A timely notice of appeal divests the district court of jurisdiction to enter orders on the merits, including motions for reconsideration, unless the motion is a timely Rule 59 or 52(b) motion.
A district court denied a judge's motion to dismiss based on judicial immunity. The judge appealed the denial and subsequently moved for reconsideration in the district court. The district court granted the motion while the appeal was pending. The question presented is whether the district court retained jurisdiction to act after the notice of appeal was filed. The court applies the rule that a timely notice of appeal divests the district court of control over the case, except for specific motions under Federal Rule of Appellate Procedure 4(a)(4). Because the motion for reconsideration was not a timely Rule 59 or 52(b) motion, the district court lacked jurisdiction. The court vacates the district court's orders and dismisses the appeal.
At page 120 Jurisdictional effect of timely filing of notice of appeal86 citing cases“as a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a court of appeals and divesting a district court of its control over those aspects of the case involved in the appeal.”
- Philadelphia Newspapers, Inc. v. Newspaper & Magazine Employees Union, 647 F. Supp. 236 (E.D. Pa. 1986).published However, because that order is presently on appeal, the court may lack jurisdiction to modify it; but see *247 Venen v. Sweet, 758 F.2d 117 , 120 n. 2 (3d Cir.1985) (a district court during the pend-ency of an appeal is not divested of jur…
- Palani Karupaiyan v. L. Naganda, No. 22-2066, 2022 WL 4965379 (3d Cir. Oct. 4, 2022).unpublished(As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…)
- Mitchell v. Conway, No. 2:21-cv-03906 (E.D. Pa. July 5, 2022).(As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…)
- John Doe v. United States, 842 F. App'x 719 (3d Cir. 2021).unpublished(As a general rule, the timely filing of a notice of appeal divests the district court of jurisdiction over the case pending disposition of the appeal.)
- BP Auto Grp. LLC v. Reynolds & Reynolds Co., No. 3:18-cv-12510 (D.N.J. June 17, 2019).unpublished(As a general rule, the timely filling of a notice of appeal is an event of jurisdictional significance, immediately . . . divesting a district court of its control over those aspects of the case involved in the appeal.)
- Tyger, No. 4:11-cv-01913 (M.D. Pa. Dec. 17, 2025).Following the Third Circuit’s decision, I held a status conference at which the parties agreed to stay district court proceedings pending the petition for 34 Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985). 35 Tefft v. Seward, 689 F.2d 63…
- Amoop v. Attorney Gen. of the State of New Jersey, No. 1:20-cv-15473 (D.N.J. July 14, 2025).“As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those a…”
- Ass'n of New Jersey Rifle & Pistol Clubs v. Grewal, No. 1:18-cv-10507 (D.N.J. Aug. 12, 2024). The purpose of the divestiture rule is to “prevent[] the confusion and inefficiency which would of necessity result were two courts to be considering the same issue or issues simultaneously.” Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985…
- Shin Da Enter. Inc. v. XIANG YONG, No. 2:21-cv-03384 (E.D. Pa. May 30, 2024).“divest[s] a district court of its control over those aspects of the case involved in the appeal”
- Demby v. Cnty. of Camden, No. 1:23-cv-02042 (D.N.J. Nov. 27, 2023). (As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…)
Show 71 more citing cases
- Nat'l Union Fire Ins. Co. of Pittsburgh PA v. Boy Scouts of Am. & Delaware BSA LLC, No. 1:22-cv-01237 (D. Del. Oct. 3, 2023).Co., 459 U.S. 56, 58 (1982); Venen v. Sweet, 758 F. 2d 117, 120 (3d Cir. 1985).
- Defoggi v. N'diaye, No. 1:21-cv-12269 (D.N.J. June 2, 2023).“As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those a…”
- Grant v. Williams, No. 1:19-cv-16952 (D.N.J. Feb. 28, 2023). “[a]s a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…”
- Nat'l Labor Relations Bd. v. 710 Long Ridge Road Operating Co. II, 637 F. Supp. 3d 161 (D.N.J. 2022).publishedFurther, that as a general rule, the filing of an appeal divests the lower court of its 18 control over matters forming the basis for the appeal, see Griggs v. Provident Consumer Discount Co, 459 U.S. 36 , 38 (1982) (per curiam); Venen v.…
- Shah v. Am. Airlines, Inc., No. 2:17-cv-06298 (D.N.J. Sept. 23, 2022).unpublished “the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case…”
- Butu v. Bergen Cnty. / City of Hackensack, No. 2:17-cv-07754 (D.N.J. June 22, 2022).unpublished “As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those a…”
- Kopelman & Kopelman v. O'grady, No. 2:20-cv-18906 (D.N.J. Apr. 8, 2022). Co., 459 U.S. 56, 58 , 103 S.Ct. 400 , 74 L.Ed.2d 225 (1982); Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985); In re 710 Long Ridge Rd.
- Ellington v. Vance, No. 1:20-cv-01100 (D. Del. Mar. 28, 2022). “the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case…”
- Gok v. Roman Catholic Church, No. 2:20-cv-04817 (E.D. Pa. Mar. 15, 2022).Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985).
- Gok v. Post & Schell PC, No. 2:20-cv-04968 (E.D. Pa. Mar. 15, 2022).Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985).
- Baker v. Wittevrongel, No. 2:20-cv-13020 (D.N.J. Jan. 27, 2022).Venen v. Sweet, 758 F.2d 117, 120 (3d Cir. 1985); and it further 1 In his motion, Plaintiff references a matter that was pending before Judge Sheridan in 2008.
