v.
Commonwealth of Virginia
COURT OF APPEALS OF VIRGINIA
Present: Judges Beales, Powell and Senior Judge Clements Argued at Richmond, Virginia
LARRY KEITH HARMAN, S/K/A LARRY KEITH HARMON MEMORANDUM * OPINION BY v. Record No. 1925-07-3 JUDGE JEAN HARRISON CLEMENTS FEBRUARY 17, 2009 COMMONWEALTH OF VIRGINIA
FROM THE CIRCUIT COURT OF AUGUSTA COUNTY Thomas H. Wood, Judge
Joseph A. Sadighian, Senior Assistant Appellate Defender, for appellant.
Craig W. Stallard, Assistant Attorney General (Robert F. McDonnell, Attorney General, on brief), for appellee.
Larry Keith Harman (appellant) was convicted in a jury trial of assault and battery of a
law enforcement officer in violation of Code § 18.2-57(C). On appeal, appellant contends the trial court erred 1) in denying his motion to suppress blood test evidence; 2) in finding the evidence sufficient to sustain his conviction; 3) in denying his motion in limine wherein he
sought to preclude admission of the blood test results; 4) in overruling his objection to the prosecution’s closing argument; and, 5) in denying his motion for a new trial. Finding no error, we affirm the trial court’s judgment and appellant’s conviction.
I. BACKGROUND
We view the evidence in the light most favorable to the Commonwealth, granting to it all
reasonable inferences fairly deducible therefrom. Commonwealth v. Grimstead, 12 Va. App. 1066, * Pursuant to Code § 17.1-413, this opinion is not designated for publication.
1067, 407 S.E.2d 47, 48 (1991). We “‘discard the evidence of the accused in conflict with that of the Commonwealth, and regard as true all the credible evidence favorable to the Commonwealth
and all fair inferences to be drawn therefrom.’” Blow v. Commonwealth, 52 Va. App. 533, 536, 665 S.E.2d 254, 256 (2008) (quoting Parks v. Commonwealth, 221 Va. 492, 498, 270 S.E.2d
755, 759 (1980)). So viewed, the evidence shows that on December 5, 2006, Deputy Michael
Roane, of the Augusta County Sheriff’s Office, appeared in the Augusta County General District
Court to testify regarding traffic tickets he had issued to appellant. Those charges were dismissed. As Deputy Roane prepared for his next case, appellant approached him to shake hands. Deputy Roane thought this was “a little unusual,” but there was “nothing . . . particular” in the handshake itself that was strange. During the time their right hands were clasped, Deputy
Roane saw appellant give a “wink and a nod and kind of smirk,” which Roane found “very unusual.” Appellant left immediately thereafter.
Seconds after the handshake, Deputy Roane was “shocked and dismayed” to discover
that his palm was covered in what he had “no doubt” was blood, enough that it covered his hand halfway up and in between his fingers. A bailiff gave Deputy Roane paper towels and alcohol to clean his hand. Later, Deputy Roane tried unsuccessfully to locate appellant at the courthouse.
The bailiff who witnessed the handshake corroborated Deputy Roane’s account, testifying that “they shook hands . . . [and appellant] like smiled or something, . . . and [after
appellant had walked out] I looked at Deputy Roane and his face was going like ‘wow,’ . . . and he had blood all over his hand.” The bailiff then testified that he got Deputy Roane “a wet paper towel and some dry paper towels . . . [and] hand . . . sanitizer.” Officer Brian Jenkins also
corroborated Deputy Roane’s account. He testified that he “didn’t actually see the completion of the handshake, but [did see that during the handshake appellant] nodded his head and winked at
[Deputy Roane].”
[*2]That afternoon, Roane called appellant at his place of business, and appellant agreed that he would come in that afternoon to discuss what happened. Appellant later cancelled that appointment. Appellant resisted all of Deputy Roane’s subsequent efforts by phone to set up a meeting, saying he was under no obligation to cooperate. Deputy Roane testified that the early phone contacts with appellant were “very casual,” but that in later calls appellant would “cuss at”
Deputy Roane and “hang up on” him. Deputy Roane’s sense of unease was not “overwhelming”
until the later phone calls. In one conversation on the day after the initial phone calls and in the context of whether appellant had any blood borne diseases, appellant stated that Deputy Roane
“should probably go get checked out if he wants.” When appellant made this statement, Deputy
Roane became “pretty upset.”
