Johnson Controls, Inc. v. Phoenix Control Sys., Inc., 886 F.2d 1173 (9th Cir. 1989). · Go Syfert
Johnson Controls, Inc. v. Phoenix Control Sys., Inc., 886 F.2d 1173 (9th Cir. 1989). Cases Citing This Book View Copy Cite
G Cite
cited 2× by 2 distinct cases, 2007–2019 · 2 courts · …computer software is subject to copyright protection. at p. 1175
165 citation events (55 in the last 25 years) across 30 distinct courts.
Strongest positive: Blue Nile, Inc. v. Ice. Com, Inc. (wawd, 2007-01-18)
Treatment trajectory · 1989 → 2026 · click a year to view as-of
1989 2007 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Blue Nile, Inc. v. Ice. Com, Inc. (2×) also: Cited as authority (rule)
W.D. Wash. · 2007 · signal: see · quote attribution · 1 verbatim quote · confidence high
computer software is subject to copyright protection.
discussed Cited as authority (verbatim quote) Bernstein v. United States Department of State (2×) also: Cited "see"
N.D. Cal. · 1996 · quote attribution · 1 verbatim quote · confidence high
source code and object code, the literal components of a program, are consistently held protected by a copyright on the program.
examined Cited as authority (quoted) Sas Institute, Inc. v. World Programming Limited (2×) also: Cited "see, e.g."
Fed. Cir. · 2023 · quote attribution · 1 verbatim quote · confidence low
a computer program is made up of several different components, including . . . the user interface," which "is generally the design of the video screen and the manner in which information is presented to the user.
discussed Cited as authority (quoted) Weinberger v. 911 Datamaster, Inc.
D. Mont. · 2019 · quote attribution · 1 verbatim quote · confidence low
computer software is subject to copyright protection.
discussed Cited as authority (quoted) Firoozye v. Earthlink Network (2×) also: Cited "see"
N.D. Cal. · 2001 · quote attribution · 1 verbatim quote · confidence low
whether a particular component of a program is protected by a copyright depends on whether it qualifies as an 'expression' of an idea, rather than the idea itself.
discussed Cited as authority (rule) PYROTECHNICS MANAGEMENT, INC. v. XFX PYROTECHNICS LLC (2×) also: Cited "see"
W.D. Pa. · 2021 · confidence medium
Both source and object code “are consistently held protected by a copyright on the program.” Johnson Controls, 886 F.2d at 1175; see also Altai, 982 F.2d at 702 (“It is now well settled that the literal elements of computer programs, i.e., their source and object codes, are the subject of copyright protection.”).
discussed Cited as authority (rule) Design Data Corp. v. Unigate Enterprise, Inc.
N.D. Cal. · 2014 · confidence medium
As explained in Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1175 (9th Cir.1989), another case relied upon by DDC, "[t]he user interface, also called the ‘look and feel’ of the program, is generally the design of the video screen and the manner in which information is presented to the user.” .
examined Cited as authority (rule) Oracle America, Inc. v. Google Inc. (5×) also: Cited "see"
Fed. Cir. · 2014 · confidence medium
Both source and object code “are consistently held protected by a copyright on the program.” Johnson Controls, 886 F.2d at 1175; see also Altai, 982 F.2d at 702 (“It is now well settled that the literal elements of computer programs, i.e., their source and object codes, are the subject of copyright protection.”).
discussed Cited as authority (rule) Oracle America, Inc. v. Google Inc. (2×)
N.D. Cal. · 2012 · confidence medium
Id. at 1174.
discussed Cited as authority (rule) McINTOSH v. NORTHERN CALIFORNIA UNIVERSAL ENTERPRISES COMPANY
E.D. Cal. · 2009 · confidence medium
“Where an idea and the expression ‘merge,’ or are ‘inseparable,’ the expression is not given copyright protection.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1175 (9th Cir.1989).
discussed Cited as authority (rule) Metro-Goldwyn-Mayer Studios, Inc. v. Grokster, Ltd.
C.D. Cal. · 2007 · confidence medium
