State v. Schmidt, 208 P.3d 214 (Ariz. 2009). · Go Syfert
State v. Schmidt, 208 P.3d 214 (Ariz. 2009). Cases Citing This Book View Copy Cite
“court may not, consistent with due process, increase a defendant's maximum potential sentence based solely on a so-called 'catch-all' aggravator . . . .”
135 citation events (135 in the last 25 years) across 3 distinct courts.
Strongest positive: State v. Lopez (arizctapp, 2023-05-09)
Treatment trajectory · 2009 → 2026 · click a year to view as-of
2009 2017 2026
Top citers, strongest first. 27 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) State v. Lopez (2×) also: Cited "see"
Ariz. Ct. App. · 2023 · quote attribution · 1 verbatim quote · confidence high
court may not, consistent with due process, increase a defendant's maximum potential sentence based solely on a so-called 'catch-all' aggravator . . . .
discussed Cited as authority (rule) Planned Parenthood Arizona, Inc. v. Mark Brnovich
Ariz. Ct. App. · 2022 · confidence medium
If we adopted it, the resulting uncertainty for licensed physicians who provide abortion services would violate due process, which requires that “the law must be sufficiently definite to avoid arbitrary enforcement.” State v. Schmidt, 220 Ariz. 563, ¶ 5 (2009).
discussed Cited as authority (rule) State v. Taylor
Ariz. Ct. App. · 2022 · confidence medium
State v. Schmidt, 220 Ariz. 563, 566, ¶¶ 10-11 (2009) (application of any “catch-all” aggravators without a finding of an enumerated aggravator is a violation of due process).
discussed Cited as authority (rule) State v. Emedi (2×)
Ariz. Ct. App. · 2021 · confidence medium
State v. Schmidt, 220 Ariz. 563, 566, ¶ 10 (2009).
discussed Cited as authority (rule) State v. Bilducia
Ariz. Ct. App. · 2020 · confidence medium
State v. Schmidt, 220 Ariz. 563, 565, ¶ 7 (2009); State v. Dunbar, 2 CA-CR 2018-0064, 2020 WL 2060275 , at *10, ¶ 41 (Ariz. App. Apr. 29, 2020). ¶29 Once a sentencing range has been established by the finding of the statutory aggravating circumstances, a court may review the information submitted for sentencing purposes without regard to the evidentiary rules so long as the record “show[s] what the information consists of and where it comes from[,] and . . . indicate[s] that it has some substance above rumor, gossip or speculation.” State v. Jones, 147 Ariz. 353, 355 (1985); see also A.…
examined Cited as authority (rule) State v. Hill (3×) also: Cited "see"
Ariz. Ct. App. · 2019 · confidence medium
State v. Schmidt, 220 Ariz. 563, 565, ¶ 7 (2009).
cited Cited as authority (rule) State v. Garnica
Ariz. Ct. App. · 2019 · confidence medium
Id. at 566, ¶¶ 9-11 .
discussed Cited as authority (rule) State v. St. Pierre
Ariz. Ct. App. · 2017 · confidence medium
Aggravating a sentence based solely on the catch-all provision is improper, State v. Schmidt, 220 Ariz. 563, 566, ¶ 12 (2009), but after the court identifies one of the factors in A.R.S. § 13-701(D)(1)-(24), the court may rely on the catch-all provision to increase the sentence, Bonfiglio, 231 Ariz. at 372, ¶ 1 .
discussed Cited as authority (rule) State v. Fritz (2×)
Ariz. Ct. App. · 2016 · confidence medium
State v. Schmidt, 220 Ariz. 563, 566, ¶ 10 , 208 P.3d 214, 217 (2009).
discussed Cited as authority (rule) State v. Lopez
Ariz. Ct. App. · 2015 · confidence medium
Schmidt, 220 Ariz. at 564, ¶ 1 , 208 P.3d at 215 .2 If a trial court wishes to rely on a “catch-all” aggravating circumstance to impose an aggravated sentence, the State must also establish the existence of at least one enumerated aggravating circumstance.