- Ezekwo v. Caliber Home Loans, Inc., No. 1:21-cv-09936 (D.N.J. Aug. 10, 2021). “an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case involved in the appeal”
- Ted McCracken v. RJ Reynolds Tobacco, No. 20-1735 (3d Cir. Jan. 14, 2021).unpublished “[a]s a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…”
- Robinson v. Clark, No. 2:18-cv-05384 (E.D. Pa. Nov. 25, 2020).“[a]s a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those…”
- Mercedes-Benz Emissions v., No. 19-1484 (3d Cir. Jan. 10, 2020).unpublishedCorp., 142 F.3d 151, 158 (3d Cir. 1998) (“[J]urisdiction that is originally and properly vested in the district court becomes vested in the court of appeals when a notice of appeal is filed.”); Venen v. Sweet, 758 F.2d 117, 120-21 (3d Cir.…
- Rodriguez v. Spartan Concrete Prods., LLC, No. 1:12-cv-00029 (D.V.I. Mar. 22, 2019).unpublishedDoran v. Courtright, 283 F. App’x 959, 963 (3d Cir. 2008) (quoting Venen v. Sweet, 758 F.2d 117, 120-21 (3d Cir. 1985)).
- Bruce Murray v. David DiGuglielmo, 376 F. App'x 162 (3d Cir. 2010).unpublished
- Charles Gomez v. Gov't of the Virgin Islands, 882 F.2d 733 (3d Cir. 1989).published
- Yellowbird Bus Co. v. Lexington Ins. Co., 450 F. App'x 213 (3d Cir. 2011).unpublished
- Frances Scarborough V., 457 F. App'x 193 (3d Cir. 2012).unpublished
- Jay Thomas v. Ne. Univ., 470 F. App'x 70 (3d Cir. 2012).unpublished
- Hudson United Bank v. Litenda Mortg. Corp., 142 F.3d 151 (3d Cir. 1998).published
- In re Stone Resources, Inc. v., 482 F. App'x 719 (3d Cir. 2012).unpublished
- Abulkhair v. President of the United States, 490 F. App'x 458 (3d Cir. 2013).unpublished
- Terrell Brown v. Donna Zickefoose, 531 F. App'x 219 (3d Cir. 2013).unpublished
- Saunders v. Sharp, 818 P.2d 574 (Utah Ct. App. 1991).published
- Georgine v. Amchem Prods., Inc., 878 F. Supp. 716 (E.D. Pa. 1994).published
- In re Washington Mut., Inc., 461 B.R. 200 (Bankr. D. Del. 2011).published
- Fisher Bros. v. Mueller Brass Co., 630 F. Supp. 493 (E.D. Pa. 1985).published
- Fisher Bros. v. Cambridge-Lee Indus., Inc., 630 F. Supp. 482 (E.D. Pa. 1985).published
- Bygott v. Leaseway Transp. Corp., 637 F. Supp. 1433 (E.D. Pa. 1986).published
- Judkins v. Ht Window Fashions Corp., 704 F. Supp. 2d 470 (W.D. Pa. 2010).published
- Stefanoni v. Bd. of Chosen Freeholders of Burlington, 180 F. Supp. 2d 623 (D.N.J. 2002).published
- United States v. Wilkes, 368 F. Supp. 2d 366 (M.D. Pa. 2005).published
- Bowers v. Nat'l Collegiate Athletic Ass'n, 188 F. Supp. 2d 473 (D.N.J. 2002).published
- Cyrus Sanders v. Emanuel Rose, 576 F. App'x 91 (3d Cir. 2014).unpublished
- United States ex rel. Dhillon v. Endo Pharm., 617 F. App'x 208 (3d Cir. 2015).unpublished
- Murphy v. Fed. Ins., 206 F. App'x 143 (3d Cir. 2006).unpublished
- In re Siyi Zhou, 198 F. App'x 177 (3d Cir. 2006).unpublished
- Johnson v. U.S. Prob. Off., 196 F. App'x 63 (3d Cir. 2006).unpublished
- In re Martin Horn, No. 04-9017 (3d Cir. June 23, 2006).unpublished
- United States v. Massara, 174 F. App'x 703 (3d Cir. 2006).unpublished
- Gleeson v. Prevoznik, 253 F. App'x 176 (3d Cir. 2007).unpublished
- Douris v. Middletown Twp., 293 F. App'x 130 (3d Cir. 2008).unpublished
- James v. Superior Court of New Jersey Bergen Cnty., 287 F. App'x 140 (3d Cir. 2008).unpublished
- William Burrell, Jr. v., 626 F. App'x 33 (3d Cir. 2015).unpublished
- Ramara Inc v. Westfield Ins. Co, 814 F.3d 660 (3d Cir. 2016).published
- United States v. Frederick Banks, 674 F. App'x 121 (3d Cir. 2017).unpublished
- Assem Abulkhair v. FBI, No. 18-1930 (3d Cir. Oct. 15, 2018).unpublished
- Gerald Bush v. City of Philadelphia, No. 18-3191 (3d Cir. Mar. 13, 2019).unpublished
- David Meade v. Michael Reynolds, 810 F. App'x 86 (3d Cir. 2020).unpublished
- Victor Perkins v., No. 21-1851 (3d Cir. July 14, 2021).unpublished
- O'Donnell v. United States, 62 Fed. Cl. 64 (Fed. Cl. 2004).published
- United States v. Fattah, 83 F. Supp. 3d 632 (E.D. Pa. 2015).published
- Virgin Islands Hous. Fin. Auth. v. Smith, 762 F. Supp. 661 (D.V.I. 1991).published
- In re Innovative Commc'n Corp., 50 V.I. 969 (D.V.I. 2008).published
- Douris v. Middletown Twp., 353 F. App'x 672 (3d Cir. 2009).unpublished
- Gadsden v. Jersey City Pub. Schs., 355 F. App'x 615 (3d Cir. 2009).unpublished
- United States v. Johnson, 367 F. App'x 375 (3d Cir. 2010).unpublished
- State Farm Mut. Auto. Ins. v. Midtown Med. Ctr., Inc., 388 F. App'x 125 (3d Cir. 2010).unpublished
- In re G-I Holdings, Inc., 568 B.R. 731 (Bankr. D.N.J. 2017).published
- Hardcastle v. Horn, 185 F. App'x 199 (3d Cir. 2006).unpublished
- Applebaum v. State Farm Mut. Auto. Ins., 109 F.R.D. 661 (M.D. Pa. 1986).published
- Bensalem Twp. v. Int'l Surplus Lines Ins., 145 F.R.D. 387 (E.D. Pa. 1993).published
- Georgine v. Amchem Prods., Inc., 160 F.R.D. 478 (E.D. Pa. 1995).published
- Maleski v. DP Realty Trust, 162 F.R.D. 496 (E.D. Pa. 1995).published
- Robert Johnson v. IBIS Styles Hotel, No. 22-1468 (3d Cir. Mar. 15, 2023).unpublished
- Kaetz v. Educ. Credit Mgmt. Corp., No. 2:16-cv-09225 (D.N.J. Jan. 24, 2024).unpublished
- Troupe v. Morgan, No. 4:24-cv-00310 (E.D. Mo. Sept. 20, 2024).