In these cases, the Ninth Circuit held that “a showing of a reasonable likelihood of success on the merits raises a presumption of irreparable harm.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989); see also LGS Architects, Inc. v. Concordia Homes of Nev., 434 F.3d 1150, 1155-56 (9th Cir.2006) (same); Micro Star v. Formgen Inc., 154 F.3d 1107, 1109 (9th Cir.1998) (same).
cited Cited as authority (rule) Iconix, Inc. v. Tokuda
N.D. Cal. · 2006 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1175 (9th Cir.1989) (citation omitted). (“Computer software is subject to copyright protection.
cited Cited as authority (rule) LGS Architects, Inc. v. Concordia Homes of Nevada
9th Cir. · 2006 · confidence medium
Johnson Controls, Inc., 886 F.2d at 1174.
cited Cited as authority (rule) Lgs Architects Inc v. Concordia Homes
9th Cir. · 2006 · confidence medium
Johnson Controls, Inc., 886 F.2d at 1174.
discussed Cited as authority (rule) Lands Council v. Packard
D. Idaho · 2005 · confidence medium
In order to obtain a preliminary injunction, the Ninth Circuit has held that a movant must demonstrate “either a likelihood of success on the merits and the possibility of irreparable injury, or that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor.” Sega Enterprises, Ltd. v. Accolade, Inc., 977 F.2d 1510, 1517 (9th Cir.1993) (quoting Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989)).
discussed Cited as authority (rule) Lexmark International, Inc. v. Static Control Components, Inc. (2×) also: Cited "see, e.g."
E.D. Ky. · 2003 · confidence medium
Jones, 858 F.2d at 276-77 ; Johnson Controls, 886 F.2d at 1176. 46.
discussed Cited as authority (rule) Miracle Blade, LLC v. Ebrands Commerce Group, LLC
D. Nev. · 2002 · confidence medium
Since evidence at actual copying by another is rare, “[c]opying can be shown by circumstantial evidence of access to the copyrighted work, and substantial similarity between the copyrighted work and the infringer’s work.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1176 (9th Cir.1989). i. Access to the Infringed Work Proof of access only requires demonstrating “the defendant had an opportunity to view or to copy plaintiffs work.” Sid & Marty Krofft Television Productions, Inc. v. McDonald’s Corp., 562 F.2d 1157 , 1172 (9th Cir.1977).
cited Cited as authority (rule) Softman Products Co., LLC v. Adobe Systems, Inc.
C.D. Cal. · 2001 · confidence medium
Johnson Controls, 886 F.2d at 1175.
discussed Cited as authority (rule) Fajardo Shopping Center, S.E. v. Sun Alliance Insurance Company of Puerto Rico, Inc.
1st Cir. · 1999 · confidence medium
Miller, Federal Practice and Procedure Civil 2d § 2605 (2d ed.1994); see also Adriana Int’l Corp. v. Thoeren, 913 F.2d 1406, 1410 (9th Cir.1990) (“[A]n objection to the appointment of a special master must be made at the time of the appointment or within a reasonable time thereafter or the party’s objection is waived.”); Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1176 (9th Cir.1989) (party “waived any objections it had to the appointment of a master by failing to raise the issue, or moving to have the reference revoked”); Charles A. Wright, Inc. v. F.D…
discussed Cited as authority (rule) Fajardo Shopping Center, S.E. v. Sun Alliance Ins. Co. of Puerto Rico, Inc.
1st Cir. · 1999 · confidence medium
Miller, Federal Practice and Procedure Civil 2d § 2605 (2d ed.1994); see also Adriana Int'l Corp. v. Thoeren, 913 F.2d 1406 , 1410 (9th Cir.1990) ("[A]n objection to the appointment of a special master must be made at the time of the appointment or within a reasonable time thereafter or the party's objection is waived."); Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1176 (9th Cir.1989) (party "waived any objections it had to the appointment of a master by failing to raise the issue, or moving to have the reference revoked"); Charles A. Wright, Inc. v. F.D.
discussed Cited as authority (rule) Gates Rubber Co. v. Bando American, Inc.
D. Colo. · 1999 · confidence medium
Johnson Controls, 886 F.2d at 1175, citing CMS Software Design System, Inc. v. Information Designs, Inc., 785 F.2d 1246, 1249 (5th Cir.1986) (source code); Apple Computer, Inc. v. Formula International, Inc., 725 F.2d 521 (9th Cir.1984) (object code).