discussed Cited as authority (rule) State v. Coulter
Ariz. Ct. App. · 2014 · confidence medium
Parker v. Levy, 417 U.S. 738 , 757, 94 S.Ct. 2547 , 41 L.Ed.2d 439 (1974). 4 ¶ 10 Finally, this is not a ease where Coulter received an aggravated sentence based on “ ‘[a]ny other factors which the court may deem appropriate to the ends of justice.’” State v. Schmidt, 220 Ariz. 563 , 566 ¶¶ 8, 9, 208 P.3d 214, 217 (2009) (addressing “patently vague” catchall sentencing aggravating circumstance in A.R.S. § 13-702(D)(13) (1991)).
discussed Cited as authority (rule) State of Arizona v. Austin James Bonfiglio
Ariz. · 2013 · confidence medium
Id. at 355 ¶ 24, 266 P.3d at 381 . ¶ 5 The court recognized that the jury-found aggravator was a “catch-all” aggravator because it was not specifically statutorily enumerated, id. at 354 ¶ 19, 266 P.3d at 380 , and as such, could not serve as the sole basis for imposing an aggravated sentence, id. (citing State v. Schmidt, 220 Ariz. 563 , 566 ¶ 10, 208 P.3d 214, 217 (2009)).
discussed Cited as authority (rule) State of Arizona v. Joel Agustin Lopez
Ariz. Ct. App. · 2012 · confidence medium
Even assuming Lopez is correct that § 13-1204(C) is fairly characterized as nothing more than a sentencing provision, our supreme court recently has observed that ”[a]n aggravating factor that subjects a defendant to an increased statutory maximum penalty is ... the functional equivalent of an element of an aggravated offense.” State v. Schmidt, 220 Ariz. 563, ¶ 7 , 208 P.3d 214, 216 (2009).
discussed Cited as authority (rule) State of Arizona v. Dale Shawn Hausner
Ariz. · 2012 · signal: cf. · confidence medium
Cf. State v. Schmidt, 220 Ariz. 563 , 566 ¶ 10, 208 P.3d 214, 217 (2009) (holding that use of vaguely defined statutory aggravator as sole factor to enhance sentence violated due process).
discussed Cited as authority (rule) State v. Bonfiglio (2×)
Ariz. Ct. App. · 2011 · confidence medium
We recognize that pursuant to our supreme court’s decision in State v. Schmidt, 220 Ariz. 563 , 208 P.3d 214 (2009), the trial court would have been prohibited from sentencing appellant to an aggravated prison term based solely on this catch-all factor. 220 Ariz. at 566, ¶ 10 , 208 P.3d at 217 (holding an aggravated sentence based solely on the “catch-all” provision of § 13-701(D)(24) violates due process). ¶ 20 The rationale underlying the Schmidt holding is that under the Sixth Amendment to the United States Constitution, a defendant has a constitutional right to a jury trial with n…
examined Cited as authority (rule) State v. Perrin (3×) also: Cited "see, e.g."
Ariz. Ct. App. · 2009 · confidence medium
Although it found a catch-all could not be used to establish a particular sentencing range, the court then suggested that once a sentencing range has been established through enumerated aggrava-i Lors, ''[subsequent reliance on other factors embraced by a catch-all to justify a sentence up to the statutory maximum comports with the traditional discretionary role afforded judges in sentencing." Schmidt, 220 Ariz. 563, ¶ 11, 208 P.3d at 217 .
discussed Cited "see" State v. Ruzzo
Ariz. Ct. App. · 2022 · signal: see · confidence high
See State v. Schmidt, 220 Ariz. 563 , 565–66, ¶¶ 7, 11 (2009) (holding a superior court may rely on a “catch-all aggravator” to sentence the defendant within a range that does not exceed the presumptive sentence). 5 STATE v. RUZZO Decision of the Court CONCLUSION ¶14 For the reasons stated above, we grant review and deny relief.