- Reefco Servs. Inc. v. Gov't of the Virgin Islands, No. 3:14-cv-00110 (D.V.I. Nov. 26, 2018).
- Farina v. Bank of New York, No. 3:15-cv-03395 (D.N.J. Aug. 30, 2023).unpublished
At page 121 Jurisdictional effects of appeal and divestiture rule40 citing cases“the confusion and inefficiency which would of necessity result were two courts to be considering the same issue or issues simultaneously.”
- Sung Ho Mo, No. 22-14796 (Bankr. D.N.J. May 31, 2024).(the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case…)
- United States v. Banks, 269 F. App'x 152 (3d Cir. 2008).unpublished “As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case…
- United States v. Ford, 215 F. App'x 167 (3d Cir. 2007).unpublished “As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case…
- Nottingham v. PA Attorney Gen., No. 4:18-cv-02002 (M.D. Pa. Mar. 18, 2025).Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985). 19 Doc. 175 at 1. 20 Id. at 2-3 (describing RTKL ruling and noting that “Nottingham was never served by Judge Gray or Butts in the state court). meaning a “federal basis for relief from a s…
- Ass'n of New Jersey Rifle & Pistol Clubs v. Grewal, No. 1:18-cv-10507 (D.N.J. Aug. 12, 2024). “prevent[] the confusion and inefficiency which would of necessity result were two courts to be considering the same issue or issues simultaneously”
- Girvan v. Adams, No. 2:21-cv-01176 (W.D. Pa. Apr. 5, 2024).Civ. P. 54(b), and Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985)).
- B.Y.R.D. v. Finley, No. 3:19-cv-06879, 2023 WL 1420445 (D.N.J. Jan. 31, 2023).Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985) (internal quotations, citations, and footnotes omitted).
- Maryann Petri v. Child. & Youth Servs., No. 21-1264 (3d Cir. Dec. 7, 2021).unpublishedP. 54(b); Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985). 5 4 To the contrary, the only exhibits that are relevant to Petri’s claims contradict them.
- Petri v. Erie Cnty. Child. & Youth, No. 1:19-cv-00243 (W.D. Pa. June 4, 2021).Appx. 258 , 262 (3d Cir. 2018) (citing Venen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985)). 3 After reviewing the supplemental briefs and relevant exhibits, the Court agrees with the parties that the voluntary discontinuance in state court w…
- Kathleen McCullough v. Pennsylvania Bd. of Probatio, No. 20-2473 (3d Cir. Dec. 15, 2020).unpublishedVenen v. Sweet, 758 F.2d 117, 121 (3d Cir. 1985). 3 Pennsylvania Board of Probation and Parole) are generally immune from suit in federal court.
Show 29 more citing cases
- Robinson v. Clark, No. 2:18-cv-05384 (E.D. Pa. Nov. 25, 2020).This court recognizes that “[a]s a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control ov…
- Mickell v. Lycoming Cnty. Cent. Collections Off. & Admin., No. 4:20-cv-00268 (M.D. Pa. Apr. 28, 2020).“the jurisdiction of the lower court to proceed in a cause is not lost by the taking of an appeal from an order or judgment which is not appealable”
- Bressi v. McCloud, No. 4:18-cv-01345 (M.D. Pa. Mar. 20, 2020).“the jurisdiction of the lower court to proceed in a cause is not lost by the taking of an appeal from an order or judgment which is not appealable”
- Bressi v. McCloud, No. 4:18-cv-01345 (M.D. Pa. Dec. 30, 2019).“the jurisdiction of the lower court to proceed in a cause is not lost by the taking of an appeal from an order or judgment which is not appealable”
- Murphy v. Fed. Ins., 206 F. App'x 143 (3d Cir. 2006).unpublished
- Reefco Servs. Inc. v. Gov't of the Virgin Islands, No. 3:14-cv-00110 (D.V.I. Nov. 26, 2018).