discussed Cited as authority (rule) Micro Star v. Formgen, Inc.
9th Cir. · 1998 · confidence medium
II A party seeking a preliminary injunction must show “either a likelihood of success on the merits and the possibility of irreparable injury, or that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Cybermedia, Inc. v. Symantec Corp.
N.D. Cal. · 1998 · confidence medium
See Apple Computer, Inc. v. Microsoft Corp., 35 F.3d 1435, 1442 (9th Cir.1994); Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1176 (9th Cir.1989); Baxter v. MCA, Inc., 812 F.2d 421, 423 (9th Cir.1987).
discussed Cited as authority (rule) Columbia Pictures Industries, Inc. v. Miramax Films Corp.
C.D. Cal. · 1998 · confidence medium
In copyright cases, “irreparable injury is presumed upon a showing of likelihood of success.” Dr. Seuss, 924 F.Supp. at 1574 ; see also Cadence, 125 F.3d at 826 ; Johnson Controls, 886 F.2d at 1174; Apple Computer, 725 F.2d at 525 . *1190 50.
cited Cited as authority (rule) Roe v. Anderson
E.D. Cal. · 1997 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Exeter Memorial Hospital Ass'n v. Belshe (2×) also: Cited "see"
E.D. Cal. · 1996 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Polaris Pool Systems, Inc. v. Letro Products, Inc.
C.D. Cal. · 1995 · confidence medium
Preliminary Injunction In order for a preliminary injunction to issue, the plaintiff must show either (A) “a likelihood of success on the merits and the possibility of irreparable injury” or (B) “that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
cited Cited as authority (rule) Religious Technology Center v. Netcom On-Line Communication Services, Inc.
N.D. Cal. · 1995 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
cited Cited as authority (rule) Religious Technology Center v. Netcom On-Line Communication Services, Inc.
N.D. Cal. · 1995 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989); Apple Computer, Inc. v. Formula International, Inc., 725 F.2d 521 (9th Cir.1984).
cited Cited as authority (rule) Triad Systems Corp. v. Southeastern Express Co.
9th Cir. · 1995 · confidence medium
Johnson Controls, 886 F.2d at 1175.
cited Cited as authority (rule) Sony Music Entertainment, Inc. v. Clark Entertainment Group, Inc. (In Re Clark Entertainment Group, Inc.)
Bankr. D.N.J. · 1995 · confidence medium
Educational Testing Services v. Katzman, 793 F.2d 533, 543-44 (3rd Cir. *81 1986); Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Polaris Pool Systems, Inc. v. Letro Products, Inc.
C.D. Cal. · 1995 · confidence medium
Preliminary Injunction In order for a preliminary injunction to issue, the plaintiff must show either (A) “a likelihood of success on the merits and the possibility of irreparable injury” or (B) “that serious questions going to the merits 1 were raised and the balance of hardships tips sharply in its favor.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Practice Management Information Corp. v. American Medical Ass'n
C.D. Cal. · 1994 · confidence medium
The Johnson Control court stated that where a party seeks to enforce its copyright, “a showing of a reasonable likelihood of success on the merits raises a presumption of irreparable harm.” 886 F.2d at 1174; see also Apple Computer, Inc. v. Franklin Computer Corp., 714 F.2d 1240, 1254 (3d Cir. 1983), cert. dismissed, 464 U.S. 1033 , 104 S.Ct. 690 , 79 L.Ed.2d 158 (1984), where the court found a presumption of irreparable injury when evidence demonstrated a significant amount of time, effort and money were directed to the production of the copyrighted material.
cited Cited as authority (rule) Natural Resources Defense Council, Inc. v. United States Department of the Navy
C.D. Cal. · 1994 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989); Friends of the Earth v. U.S. Navy, 841 F.2d 927 , 933 (9th Cir.1988).
cited Cited as authority (rule) NAT. RESOURCES DEF. COUNCIL v. US Dept. of Navy
C.D. Cal. · 1994 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989); Friends of the Earth v. U.S. Navy, 841 F.2d 927 , 933 (9th Cir.1988).
