People v. Bailey, 447 N.E.2d 1273 (NY 1983). · Go Syfert
People v. Bailey, 447 N.E.2d 1273 (NY 1983). Cases Citing This Book View Copy Cite
148 citation events (84 in the last 25 years) across 6 distinct courts.
Strongest positive: People v. T.P. (ny, 2025-06-17)
Treatment trajectory · 1983 → 2026 · click a year to view as-of
1983 2004 2026
Top citers, strongest first. 50 distinct citers.
examined Cited as authority (rule) People v. T.P. (9×)
NY · 2025 · confidence medium
A prosecutor may not "express his or her personal belief or opinion as to the truth or falsity of any testimony or evidence" ( People v Bailey , 58 NY2d 272, 277 [1983] [internal quotation marks omitted]; see also United States v Young , 470 US 1, 8 [1985]), and must avoid "resorting to name calling," such as "stating . . . during the summation that the defendant and [their] lawyer [are] liars" ( People v Shanis , 36 NY2d 697, 699 [1975]).
discussed Cited as authority (rule) People v. Jenkins
N.Y. App. Div. · 2020 · confidence medium
The argument is preserved for review upon the court's denial the motion, contrary to the People's argument that the issue is unpreserved given counsel's three-day delay in raising an objection ( see People v Bailey , 58 NY2d 272, 275 [1983]).
discussed Cited as authority (rule) People v. Carlson
N.Y. App. Div. · 2020 · confidence medium
Put another way, [the prosecutor's] mission is not so much to convict as it is to achieve a just result' " ( People v Bailey , 58 NY2d 272, 276-277 [1983], quoting People v Zimmer , 51 NY2d 390, 393 [1980]; see Morgan , 111 AD3d at 1256; see also People v Case , 150 AD3d 1634, 1637 [4th Dept 2017]).
discussed Cited as authority (rule) People v. Flowers
N.Y. App. Div. · 2017 · confidence medium
Put another way, [the prosecutor’s] mission is not so much to convict as it is to achieve a just result’ ” (People v Bailey, 58 NY2d 272, 276-277 [1983], quoting People v Zimmer, 51 NY2d 390, 393 [1980]).
discussed Cited as authority (rule) People v. O'Brien
N.Y. App. Div. · 2016 · confidence medium
It just doesn’t make any sense to me.” A prosecutor may not, even during summation, express his or her personal opinion challenging the veracity of the evidence (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Casanova, 119 AD3d 976, 978 [2014]).
discussed Cited as authority (rule) People v. O'Brien
N.Y. App. Div. · 2016 · confidence medium
It just doesn’t make any sense to me.” A prosecutor may not, even during summation, express his or her personal opinion challenging the veracity of the evidence (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Casanova, 119 AD3d 976, 978 [2014]).
discussed Cited as authority (rule) People v. Porter
N.Y. App. Div. · 2016 · confidence medium
During cross-examination, the prosecutor questioned the driver of the vehicle regarding an out-of-court conversation between them, asking her whether she came to his office and admitted that the defendant “[tried] to get [her] to come and take the blame for the gun.” After the witness denied for the second time that such a conversation had taken place, the prosecutor rhetorically asked, “[b]ut you were the one who was convicted of Scheme to Defraud, correct?” By challenging the witness with respect to the out-of-court conversation, the prosecutor both improperly interjected his persona…
discussed Cited as authority (rule) People v. Porter
N.Y. App. Div. · 2016 · confidence medium
During cross-examination, the prosecutor questioned the driver of the vehicle regarding an out-of-court conversation between them, asking her whether she came to his office and admitted that the defendant “[tried] to get [her] to come and take the blame for the gun.” After the witness denied for the second time that such a conversation had taken place, the prosecutor rhetorically asked, “[b]ut you were the one who was convicted of Scheme to Defraud, correct?” By challenging the witness with respect to the out-of-court conversation, the prosecutor both improperly interjected his persona…
