Commonwealth v. Ferguson, 285 A.2d 189 (Pa. 1971). · Go Syfert
Commonwealth v. Ferguson, 285 A.2d 189 (Pa. 1971). Cases Citing This Book View Copy Cite
134 citation events (4 in the last 25 years) across 11 distinct courts.
Strongest positive: Commonwealth v. Carson (pasuperct, 1978-10-20) · Strongest negative: State v. Sullivan (alacrimapp, 1999-10-06)
Treatment trajectory · 1972 → 2026 · click a year to view as-of
1972 1999 2026
Top citers, strongest first. 12 distinct citers.
discussed Cited "but see" State v. Sullivan (2×)
Ala. Crim. App. · 1999 · signal: but see · confidence high
But see Commonwealth v. Ferguson, 446 Pa. 24 , 285 A.2d 189, 191 (1971) (no manifest necessity where key witness to robbery reportedly was ill and unavailable to testify; granting a continuance a better alternative so that severity of illness could be determined).
discussed Cited "but see" State v. Dunns (2×)
N.J. Super. Ct. App. Div. · 1993 · signal: but see · confidence high
But see Commonwealth v. Ferguson, 446 Pa. 24 , 285 A. 2d 189, 191 (1971) (no manifest necessity where key witness to robbery reportedly was ill and unavailable to testify; granting a continuance a better alternative so that severity of illness could be determined).
examined Cited as authority (verbatim quote) Commonwealth v. Carson (4×) also: Cited as authority (quoted)
Pa. Super. Ct. · 1978 · signal: cf. · quote attribution · 4 verbatim quotes · confidence high
court could even have sent the jury home early for the day until more was known about health
discussed Cited as authority (rule) Commonwealth v. Leister (2×)
Pa. Super. Ct. · 1998 · confidence medium
United States v. Dinitz, 424 U.S. 600, 609 , 96 S.Ct. 1075, 1080 , 47 L.Ed.2d 267, 275 (1976); Commonwealth v. Ferguson, 446 Pa. 24, 29 , 285 A.2d 189, 191 (1971).
discussed Cited as authority (rule) Commonwealth v. Diehl (2×)
Pa. · 1992 · confidence medium
It would also deprive that defendant, whose liberty and perhaps life is at stake, from determining what, if any, impact a disclosure may have on a particular jury, for the sake of protecting what is characterized in Stewart as the public's "compelling interest in justice for all." *223 Stewart, 456 Pa. at 453, 317 A.2d at 619 . "[T]he judge must temper the decision [to declare a mistrial] by considering the importance to the defendant of being able, once and for all, to conclude his confrontation with society through a tribunal he might believe to be favorably disposed to his fate." Commonweal…
discussed Cited as authority (rule) In Re Mark R.
Md. · 1982 · confidence medium
See United States v. Jorn, supra, 400 U.S. at 487 ; Jourdan v. State, supra, 275 Md. at 511-512 ; United States v. Tinney, 473 F.2d 1085, 1089 (3d Cir. 1973), cert. denied, 412 U.S. 928, 93 S.Ct. 2752 , 37 L.Ed.2d 156 (1973); Matter of Raymond P., supra, 86 Cal.App.3d at 803 ; Ostane v. Hickey, 385 So.2d 110 (Fla.App. 1980); People v. Phillips, 29 Ill.App.3d 529 , 331 N.E.2d 163 (1974); Jones v. Commonwealth, 400 N.E.2d 242, 248 (Mass. 1980); Commonwealth v. Ferguson, supra, 446 Pa. at 29; Fonseca v. Judges of Family Court of Co. of Kings, supra, 299 N.Y.S.2d at 996 .
discussed Cited as authority (rule) Commonwealth Ex Rel. Walton v. Aytch (2×)
Pa. · 1976 · confidence medium
Moreover, "In determining whether a trial judge abused his discretion in granting a mistrial, the Supreme Court. . . rather than establishing any clear-cut rules for when a mistrial should be granted, simply reiterated the standard of `manifest necessity' . . . and offered the following caveat: "`. . . in the final analysis, the judge must always temper the decision whether or not to abort the trial by considering the *181 importance to the defendant of being able, once and for all, to conclude his confrontation with society through the verdict of a tribunal he might believe to be favorably di…
discussed Cited as authority (rule) Commonwealth v. Fredericks
Pa. Super. Ct. · 1975 · confidence medium
But, after all, they have the right to order the discharge; and the security which the public have for the faithful, sound, and conscientious exercise of this discretion, rests, in this, as in other cases, upon the responsibility of the Judges, under their oaths of office.” At the same time, the trial court should resolve any doubts as to the “manifest necessity” of declaring a mistrial “in favor of the liberty of the citizen, rather than exercise what would be an unlimited, uncertain, and arbitrary judicial discretion.” Downum v. United States, 372 U.S. 734, 738 (1963); Commonwealth…
discussed Cited "see" United States v. Dennis Eugene Tinney (2×)
3rd Cir. · 1973 · signal: see · confidence high
See Commonwealth v. Ferguson, 446 Pa. 24 , 285 A.2d 189 (1971).
examined Cited "see, e.g." Routh v. United States (4×)
D.C. · 1984 · signal: compare · confidence low
Compare Commonwealth v. Ferguson, 446 Pa. 24, 29 , 285 A.2d 189, 191 (1971) (mistrial based on illness of prosecution witness should not have been granted without definite diagnosis by the witness' physician), with Hall v. Potoker, 49 N.Y.2d 501, 507 , 427 N.Y.S.2d 211, 215 , 403 N.E.2d 1210, 1214 (1980) (in declaring mistrial based on illness of prosecution witness, trial court permitted to act on prosecutor’s hearsay statement concerning witness' condition so long as it was reliable). .
examined Cited "see, e.g." Commonwealth v. Peters (7×)
Pa. · 1977 · signal: see also · confidence low
See also Commonwealth v. Ferguson, 446 Pa. 24 , 285 A.2d 189 (1971). “ ‘. . . in the final analysis, the judge must always temper the decision whether or not to abort the trial by considering the importance to the defendant of being able, once and for all, to conclude his confrontation with society through the verdict of a tribunal he might believe to be favorably disposed to his fate.’ ” 446 Pa. at 29 , 285 A.2d at 191 , quoting from United States v. Perez, 9 Wheat. (22 U.S.) 579, 6 L.Ed. 165 (1824).
discussed Cited "see, e.g." Commonwealth v. Shaffer (2×)
Pa. · 1972 · signal: see also · confidence low
See also, Commonwealth v. Ferguson, 446 Pa. 24 , 285 A. 2d 189 (1971); Commonwealth v. Richbourg, 442 Pa. 147 , 275 A. 2d 345 (1971).
Commonwealth
v.
Ferguson, Appellant
Appeal, 491.
Supreme Court of Pennsylvania.
Dec 20, 1971.
285 A.2d 189
Thomas C. Carroll, Assistant Defender, with him John W. Packet, Assistant Defender, and Vincent J. Ziccardi, Defender, for appellant., Milton M. Stein, Assistant District Attorney, with him Edward B. Greene, Assistant District Attorney, James D. Crawford, Deputy District Attorney, Richard A. Sprague, First Assistant District Attorney, and Arlen Specter, District Attorney, for Commonwealth, appellee.
Jones, Eagen, O'Brien, Egberts, Pomeroy, Bell, Barbieri.
Cited by 52 opinions  |  Published
1 passages pin-cited by 1 case
Pinpoint authority: bottom 86%
Citer courts: Superior Court of Pennsylvania (2)