Prior to the initiation of any criminal proceeding in this case, the Commonwealth moved the trial court to order that appellant give a blood sample in order that it might be tested for blood borne contagion. Explicitly relying on Code § 32.1-45.1(E), the trial court so ordered on
December 6, 2006, instructing that the results be released to Deputy Roane. Appellant did not challenge the validity of the order at any time prior to its execution. Rather, after consulting with an attorney, appellant presented himself on December 7, 2006, and a blood sample was taken.
At the same time, an incision was observed on appellant’s left palm, and a photograph of his hands was taken.
Appellant was indicted on April 23, 2007. By pretrial motion orally argued on May 24, 2007, appellant sought suppression of any evidence resulting from the sample based on the terms of Code § 32.1-45.1(E). The trial court denied the motion. On July 20, 2007, the blood sample tested positive for hepatitis C antibodies. From the results of this test it was determined to a degree of medical certainty that appellant was “potentially infectious.”
[*3]Appellant was tried before a jury on July 27, 2007. The results of the blood test were offered into evidence, and appellant objected on previously raised grounds, and also on grounds of relevancy. The trial court overruled the objection, and admitted the test results into evidence.
The photograph of appellant’s hands was also admitted.
Appellant testified in his own defense that he had no malice against the officer and that he had no inkling he might have hepatitis C at the time he shook Deputy Roane’s hand. He also testified that he did not notice anything on his hands before or after the handshake.
Trial lasted a single day. At the conclusion of the evidence, closing arguments commenced. At one point, appellant objected to the prosecution’s statement that appellant “has
not given you an explanation of what that red substance [in Deputy Roane’s hand was].” The judge overruled the objection, noting that while “there is no burden on the defendant to produce
any evidence,” considering the evidence presented and the arguments made by the defense, the prosecution’s statement was “a fair comment.” Appellant made no request for a cautionary instruction or mistrial, and closing argument continued.
At the end of closing argument, the jury deliberated and returned a verdict of guilt the same day, July 27, 2007. Appellant was sentenced to the mandatory minimum sentence of six months in jail. On August 6, 2007, appellant’s counsel received a call from Susan Johnson, a local lawyer who had been in the general district court and who had witnessed the handshake.
Appellant stated that he was not previously aware that she had been present. Appellant informed the trial court that Johnson was guardian ad litem for appellant’s daughter and that she knew appellant in that capacity, though they were “always on opposite sides.” Appellant proffered that
Johnson would testify that there was nothing “sinister” or “unusual” about the handshake and that the officer simply wiped off his hand and continued with his work “as though nothing had happened.” Based on this information, appellant moved the court for a new trial pursuant to
[*4]Rule 3:15. The trial court denied the motion.
This appeal followed.
II. SUPPRESSION OF THE EVIDENCE
Code § 32.1-45.1(E) reads in its entirety as follows:
Whenever any law-enforcement officer is directly exposed to body fluids of a person in a manner which may, according to the then current guidelines of the Centers for Disease Control, transmit human immunodeficiency virus or hepatitis B or C viruses, the person whose body fluids were involved in the exposure shall be deemed to have consented to testing for infection with human immunodeficiency virus or hepatitis B or C viruses. Such person shall also be deemed to have consented to the release of such test results to the law-enforcement officer who was exposed. In other than emergency situations, it shall be the responsibility of the law-enforcement officer to inform the person of this provision prior to the contact which creates a risk of such exposure.
Appellant contends that the trial court erred when it ordered appellant to submit to a
blood test because Code § 32.1-45.1(E) does not authorize the taking of a blood sample under the circumstances present in this case. Specifically, appellant argues that there was no “emergency situation” when the handshake occurred that would absolve the officer of responsibility previously to inform appellant of the informed consent provision. Appellant did not challenge
the validity of the order prior to the execution of its terms. Instead, he argued at trial and again on appeal that the evidence which resulted from the blood sample should have been suppressed pursuant to the exclusionary rule. We disagree.
“[T]he exclusionary rule is a judicially created remedy designed to deter future unlawful police conduct.” Elkins v. United States, 364 U.S. 206, 217 (1960).
Despite its broad deterrent purpose, the exclusionary rule has never been interpreted to proscribe the use of illegally seized evidence in all proceedings or against all persons. As with any remedial device, the application of the rule has been restricted to those areas where its remedial objectives are thought most efficaciously served.