discussed Cited as authority (rule) People v. Mitchell
N.Y. App. Div. · 2015 · confidence medium
Rather, the prosecutor’s summation was primarily about the “proved facts and circumstances and the inferences to be drawn therefrom in order to support or undermine the credibility of any witness [es] ” (People v Bailey, 58 NY2d 272, 277 [1983]), and, considered in context, the improper comments would not require reversal (see People v Goldston, 126 AD3d 1175, 1180-1181 [2015]; People v Head, 90 AD3d 1157, 1158 [2011]; People v McCombs, 18 AD3d 888, 890 [2005]).
discussed Cited as authority (rule) People v. Keels
N.Y. App. Div. · 2015 · confidence medium
An argument by counsel on summation, based on the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility (see People v Bailey, 58 NY2d 272, 277 [1983]; cf. United States v Spinelli, 551 F3d 159, 168-169 [2008], cert denied 558 US 939 [2009]; United States v Rivera, 22 F3d 430, 437-438 [1994]).
discussed Cited as authority (rule) People v. Smith
N.Y. App. Div. · 2015 · confidence medium
An argument by counsel, based upon the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility (see People v Bailey, 58 NY2d 272, 277 [1983]; cf. United States v Spinelli, 551 F3d 159, 168-169 [2008], cert denied 558 US 939 [2009]; United States v Rivera, 22 F3d 430, 437-438 [1994]).
discussed Cited as authority (rule) People v. Keels
N.Y. App. Div. · 2015 · confidence medium
An argument by counsel on summation, based on the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility (see People v Bailey, 58 NY2d 272, 277 [1983]; cf. United States v Spinelli, 551 F3d 159, 168-169 [2008], cert denied 558 US 939 [2009]; United States v Rivera, 22 F3d 430, 437-438 [1994]).
discussed Cited as authority (rule) People v. Smith
N.Y. App. Div. · 2015 · confidence medium
An argument by counsel, based upon the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility (see People v Bailey, 58 NY2d 272, 277 [1983]; cf. United States v Spinelli, 551 F3d 159, 168-169 [2008], cert denied 558 US 939 [2009]; United States v Rivera, 22 F3d 430, 437-438 [1994]).
discussed Cited as authority (rule) People v. Terry
N.Y. App. Div. · 2014 · confidence medium
In any event, the contention is without merit, as the remarks were within the broad bounds of rhetorical comment permissible in closing arguments, fair response to arguments made by defense counsel in summation, fair comment upon the evidence, or otherwise did not deprive the defendant of a fair trial (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Galloway, 54 NY2d 396, 400 [1981]; People v Ashwal, 39 NY2d 105, 109 [1976]; People v Rios, 105 AD3d at 873 ; People v Kennedy, 101 AD3d at 1045 ).
cited Cited as authority (rule) Santina Caruso v. The Jackson Laboratory
Me. · 2014 · confidence medium
New York v. Bailey, 58 N.Y.2d 272 , 460 N.Y.S.2d 912 , 447 N.E.2d 1273, 1275 (1983).
discussed Cited as authority (rule) People v. Casanova
N.Y. App. Div. · 2014 · confidence medium
Nevertheless, the prosecutor’s very next statement again mischaracterized the burden of proof, advising the jury that to have a reasonable doubt, it would “have to doubt the reasonableness of everything that [it] heard during the course of this trial.” The prosecutor also repeatedly and improperly expressed his personal opinion in an effort to vouch for the credibility of witnesses (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Wlasiuk, 32 AD3d 674, 681 [2006], lv dismissed 7 NY3d 871 [2006]; People v Brown, 26 AD3d 392, 393 [2006]).
discussed Cited as authority (rule) People v. Casanova
N.Y. App. Div. · 2014 · confidence medium
Nevertheless, the prosecutor’s very next statement again mischaracterized the burden of proof, advising the jury that to have a reasonable doubt, it would “have to doubt the reasonableness of everything that [it] heard during the course of this trial.” The prosecutor also repeatedly and improperly expressed his personal opinion in an effort to vouch for the credibility of witnesses (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Wlasiuk, 32 AD3d 674, 681 [2006], lv dismissed 7 NY3d 871 [2006]; People v Brown, 26 AD3d 392, 393 [2006]).