- United States v. Hurley, 63 F.3d 1 (1st Cir. 1995).published
- Bernard H. Dornbusch v. Comm'r Serv., 901 F.2d 1130 (D.C. Cir. 1990).unpublished
- Anthony Catanzaro v. Michael Collins, 447 F. App'x 397 (3d Cir. 2011).unpublished
- Bensalem Twp. v. Int'l Surplus Lines Ins. Co. Crum & Forster Managers Corp., 38 F.3d 1303 (3d Cir. 1994).published
- Acierno v. Cloutier, 40 F.3d 597 (3d Cir. 1994).published
- United States v. Vincent Hurley, United States of Am. v. Carlo Demarco, United States of Am. v. James Saccoccio, United States of Am. v. Stanley Cirella, United States of Am. v. Kenneth Saccoccio, United States of Am. v. Stephen Pizzo, United States of Am. v. Donna Saccoccia, United States of Am. v. Anthony Demarco, 63 F.3d 1 (1st Cir. 1995).published
- Hammon v. Barry, 752 F. Supp. 1087 (D.D.C. 1990).published
- Tariq Belt v. President United States of Ame, 582 F. App'x 91 (3d Cir. 2014).unpublished
- United States v. Saccoccio, No. 93-1511 (1st Cir. July 24, 1995).published
- Bensalem Twp. v. Int.nat'l Surplus Lines Ins. Co., No. 93-1071 & 93-1072 (3d Cir. Oct. 7, 1994).
- Acierno v. Cloutier, No. 93-7456 (3d Cir. July 7, 1994).
- Reshard v. Lankenau Hosp., 256 F. App'x 506 (3d Cir. 2007).unpublished
- Mitchell v. Henry, 255 F. App'x 684 (3d Cir. 2007).unpublished
- United States v. Banks, 296 F. App'x 234 (3d Cir. 2008).unpublished
- Miguel Perez v. Camden Cnty. Mun. Court, 714 F. App'x 134 (3d Cir. 2017).unpublished
- James Roudabush, Jr. v. Bitener, No. 16-2723 (3d Cir. Jan. 16, 2018).unpublished
- Tammy Yori v. Ruiz, No. 19-1090 (3d Cir. July 23, 2019).unpublished
- Aaron Bressi v. Tracy McCloud, No. 20-1077 (3d Cir. Nov. 1, 2021).unpublished
- Peter v. Hess Oil Virgin Islands Corp., 54 V.I. 698 (D.V.I. 2009).published
- In re Scarborough, 212 F. App'x 89 (3d Cir. 2006).unpublished
- United States v. Cooper Health Sys., 958 F. Supp. 2d 564 (D.N.J. 2013).published
- In re Stream TV Networks, Inc., No. 1:21-cv-00889 (D. Del. July 1, 2021).
- Shukla v. Univ. of Pennsylvania Health Sys., No. 2:20-cv-05634 (E.D. Pa. Apr. 30, 2021).
At page 122 Treating motions for reconsideration as functional equivalent of rule 5928 citing cases“functional equivalent of a rule 59 motion ... to alter or amend a judgment.”
- Phillips v. Corestates Bank, N.A. ex rel. First Penn. Bank, N.A., 33 F. Supp. 2d 419 (D.V.I. 1999).published Savings & Loan Assoc. v. Tri-Kell, 721 F.2d 904, 906 (3d Cir. 1983); *158 accord Venen v. Sweet, 758 F.2d 117, 119 (3d Cir. 1985) ("As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, imme…
- Munikah, No. 2:22-cv-05570 (D.N.J. Aug. 5, 2026).unpublishedLEGAL STANDARD A motion for reconsideration is regarded as “the functional equivalent of a Rule 59 motion . . . to alter or amend judgment.” Venen v. Sweet, 758 F. 2d 117, 122 (3d Cir. 1985).
- Scarborough v. Court of Common Pleas of Northampton Cnty., No. 5:18-cv-02436 (E.D. Pa. Aug. 1, 2023).A motion for reconsideration is regarded as “the functional equivalent of a Rule 59 motion ... to alter or amend judgment.” Venen v. Sweet, 758 F.2d 117, 122 (3d Cir.1985).
- Brown v. May, No. 1:21-cv-00200 (D. Del. Feb. 23, 2022).Venen v. Sweet, 758 F.2d 117, 122 (3d Cir. 1985).
- Sylvester v. Depositors Ins. Co., No. 2:20-cv-01322 (E.D. Pa. Aug. 19, 2021).Pa. Dec. 17, 2015) (Robreno, J.) (quoting Venen v. Sweet, 758 F.2d 117, 122 (3d Cir. 1985)).
- First Investors Nevada Realty, LLC v. Eis, Inc., No. 2:20-cv-04134 (E.D. Pa. July 15, 2021).Pa. Dec. 17, 2015) (Robreno, J.) (quoting Venen v. Sweet, 758 F.2d 117, 122 (3d Cir. 1985)).
- David H. Zimmer, No. 17-20543 (Bankr. W.D. Pa. Jan. 22, 2021).(when the “functional equivalent” of a Rule 59 motion is filed untimely, the motion is treated as a Rule 60 motion)
- Darren Miller v. Amanda Hartwell, 834 F. App'x 692 (3d Cir. 2020).unpublished“regards a motion labeled only as a motion for reconsideration as the functional equivalent of a Rule 59 motion”
- I.M. Wilson, Inc. v. Otvetstvennostyou \grichko\"", No. 2:18-cv-05194, 2019 WL 5394113 (E.D. Pa. Oct. 22, 2019).Co. v. Rauscher, 807 F.2d 345, 348 (3d Cir. 1986) (quoting Venen v. Sweet, 758 F.2d 117, 122 (3d Cir. 1985)); see Wiest v. Lynch, 710 F.3d 121, 127 (3d Cir. 2013).