discussed Cited "see" State v. Hernandez
Ariz. Ct. App. · 2020 · signal: see · confidence high
See State v. Schmidt, 220 Ariz. 563 , 566 ¶ 8-10 (2009) (finding a catch-all aggravator, “[a]ny other factors which the court may deem appropriate to the ends of justice,” “patently vague”).
cited Cited "see" State v. Tapia
Ariz. Ct. App. · 2019 · signal: see · confidence high
See State v. Schmidt, 220 Ariz. 563, 566, ¶¶ 10-11 (2009).
discussed Cited "see" State of Arizona v. Earl Jefferson Causbie (2×)
Ariz. Ct. App. · 2016 · signal: accord · confidence high
See State v. Miller, 234 Ariz. 31, ¶ 41 , 316 P.3d 1219, 1231 (2013). ¶ 16 To ensure due process of law, a criminal statute must not be “so vague that it fails to give ordinary people fair notice of the conduct it punishes, or so standardless that it invites arbitrary enforcement.” Johnson v. United States, — U.S. —, 135 S.Ct. 2551, 2556 , 192 L.Ed.2d 569 (2015); accord State v. Schmidt, 220 Ariz. 563, ¶ 5 , 208 P.3d 214, 216 (2009); see U.S. Const. amend.
discussed Cited "see" State v. Moraga
Ariz. Ct. App. · 2016 · signal: see · confidence high
See State v. Schmidt, 220 Ariz. 563, 566, ¶ 10 (2009) (holding that use of the catch-all provision as the sole factor to increase a defendant’s statutory maximum sentence violates due process).
discussed Cited "see" State v. Wiggins (2×)
Ariz. Ct. App. · 2014 · signal: see · confidence high
See generally State v. Schmidt, 220 Ariz. 563, 566, ¶¶ 10-11 , 208 P.3d 214, 217 (2009) (only aggravating factors specifically enumerated in A.R.S. § 13-701(D) can render defendant eligible for aggravated sentence).
discussed Cited "see" State of Arizona v. John George Ponsart Jr. (2×)
Ariz. Ct. App. · 2010 · signal: see · confidence high
See 220 Ariz. 563, ¶ 8 , 208 P.3d at 217 . 9 ¶14 As the state points out, among other aggravating circumstances the trial court considered at sentencing, it found “there was physical and emotional harm caused to the victim,” an aggravating circumstance specifically enumerated by statute.
discussed Cited "see" State v. PONSART (2×)
Ariz. Ct. App. · 2010 · signal: see · confidence high
See 220 Ariz. 563, ¶ 8 , 208 P.3d at 217 .
discussed Cited "see" State v. ZINSMEYER (2×)
Ariz. Ct. App. · 2009 · signal: see · confidence high
See 220 Ariz. 563, ¶ 10 , 208 P.3d at 217 .
discussed Cited "see" State of Arizona v. Dean William Zinsmeyer (2×)
Ariz. Ct. App. · 2009 · signal: see · confidence high
See 220 Ariz. 563, ¶ 10 , 208 P.3d at 217 .
discussed Cited "see, e.g." State of Arizona v. Douglas Scott Perrin (2×)
Ariz. Ct. App. · 2009 · signal: see also · confidence low
See generally United States v. Booker, 543 U.S. 220 (2005); Harris v. 4 United States, 536 U.S. 545 (2002); see also Schmidt, 220 Ariz. 563, ¶¶ 5-7 , 208 P.3d at 216 - 17.
Retrieving the full opinion text from the archive…
STATE of Arizona, Respondent,
v.
Michael Dimetrius SCHMIDT, Petitioner
CR-08-0308-PR.
Arizona Supreme Court.
Jun 3, 2009.
208 P.3d 214
Andrew P. Thomas, Maricopa County Attorney by Elizabeth B. Ortiz, Deputy County Attorney, Phoenix, Attorneys for the State of Arizona., Law Offices of Michael P. Denea, PLC by Michael P. Denea, Phoenix, Attorney for Michael Dimetrius Schmidt.
Bales, McGregor, Berch, Ryan, Hurwitz.
Cited by 31 opinions  |  Published
Pinpoint authority: bottom 52%