discussed Cited as authority (rule) People v. Thompson
N.Y. App. Div. · 2013 · confidence medium
Given the conflicting evidence as to whether the defendant was the perpetrator, the evidence of his guilt was not overwhelming, and thus “ ‘there is no occasion for consideration of any doctrine of harmless error’ ” (People v Parchment, 92 AD3d 699, 700 [2012], quoting People v Crimmins, 36 NY2d at 241 ; see People v Maldonado, 97 NY2d 522, 531 [2002]; People v Bailey, 58 NY2d 272, 278 [1983]).
discussed Cited as authority (rule) People v. Thompson
N.Y. App. Div. · 2013 · confidence medium
Given the conflicting evidence as to whether the defendant was the perpetrator, the evidence of his guilt was not overwhelming, and thus “ ‘there is no occasion for consideration of any doctrine of harmless error’ ” (People v Parchment, 92 AD3d 699, 700 [2012], quoting People v Crimmins, 36 NY2d at 241 ; see People v Maldonado, 97 NY2d 522, 531 [2002]; People v Bailey, 58 NY2d 272, 278 [1983]).
discussed Cited as authority (rule) People v. Townsley
NY · 2012 · confidence medium
Under our relevant precedents, defendant’s trial counsel had clear bases for objecting to these inflammatory statements (see People v Bailey, 58 NY2d 272, 277 [1983] [“(A) prosecutor may not, either in the course of closing argument or even in a less argumentative trial context, express his or her personal belief or opinion as to the truth or falsity of any testimony or evidence”] [internal quotation marks omitted]; People v Wright, 41 NY2d 172, 175 [1976] [condemning the prosecutor’s remarks regarding the defendant’s character as improper and “not fairly inferrable from the eviden…
discussed Cited as authority (rule) People v. Slishevsky
N.Y. App. Div. · 2012 · confidence medium
Finally, the prosecutor’s statement during her cross-examination of the victim’s mother that she was not testifying honestly was manifestly improper (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Russell, 307 AD2d 385, 386 [2003]).
discussed Cited as authority (rule) People v. Slishevsky
N.Y. App. Div. · 2012 · confidence medium
Finally, the prosecutor’s statement during her cross-examination of the victim’s mother that she was not testifying honestly was manifestly improper (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Russell, 307 AD2d 385, 386 [2003]).
discussed Cited as authority (rule) People v. Abraham
N.Y. App. Div. · 2012 · confidence medium
Moreover, the prosecutor was free to refer to the evidence regarding the mortgage and “the inferences to be drawn therefrom,” and his references to the mortgage as “bogus” or “a fraud” in his opening statement and summation did not constitute misconduct (People v Bailey, 58 NY2d 272, 277 [1983]; see People v Racine, 132 AD2d 899, 900 [1987], lv denied 70 NY2d 754 [1987]).
discussed Cited as authority (rule) People v. Presha
N.Y. App. Div. · 2011 · confidence medium
We thus take this opportunity to admonish the prosecutor that her “ ‘mission is not so much to convict as it is to achieve a just result’ ” (People v Bailey, 58 NY2d 272, 277 [1983]), and that she is “charged with the responsibility of presenting competent evidence fairly and temperately, not to get a conviction at all costs” (Mott, 94 AD2d at 418 ; see Bhupsingh, 297 AD2d at 388 ).
discussed Cited as authority (rule) People v. Gibian
N.Y. App. Div. · 2010 · confidence medium
When, as here, proof of a defendant’s guilt is not overwhelming, there is no occasion to apply the harmless error doctrine, and reversal is required (see People v Maldonado, 97 NY2d at 531 ; People v Bailey, 58 NY2d 272, 278 [1983]; People v Crimmins, 36 NY2d at 241-242 ).
discussed Cited as authority (rule) People v. Guay
N.Y. App. Div. · 2010 · confidence medium