[*5]United States v. Calandra, 414 U.S. 338, 348 (1974). ‘“[A]ny extension of the [exclusionary]
rule beyond its traditional applicability in criminal proceedings makes sense only if use of the remedy would deter or would likely deter police misconduct.’” Anderson v. Commonwealth, 251 Va. 437, 440, 470 S.E.2d 862, 863 (1996) (quoting United States v. Winsett, 518 F.2d 51, 53-54 (9th Cir. 1975)).
In United States v. Leon, 468 U.S. 897, 916, 918 (1984), the Supreme Court again recognized that suppression of evidence is an appropriate remedy “only in those unusual cases in which exclusion will further the purposes of the exclusionary rule,” and that purpose is not to punish errors of the courts, but to deter police misconduct. The Court therefore held that where
police rely in good faith on a court document that is not “facially deficient” to deprive a party of a fundamental right, suppression is not a proper remedy. Id.; see also Corey v. Commonwealth, 8 Va. App. 281, 289, 381 S.E.2d 19, 23 (1989) (holding that suppression of evidence discovered as a direct result of an arrest warrant unsupported by probable cause was inappropriate “because of the officer’s good faith reliance on the magistrate’s [error]”).
Assuming without deciding that Code § 32.1-45.1(E) does not authorize blood tests under these circumstances, application of the exclusionary rule is not the proper remedy. Appellant has made no allegation of police misconduct relevant to this appeal; rather, those who took the blood sample inarguably relied on a circuit court order the validity of which they had no cause to
doubt. Thus, even if appellant is correct that the circumstances of this case do not meet the standard set forth in Code § 32.1-45.1(E), that error is reflected in the trial court’s order, not the conduct of police who complied therewith. Suppression here will not remedy or deter police misconduct, and cannot serve the purposes of the exclusionary rule. See Leon, 468 U.S. at
919-20 (recognizing that “where the officer’s conduct is objectively reasonable,” suppression will not further the ends of the exclusionary rule). The exclusionary rule was inapposite here, and the trial court therefore did not err when it refused to suppress the blood sample evidence.
[*6]Appellant nevertheless argues that, because the Commonwealth never argued the inapplicability of the exclusionary rule when it prevailed before the trial court, the doctrine of waiver should operate to preclude this result. We are unaware of any authority to support the proposition that legal principles not raised by the prevailing party in the trial court are susceptible to waiver so as to preclude an appellate court’s judgment in reliance thereon. See
Cross v. Commonwealth, 49 Va. App. 484, 494, 642 S.E.2d 763, 768 (2007) (recognizing that
Rule 5A:18 applies only to arguments offered as a basis for reversal). We therefore reject this argument.
Thus, having found that suppression under the exclusionary rule is an inappropriate
remedy to the alleged error, we need not consider whether the trial court misinterpreted the provisions of Code § 32.1-45.1(E). See Corey, 8 Va. App. at 289, 381 S.E.2d at 24 (concluding that where appellant seeks to have the appellate court apply the exclusionary rule on particular grounds, a ruling that suppression of the evidence is not appropriate will constitute an independent basis on which to affirm).
III. SUFFICIENCY OF THE EVIDENCE
Appellant argues that the evidence was insufficient to convict him of assault and battery of a law enforcement officer because the Commonwealth failed to establish the requisite intent.
“When a case, civil or criminal, is tried by a jury . . . the judgment of the trial court shall
not be set aside unless it appears from the evidence that such judgment is plainly wrong or without evidence to support it.” Code § 8.01-680. We recognize that “the credibility of the witnesses and the weight accorded the evidence are matters solely for the fact finder who has the opportunity to see and hear that evidence as it is presented.” Sandoval v. Commonwealth, 20 Va. App. 133, 138, 455 S.E.2d 730, 732 (1995) (citations omitted). When considering the sufficiency of the evidence on appeal, “a reviewing court does not ‘ask itself whether it believes
[*7]that the evidence at the trial established guilt beyond a reasonable doubt.’” Crowder v. Commonwealth, 41 Va. App. 658, 663, 588 S.E.2d 384, 387 (2003) (quoting Jackson v. Virginia, 443 U.S. 307, 318-19 (1979)). Instead, “‘the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.’” Kelly v. Commonwealth, 41
Va. App. 250, 257, 584 S.E.2d 444, 447 (2003) (en banc) (quoting Jackson, 443 U.S. at 319).
“If any person commits an assault or an assault and battery against another knowing or having reason to know that such other person is a law-enforcement officer . . . engaged in the performance of his public duties as such, such person shall be guilty of a Class 6 felony . . . .”
