v.
Jadco Enterprises
J-A19041-23
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37 GARY LANDAU : IN THE SUPERIOR COURT OF : PENNSYLVANIA Appellant : : : v. : : : JADCO ENTERPRISES, INC. D/B/A : No. 3196 EDA 2022 STERLING LIMOUSINE & : TRANSPORTATION SERVICES :
Appeal from the Judgment Entered December 16, 2022 In the Court of Common Pleas of Philadelphia County Civil Division at No(s): 210500641
BEFORE: BOWES, J., STABILE, J., and PELLEGRINI, J.* MEMORANDUM BY PELLEGRINI, J.: FILED OCTOBER 3, 2023
Gary Landau (Landau) appeals from the December 16, 2022 judgment entered in the Court of Common Pleas of Philadelphia County (trial court) following a jury trial in which he was awarded $100,000 in damages against Jadco Enterprises, Inc., d/b/a Sterling Limousine & Transportation Services (Jadco). We affirm.
I.
We glean the following facts from the certified record. In May of 2019, Landau was injured on a shuttle bus operated by Jadco when a piece of exposed metal on a seat sliced his leg, leaving a scar. Landau subsequently ____________________________________________
* Retired Senior Judge assigned to the Superior Court. J-A19041-23
experienced a decline in cognitive function. He filed a suit for negligence against Jadco, asserting that it failed to maintain a protective covering over the exposed metal to prevent injury to passengers. He alleged that he suffered from permanent scarring to his leg and that the injury worsened his cognitive faculties, resulting in a permanent decline into dementia. Prior to trial, Jadco stipulated to its negligence and admitted fault for the injury to Landau’s leg but denied that the injury was the cause of his dementia.
The parties proceeded to a jury trial on August 8, 2022.1 Landau presented expert testimony from Dr. Steven Mazlin to establish that the leg injury was the cause of his decline into dementia. Dr. Mazlin reviewed records of Dr. Murray Grossman, a neurologist who performed cognitive testing of Landau on June 4, 2019, as well as medical records from Landau’s primary care physician and other specialists he had seen over the years. A nurse working for Dr. Grossman included several notes in his file following the visit, including one approximately three weeks later stating, “[p]atient’s lawyers wanted to discuss patient’s cognitive changes with Dr. Grossman, specifically asking if the motor vehicle accident could have exacerbated or worsened the
____________________________________________ 1 We summarize only the testimony related to the decline in cognitive function, as that alleged injury is the basis for Landau’s claims on appeal. With the exception of Dr. Mazlin, many of the experts who testified at trial were deposed beforehand, with their testimony presented to the jury by video.
[*2]J-A19041-23 patient’s condition.” N.T., 8/9/22, at 15-16. She wrote the following note in his file over a month later:
The patient’s head CT shows fairly extensive atrophy in a pattern most consistent with Alzheimer’s disease and consistent with the patient’s pattern of cognitive difficulty, no evidence of head trauma, no subdural, no cerebral contusion, no petechial hemorrhage, no evidence that patient’s car accident caused the cognitive difficulties at this time. Id. at 16 (emphasis added). Dr. Mazlin did not review the nurse’s notes while developing his expert report before trial. Landau objected to the admission of the contents of the notes at trial and the trial court overruled the objection.
At trial, Dr. Mazlin testified that he met with Landau once in 2021 and once in 2022 and authored reports based on those appointments and his review of Landau’s medical records.2 Based on the history provided to him, Dr. Mazlin testified that Landau experienced a “precipitous decline” in cognitive function immediately after sustaining his leg injury, when previously he had shown at most minimal cognitive impairment. Id. at 40. He had difficulty forming sentences, fumbled over words, was unable to identify common objects and had poor short-term memory. He also struggled with simple arithmetic and abstract reasoning. Dr. Mazlin diagnosed him with dementia. After reviewing extensive medical records, Dr. Mazlin found no evidence that he had been suffering from any cognitive issues prior to the
____________________________________________ 2 Landau was in his mid-seventies at the time of trial.
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injury. The first indication of cognitive issues was observed four days after the accident when Landau’s primary care physician observed some memory problems during an exam. Dr. Mazlin opined that the acute stress of the leg injury and subsequent treatment “directly magnified [Landau’s] symptoms of mild cognitive impairment to the degree that he was now in a state of dementia.” Id. at 51. He testified that because Landau had not recovered within six months, the dementia was permanent.