During voir dire, Supreme Court sustained objections to two questions that the prosecutor framed in a way that impermissibly interjected her own opinions (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Fairley, 63 AD3d 1288, 1289 [2009], lv denied 13 NY3d 743 [2009]), thereby limiting any resulting prejudice (see People v Weber, 40 AD3d 1267, 1268 [2007], lv denied 9 NY3d 927 [2007]).
discussed Cited as authority (rule) People v. Fairley
N.Y. App. Div. · 2009 · confidence medium
While defendant now argues that this same comment also constituted an improper expression of the prosecutor’s “personal belief or opinion as to the truth or falsity of [the] testimony or evidence” (People v Bailey, 58 NY2d 272, 277 [1983] [internal quotation marks and citation omitted]), he did not object on that ground and, thus, the claim is unpreserved (see CPL 470.05 [2]; People v Grady, 40 AD3d 1368, 1375 [2007], lv denied 9 NY3d 923 [2007]).
discussed Cited as authority (rule) People v. DiSimone
N.Y. Sup. Ct. · 2009 · confidence medium
In New York, the authority to prosecute a criminal offense rests with the local district attorney (see County Law § 700 [1]), whose “mission is not so much to convict as it is to achieve a just result” (People v Bailey, 58 NY2d 272, 277 [1983] [internal quotation marks omitted], quoting People v Zimmer, 51 NY2d 390, 393 [1980]).
discussed Cited as authority (rule) People v. Kozlowski
NY · 2008 · confidence medium
Defendants place particular emphasis on the prosecutor’s statement—made in response to defendants’ assertion that Tyco’s directors had branded them as scapegoats to avoid their own civil and criminal liability—that the board only became aware of defendants’ illicit activities “after the forensic auditors had come in and combed through all the tens of millions of pages that are the books and records of Tyco [a]nd after the Boies lawyers ha[d] done their investigation.” But this, as well as the prosecutor’s references to Boies’s factual testimony, did not convey a “personal…
discussed Cited as authority (rule) Sedore v. Epstein
N.Y. App. Div. · 2008 · confidence medium
The duty of the district attorney, therefore, is not merely to obtain convictions, but to see that justice is done (see People v Santorelli, 95 NY2d 412, 420-421 [2000], cert denied 532 US 1008 [2001]; People v Steadman, 82 NY2d 1, 6 [1993]; People v Bailey, 58 NY2d 272, 277 [1983]; ABA Standards for Criminal Justice, Prosecution Function and Defense Function, standard 3-1.2 [c] [3d ed 1993]).
discussed Cited as authority (rule) People v. Alexander
N.Y. App. Div. · 2008 · confidence medium
The defendant correctly contends that the prosecutor engaged in misconduct during her summation by, among other things, repeatedly vouching for the veracity of the People’s witnesses and implying that, in order to acquit the defendant, the jury would have to find that the complainant and other witnesses lied (see People v Bailey, 58 NY2d 272, 277 [1983]; People v Paperno, 54 NY2d 294, 300-301 [1981]; People v Bull, 218 AD2d 663, 665 [1995]).
discussed Cited as authority (rule) Longton v. Village of Corinth
N.Y. App. Div. · 2008 · confidence medium
This general rule had its origin in cases involving the failure of a trial court to rule on a motion during trial (see People v Bailey, 58 NY2d 272, 275 [1983]; Brenan v Moore-McCormack Lines, 3 AD2d 1006, 1006 [1957]; see also Motyl v Motyl, 35 AD2d 1051, 1052 [1970]).
discussed Cited as authority (rule) People v. Aguilar
N.Y. App. Term. · 2006 · confidence medium
And, its reliance on People v Bailey ( 58 NY2d 272, 278 [1983] [evidence “not overwhelming”]) and People v Collins ( 12 AD3d 33, 41 [2004] [evidence “hardly overwhelming”]) does not consider that each case, in the words of the authoring court, clearly represents a factual scenario where a defendant might well have been acquitted but for the inflammatory words of a prosecutor.
discussed Cited as authority (rule) People v. Wlasiuk
N.Y. App. Div. · 2006 · confidence medium