Opinion by

Me. Justice O’Brien,

Appellant was tried on a charge of aggravated robbery before a judge and jury in Philadelphia County in October of 1968, found guilty and sentenced to a term of two to ten years in prison. Post-trial motions were filed and denied, the Superior Court affirmed, and we allowed an appeal.

Appellant alleges two grounds for reversal. First, he claims that he has been twice placed in jeopardy in this case. Secondly, he alleges that his arrest was illegal and that, therefore, the out-of-court identification and the seizure of certain evidence were tainted and should have been suppressed.

On April 26, 1968, appellant came before the trial court for trial on Bills 1001 to 1008. Bills 1001 and 1002 charged appellant with aggravated robbery and conspiracy with one Bene Ferguson against Chester[*27] Jordan. Bill 1003, the one here involved, charged appellant with aggravated robbery of Jack Goldberg. A jury ivas empaneled and the first witness, Chester Jordan, was called. After the witness began his testimony, and as he was about to testify concerning identification, defense counsel advised the court that a motion to suppress identification testimony was still outstanding. The court excused the jury and immediately began taking testimony on the motion. The court then recessed for the weekend.

On Monday morning, the court was informed that Jack Goldberg, the Commonwealth’s key witness on Bill 1003, was ill and would not be able to testify. The district attorney stated that Mrs. Goldberg had called and said her husband was ill, suffering from subclinical pneumonia. He then said that he contacted the physician who supposedly had made that diagnosis and was told that the doctor had examined Mr. Goldberg on Saturday and that at that time Mr. Goldberg had a bad cough and a temperature of 101 degrees. The doctor would not say, however, what Mr. Goldberg’s condition was, nor would he give a prognosis. This was all stated out of the hearing of appellant’s counsel, who was late in arriving, but who was present for the remainder of the colloquy on this point.

