28 U.S.C. § 46

Assignment of judges; panels; hearings; quorum

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(a) Circuit judges shall sit on the court and its panels in such order and at such times as the court directs.(b) In each circuit the court may authorize the hearing and determination of cases and controversies by separate panels, each consisting of three judges, at least a majority of whom shall be judges of that court, unless such judges cannot sit because recused or disqualified, or unless the chief judge of that court certifies that there is an emergency including, but not limited to, the unavailability of a judge of the court because of illness. Such panels shall sit at the times and places and hear the cases and controversies assigned as the court directs. The United States Court of Appeals for the Federal Circuit shall determine by rule a procedure for the rotation of judges from panel to panel to ensure that all of the judges sit on a representative cross section of the cases heard and, notwithstanding the first sentence of this subsection, may determine by rule the number of judges, not less than three, who constitute a panel.(c) Cases and controversies shall be heard and determined by a court or panel of not more than three judges (except that the United States Court of Appeals for the Federal Circuit may sit in panels of more than three judges if its rules so provide), unless a hearing or rehearing before the court in banc is ordered by a majority of the circuit judges of the circuit who are in regular active service. A court in banc shall consist of all circuit judges in regular active service, or such number of judges as may be prescribed in accordance with section 6 of Public Law 95–486 (92 Stat. 1633), except that any senior circuit judge of the circuit shall be eligible (1) to participate, at his election and upon designation and assignment pursuant to section 294(c) of this title and the rules of the circuit, as a member of an in banc court reviewing a decision of a panel of which such judge was a member, or (2) to continue to participate in the decision of a case or controversy that was heard or reheard by the court in banc at a time when such judge was in regular active service.(d) A majority of the number of judges authorized to constitute a court or panel thereof, as provided in paragraph (c), shall constitute a quorum.(June 25, 1948, ch. 646, 62 Stat. 871; Pub. L. 88–176, § 1(b), Nov. 13, 1963, 77 Stat. 331; Pub. L. 95–486, § 5(a), (b), Oct. 20, 1978, 92 Stat. 1633; Pub. L. 97–164, title I, § 103, title II, § 205, Apr. 2, 1982, 96 Stat. 25, 53; Pub. L. 104–175, § 1, Aug. 6, 1996, 110 Stat. 1556.)Historical and Revision Notes

Based in part on title 28, U.S.C., 1940 ed., § 212 (Mar. 3, 1911, ch. 231, § 117, 36 Stat. 1131).

Subsections (a)–(c) authorize the establishment of divisions of the court and provide for the assignment of circuit judges for hearings and rehearings in banc.

The Supreme Court of the United States has ruled that, notwithstanding the three-judge provision of section 212 of title 28, U.S.C., 1940 ed., a court of appeals might lawfully consist of a greater number of judges, and that the five active circuit judges of the third circuit might sit in banc for the determination of an appeal. (See Textile Mills Securities Corporation v. Commissioner of Internal Revenue, 1941, 62 S.Ct. 272, 314 U.S. 326, 86 L.Ed. 249.)

The Supreme Court in upholding the unanimous view of the five judges as to their right to sit in banc, notwithstanding the contrary opinion in Langs Estate v. Commissioner of Internal Revenue, 1938, 97 F.2d 867, said in the Textile Mills case: “There are numerous functions of the court, as a ‘court of record, with appellate jurisdiction’, other than hearing and deciding appeals. Under the Judicial Code these embrace: prescribing the form of writs and other process and the form and style of its seal (28 U.S.C., § 219); the making of rules and regulations (28 U.S.C., § 219); the appointment of a clerk (28 U.S.C., § 221) and the approval of the appointment and removal of deputy clerks (28 U.S.C., § 222); and the fixing of the ‘times’ when court shall be held (28 U.S.C., § 223). Furthermore, those various sections of the Judicial Code provide that each of these functions shall be performed by the court.”

This section preserves the interpretation established by the Textile Mills case but provides in subsection (c) that cases shall be heard by a court of not more than three judges unless the court has provided for hearing in banc. This provision continues the tradition of a three-judge appellate court and makes the decision of a division, the decision of the court, unless rehearing in banc is ordered. It makes judges available for other assignments, and permits a rotation of judges in such manner as to give to each a maximum of time for the preparation of opinions.

Whether divisions should sit simultaneously at the same or different places in the circuit is a matter for each court to determine.

Editorial NotesReferences in Text

Section 6 of Public Law 95–486 (92 Stat. 1633), referred to in subsec. (c), is section 6 of Pub. L. 95–486, Oct. 20, 1978, 92 Stat. 1633, which is set out as an Appeals Court Administrative Units note under section 41 of this title.

Amendments

1996—Subsec. (c). Pub. L. 104–175, in last sentence, inserted “(1)” after “eligible” and “, or (2) to continue to participate in the decision of a case or controversy that was heard or reheard by the court in banc at a time when such judge was in regular active service” before period at end.

1982—Subsec. (a). Pub. L. 97–164, § 103(a), substituted “panels” for “divisions”.

Subsec. (b). Pub. L. 97–164, § 103(b), substituted “panels” for “divisions” wherever appearing and inserted provisions requiring that at least a majority of the panels of each circuit be judges of that court, unless such judges cannot sit because recused or disqualified, or unless the chief judge of that court certifies that there is an emergency including, but not limited to, the unavailability of a judge of the court because of illness, and that the United States Court of Appeals for the Federal Circuit determine by rule a procedure for the rotation of judges from panel to panel to ensure that all of the judges sit on a representative cross section of the cases heard and determine by rule the number of judges, not less than three, who constitute a panel.

