66 Pa. Cons. Stat. § 1102

 Enumeration of acts requiring certificate.

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§ 1102.  Enumeration of acts requiring certificate.

(a)  General rule.--Upon the application of any public utility and the approval of such application by the commission, evidenced by its certificate of public convenience first had and obtained, and upon compliance with existing laws, it shall be lawful:

(1)  For any public utility to begin to offer, render, furnish or supply within this Commonwealth service of a different nature or to a different territory than that authorized by:

(i)  A certificate of public convenience granted under this part or under the former provisions of the act of July 26, 1913 (P.L.1374, No.854), known as "The Public Service Company Law," or the act of May 28, 1937 (P.L.1053, No.286), known as the "Public Utility Law."

(ii)  An unregistered right, power or privilege preserved by section 103 (relating to prior rights preserved).

(2)  For any public utility to abandon or surrender, in whole or in part, any service, except that this provision is not applicable to discontinuance of service to a patron for nonpayment of a bill, or upon request of a patron.

(3)  For any public utility or an affiliated interest of a public utility as defined in section 2101 (relating to definition of affiliated interest), except a common carrier by railroad subject to the Interstate Commerce Act, to acquire from, or to transfer to, any person or corporation, including a municipal corporation, by any method or device whatsoever, including the sale or transfer of stock and including a consolidation, merger, sale or lease, the title to, or the possession or use of, any tangible or intangible property used or useful in the public service. Such approval shall not be required if:

(i)  the undepreciated book value of the property to be acquired or transferred does not exceed $1,000;

(ii)  the undepreciated book value of the property to be acquired or transferred does not exceed the lesser of:

(A)  2% of the undepreciated book value of all fixed assets of such public utility; or

(B)  $5,000 in the case of personalty or $50,000 in the case of realty;

(iii)  the property to be acquired is to be installed new as a part of or consumed in the operation of the used and useful property of such public utility; or

(iv)  the property to be transferred by such public utility is obsolete, worn out or otherwise unserviceable.

Subparagraphs (i) through (iv) shall not be applicable, and approval of the commission evidenced by a certificate of public convenience shall be required, if any such acquisition or transfer of property involves a transfer of patrons.

(4)  For any public utility to acquire 5% or more of the voting capital stock of any corporation.

(5)  For any municipal corporation to acquire, construct, or begin to operate, any plant, equipment, or other facilities for the rendering or furnishing to the public of any public utility service beyond its corporate limits.

(b)  Protection of railroad employees.--As a condition of its approval of any transaction covered by this section and involving those railroad carriers wholly located within this Commonwealth subject to the provisions of this part, the commission shall require a fair and equitable arrangement to protect the interests of the railroad employees affected and the commission shall include in its order of approval the terms and conditions it deems fair and equitable for the protection of the employees. The terms and conditions which the commission prescribes shall provide that, during the period of four years from the effective date of the order, the employees of the railroad carrier affected by the order shall not be in a worse position with respect to their employment except that any protection afforded an employee shall not be required to continue for a period longer than that during which the employee was in the employ of the railroad carrier prior to the effective date of the order. Notwithstanding any other provision of this section, the commission may accept as fair and equitable an agreement pertaining to the protection of the interests of the employees entered into by the railroad carrier and the duly authorized representatives of the employees.

 

Cross References.  Section 1102 is referred to in sections 1329, 1901, 3019 of this title.