cited Cited as authority (rule) The Gates Rubber Co. v. Bando Chemical Industries, Ltd.
10th Cir. · 1993 · confidence medium
See Altai 982 F.2d at 702 ; Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1175 (9th Cir.1989); Whelan, 797 F.2d at 1233.
cited Cited as authority (rule) America West Airlines, Inc. Edward R. Beauvais Michael J. Conway v. National Mediation Board
9th Cir. · 1993 · confidence medium
This test is viewed as a continuum. 886 F.2d at 1174 (citations omitted).
cited Cited as authority (rule) Gaona v. Anderson
9th Cir. · 1993 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
cited Cited as authority (rule) Gaona v. Anderson
9th Cir. · 1993 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
discussed Cited as authority (rule) Sega Enterprises Ltd., a Japanese Corporation v. Accolade, Inc., a California Corporation (2×)
9th Cir. · 1993 · confidence medium
Standard of Review In order to obtain a preliminary injunction, the movant must demonstrate “either a likelihood of success on the merits and the possibility of irreparable injury, or that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
examined Cited as authority (rule) Atari Games Corp. And Tengen, Inc. v. Nintendo of America Inc. And Nintendo Co., Ltd. (4×)
Fed. Cir. · 1992 · confidence medium
In a claim for copyright infringement, “a showing of a reasonable likelihood of success on the merits raises a presumption of irreparable harm.” Johnson Controls, 886 F.2d at 1174.
cited Cited as authority (rule) K.C.O.P. Television, Channel 13, Inc. v. Telemundo Group, Inc., Estrella Communication, Inc.
9th Cir. · 1992 · confidence medium
Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989).
cited Cited as authority (rule) America West Airlines, Inc. Edward R. Beauvais Michael J. Conway v. National Mediation Board
9th Cir. · 1992 · confidence medium
This test is viewed as a continuum. 886 F.2d at 1174 (citations omitted).
cited Cited as authority (rule) Autoskill, Inc. v. National Educational Support Systems Inc.
D.N.M. · 1992 · confidence medium
Phoenix Control, 886 F.2d at 1175.
discussed Cited as authority (rule) Brown Bag Software v. Symantec Corp. (2×) also: Cited "see"
9th Cir. · 1992 · confidence medium
In Johnson Controls, defendant contended that plaintiff’s copyrighted program was not original because “there are similar programs in use by other companies.” 886 F.2d at 1175.
discussed Cited as authority (rule) Brown Bag Software v. Symantec Corp. (2×) also: Cited "see"
9th Cir. · 1992 · confidence medium
In Johnson Controls, defendant contended that plaintiff's copyrighted program was not original because "there are similar programs in use by other companies." 886 F.2d at 1175.
discussed Cited as authority (rule) Sega Enterprises Ltd. v. Accolade, Inc. (2×) also: Cited "see, e.g."
N.D. Cal. · 1992 · confidence medium
The Ninth Circuit has held that in order to obtain a preliminary injunction, the mov-ant must demonstrate “either a likelihood of success on the merits and the possibility of irreparable injury, or that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor.” Johnson Controls, Inc. v. Phoenix Control Systems, Inc., 886 F.2d 1173, 1174 (9th Cir.1989), and cases cited.
cited Cited as authority (rule) Associated General Contractors of California, Inc. v. Coalition for Economic Equity
9th Cir. · 1991 · confidence medium
Johnson Controls, 886 F.2d at 1174; Sports Form, Inc. v. United Press Int’l, Inc., 686 F.2d 750, 752 (9th Cir.1982).
cited Cited as authority (rule) Associated General Contractors Of California, Inc. v. Coalition For Economic Equity
9th Cir. · 1991 · confidence medium
Johnson Controls, 886 F.2d at 1174; Sports Form, Inc. v. United Press Int'l, Inc., 686 F.2d 750, 752 (9th Cir.1982).
Retrieving the full opinion text from the archive…
Johnson Controls, Inc., a Wisconsin Corporation
v.
Phoenix Control Systems, Inc., a California Corporation Rodney Larsen and Irene Larsen, Husband and Wife John Schratz and Martha Schratz, Husband and Wife
87-15088.
Court of Appeals for the Ninth Circuit.
Oct 3, 1989.
886 F.2d 1173