OPINION

BALES, Justice.

¶ 1 Under Arizona law, those convicted of a ciime are subject to longer sentences when certain aggravating factors are proved. We hold that a court may not, consistent with due process, increase a defendant’s maximum potential sentence based solely on a so-called “catch-all” aggravator, defined as “any other factors which the court may deem appropriate to the ends of justice.” Ariz.Rev.Stat. (“A.R.S.”) § 13-702(D)(13) (Supp.1991). [1]

I.

¶ 2 In April 1993, Michael Dimetrius Schmidt entered into an agreement under which he pled guilty to two of eight offenses charged in an indictment — count 4, sexual abuse and count 5, attempted sexual abuse. Each was charged as a dangerous crime against children. Consistent with the plea agreement, the court sentenced Schmidt to the presumptive term of ten years’ imprisonment on count 4 and lifetime probation on count 5 and dismissed the other counts. After serving his sentence on count 4, Schmidt was released on probation. During the next two years, the probation department filed three petitions to revoke Schmidt’s proba[*565] tion. The trial court twice reinstated probation conditioned on Schmidt serving six-month jail terms.

¶ 3 After a third petition was filed, the trial court revoked probation on count 5. Instead of the presumptive sentence of ten years, the court imposed an aggravated sentence of 12.5 years. The court stated that it was aggravating the sentence under the catch-all provision based on Schmidt’s conviction on count 4. Schmidt petitioned for post-conviction relief, which the trial court denied. The court of appeals denied review.

¶ 4 We granted review to address the recurring issue of the use of the catch-all ag-gravator as the sole aggravating factor to increase a defendant’s maximum potential sentence. We have jurisdiction under Article 6, Section 5(3) of the Arizona Constitution, A.R.S. section 13-4239(H) (2001), and Arizona Rule of Criminal Procedure 32.9(g).

II.

¶ 5 The Due Process Clause of the Fourteenth Amendment mandates that criminal statutes not be vague. See Grayned v. City of Rockford, 408 U.S. 104, 108, 92 S.Ct. 2294, 33 L.Ed.2d 222 (1972). Two principles underlie this key tenet. First, citizens are entitled to fair notice of the acts the government deems worthy of punishment so they may conform their conduct to the law. See Rose v. Locke, 423 U.S. 48, 50, 96 S.Ct. 243, 46 L.Ed.2d 185 (1975). Second, the law must be sufficiently definite to avoid arbitrary enforcement. See Grayned, 408 U.S. at 108-09, 92 S.Ct. 2294 (“A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory application.”). The second principle is the more important of the two. See Kolender v. Lawson, 461 U.S. 352, 357-58, 103 S.Ct. 1855, 75 L.Ed.2d 903 (1983); see also United States v. Reese, 92 U.S. 214, 221, 23 L.Ed. 563 (1875) (“It would certainly be dangerous if the legislature could set a net large enough to catch all possible offenders, and leave it to the courts to step inside and say who could be rightfully detained, and who should be set at large.”). This is because “[tjhe touchstone of due process is protection of the individual against arbitrary action of government.” Wolff v. McDonnell, 418 U.S. 539, 558, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974); see also County of Sacramento v. Lewis, 523 U.S. 833, 845, 118 S.Ct. 1708, 140 L.Ed.2d 1043 (1998) (“Since the time of our early explanations of due process, we have understood the core of the concept to be protection against arbitrary action[.]”).

III.

¶ 6 In Apprendi v. New Jersey, the United States Supreme Court stated that “[s]ince [In re] Winship, [397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970),] we have made clear beyond peradventure that Win-ship’s due process and associated jury protections extend, to some degree, ‘to determinations that [go] not to a defendant’s guilt or innocence, but simply to the length of his sentence.’” 530 U.S. 466, 484, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000) (quoting Almendarez-Torres v. United States, 523 U.S. 224, 251, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998) (Scalia, J., dissenting)). The Court held that “[ojther than the fact of a prior conviction, any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt.” Id. at 490, 120 S.Ct. 2348. The thrust of the Apprendi line of cases is that any fact that “the law makes essential to the punishment” is the “functional equivalent of an element of a greater offense,” and is to be treated accordingly. See Blakely v. Washington, 542 U.S. 296, 303-04, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004); Ring v. Arizona, 536 U.S. 584, 609, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002).

¶ 7 This Court has recognized that under Arizona law, “the statutory maximum sentence for Apprendi purposes in a case in which no aggravating factors have been proved ... is the presumptive sentence established” by statute. State v. Martinez, 210 Ariz. 578, 583 ¶ 17, 115 P.3d 618, 623 (2005). An aggravating factor that subjects a defendant to an increased statutory maximum penalty is thus the functional equivalent of an element of an aggravated offense. Because[*566] protection against arbitrary government action is the quintessence of due process, the rationale of Apprendi and subsequent cases requires that we assess the vagueness of the catch-all aggravator in Arizona’s sentencing scheme when it alone is used to increase a defendant’s maximum potential sentence.