Notes of Decisions
Cited in 68 cases (14 in the last 5 years), 1980–2026 · leading case: Philadelphia Suburban Water Co. v. Pennsylvania Public Utility Commission
Philadelphia Suburban Water Co. v. Pennsylvania Public Utility Commission (2002) pacommwct · cites it 4× “It would also expand the authority of the PUC, when approving an acquisition under 66 Pa.C.S. § 1102, to grant dispensation from any mandate in the Public Utility Code.”
In Re: Condemnation by Sunoco Pipeline, L.P. of Permanent and Temporary Rights of Way for the Transportation of Ethane, (2016) pacommwct “66 Pa.C.S. § 1102. Section 1104 of the Code states: § 1104.”
Chester Water Authority v. Pennsylvania Public Utility Commission (2005) pa “2 In'August of 2001, Philadelphia Suburban filed a verified and duly-noticed application for a certificate of public convenience under Section 1102(a)(1) of the Public Utility Code, 66 Pa.C.S. § 1102(a)(1), which requires a public utility to obtain the Commission’s prior…”
In Re: Condemnation by Sunoco Pipeline, L.P. ~ Appeal of: C.S. Katz, Jr. and K.M. Katz (2017) pacommwct · cites it 2× “66 Pa.C.S. § 1102(a)(1). 4 application to the PUC, after which “A certificate of public convenience shall be granted by order of the commission, only if the commission shall find or determine that the granting of such certificate is necessary or proper for the service,…”
Arippa v. Pennsylvania Public Utility Commission (2002) pacommwct “Because the Applicants also needed a certificate of public convenience pursuant to Section 1102(a)(3) of the Public Utility Code (Code), 66 Pa.C.S. § 1102(a)(3), 16 which authorizes a public *646 utility or an affiliated interest of a public utility 17 to acquire from or…”
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1984) pacommwct · cites it 3× “Section 1102(a) of the Code, 66 Pa. C. S. §1102 (a)(2), provides: Enumeration of acts requiring certificate (a) General rule.”
Popowsky v. Pennsylvania Public Utility Commission (2007) pa “See 66 Pa.C.S. § 1102(a)(3); see also 59 Pa.Code § 69.”
Susquehanna Area Regional Airport Authority v. Pennsylvania Public Utility Commission (2006) pacommwct · cites it 2× “Market share is neither guaranteed nor regulated by the PUC.”
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1985) pa · cites it 2× “116, § 1102(a)(2), 66 Pa.C.S. § 1102(a)(2), which requires a public utility to obtain a certificate of public convenience in order to cease its operations or any part thereof.”
Tanya J. McCloskey, Acting Consumer Advocate v. PA PUC (2018) pacommwct “66 Pa.C.S. § 1102(a). New Garden's wastewater system is comprised of three service areas: the East End Service Area served by the East End Wastewater Treatment Plant (East End WWTP); the South End Service Area served by the South End Wastewater Treatment Plant (South End WWTP);…”
Public Service Water Co. v. Commissionpennsylvania Public Utility Commission (1994) pacommwct · cites it 2× “Commission Approval of Transfer of Assets of a Public Utility Public Service 1 argues that the transfer of the assets of the three utility companies from Boland to Public Service was lawful because 66 Pa.C.S. § 1102(a)(3) does not mandate that the commission approve applications…”
Borough of Duncannon v. Pennsylvania Public Utility Commission (1998) pacommwct · cites it 2× “On November 31, 1995, the Borough filed the Application for Abandonment with the Commission pursuant to § 1102(a)(2) of the Public Utility Code, 66 Pa.C.S. § 1102(a)(2). Therein the Borough proposed to: 1) discontinue use of the Fritz Run Reservoir, an unfiltered surface water…”
— 66 Pa. Cons. Stat. § 1102(a) — 6 cases
Tanya J. McCloskey, Acting Consumer Advocate v. PA PUC (2018) pacommwct “66 Pa.C.S. § 1102(a). New Garden's wastewater system is comprised of three service areas: the East End Service Area served by the East End Wastewater Treatment Plant (East End WWTP); the South End Service Area served by the South End Wastewater Treatment Plant (South End WWTP);…”
— 66 Pa. Cons. Stat. § 1102(a)(1) — 6 cases
Chester Water Authority v. Pennsylvania Public Utility Commission (2005) pa “2 In'August of 2001, Philadelphia Suburban filed a verified and duly-noticed application for a certificate of public convenience under Section 1102(a)(1) of the Public Utility Code, 66 Pa.C.S. § 1102(a)(1), which requires a public utility to obtain the Commission’s prior…”
In Re: Condemnation by Sunoco Pipeline, L.P. ~ Appeal of: C.S. Katz, Jr. and K.M. Katz (2017) pacommwct “66 Pa.C.S. § 1102(a)(1). 4 application to the PUC, after which “A certificate of public convenience shall be granted by order of the commission, only if the commission shall find or determine that the granting of such certificate is necessary or proper for the service,…”
P.M. Cicero v. PA PUC (2023) pacommwct
— 66 Pa. Cons. Stat. § 1102(a)(2) — 11 cases
Susquehanna Area Regional Airport Authority v. Pennsylvania Public Utility Commission (2006) pacommwct “Market share is neither guaranteed nor regulated by the PUC.”
Borough of Duncannon v. Pennsylvania Public Utility Commission (1998) pacommwct “On November 31, 1995, the Borough filed the Application for Abandonment with the Commission pursuant to § 1102(a)(2) of the Public Utility Code, 66 Pa.C.S. § 1102(a)(2). Therein the Borough proposed to: 1) discontinue use of the Fritz Run Reservoir, an unfiltered surface water…”
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1985) pa “116, § 1102(a)(2), 66 Pa.C.S. § 1102(a)(2), which requires a public utility to obtain a certificate of public convenience in order to cease its operations or any part thereof.”
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1984) pacommwct “Section 1102(a) of the Code, 66 Pa. C. S. §1102 (a)(2), provides: Enumeration of acts requiring certificate (a) General rule.”
— 66 Pa. Cons. Stat. § 1102(a)(3) — 18 cases
Philadelphia Suburban Water Co. v. Pennsylvania Public Utility Commission (2002) pacommwct “It would also expand the authority of the PUC, when approving an acquisition under 66 Pa.C.S. § 1102, to grant dispensation from any mandate in the Public Utility Code.”
Arippa v. Pennsylvania Public Utility Commission (2002) pacommwct “Because the Applicants also needed a certificate of public convenience pursuant to Section 1102(a)(3) of the Public Utility Code (Code), 66 Pa.C.S. § 1102(a)(3), 16 which authorizes a public *646 utility or an affiliated interest of a public utility 17 to acquire from or…”
Popowsky v. Pennsylvania Public Utility Commission (2007) pa “See 66 Pa.C.S. § 1102(a)(3); see also 59 Pa.Code § 69.”
Public Service Water Co. v. Commissionpennsylvania Public Utility Commission (1994) pacommwct “Commission Approval of Transfer of Assets of a Public Utility Public Service 1 argues that the transfer of the assets of the three utility companies from Boland to Public Service was lawful because 66 Pa.C.S. § 1102(a)(3) does not mandate that the commission approve applications…”
Fiore v. Commonwealth (1995) pacommwct
— 66 Pa. Cons. Stat. § 1102(a)(5) — 5 cases
Conyngham Twp. v. PA PUC (2024) pacommwct
— 66 Pa. Cons. Stat. § 1102(a)(l)(i) — 2 cases
— 66 Pa. Cons. Stat. § 1102(b) — 3 cases
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1985) pa “116, § 1102(a)(2), 66 Pa.C.S. § 1102(a)(2), which requires a public utility to obtain a certificate of public convenience in order to cease its operations or any part thereof.”
Monessen Southwestern Railway Co. v. Pennsylvania Public Utility Commission (1984) pacommwct “Section 1102(a) of the Code, 66 Pa. C. S. §1102 (a)(2), provides: Enumeration of acts requiring certificate (a) General rule.”
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