886 F.2d 1173

58 USLW 2274, 1989 Copr.L.Dec. P 26,479,
12 U.S.P.Q.2d 1566

JOHNSON CONTROLS, INC., a Wisconsin corporation, Plaintiff-Appellee,
v.
PHOENIX CONTROL SYSTEMS, INC., a California corporation;
Rodney Larsen and Irene Larsen, husband and wife;
John Schratz and Martha Schratz, husband
and wife, Defendants-Appellants.

No. 87-15088.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Dec. 15, 1988.
Decided Oct. 3, 1989.

Merl O. Barns, Alioto & Alioto, San Francisco, Cal., for defendants/appellants.

C. Owen Paepke, Fennemore Craig, Phoenix, Ariz., for plaintiff/appellee.

Appeal from the United States District Court for the District of Arizona.

Before CHOY, CANBY and NORRIS, Circuit Judges.

CANBY, Circuit Judge:

[*~1173]1

Phoenix Control Systems, Inc., appeals the district court's grant of a preliminary injunction against alleged copyright infringement and misappropriation of trade secrets. In addition to attacking the merits of the injunction, Phoenix Control argues that the district court erred in its use of a special master and in other evidentiary matters. We affirm.

FACTS AND PROCEEDINGS BELOW

2

Johnson Controls, Inc., is a Wisconsin corporation that designs and implements automated process control systems. Johnson developed a system of computer programs to control wastewater treatment plants. This product line is called the "JC-5000S." Derivatives of this program are used in several locations, and the program is customized for each location. Johnson registered its copyright in the JC-5000S.

3

Phoenix Control Systems, Inc., is a California corporation, formed by John Schratz in late 1983. It is a competitor of Johnson. Schratz and other individuals now working for Phoenix Control are former employees of Johnson. Johnson sued Phoenix Control for copyright infringement, misappropriation of trade secrets, unfair competition, trade libel, and interference with contractual relations. The district court granted Johnson's motion for a preliminary injunction, which prohibited Phoenix Controls from copying, distributing, preparing derivatives of, publishing, or representing that they have the ability to use Johnson's computer software referred to as the JC-5000S.

STANDARD OF REVIEW; PRELIMINARY INJUNCTIONS

4

Our review of a preliminary injunction is limited. We will reverse the granting of a preliminary injunction only if the district court abused its discretion, or based its decision on an erroneous legal standard or clearly erroneous findings of fact. Dumas v. Gommerman, 865 F.2d 1093, 1095 (9th Cir.1989).

5

Johnson, the party requesting the preliminary injunction, had to show either a likelihood of success on the merits and the possibility of irreparable injury, or that serious questions going to the merits were raised and the balance of hardships tips sharply in its favor. Dumas, 865 F.2d at 1095; Apple Computer Inc. v. Formula Int'l, Inc., 725 F.2d 521, 525 (9th Cir.1984). This test is viewed as a continuum. Dumas, 865 F.2d at 1095. The district court correctly noted that in a copyright infringement claim, a showing of a reasonable likelihood of success on the merits raises a presumption of irreparable harm. Apple, 725 F.2d at 525. As a result, Johnson need only show a reasonable likelihood of success on its copyright infringement claim to support the district court's grant of the preliminary injunction.[1]DISCUSSION

A. COPYRIGHT INFRINGEMENT

6

To establish a case of copyright infringement, Johnson must prove ownership of the copyright, and copying of an expression protected by its copyright. Frybarger v. International Business Machines Corp., 812 F.2d 525, 529 (9th Cir.1987); Sid & Mary Krofft Television Prod., Inc. v. McDonald's Corp., 562 F.2d 1157, 1162 (9th Cir.1977).