- Fed. Kemper Ins. Co. v. Rauscher, Richard H. & Griffith, Robert & Griffith, Linda. Appeal of Robert & Linda Griffith, 807 F.2d 345 (3d Cir. 1987).published
Show 17 more citing cases
- Meral Smith v. Melvin H. Evans, 853 F.2d 155 (3d Cir. 1988).published
- Compagnie Des Bauxites De Guinee v. Argonaut-Midwest Ins. Co., 880 F.2d 685 (3d Cir. 1989).published
- United States v. One Urban Lot, 882 F.2d 582 (1st Cir. 1989).published
- New Castle Cnty. v. Hartford Accident & Indem. Co., 933 F.2d 1162 (3d Cir. 1991).published
- Nos. 91-5470, 91-5768, 971 F.2d 974 (3d Cir. 1992).published
- Ahmed v. Dragovich, 297 F.3d 201 (3d Cir. 2002).published
- United States v. Wright, 845 F. Supp. 1041 (D.N.J. 1994).published
- Avellino v. Herron, 991 F. Supp. 730 (E.D. Pa. 1998).published
- Yenny Lora v. NHS Inc, 662 F. App'x 144 (3d Cir. 2016).unpublished
- Gurst v. Philadelphia Consum. Disc. Co. (In re Sheldon Gurst), 88 B.R. 57 (E.D. Pa. 1988).published
- In re W.R. Grace & Co., 476 B.R. 114 (D. Del. 2012).published
- Fredericks v. Tourism Indus., Inc., 33 V.I. 23 (1995).published
- Duffey v. Lehman, 880 F. Supp. 303 (M.D. Pa. 1995).published
- Compagnie des Bauxites de Guinee v. Argonaut-Midwest Ins., 880 F.2d 685 (3d Cir. 1989).published
- New Castle Cnty. v. Hartford Accident & Indem. Co., 933 F.2d 1162 (3d Cir. 1991).published
- United States v. Contents of Accounts Nos. 3034504504 & 144-07143 at Merrill, Lynch, Pierce, Fenner & Smith, Inc., 971 F.2d 974 (3d Cir. 1992).published
- Michael Marrara v. Philip D. Murphy, No. 23-1379 (3d Cir. July 7, 2023).unpublished
At page 123 District court power regarding rule 60(b) motions during appeal17 citing casescourt of appeals may remand case to the district court for that court to have jurisdiction to grant a motion under Fed.R.Civ.P. 60(b)
- Paczkowski v. State Of Delaware, No. 1:17-cv-01665 (D. Del. June 9, 2021).(While an appeal is pending, a district court ... has the power both to entertain and to deny a Rule 60(b) motion.)
- Lacayo, No. 2:19-cv-01409 (W.D. Pa. Apr. 16, 2026). “a district court, during the pendency of an appeal, is not divested of jurisdiction to determine an application for attorney's fees, to issue orders regarding the filing of bonds or supersedeas bonds, or to modify, rest…”
- Judkins v. Ht Window Fashions Corp., 704 F. Supp. 2d 470 (W.D. Pa. 2010).published
- In re W.R. Grace & Co., 476 B.R. 114 (D. Del. 2012).published
- Rose Dyszel & Robert Dyszel, H/w, Michele Dyszel & Michael Dyszel, H/w v. Rosie Marks, Defendant/third-Party v. Tim's Auto Serv. Tim Doe, Third-Party Michele Dyszel, Daniel Tumolo & Leslie Tumolo, H/w v. Andrew Brogan, III, 6 F.3d 116 (3d Cir. 1993).published
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[Jjurisdiction that is originally and properly vested in the district court becomes vested in the court of appeals when a notice of appeal is filed.
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- United States v. Ford, 215 F. App'x 167 (3d Cir. 2007).unpublished ([J]urisdiction that is originally and properly vested in the district court becomes vested in the court of appeals when a notice of appeal is filed.)
At page 119 Jurisdictional significance of timely filing of notice of appeal3 citing casesAs a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction in a Court of Appeals and divesting a district court of its control over those aspects of the case involved in the appeal.
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v.
Honorable Charles C. SWEET, Individually and in his capacity as President Judge of the Court of Common Pleas of Washington County Pennsylvania Avella Area School District John Dryer, Alex Hamilton, Eugene Painter, Jr., Emanuel Paris, Thomas Zellers, all individually and as members of the Board of Directors of the Avella Area School District Central Tax Bureau, Inc., a Pennsylvania Corporation and Paul Slifer, individually and as agent for the Central Tax Bureau, Inc.
OPINION OF THE COURT
BARRY, District Judge.This case presents the issue of whether the district court had power to grant a motion for reconsideration while the underlying action was on appeal to this court. While simply stated, the issue raises a host of considerations which must inform a district court’s determination as to whether, in such a circumstance, it has jurisdiction to proceed. The court below erred in proceeding. We write vacating the orders it was without jurisdiction to enter and setting forth for the guidance of district courts and appellate practitioners those principles applicable to the determination of whether a district court can act or cannot act after a notice of appeal has been filed.
I.
On October 24, 1983, David Venen filed a three count complaint naming the Hon. Charles C. Sweet of the Court of Common Pleas of Washington County, Pennsylvania; the Avella Area School District and its Board of Directors; and the Central Tax Bureau, Inc. and one of its agents as defendants. The complaint, brought pursuant to 42 U.S.C. § 1983, alleged violations of Venen’s civil rights and raised pendent state tort claims, including malicious abuse of process, false imprisonment and the intentional infliction of mental distress.
The gravamen of the complaint concerned Venen’s prosecution for failing to file a tax return required by local ordinance and failing to pay any taxes due and owing. Venen alleged that the school district and the tax bureau and their agents had engaged in the illegal practice of utilizing the criminal process to coerce payment of a civil tax debt. Further, he alleged that Judge Sweet, acting without jurisdiction, intervened in the criminal prosecution and, thereafter, in various ways, violated Venen’s rights.