The district attorney explained that Mr. Goldberg was a necessary witness, first on Bill 1003, but also to establish the validity of the whole identification process. The court then explained to defense counsel that the witness had pneumonia and asked what he suggested. Defense counsel thought that the bills could be severed and that trial could then proceed as to the bills where Chester Jordan was the victim. Earlier, a motion for severance had been denied. The district attorney felt that because of the necessity for Jack Goldberg’s testimony to establish the validity of the iden[*28] tification process which led to the indictments for both robberies, a mistrial should be granted. The Commonwealth then moved for withdrawal of a juror. The defense objected and again raised the idea of proceeding with the Chester Jordan matter and waiting to see about. Mr. Goldberg’s availability. Defense counsel also- noted that retrial might constitute double jeopardy. The trial court then granted the Commonwealth’s motion to withdraw a juror, and also denied appellant’s motion to suppress pertaining to Bills 1001 and 1002.

On October 21, 1968, the case came to trial before another judge and jury. A motion to sever as to Bills 1001 and 1002 was granted. Motions to dismiss the prosecution on the ground of double jeopardy and to suppress the identification testimony of Jack Goldberg were denied. Trial was held and the jury returned a verdict of guilty as to Bill 1003 and not guilty as to Bill 1001. Bill 1002 was nol prossed because of the not guilty verdict on Bill 1001.

The trial court felt that the illness of Mr. Goldberg created an “imperious necessity” to grant the withdrawal of a juror in the first trial and for that reason denied appellant’s motion in arrest of judgment. Appellant argues that this was error, contending that jeopardy attaches as soon as the jury is empaneled and sworn and, a fortiori, after evidence has been taken; that because the evidence of Mr. Goldberg’s incapacity was not conclusive and there were other reasonable alternatives to granting a mistrial, e.g., granting a continuance, severing- and proceeding as to the matter concerning Chester Jordan, no imperious necessity was presented.

The. purpose of the Fifth Amendment provision against double jeopardy, as we said in Commonwealth v. Richbourg, 442 Pa. 147, 275 A. 2d 345 (1971), quoting Benton v. Maryland, 395 U.S. 784 (1969), is: “that[*29] the State with all its resources and power should not be allowed to make repeated attempts to convict an individual for an alleged offense, thereby subjecting him to embarrassment, expense and ordeal and compelling him to live in a continuing state of anxiety and insecurity, as well as enhancing the possibility that even though innocent he may be found guilty.”

In determining whether a trial judge abused his discretion in granting a mistrial, the Supreme Court, in the recent case of United States v. Jorn, 400 U.S. 471 (1971), rather than establishing any clear-cut rules for when a mistrial should be granted, simply reiterated the standard of “manifest necessity” first adopted in United States v. Perez, 22 U.S. 579 (1824) and offered the following caveat: “. . . in the final analysis, the judge must always temper the decision whether or not to abort the trial by considering the importance to the defendant of being able, once and for all, to conclude his confrontation with society through the verdict of a tribunal he might believe to be favorably disposed to his fate.”

Viewed in this light, we do not believe that the facts in the instant case justified the granting of a mistrial at the time of the district attorney’s request. The trial could have proceeded on the other indictments, completing the testimony of Chester Jordan and other witnesses, and then granting a continuance until there was a definite diagnosis of Mr. Goldberg’s condition. The court could even have sent the jury home early for the day until more was known about Mr. Goldberg’s health. If he in fact did have pneumonia, then the mistrial could have been granted on the bills in which his testimony was needed. But anything less than a definite diagnosis, introduced with more formality than merely the introduction into evidence of the fact of the telephone call of the undoubtedly nervous wife of the prose[*30] cution witness, does not give the trial court ample grounds for subjecting appellant to the continuing ordeal of a pending trial.

The Commonwealth seeks to distinguish the case of Downum v. United States, 372 U.S. 734 (1963), upon which appellant relies, by emphasizing that it was not negligent as the prosecution was in Downum. However, we do not read the double jeopardy provision of the Constitution to forbid the evils of double jeopardy only when the mistrial was requested by a negligent prosecution. Moreover, the Commonwealth was careless in its attempt to establish its right to a mistrial. It obviously forgot that any doubts as to the existence of a “manifest necessity” of granting a mistrial must be resolved, as the Supreme Court said in Downum, supra, at page 738: “. . . in favor of the liberty of the citizen, rather than [by exercising] what would be an unlimited, uncertain, and arbitrary judicial discretion.”

Consequently, if the Commonwealth wished to overcome these doubts and to persuade the trial court to engage in such an extraordinary exercise of discretion, it should have offered more substantial evidence of the “manifest necessity” required for such exercise. [1]

Judgment arrested and appellant discharged.

Mr. Chief Justice Bell and Mr. Justice Barbieri took no part in the consideration or decision of this case.
1

Rule 1118 of the Rules of Criminal Procedure, which became effective after the appellant’s first trial, states that “only the defendant or the attorney for the defendant may move for a mistrial.”