IV.

¶ 8 When Schmidt committed his offenses, the relevant statute provided that a defendant’s sentence could be increased based on twelve specific aggravating factors. A.R.S. § 13 — T02(D)(1)—(12) (Supp.1991). For example, the statute identified the infliction of serious physical injury, id. § (D)(1), the use of a weapon, id. § (D)(2), and the presence of an accomplice, id. § (D)(4), as potential aggravating factors. In addition to the twelve listed aggravating factors, the statute included a catch-all: “Any other factors which the court may deem appropriate to the ends of justice.” Id. § (D)(13).

¶ 9 The catch-all provision is patently vague. As Justice Hurwitz observed in his concurrence in State v. Price, “[i]t is as if the criminal code had one punishment for theft, and another for aggravated theft, the former consisting of theft simpliciter and the latter consisting of the elements of the theft plus ‘anything else the court or the state may someday later find relevant.’ ” 217 Ariz. 182, 187 ¶ 27, 171 P.3d 1223, 1228 (2007) (Hurwitz, J., concurring); see also Sattazahn v. Pennsylvania, 537 U.S. 101, 112, 123 S.Ct. 732, 154 L.Ed.2d 588 (2003) (plurality opinion) (noting that “ ‘murder plus one or more aggravating circumstances’ is a separate offense from ‘murder’ simpliciter ”).

¶ 10 Use of the catch-all as the sole factor to increase a defendant’s statutory maximum sentence violates due process because it gives the sentencing court virtually unlimited post hoe discretion to determine whether the defendant’s prior conduct is the functional equivalent of an element of the aggravated offense. Cf. Kolender, 461 U.S. at 358, 103 S.Ct. 1855 (declaring unconstitutional statute that provided “virtually complete discretion in the hands of the police” to assess whether statute had been violated).

¶ 11 There is, however, an important difference between a trial court’s using a catch-all aggravator to increase a defendant’s maximum potential sentence versus the court’s considering factors embraced by a catch-all in imposing a sentence within a properly determined maximum range. When one or more clearly enumerated aggravators are found consistent with Apprendi, and they allow imposition of an aggravated sentence under the relevant statutory scheme, the “elements” of the aggravated offense will have been identified with sufficient clarity to satisfy due process. Subsequent reliance on other factors embraced by a catch-all provision to justify a sentence up to the statutory maximum comports with the traditional discretionary role afforded judges in sentencing. See Price, 217 Ariz. at 188 n. 5 ¶ 29, 171 P.3d at 1229 n. 5 (Hurwitz, J., concurring) (“Because the defendant is exposed to the greater sentence because of the enumerated aggravator, the ‘catch-all’ in such a circumstance is simply a sentencing factor relevant to the judge’s discretion in deciding what sentence to impose within the constitutionally authoi’ized range, not a functional element of the ‘aggravated exime.’ ”); Martinez, 210 Ariz. at 583 ¶ 16, 115 P.3d at 623; see also Apprendi, 530 U.S. at 481, 120 S.Ct. 2348 (“We should be clear that nothing in this history suggests that it is impermissible for judges to exercise discretion — taking into consideration various factoi’S relating both to offense and offender’ — in imposing a judgment within the range prescribed by statute.”).

V.

¶ 12 Because the trial court increased the length of Schmidt’s sentence beyond the presumptive based solely on the catch-all aggra-vator, the sentence is invalid. We therefore vacate the sentence and remand this case for resentencing in accordance with this opinion.

CONCURRING: RUTH V. McGREGOR, Chief Justice, REBECCA WHITE BERCH, Vice Chief Justice, MICHAEL D. RYAN and ANDREW D. HURWITZ, Justices.
1

. The legislature has amended and moved the catch-all provision since Schmidt committed his offenses. It is currently located at A.R.S. § 13-701(D)(24) (Supp.2008), and covers "[a]ny other factor that the state alleges is relevant to the defendant's character or background or to the nature or circumstances of the crime.”