Briefly stated, the prosecutor repeatedly expressed a personal opinion concerning the merits of particular evidence (see People v Bailey, 58 NY2d 272, 277 [1983]), disparaged defendant, characterized his testimony and that of his witnesses as “lies” (see People v Levandowski, 8 AD3d 898, 900 [2004]; compare People v McCombs, 18 AD3d 888, 890 [2005]) and maligned defense counsel and his arguments (see People v McReynolds, 175 AD2d 31, 31-32 [1991]).
discussed Cited as authority (rule) People v. Collins
N.Y. App. Div. · 2004 · confidence medium
He’s lied before.” She said that “to credit the defendant would be wrong to do.” Equally, a prosecutor may not vouch for the credibility of the People’s witnesses (People v Bailey, 58 NY2d 272, 277 [1983] [“the weight of the prestige of the office and its image of disinterestedness may impose upon a defendant’s right to an impartial trial”]).
discussed Cited as authority (rule) People v. Adamo
N.Y. App. Div. · 2003 · confidence medium
While it might have been appropriate for the prosecution to have “concentrated, in argument on proved facts and circumstances and the inferences to be drawn therefrom in order to support or undermine the credibility of any witness” it was impermissible for her to present herself as an unsworn witness and vouch for the victim, as she, in effect, did (People v Bailey, 58 NY2d 272, 277 [1983]).
discussed Cited as authority (rule) People v. Goldstein
N.Y. App. Term. · 2003 · confidence medium
This is particularly so because the prosecutor’s mission is not necessarily to convict, but rather to achieve a just result (People v Bailey, 58 NY2d 272, 277 [1983]; People v Zimmer, 51 NY2d 390, 393 [1980]).
cited Cited as authority (rule) People v. LaPorte
N.Y. App. Div. · 2003 · confidence medium
Thus, although it is improper for a prosecutor to vouch for the credibility of witnesses (see People v Bailey, 58 NY2d 272, 277 [1983]) or to appeal to the sympathies and fears of the jury (see e.g.
discussed Cited as authority (rule) People v. Gonzalez
N.Y. App. Div. · 1994 · confidence medium
The prosecutor, during summation, improperly vouched for the credibility of prosecution witnesses (see, People v Dunn, 158 AD2d 941, 942 , lv denied 76 NY2d 734 ) and improperly commented that defendant was as guilty as the length of the trial, that defendant’s chain of custody challenge was a "red herring”, that defendant’s claim of inability to speak English was a ruse and that defendant was lying (see, People v Bailey, 58 NY2d 272, 277; People v Ellis, 188 AD2d 1043, 1044 , lv denied 81 NY2d 970 ; People v Dunn, supra).
discussed Cited as authority (rule) People v. Beckford
N.Y. App. Div. · 1988 · confidence medium
Although objection was not made to most of these utterances, we hold that in the interest of justice the cumulative effect of the errors deprived the defendant of a fair trial, since the evidence of guilt was not overwhelming (see, People v Bailey, supra, at 278).
discussed Cited as authority (rule) People v. Balls
N.Y. App. Div. · 1986 · confidence medium
Initially, we note that while defendant registered only one specific objection during the summation, his postsummation request for a mistrial on the basis of the prosecutor’s conduct was sufficient to preserve his objections for appellate review (see, People v Bailey, 58 NY2d 272, 275; People v Medina, 53 NY2d 951, 953 ).
discussed Cited "see" People v. Thomas
N.Y. App. Div. · 2018 · signal: see · confidence high
Contrary to defendant's contention, "[t]he prosecutor did not improperly vouch for the credibility of a prosecution witness on summation, because [a]n argument by counsel on summation, based on the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility' " ( People v Womack , 151 AD3d 1754, 1756 [4th Dept 2017], lv denied 29 NY3d 1136 [2017]; see People v Bailey , 58 NY2d 272, 277 [1983]).
discussed Cited "see" People v. Womack
N.Y. App. Div. · 2017 · signal: see · confidence high
The prosecutor did not improperly vouch for the credibility of a prosecution witness on summation, because “[a]n argument by counsel on summation, based on the record evidence and reasonable inferences drawn therefrom, that his or her witnesses have testified truthfully is not vouching for their credibility” (People v Keels, 128 AD3d 1444, 1446 [2015], lv denied 26 NY3d 969 [2015]; see People v Bailey, 58 NY2d 272, 277 [1983]).