On November 15, 1983, Judge Sweet moved to dismiss the damage claim against him on the ground of judicial immunity and to dismiss the claims for declaratory and injunctive relief on the ground that insufficient facts to warrant such relief had been alleged. By opinion and order filed February 3, 1984, the district court denied Judge Sweet’s motion with reference to the damage claim and granted it with reference to the claims for declaratory and injunctive relief. More specifically, viewing the facts alleged in the complaint as true, as it was required to do, the court determined that Judge Sweet had acted in the absence of jurisdiction and hence was not protected by judicial immunity as that doctrine was defined and limited in Stump v. Sparkman, 435 U.S. 349, 98 S.Ct. 1099, 55 L.Ed.2d 331 (1978). The court also determined that declaratory relief was inappropriate because there was no substantial controversy of sufficient immediacy to warrant such relief. Finally, the court found that the in[*120]junctive relief requested — an order directing that Venen’s criminal record be corrected to reflect the illegality of the sentence imposed — was too great an intrusion into state processes.
On February 21, 1984, Judge Sweet filed a notice of appeal from the denial of his motion to dismiss on the ground of judicial immunity, and the appeal was docketed in this court (CA No. 84-3104). Thereafter, on March 16, 1984, Judge Sweet moved in the district court for relief from, and reconsideration of, the order of February 3, 1984 insofar as that order denied his motion to dismiss. Three days later, Venen moved in this court to dismiss Judge Sweet’s appeal on the ground that an appeal cannot be taken from a non-final order of the district court.
On March 29, 1984, while the appeal and Venen’s motion to dismiss the appeal were pending before this court, the district court, pursuant to a Pennsylvania statute which had not been previously brought to the court’s attention but which the court believed established Judge Sweet’s jurisdiction to have acted in the Venen matter, treated Judge Sweet's motion as a motion for reconsideration and, on reconsideration, dismissed the damage claim and cross claim on the ground of judicial immunity, leaving no claims remaining against Judge Sweet. Venen moved for entry of final judgment pursuant to Fed.R.Civ.P. 54(b) or, in the alternative, for vacation of the March 29, 1984 order, arguing that the district court lacked jurisdiction to act during the pendency of Judge Sweet's appeal. By opinion and order filed April 19, 1984, the district court directed entry of judgment under Rule 54(b), noting that it had retained jurisdiction because the appeal in No. 84-3104 had been an appeal from a nonappealable order, and thus that it had not lost jurisdiction to enter its subsequent order on reconsideration.[1]
On April 24, 1984, Venen filed a notice of appeal and now raises two issues in this court. First, Venen argues that on March 29, 1984, the district court lacked jurisdiction to reconsider and, on reconsideration, to grant the motion to dismiss the complaint on the ground of judicial immunity while its earlier denial of the same motion was pending in this court. It follows, although Venen does not so argue, that if the March 29, 1984 order was entered without jurisdiction, so too was the April 19, 1984 order granting Venen’s Rule 54(b) motion. Second, Venen complains that both the February 3, 1984 decision of the district court insofar as it denied him declaratory and injunctive relief and the March 29, 1984 decision of the district court which cloaked Judge Sweet with judicial immunity were incorrect. Given our disposition of the first issue, which, in the absence of disputed facts, involves the interpretation and application of principles of law subject to plenary review, see Universal Minerals, Inc. v. C.A. Hughes & Co., 669 F.2d 98, 102-03 (3d Cir.1981), we need not and will not reach the second.
II;
As a general rule, the timely filing of a notice of appeal is an event of jurisdictional significance, immediately conferring jurisdiction on a Court of Appeals and divesting a district court of its control over those aspects of the case involved in the appeal. Griggs v. Provident Consumer Discount Co., 459 U.S. 56, 58, 103 S.Ct. 400, 402, 74 L.Ed.2d 225 (1982); United States v. Leppo, 634 F.2d 101, 104 (3d Cir.1980). “Divest” means what it says— the power to act, in all but a limited number of circumstances,[2] has been taken away[*121] and placed elsewhere. This judge-made rule has the salutary purpose of preventing the confusion and inefficiency which would of necessity result were two courts to be considering the same issue or issues simultaneously. The district court understood this basic principle.
Similarly, relying on this court’s observation in Plant Economy, Inc. v. Mirror Insulation Co., 308 F.2d 275 (3d Cir. 1962), overruled on other grounds, Torockio v. Chamberlain Manufacturing Co., 456 F.2d 1084, 1087 (3d Cir.1972), the district court understood that “One exception, in both civil and criminal cases is that the jurisdiction of the lower court to proceed in a cause is not lost by the taking of an appeal from an order or judgment which is not appealable____ An appeal from a nonappealable judgment or order is sometimes characterized as a ‘nullity’.” Id. at 277, n. 7.[3] Indeed, a contrary conclusion would enable a litigant temporarily to deprive a district court of jurisdiction at any non-critical or critical juncture including trial itself, thus bringing proceedings in the district court to a standstill while a non-appealable ruling wends its way through the appellate process. This “great potential for disruption” has been recognized by this court. United States v. Leppo, 634 F.2d at 105.