Subsec. (c). Pub. L. 97–164, §§ 103(c), 205, inserted provision that the United States Court of Appeals for the Federal Circuit may sit in panels of more than three judges if its rules so provide and that, as an alternative to the requirement that a court in banc consist of all circuit judges in regular active service, such a court may consist of such number of judges as may be prescribed in accordance with section 6 of Public Law 95–486 (92 Stat. 1633), except that any senior circuit judge of the circuit shall be eligible to participate, at his election and upon designation and assignment pursuant to section 294(c) of this title and the rules of the circuit, as a member of an in banc court reviewing a decision of a panel of which such judge was a member.

Subsec. (d). Pub. L. 97–164, § 103(d), substituted “panel” for “division”.

1978—Pub. L. 95–486, § 5(b), substituted “panels” for “divisions” in section catchline.

Subsec. (c). Pub. L. 95–486, § 5(a), substituted “panel” for “division” and struck out provision authorizing a retired circuit judge to sit as a judge of the court in banc in the rehearing of a case if he sat in the court or division in the original hearing of such case.

1963—Subsec. (c). Pub. L. 88–176 inserted “regular” before “active service” wherever appearing, and provided that a retired circuit judge shall be competent to sit as a judge of the court in banc, in a rehearing if he sat in at the original hearing.

Statutory Notes and Related SubsidiariesEffective Date of 1982 Amendment

Amendment by Pub. L. 97–164 effective Oct. 1, 1982, see section 402 of Pub. L. 97–164, set out as a note under section 171 of this title.

Notes of Decisions
Cited in 1,405 cases (352 in the last 5 years), 1928–2026 · leading case: Nguyen v. United States
Nguyen v. United States (2003) scotus · cites it 8× “Second, the statutory authority for courts of appeals to sit in panels, 28 U. S. C. § 46 (b), requires the inclusion of at least three judges in the first instance.”
New Process Steel, L. P. v. National Labor Relations Board (2010) scotus · cites it 6× “The governing statute provides that a case may be decided “by separate panels, each consisting of three judges,” 28 U. S. C. §46 (b), but that a “majority of the number of judges authorized to constitute a court or panel thereof .”
Western Pacific Railroad Corp. v. Western Pacific Railroad Co. (1953) scotus · cites it 12× “The issues stem from 28 U. S. C. § 46 (c). It reads: "Cases and controversies shall be heard and determined by a court or division of not more than three judges, unless a hearing or rehearing before the court in banc is ordered by a majority of the circuit judges of the circuit…”
United States v. Irey (2010) ca11 · cites it 2× “Hill elected to participate in this matter pursuant to 28 U.S.C. § 46 (c). [1] The number of little children who were Irey's victims is literally countless.”
United States v. Cavera (2008) ca2 · cites it 2× “28 U.S.C. § 46 (c)(1). [†] Senior Circuit Judge Straub was an active member of the court when we heard the case, and is therefore eligible to participate in en banc rehearing.”
Carrie A. McMellon Lori Dawn White Kathy D. Templeton Cheri Call v. United States of America United States Army Corps of (2004) ca4 · cites it 3× “n, the illegitimate case? Would a district court act ultra vires in following or in ignoring the mandate? Most importantly, where do we derive the authority to determine as a matter of rule that the duly decided opinions of a properly constituted panel of this court must be…”
United States v. Hahn (2004) ca10 · cites it 2× “See 28 U.S.C. § 46 (c). The vast majority of federal criminal cases are resolved by plea agreements in which the defendant pleads guilty to some counts in exchange for concessions by the government.”
Henry v. Purnell (2011) ca4 · cites it 2× “[4] The opinion was filed by two judges, a quorum of the panel under 28 U.S.C. § 46 (d), because a third judge heard oral argument but did not participate in the decision.”
Tangreti v. Bachmann (2020) ca2 “See 28 U.S.C. § 46 (d); 2d Cir. IOP E(b); United States v.”
Mary Kate LEAMAN, Plaintiff-Appellant, v. OHIO DEPARTMENT OF MENTAL RETARDATION & DEVELOPMENT DISABILITIES, Et Al., Defe (1987) ca6 · cites it 5× “On petition for rehearing, eight of the fifteen active judges of the full court voted to rehear the case en banc, as authorized by 28 U.S.C. § 46 (c), and an order was entered vacating the panel decision.”
Pankajkumar Patel v. U.S. Attorney General (2020) ca11 · cites it 2× “Judges Tjoflat and Marcus took senior status on November 19, 2019 and December 6, 2019, respectively, and both have elected to participate in this decision pursuant to 28 U.S.C. § 46 (c)(1). Judge Ed Carnes took senior status on June 30, 2020 and has elected to participate in…”
United States v. Ganias (2016) ca2 · cites it 2× “See 28 U.S.C. § 46 (c). 4 as well as eight amicus briefs,4 the Court declines to rule on the question, ʺoffer[ing] no opinion on the existence of a Fourth Amendment violation in this case.”
— 28 U.S.C. § 46(c) — 6 cases
— 28 U.S.C. § 46(d) — 5 cases
Lebegern v. Forman (2006) ca3
Annotations are extracted automatically from the opinions in the Syfert caselaw corpus and ranked by authority, recency, and treatment. Dots show Syfertize treatment of the citing case itself.