1. Ownership and Originality

7

Phoenix Control argues that Johnson's computer program was not original, and thus not protected by copyright. See 3 M. Nimmer & D. Nimmer, Nimmer on Copyright Sec. 13.01[A] (1988). The standard of originality required for a copyright is minimal. Krofft, 562 F.2d at 1162 n. 5. Johnson's copyright registration is prima facie evidence of ownership. 17 U.S.C. Sec. 410(c); see Seiler v. Lucasfilm, Ltd., 808 F.2d 1316, 1321 (9th Cir.1986), cert. denied, 484 U.S. 826, 108 S.Ct. 92, 98 L.Ed.2d 53 (1987). The district court was entitled to rely on the copyright registration as prima facie evidence of originality. Phoenix Control's contention that Johnson's program is not original, and that there are similar programs in use by other companies, is insufficient to rebut the presumption in the absence of any evidence that Johnson copied from these other programs. See 3 Nimmer, supra, at Sec. 12.11[A].

2. Extent of Copyright Protection

[*1173]8

The district court held that Phoenix Control could infringe Johnson's copyright without copying the literal elements of the program, which include the source and object code. This holding is not an incorrect statement of the law. Computer software is subject to copyright protection. 17 U.S.C. Sec. 101. A computer program is made up of several different components, including the source and object code,[2] the structure, sequence and/or organization of the program, the user interface,[3] and the function, or purpose, of the program. Whether a particular component of a program is protected by a copyright depends on whether it qualifies as an "expression" of an idea, rather than the idea itself. See Harper & Row Publishers, Inc. v. Nation Enters., 471 U.S. 539, 547, 105 S.Ct. 2218, 2223, 85 L.Ed.2d 588 (1985); Data East USA, Inc. v. Epyx, Inc., 862 F.2d 204, 207-08 (9th Cir.1988); 17 U.S.C. Sec. 102(b).

9

Where an idea and the expression "merge," or are "inseparable," the expression is not given copyright protection. Herbert Rosenthal Jewelry Corp. v. Kalpakian, 446 F.2d 738, 742 (9th Cir.1971). In addition, where an expression is, as a practical matter, indispensable, or at least standard, in the treatment of a given idea, the expression is protected only against verbatim, or virtually identical copying. Rachel v. Banana Republic, Inc., 831 F.2d 1503, 1507 (9th Cir.1987); Frybarger, 812 F.2d at 530.

[*~1175]10

Source and object code, the literal components of a program, are consistently held protected by a copyright on the program. See, e.g. CMS Software Design Sys., Inc. v. Info Designs, Inc., 785 F.2d 1246, 1249 (5th Cir.1986) (source code); Apple, 725 F.2d 521 (object code). Whether the non-literal components of a program, including the structure, sequence and organization and user interface, are protected depends on whether, on the particular facts of each case, the component in question qualifies as an expression of an idea, or an idea itself.

11

Here, the district court found that the structure, sequence and organization of the JC-5000S was expression, and thus subject to protection. The JC-5000S is a very sophisticated program, and each individual application is customized to the needs of the purchaser. This practice of adaptation is one indication that there may be room for individualized expression in the accomplishment of common functions. The district court's finding of expression is also supported by the special master's report. Regarding one particular point type, the master indicated that, although it is common for process control software packages to include provisions for collecting historical data, and using various integration and averaging schemes to do so, it is unusual to implement this function as a point type, as Johnson did. This finding also supports the view that some discretion and opportunity for creativity exist in the structure, and that the structure of the JC-5000S is expression, rather than an idea in itself. This issue will no doubt be revisited at trial, but at this stage of the proceedings we cannot say that the district court clearly erred.