But while denials of motions to dismiss are not, in most instances, immediately appealable, the denial of a motion to dismiss on the ground of absolute immunity does not fall within that general rule. The district court erred as a matter of law in characterizing its order denying Judge Sweet’s motion as non-appealable.[4] The court observed: “Defendant Sweet did not seek certification to appeal that order, which was not a final order, and this Court is not aware of any statute or case authority that makes a denial of a motion to dismiss an appealable order.” (App. at 94a, n. 1)
In Forsyth v. Kleindienst, 599 F.2d 1203, 1208 (3d Cir.1979), cert. denied, 453 U.S. 913, 101 S.Ct. 3147, 69 L.Ed.2d 997 (1981) (Forsyth I), we held that the denial of a motion for summary judgment on the issue of absolute immunity is appealable under the collateral order doctrine of Cohen v. Beneficial Industrial Loan Corp., 337 U.S. 541, 69 S.Ct. 1221, 93 L.Ed. 1528 (1949). In Nixon v. Fitzgerald, 457 U.S. 731, 742-43, 102 S.Ct. 2690, 2698, 73 L.Ed.2d 349 (1982), the Supreme Court came to the same conclusion, holding that an order denying a claim of absolute immunity is appealable under the collateral order doctrine before a final judgment is entered. As this court observed in Forsyth I, absolute immunity, like double jeopardy, see Abney v. United States, 431 U.S. 651, 97 S.Ct. 2034, 52 L.Ed.2d 651 (1977), protects one from being subjected to trial. See also Forsyth v. Kleindienst, 700 F.2d 104 (3d Cir.1983) (Forsyth II) (opinion sur grant of stay). Thus, when Judge Sweet appealed[*122] the denial of his motion to dismiss, that appeal was proper.
As the appeal was taken from what was in fact an appealable order, the district court was required to consider the effect of that appeal on Judge Sweet’s “Motion for Relief from [the] Order of February 3, 1984,” and required to determine whether that motion provided one of the “limited circumstances” in which the court retained power to act. For example, had Judge Sweet, either before or after the filing of the notice of appeal, timely moved under Fed.R.Civ.P. 59(e) to amend or alter the judgment, or timely moved under Rule 52(b), the only other potentially applicable motion specified in Fed.R.App.P. 4(a)(4)[5] , under the 1979 amendment to Rule 4(a)(4), the notice of appeal would have had no effect and the district court would have had power to decide the motion.[6]
But the motions set forth in Rule 4(a)(4) are explicitly required to be served not later than ten days after entry of judgment, a time limit which may not be extended, Fed.R.Civ.P. 6(b), because of an understandable reluctance to rejuvenate a dispute which, through the expiration of the requisite time, had become settled. Thus, if Judge Sweet’s motion was in fact if not in name a Rule 52(b) or Rule 59 motion, it was untimely and the district court lacked power to act.
The same result would have obtained if Judge Sweet’s motion had been the motion for reconsideration the district court and the parties treated it as being. For purposes of Fed.R.App.P. 4(a), this court regards a motion labeled only as a motion for reconsideration as the functional equivalent of a Rule 59 motion, here untimely, to alter to amend a judgment. Richerson v. Jones, 572 F.2d 89, 93 (3d Cir.1978); Sonnenblick-Goldman Corp. v. Nowalk, 420 F.2d 858, 859 (3d Cir.1970).
Where, however, a motion for reconsideration is labeled as a Rule 60(b) motion for relief from a judgment or order under circumstances enumerated within that Rule, and treating it otherwise would destroy appellate jurisdiction, that motion will be treated as the Rule 60(b) motion it states that it is even though it may concern matters more appropriately addressed under Rule 59. A timely Rule 60(b) motion does not, however, stay the time for filing a notice of appeal whether it includes the words “motion for reconsideration” or not. See In re Complaint of Bankers Trust Co., 752 F.2d 874, 880 n. 7 (3d Cir.1984). See also Dougherty v. Lehman, 711 F.2d 555, 566 n. 21 (3d Cir.1983).
Although not denominated as such, Judge Sweet’s motion purported to describe in non-specific terms a motion pursuant to Rule 60(b). With reference to the 60(b) ground most relevant here, i.e. the (b)(1) ground of “mistake, inadvertence, surprise, or excusable neglect”, the motion was required to have been made within a “reasonable time” but not more than one year after the order denying the motion to[*123] dismiss was entered. Were we to treat the motion for relief from the February 3 order as a Rule 60(b)(1) motion rather than as the functional equivalent of the Rule 59 motion we deem it to be, that motion was timely.
But a timely 60(b) motion, without more, would not have enabled the district court to act while the appeal was pending. As suggested above, a motion under Rule 60 does not affect the finality of a judgment or suspend its operation and is not one of those motions specified in Fed.R.App.P. 4(a)(4) which, if timely made, renders a notice of appeal of no effect. Indeed, in Killeen v. Travellers Ins. Co., 721 F.2d 87, 90 n. 7 (3d Cir.1983), we recently noted, citing Griggs, that the notice of appeal divested the district court of jurisdiction so that it could not act on the 60(b) motion pending before it.
Most Courts of Appeals hold that while an appeal is pending, a district court, without permission of the appellate court, has the power both to entertain and to deny a Rule 60(b) motion. If a district court is inclined to grant the motion or intends to grant the motion, those courts also hold, it should certify its inclination or its intention to the appellate court which can then entertain a motion to remand the case. Once remanded, the district court will have power to grant the motion, but not before. See, e.g., Comm, of Puerto Rico v. SS Zoe Colocotroni, 601 F.2d 39 (1st Cir.1979), cert. denied, 450 U.S. 912, 101 S.Ct. 1350, 67 L.Ed.2d 336 (1981); Pioneer Ins. Co. v. Gelt, 558 F.2d 1303 (8th Cir.1977); Lairsey v. Advance Abrasives Co., 542 F.2d 928 (5th Cir.1976); First National Bank of Salem, Ohio v. Hirsch, 535 F.2d 343 (6th Cir.1976). See also 7 J. Moore, Moore’s Federal Practice, 11 60.30[2] (1983 rev.).