discussed Cited "see" People v. Fredrick
N.Y. App. Div. · 2008 · signal: see · confidence high
As defendant correctly contends, the prosecutor improperly vouched for the credibility of the People’s witnesses during both his opening and closing statements (see People v LaDolce, 196 AD2d 49, 57 [1994]; see generally People v Bailey, 58 NY2d 272, 277-278 [1983]).
discussed Cited "see, e.g." People v. Firu (Victor)
N.Y. App. Term. · 2020 · signal: see also · confidence medium
Such conduct not only [*3]compromises a defendant's right to a fair trial, but goes against a prosecutor's duty to ensure that "justice is done and the rights of all—defendants included—are safeguarded" ( People v Lombard , 4 AD2d 666, 671 [1957]; see also People v Bailey , 58 NY2d 272, 276-277 [1983]; People v Goldstein , 196 Misc 2d at 743 ).
discussed Cited "see, e.g." People v. Jian Long Shi
N.Y. App. Term. · 2014 · signal: see also · confidence medium
We note that defendant’s counsel failed to object to portions of the prosecutor’s summation that were replete with improper comments that vouched for the credibility of the victim and the other prosecution witnesses, repeatedly asserted that defendant was the only one who had a motive to lie, and sought to evoke sympathy for the victim (see People v Pagan, 2 AD3d 879, 880 [2003]; People v Andre, 185 AD2d 276, 278 [1992]; People v Blowe, 130 AD2d 668 , 671 [1987]; People v Ortiz, 125 AD2d 502, 503 [1986]; People v Ostrow, 12 Misc 3d 69, 70-71 [App Term, 2d Dept, 2d & 11th Jud Dists 2006]; s…
discussed Cited "see, e.g." People v. Ashley
N.Y. App. Div. · 2011 · signal: see also · confidence medium
A court’s failure to expressly rule on a motion is deemed a denial thereof (see People v Ott, 83 AD3d 1495, 1497 [2011], lv denied 17 NY3d 808 [2011]; People v Mason, 305 AD2d 979 [2003], lv denied 100 NY2d 563 [2003]; see also People v Bailey, 58 NY2d 272, 275 [1983]).
discussed Cited "see, e.g." People v. Barrow
N.Y. App. Div. · 2005 · signal: compare · confidence low
The prosecutor did not become an unsworn witness by eliciting testimony about his participation in witness interviews, since he did not express his personal belief or opinion about the witnesses’ testimony, and since his conduct was not a material issue in the trial (see People v Paperno, 54 NY2d 294, 304 [1981]; People v Thompson, 233 AD2d 755, 757 [1996], lv denied 89 NY2d 1102 [1997]; People v King, 175 AD2d 266 [1991], lv denied 79 NY2d 828 [1991]; compare People v Bailey, 58 NY2d 272 [1983]).
discussed Cited "see, e.g." People v. Caban
N.Y. App. Div. · 2004 · signal: see also · confidence medium
Crimmins instructs with regard to nonconstitutional error that “every error of law (save, perhaps, one of sheerest technicality) is, ipso facto, deemed to be prejudicial and to require a reversal, unless that error can be found to have been rendered harmless by the weight and the nature of the other proof” (id.; see also People v Bailey, 58 NY2d 272, 278 [1983]; People v Vadell, 122 AD2d 710, 712 [1986]).
discussed Cited "see, e.g." People v. Mason
N.Y. App. Div. · 2003 · signal: see also · confidence medium
Although the court should have explicitly ruled on the suppression motion, the court’s failure to rule constitutes an implicit denial of the suppression motion (see People v Jackson, 291 AD2d 930 [2002], lv denied 98 NY2d 677 [2002]; People v Virgil, 269 AD2d 850 [2000], lv denied 95 NY2d 806 [2000]; see also People v Bailey, 58 NY2d 272, 275 [1983]).
The People of the State of New York
v.
Daniel L. Bailey
New York Court of Appeals.
Mar 24, 1983.
447 N.E.2d 1273
POINTS OF COUNSEL, Samuel J. Castellino, Public Defender (Joseph J. Balok of counsel), for appellant., James T. Hayden, Acting District Attorney (James G. Levins III of counsel), for respondent.
Fuchsberg.
Cited by 122 opinions  |  Published

