to that court. In People v Cooper, the order of the Appellate Division should be affirmed.

Chief Judge Lippman and Judges Ciparick, Graffeo, Read, Smith and Pigott concur.

In People v Elmer: Order reversed, etc.

In People v Cooper: Order affirmed.

1

Our holding does not, in any way, abrogate the well settled rule that “[n]o appeal lies from a determination made in a criminal proceeding unless specifically provided for by statute” (People v Pagan, 19 NY3d 368, 370 [2012], quoting People v Dunn, 4 NY3d 495, 497 [2005]; People v Hernandez, 98 NY2d 8, 10 [2002]).

2

The Civil Practice Law and Rules, unlike the Criminal Procedure Law, explicitly defines the term “order” as written in nature, mandating that an order determining a motion “shall be in writing” or “shall be reduced to writing or otherwise recorded” (CPLR 2219 [a]). Moreover, a civil appeal as of right is to be taken within 30 days from service of “a copy of the judgment or order appealed from and written notice of its entry” (CPLR 5513 [a]; see also CPLR 2220).

3

We find no persuasive authority supporting a series of Appellate Division cases that routinely dismissed, or held in abeyance, appeals taken from[*509] oral orders (see People v Holmes, 206 AD2d 542 [2d Dept 1994]; People v Austin, 208 AD2d 990 [3d Dept 1994]; People v Herrara, 173 AD2d 850 [2d Dept 1991]; cf. People v Wallace, 220 AD2d 248 [1st Dept 1995]; People v Silva, 122 AD2d 750 [1st Dept 1986]).

[*508] (n. cont’d)