3. Copying

12

Johnson must show that Phoenix Control copied its computer program in order to prevail in its infringement case. See, e.g., Frybarger, 812 F.2d at 529. Copying can be shown by circumstantial evidence of access to the copyrighted work, and substantial similarity between the copyrighted work and the infringer's work. Id.; Krofft, 562 F.2d at 1162-63. Access is clear in this case, and Phoenix Control appears to concede this. Several employees of Phoenix Control are former employees of Johnson, and worked on several versions of the JC-5000S.

13

To show that Phoenix Control's program is substantially similar to the JC-5000S, Johnson must demonstrate substantial similarity in both ideas and expression. Frybarger, 812 F.2d at 529; Krofft, 562 F.2d at 1164-65. We conclude that Johnson met its burden sufficiently to support the preliminary injunction. The special master's report sets forth, in detailed form, the various similarities between the programs. These similarities, both in idea and expression, would permit a reasonable person[4] to find an unlawful appropriation, a capture by the infringing work of the "total concept and feel" of Johnson's work. See Aliotti v. R. Dakin & Co., 831 F.2d 898, 902 (9th Cir.1987). The district court's finding of substantial similarity is supported by the record and is not clearly erroneous.

14

B. USE OF THE SPECIAL MASTER; EVIDENTIARY ISSUES

15

Phoenix Control argues that the special master was actually a court appointed expert, and should have been subject to cross-examination under Rule 706 of the Federal Rules of Evidence. Phoenix Control, however, waived any objections it had to the appointment of a master by failing to raise the issue, or moving to have the reference revoked. Spaulding v. University of Washington, 740 F.2d 686, 695 (9th Cir.), cert. denied, 469 U.S. 1036, 105 S.Ct. 511, 83 L.Ed.2d 401 (1984) overruled on other grounds, Atonio v. Wards Cove Packing Co., 810 F.2d 1477 (9th Cir.1987); Constant v. Advanced Micro-Devices, Inc., 848 F.2d 1560, 1566-67 (Fed.Cir.); cert. denied, --- U.S. ----, 109 S.Ct. 228, 102 L.Ed.2d 218 (1988); 9 C. Wright & A. Miller, Federal Practice & Procedure Sec. 2606 (1971 & Supp.1988). A district court has discretion in appointing a special master, and may decide the extent of his duties. Fed.R.Civ.P. 53. Only a court appointed expert, and not a special master, is subject to cross examination. See Fed.R.Evid. 706(a).

16

Allowing the special master to consider materials submitted by Johnson under seal, to which Phoenix Control did not have access, was not improper procedure. Phoenix Control acquiesced, and even stipulated, that documentation would be submitted under seal. This is proper procedure where the parties are concerned that trade secrets may be revealed. Fed.R.Civ.P. 26(c); see also Henry Hope X-Ray Products, Inc. v. Marron Carrel, Inc., 674 F.2d 1336, 1343 (9th Cir.1982) (documents containing trade secrets had been filed under seal).

17

Phoenix Control also claims that the court should have reviewed the final version of its software once it was completed. We review the exclusion of this evidence for an abuse of discretion, see Contempo Metal Furniture Co. v. East Texas Motor Freight Lines, 661 F.2d 761, 767 (9th Cir.1981), and find no abuse here.

CONCLUSION

18

Johnson demonstrated a reasonable likelihood of success on its copyright infringement claim. Nonliteral components of computer software may be protected by copyright where they constitute expression, rather than ideas. Access to Johnson's program was clear, and the record supports the finding of substantial similarity. The district court did not err in its application of law, nor were any of its factual findings clearly erroneous.

[*~1176]19

AFFIRMED.

1

Because we find that Johnson's copyright infringement claim supports the grant of the preliminary injunction, we need not reach the alternative ground of trade secret misappropriation

2

The source code is a set of instructions to the computer, in languages such as BASIC, or FORTRAN. The object code is the same set of instructions, but in binary code, a series of 1's and 0's, which the computer reads

3

The user interface, also called the "look and feel" of the program, is generally the design of the video screen and the manner in which information is presented to the user

4

By "reasonable person" we mean a reasonable person in the intended audience. See Aliotti, 831 F.2d 898, 902 (9th Cir.1987); Krofft, 562 F.2d at 1166-67