OPINION OF THE COURT

Fuchsberg, J.

In the main, this appeal calls upon us to consider whether it was reversible error for a prosecutor, in the presence of the jury, to express a personal conviction that a witness was testifying falsely.

The charges against the defendant, Daniel L. Bailey, stemmed from a residential burglary allegedly committed by him and an unknown accomplice. Bailey, who claims he was misidentified, took the stand in support of his defense of alibi. Nevertheless, the jury found him guilty and the Appellate Division has since upheld the judgment entered on the verdict. On the present appeal, now here by leave of a Judge of this court, we conclude the judgment cannot stand. Our reasons follow.

But first we set forth the implicated prosecutorial comments, obviously related to the overriding issue of identification:

Assistant District Attorney:

“Q. You told me yesterday? “A. Yes, in your office, that he had dirty blonde hair and an afro.

“Q. I submit to you, ma’am, your [sic] telling a bald face lie right now.”

Defendant’s attorney:

“I request that statement be stricken.”

Assistant District Attorney:

“I’ll sit in the stand and testify to that, Mr. Balok.

No further questions.”

[*275] The Witness:

“Excuse me. He asked me if the guy had reddish hair too, and I said dirty blonde.”

Defendant’s attorney:

“I have no further questions.”

The Court:

“Witness excused.”

Assistant District Attorney:

“I apologize to the Court.”

Since the trial court never acted on the motion to strike, which of course served as an objection, its inaction not only constituted a denial of the motion (see Brenan v Moore McCormack Lines, 3 AD2d 1006), but, if anything, lent standing to the undisturbed remarks (People v Ashwal, 39 NY2d 105, 111). Moreover, defendant having moved unsuccessfully for a mistrial on this ground when the People rested, well before the case went to the jury, the matter was preserved for review (People v Cobos, 57 NY2d 798).

Also, since the People heavily rely on a plea of harmless error, some survey of the proof is in order. To this end, we focus primarily on the three witnesses on whom the People built their direct case. The story of the first of these, Taylor, was unilluminating. Found in possession of two of the stolen articles, he would only say that he must have purchased them under the influence of drugs. On this account, he denied any recollection of the identity of the seller.

The second, Hall, a twice-convicted burglar, claimed that he had encountered the defendant and a companion, the loot in their arms, in the yard back of the burglarized premises. However when, later that day, he spoke to the police, Hall described the person he eventually would say was the defendant as 6 feet 1 inch tall as against Bailey’s much, much shorter height, and, the very next day, was unable to identify Bailey’s picture in three tries at a police photographic array. Moreover, it was not until five days later, and only after Bailey had addressed him insultingly in a bar, that he telephoned the police to say he had located the perpetrator. After this he picked out the same picture which originally evaded him.

The third, Smith, was to become the target of the prosecutorial statements with which we are concerned. Taylor’s consort at the time avails of the crime were uncovered,[*276] Smith apparently was present when these were brought into their home. Unchallenged in the record is that, at this point in her life, she always was “one way or the other * * * intoxicated or high or under some influence” and overwrought by ensuing proceedings to take her young daughter from her. It was to this background that she attributed a spotty memory. For instance, she averred that, although, as she saw him in court, the defendant’s appearance did not accord with her recollection, particularly in that his hair was not “afro” curly, she believed, though not without much “doubt”, that he was the one who had delivered the contraband. On the other hand, she described that occasion as one in which her usual state of “confusion” was exacerbated by a problem with a “kid” who then was acutely ill with “some drugs or something put in him”. Then, when the prosecutor, understandably pressing her for a better identification, ended his direct by asking point blank whether she was “sure” that Bailey indeed was the individual who came to her house, her answer was “I can’t — I wouldn’t swear on it he was the exact same person”. It was at a somewhat later stage, when the Assistant District Attorney had decided to recall Smith as a witness, that defense counsel, on recross, elicited the answer which precipitated the prosecutorial outburst.

To complete this synopsis, we add that Bailey, his mother and his father testified that, on the day of the burglary, a Sunday, Bailey spent his time intermittently eating, napping and viewing the television broadcast of a baseball game. When the prosecutor asked Bailey to assume that the broadcast had ended at 4:56 p.m. while Hall had fixed the time of the crime at about an hour later, Bailey suggested that his recollection, then seven months after the event, may have included subsequent news highlights of the game. The program log of the broadcast company, later allowed in evidence under the business record exception to the hearsay rule, indicated that the coverage of the game per se had terminated at 4:56 p.m.; no proof as to the news highlights was offered.