On cross-examination, Dr. Mazlin agreed that Landau’s dementia was not caused by the leg injury itself. Id. at 86. He said that dementia is usually a progressive disease but occasionally patients, such as Landau, present with a more acute decline. He testified that a CAT scan performed 11 days after the leg injury revealed some atrophy that was usual in elderly individuals and not attributable to the injury. When asked about Dr. Grossman’s records, Dr. Mazlin opined that some of the medical history contained in his records was incorrect, though he agreed that the testing Dr. Grossman had performed was generally accurate. He believed that but for the leg injury, Landau would not have declined from mild cognitive impairment into dementia for many years. Dr. Mazlin testified that he did not review the notes made by Dr. Grossman’s nurse until the morning of trial and that he disagreed with the opinion expressed in the nurse’s notes.
Dr. James Millard, Landau’s primary care physician, testified by video deposition. He had been Landau’s doctor since 1998 and saw him regularly
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until shortly after the accident. Dr. Millard testified that he never had concerns about Landau’s cognitive function prior to the accident and said he would have performed an evaluation if he had noticed any issues. He saw Landau for an appointment approximately two months before the accident and did not note any new medical issues, though Landau mentioned some mild back pain and muscle spasticity that was not cause for significant concern. The first time he noted any memory issues was on May 15, 2019, when Landau and his partner came into the office after the accident. At that time, Dr. Millard performed a short cognitive evaluation. Landau scored 26 out of 30 points on the test, which Dr. Millard testified indicated a cognitive deficit. He then ordered a CAT scan to determine whether Landau had suffered any injury to his brain, prescribed a medication for the treatment of Alzheimer’s disease and referred him to a neurologist. He disagreed with Dr. Grossman’s notes, which had identified a two-year history of cognitive difficulties.
At trial, Landau also sought to admit testimony from Varsha Desai, a nurse and certified life care planner, about the cost of Landau’s long-term care following his dementia diagnosis. The trial court excluded the testimony about future costs as speculative but ruled that testimony about Landau’s past medical expenses was admissible. After the trial court’s ruling, Landau elected not to present Desai as a witness.
Jadco presented Dr. Brad Klein, a neurologist, as its medical expert. Dr. Klein testified based on his review of Landau’s medical records from before
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and after the accident, as well as Dr. Mazlin’s report. Dr. Klein opined that the leg injury did not impact the progression of Landau’s dementia, but did impact the symptoms of dementia he experienced at the time of the incident. He testified that Alzheimer’s disease results from a slow degeneration and atrophy of the brain over time. He testified that it was common for patients with Alzheimer’s disease to development significant cognitive symptoms in response to medical conditions that would not be cause for concern in a younger patient. As a result, he concluded that the stress of the leg injury did not trigger the progression of Landau’s dementia but merely created additional symptoms that were not present when he was not under that stress.
Based on his review of the examination performed by Dr. Millard in the days after the incident, Dr. Klein opined that Landau was experiencing only mild cognitive impairment at that time. According to Dr. Grossman’s records, Landau had been experiencing difficulty with comprehension, memory, executive function, visuospatial functioning and decision-making for two years. He viewed this as evidence of a progression of cognitive decline over that time. He noted that Landau’s CAT scan after the accident showed atrophy in his brain which could not have developed in the short time after the leg injury. He concluded that the degeneration had begun prior to the injury.
In response to Dr. Mazlin’s report, Dr. Klein testified that there was no research to support the conclusion that acute stressors cause brain cell death, particularly in patients who have already developed Alzheimer’s disease. He
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said that stress can cause additional symptoms but would not alter the brain of the patient. He acknowledged that one study found that stress worsened the symptoms of dementia over time but believed that the study was flawed. Based on his research, he concluded that Landau was suffering from mild cognitive impairment and an early progression into dementia at the time of his injury, and his eventual progression into dementia was not caused or accelerated by the leg injury.