This court recently referred approvingly to the following procedure for dealing with motions brought in the district court after an appeal has been filed:
When an appellant in a civil case wishes to make a [Rule 60(b) ] motion ... while his appeal is still pending, the proper procedure is for him to file his motion in the District Court. If that court indicates that it will grant the motion, the appellant should then make a motion in this court for a remand of the ease in order that the District Court may grant the motion____
Main Line Federal Savings and Loan Association v. Tri-Kell, 721 F.2d 904, 906 (3d Cir.1983) quoting from Smith v. Pollin, 194 F.2d 349, 350 (D.C.Cir.1952). Such a procedure, if followed, would avoid some of the difficulties with which we were faced in this case.[7]
This litigation has been unduly prolonged, unnecessarily burdening this court in this appeal, as it will burden the district court in the proceedings which will undoubtedly follow. Nevertheless, jurisdictional requirements may not be disregarded for convenience sake. “We are no happier with [a dismissal for want of jurisdiction] than you are, and yet if we have no jurisdiction, we cannot act.” Garth, A View From Both Sides of the Bench, 88 F.R.D. 93, 94 (1981). As the district court lacked jurisdiction to enter the orders of March 29 and April 19, those orders will be vacated, and this appeal dismissed.
Each party to bear its own costs.
On May 4, 1984 this Court granted Judge Sweet's motion to withdraw the appeal in No. 84-3104.
A district court, during the pendency of an appeal is not divested of jurisdiction to determine an application for attorney's fees. West v. Keve, 721 F.2d 91, 95 n. 5 (3d Cir.1983). Neither is it without jurisdiction to issue orders regarding the filing of bonds or supersedeas bonds, or to modify, restore, or grant injunctions. See Fed.R.App.P. 7 and 8. A district court also retains jurisdiction to issue orders with reference to the record on appeal, see Fed. R.App.P. 10 and 11, and to vacate a bail bond and order arrest. United States v. Elkins, 683[*121] F.2d 143, 145 (6th Cir.1982). See also 9 J. Moore, Moore’s Federal Practice j[ 203.11 at n. 2 (1980). Although we do not suggest that these are the only circumstances in which a district court retains power to act, we reiterate that the instances in which such power is retained are limited.
See also United States v. Leppo, 634 F.2d at 104-05; United States v. Hitchmon, 602 F.2d 689, 691, 694 (5th Cir.1979) (en banc); Arthur Andersen & Co. v. Finesilver, 546 F.2d 338, 340-41 (10th Cir.1976), cert. denied, 429 U.S. 1096, 97 S.Ct. 1113, 51 L.Ed.2d 543 (1977); Hodgson v. Mahoney, 460 F.2d 326, 328 (1st Cir.), cert. denied, 409 U.S. 1039, 93 S.Ct. 519, 34 L.Ed.2d 488 (1972); Ruby v. Secretary of the United States Navy, 365 F.2d 385, 389 (9th Cir.1966) (en banc), cert. denied, 386 U.S. 1011, 87 S.Ct. 1358, 18 L.Ed.2d 442 (1967); 9 Moore’s, supra fl 203.11.
Counsel for Venen characterized the order in the same manner and counsel for Judge Sweet failed to understand the ramifications. Thus, Venen moved to dismiss the appeal on the ground that it was taken from a non-appealable order. Judge Sweet argued to this court that the order appealed from was an appealable order, yet moved the district court for relief from the judgment he had appealed. Before this court on this appeal, Venen again described the initial order appealed from as non-appealable. At oral argument, counsel for Judge Sweet conceded that if the'initial appeal was the proper appeal he believed it to be when he filed it and when he contested the motion to dismiss the appeal, the district court was without power to issue the orders of March 29 and April 19.
Fed.R.App.P. 4(a)(4) provides:
If a timely motion under the Federal Rules of Civil Procedure is filed in the district court by any party: (i) for judgment under Rule 50(b); (ii) under Rule 52(b) to amend or make additional findings of fact, whether or not an alteration of the judgment would be required if the motion is granted; (iii) under Rule 59 to alter or amend the judgment; or (iv) under Rule 59 for a new trial, the time for appeal for all parties shall run from the entry of the order denying a new trial or granting or denying any other such motion. A notice of appeal filed before the disposition of any of the above motions shall have no effect. A new notice of appeal must be filed within the prescribed time measured from the entry of the order disposing of the motion as provided above. No additional fees shall be required for such filing.
We recently held in United States (Scott R. Hammond) v. Rogers Transportation, Inc., 751 F.2d 635 (3d Cir.1985) that there is no legal distinction between a Rule 59(e) motion timely filed before the filing of a notice of appeal, see Griggs v. Provident Consumer Discount Co., 459 U.S. at 60-61, 103 S.Ct. at 403, and a Rule 59(e) motion timely filed after the notice of appeal and concluded that, in either case, appellate jurisdiction is prohibited by Rule 4(a)(4), Rule 59(e), and Griggs. See also Barrowclough v. Kidder, Peabody & Co., Inc., 752 F.2d 923, 929 (3d Cir.1985); Cape May Greene, Inc. v. Warren, 698 F.2d 179, 184-85 (3d Cir.1983).
When a new trial is sought under Rule 33, Fed.R.Crim.P. while the direct appeal is pending, a district court has power to deny the motion and to grant the motion once the court's intention to do the latter has been certified to the appellate court and the case remanded. United States v. Cronic, — U.S.-, 104 S.Ct. 2039, 80 L.Ed.2d 657 n. 42 (1984). We, too, have approved this procedure aided by the language of Rule 33 which provides that "if an appeal is pending the court may grant the motion only on remand of the case.” While there appears to be no conceptual difference between Rule 60(b) and Rule 33 for this purpose and, thus, no apparent reason for the somewhat different procedure we follow, we need not decide that issue in this case.