Code § 18.2-57(C). “A battery is an unlawful touching of another. It is not necessary that the touching result in injury to the person. Whether a touching is a battery depends on the intent of the actor, not on the force applied.” Adams v. Commonwealth, 33 Va. App. 463, 468, 534
S.E.2d 347, 350 (2000); see Gilbert v. Commonwealth, 45 Va. App. 67, 71, 608 S.E.2d 509, 511
(2005) (holding that “deeply offensive” physical contact will constitute an “infliction of bodily harm” so long as intent is sufficiently proven). “‘The question of [appellant’s] intent must be
determined from the outward manifestation of his actions leading to usual and natural results, under the peculiar facts and circumstances disclosed. This determination presents a factual question which lies peculiarly within the province of the jury.’” Hughes v. Commonwealth, 18
Va. App. 510, 519, 446 S.E.2d 451, 457 (1994) (en banc) (quoting Ingram v. Commonwealth, 192 Va. 794, 801-02, 66 S.E.2d 846, 849 (1951)) (alteration in original).
In Gilbert, we affirmed a conviction under Code § 18.2-57(C) for spitting on a law-enforcement officer where the accused acted “in a rude, insolent or angry manner.” Gilbert, 45 Va. App. at 71, 608 S.E.2d at 511. In the case at bar, appellant contends that—unlike
[*8]Gilbert— there was “no evidence tend[ing] to prove that Harman had any motive to cause apprehension or harm to Roane, and no evidence existed to show that Harman was angry with
Roane.” On that basis, appellant concludes that the evidence will not support conviction. We disagree.
With respect to the mental state of appellant, the prosecution was under no obligation to prove appellant’s motive, but only his intent. The jury found that the evidence was sufficient to demonstrate the requisite intent, and we will affirm so long as any rational fact finder could so have found. See Kelly, 41 Va. App. at 257, 584 S.E.2d at 447; Adams, 33 Va. App. at 468, 534
S.E.2d at 350.
Proving intent by direct evidence often is impossible. Like any other element of a crime, it may be proved by circumstantial evidence, as long as such evidence excludes all reasonable hypotheses of innocence flowing from it. Circumstantial evidence of intent may include the conduct and statements of the alleged offender, and “the finder of fact may infer that [the accused] intends the natural and probable consequences of his acts.”
Adams, 33 Va. App. at 470-71, 534 S.E.2d at 351 (quoting Campbell v. Commonwealth, 12
Va. App. 476, 484, 405 S.E.2d 1, 4 (1991) (en banc) (additional citations omitted)) (emphasis added).
Here, Deputy Roane, the officer who had summoned appellant into district court, testified that appellant smirked and winked after he initiated the handshake, and other witnesses corroborated Deputy Roane’s testimony. After withdrawing from the handshake, Deputy Roane
discovered blood on the palm and fingers of his right hand in a quantity sufficient to seep into the area between his fingers. Later, appellant was uncooperative with Deputy Roane’s attempts to alleviate his concerns arising from these facts. After the issuance of the order, it was discovered that appellant had an incision on his left palm.
[*9]From this evidence, the fact finder could reasonably infer that the substance on Deputy
Roane’s hand was appellant’s blood transferred during the handshake, that the blood’s source was the incision on appellant’s hand, and that the blood flow was fairly substantial. The fact finder could likewise infer that appellant must have been aware of the incision and that he should likewise have been aware of the copious blood flow, especially since its substantial wetness was
transferred at some point prior to the handshake from appellant’s left hand to his right hand. And while appellant testified to the contrary, the fact finder was permitted to reject his testimony, and to conclude that appellant was aware that the handshake he initiated would convey his blood to
Deputy Roane’s right hand. See Marable v. Commonwealth, 27 Va. App. 505, 509-10, 500
S.E.2d 233, 235 (1998) (“In its role of judging witness credibility, the fact finder is entitled to disbelieve the self-serving testimony of the accused and to conclude that the accused is lying to
conceal his guilt.” (citation omitted)). Accordingly, after viewing all the evidence in its entirety, the trial court was not plainly wrong to find that it was appellant’s intention—whatever his motive—to do so.
IV. RELEVANCY OF THE EVIDENCE
Appellant contends that the trial court erred when it denied his motion in limine seeking to preclude the results of the blood sample contagion test. He argues those results were irrelevant to the issue of whether or not appellant knew he likely carried hepatitis C at the time he shook Deputy Roane’s hand. [1] We disagree.