On cross-examination, Dr. Klein admitted that he never met with or examined Landau, nor did he speak with any of his family members to obtain a medical history. He considered Dr. Grossman’s records to be comprehensive and did not believe he would have gleaned anything additional from meeting with Landau. He also explained that patients or family members are often mistaken about how long cognitive symptoms have been present, as they can present subtly at first and would not be as noticeable as an acute change. He admitted that in 21 years of medical records predating the accident, there was no indication that Landau had previously suffered from any cognitive decline. Dr. Klein admitted that there were discrepancies in the medical histories as reported by Dr. Mazlin and Dr. Grossman, with only Dr. Grossman noting that the cognitive issues were ongoing for a couple of years.
Several of Landau’s associates also testified that he had never shown any signs of cognitive decline prior to his leg injury but appeared to develop dementia thereafter. Landau’s long-term partner, Toni Rubando, testified that
[*7]J-A19041-23
he had never experienced any cognitive issues prior to the accident and that his behavior after the injury was an immediate cause for concern. When Dr. Millard asked her whether he had cognitive issues in the past, she could only recall two occasions when she had to provide him directions when he got lost while driving. She denied telling Dr. Grossman that he had struggled with cognitive decline prior to the injury.
Following the close of evidence, Landau moved for a directed verdict on the issue of whether the leg injury caused his dementia, arguing that Dr. Klein and Dr. Mazlin had both testified that the stress of the incident worsened his preexisting mild cognitive impairment. The trial court denied the motion.
On the first day of trial, one of the jurors was dismissed due to illness. On the final day of trial, Jadco asked the trial court whether the verdict would require a consensus of nine or ten of the remaining 11 jurors.3 The trial court responded that nine jurors would be sufficient and Landau did not offer any objection. The trial court repeated during the jury instructions that nine jurors would be required to reach a verdict, and following deliberations, when the jury returned to the courtroom, the tipstaff asked whether it had reached a verdict supported by nine jurors. Landau likewise did not object at either of
____________________________________________ 3 As discussed in more detail infra, Pennsylvania constitutional and statutory law requires a verdict in a civil case to be reached by five-sixths, or approximately 83 percent of the jury. A verdict reached by nine of 11 jurors constitutes 81.8 percent of the jury.
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these points. After the verdict was recorded, Landau objected and argued that the verdict must be supported by at least ten jurors. At that juncture, the trial court overruled the objection as waived.
The jury awarded Landau $100,000 in damages for the injury to his leg but concluded that the leg injury did not cause his dementia. The award was supported by nine of the 11 jurors. Landau filed a post-trial motion which the trial court denied. He timely appealed and he and the trial court have complied with Pa. R.A.P. 1925.
II.
Landau raises four issues on appeal. First, he argues that the verdict was improper because it was not reached by five-sixths of the jury. Next, he contends that the trial court abused its discretion in two evidentiary rulings: excluding testimony about Landau’s future medical expenses and allowing Jadco to cross-examine Dr. Mazlin based on the nurse’s notes in Dr. Grossman’s files. Third, he contends that the trial court erred by denying his motion for directed verdict on factual cause because Dr. Klein agreed that the leg injury caused Landau’s dementia to become more symptomatic. Finally, he argues that the trial court abused its discretion in denying his motion for a new trial based on the weight of the evidence.
[*9]J-A19041-23
A.
We begin with Landau’s challenge to the number of jurors required to reach a verdict in his case.[4] The trial court concluded that this issue is waived because Landau did not object to a verdict from nine of the 11 jurors until after the verdict was recorded, even though the matter was discussed on the record before deliberations began. We agree.
As a general matter, a verdict in a civil case must be rendered by not less than five-sixths of the jury. See Pa. Const. Art. 1, § 6; 42 Pa. C.S. § 5104(b). However, parties may waive their right to a jury trial as set forth in the Constitution and, in doing so, are “entitled to a trial that comports with the rules of procedure according to which he [or she] has agreed to be tried.” Gianni v. William G. Phillips, Inc., 933 A.2d 114, 116 (Pa. Super. 2007) (citing Ottavio v. Fibreboard Corp., 617 A.2d 1296, 1299 (Pa. Super. 1992)); see also Blum by Blum v. Merrell Dow Pharms. Inc., 560 A.2d 212, 219 (Pa. Super. 1989) (“[I]n the absence of stipulation or consent on the
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