Against this background, we start our analysis by repeating our recent observation that “[i]t is not enough for [a District Attorney] to be intent on the prosecution of his[*277] case. Granted that his paramount obligation is to the public, he must never lose sight of the fact that a defendant, as an integral member of the body politic, is entitled to a full measure of fairness. Put another way, his mission is not so much to convict as it is to achieve a just result” (People v Zimmer, 51 NY2d 390, 393, and authorities cited thereat).

Concern for adherence to this concept is not only principled but pragmatic. Else, the weight of the prestige of the office and its image of disinterestedness may impose upon a defendant’s right to an impartial trial (see, generally, Note, The Nature and Consequences of Forensic Misconduct in the Prosecution of a Criminal Case, 54 Col L Rev 946). So it is that a prosecutor may not, either in the course of closing argument or even in a less argumentative trial context, “express his or her personal belief or opinion as to the truth or falsity of any testimony or evidence” (ABA Project on Standards for Criminal Justice, Prosecution and Defense Function, Standard 3-5.8 [b]; see Ann., 50 ALR2d 766).

Though it would, therefore, have been perfectly permissible for the prosecutor here to have concentrated, in argument, on proved facts and circumstances and the inferences to be drawn therefrom in order to support or undermine the credibility of any witness, it was utterly impermissible for him to present himself, as he here in effect did, as an unsworn witness to Smith’s truthfulness (United States v Clark, 613 F2d 391).

Relying largely on People v Galloway (54 NY2d 396), the People, however, argue that, in the totality of the trial, it cannot be said that the defendant’s right to a fair trial was compromised. We do not agree.

For one thing, while, in Galloway, we upheld a conviction despite prosecutorial impropriety, that decision is not to be taken as a legal refuge for prosecutorial misconduct. Instead, each case must stand on its own feet. It suffices for present purposes then to note that, among other things, in Galloway, unlike the present case, the criticizable conduct was provoked in large part by the defense counsel, the Trial Judge took prompt and forceful corrective action,[*278] objectionable matters largely went unpreserved by the defense and, whatever he may have implied, the prosecutor there did not directly impugn any witness by interposing personal knowledge or offer to so testify.

But, above all, because “the quantum and nature of the proof, excising the error”, is not overwhelming, there simply is no occasion to apply the harmless error doctrine (People v Crimmins, 36 NY2d 230, 241). The three witnesses-in-chief for the People were, to put it mildly, far less than compelling. Taylor’s part, as we know, was of little moment. And, by the time the prosecutor had resorted to the remarks with which he concluded Smith’s examination, her value to the People’s case had dwindled to a point where he thought it best, in summation, to acknowledge that it was “worthless”. Left was what the prosecutor further conceded was no more than a “one-to-one” confrontation between the twice-convicted, belatedly identifying Hall and Bailey’s alibi defense, the latter seemingly weakened by the television log but strengthened by disinterested proof that Bailey’s hair was never curly. Hence, it cannot be assumed that, absent the prosecutor’s volunteered “testimony”, Smith’s greater credibility would not have been enough to advance the defense to “a level of convincement” or, to put it another way, that it would not have carried the day (id., at p 241).*

Accordingly, the order of the Appellate Division should be reversed and the case remitted to the County Court of the County of Chemung for a new trial.

Chief Judge Cooke and Judges Jasen, Jones, Wachtler, Meyer and Simons concur.

Order reversed, etc.

Because the prosecutorial misconduct requires a reversal, we have no occasion to consider or pass upon the defendant’s other assignments of error.

One is the contention that the television log, though kept pursuant to Federal regulations, was not the kind of record embraced within CPLR 4518 (subd [c]), 2306 and 2307 and so should not have been admitted on a certification of authentication rather than on live foundational testimony.

The second point raises the question as to whether it was error to permit the People to use a prior contradictory statement to impeach its witness Smith on the theory that it had not been forewarned of her intention to testify as she did concerning defendant’s-hair (CPL 60.35, subd 3; see People v Fitzpatrick, 40 NY2d 44; People v Fuller, 50 NY2d 628, 638, n 5). In view of the disclosures at the first trial, the problem in any event is now academic.