Clarence Lee Roy Combs v. Rockwell Int'l Corp. Amalgamated Local 887-Uaw, Clarence Lee Roy Combs v. Rockwell Int'l Corp. Amalgamated Local 887-Uaw Int'l Union United Auto. Aerospace & Agric. Implement Workers of Am., 927 F.2d 486 (9th Cir. 1991). · Go Syfert
Clarence Lee Roy Combs v. Rockwell Int'l Corp. Amalgamated Local 887-Uaw, Clarence Lee Roy Combs v. Rockwell Int'l Corp. Amalgamated Local 887-Uaw Int'l Union United Auto. Aerospace & Agric. Implement Workers of Am., 927 F.2d 486 (9th Cir. 1991). Cases Citing This Book View Copy Cite
52 citation events (38 in the last 25 years) across 25 distinct courts.
Strongest positive: Radecki v. GlaxoSmithKline (ctd, 2009-08-21)
Treatment trajectory · 1991 → 2026 · click a year to view as-of
1991 2008 2026
Top citers, strongest first. 12 distinct citers. How cited ↗
cited Cited as authority (rule) Radecki v. GlaxoSmithKline
D. Conn. · 2009 · confidence medium
In Combs v. Rockwell International Corp., 927 F.2d 486, 488 (9th Cir.1991), “Combs authorized [his] counsel to alter his deposition in material respects.
discussed Cited as authority (rule) Gemisys Corp. v. Phoenix American, Inc. (2×) also: Cited "see"
N.D. Cal. · 1999 · confidence medium
Id. at 488.
discussed Cited as authority (rule) Anheuser-Busch, Inc. v. Natural Beverage Distributors, D/B/A Mendocino Coast Distributing Co. Florence M. Beardslee (2×) also: Cited "see, e.g."
9th Cir. · 1995 · confidence medium
While some opinions refer to prejudice as “purely optional” and “not required ... but an important factor,” other opinions describe prejudice as a “key factor” and “essential.” Compare, Halaco Eng’g, 843 F.2d at 382 (finding prejudice factor is “purely optional”), United States v. Nat’l Medical Enters., Inc., 792 F.2d 906, 912-913 (9th Cir.1986) (stating prejudice is not required for dismissal), and Combs, 927 F.2d at 486 (upholding dismissal for falsification of deposition testimony with no explicit consideration of prejudice), with Henry, 983 F.2d at 948 (referring to…
discussed Cited "see" (PC) Brummett v. Martinez
E.D. Cal. · 2023 · signal: see · confidence high
See Combs v. Rockwell Int’l Corp., 927 F.2d 486 , 488–89 (9th 7 Cir. 1991) (affirming dismissal with prejudice where counsel falsified transcript of deposition); 8 Arnold v. County of El Dorado, No. 2:10–CV–3119 KJM–GGH, 2012 WL 3276979 , at *4 (E.D. 9 Cal. Aug. 9, 2012) report and recommendation adopted, No. 2:10–CV–3119 KJM–GGH (E.D. 10 Cal. Sep. 27, 2012). 11 Perjury should not be confused with inconsistencies in a party’s deposition and trial 12 testimony, which “provide fertile ground for vigorous impeachment but do not support perjury 13 findings.” Arnold, No. 2:10�…
cited Cited "see" Metricolor, LLC v. L Oreal S.A.
C.D. Cal. · 2022 · signal: see · confidence high
See Combs v. Rockwell Int’] Corp., 927 F.2d 486 (9th Cir. 1991) (attorney materially, extensively revised witness deposition testimony); SEC v. Blockvest, LLC, No. 18-cv-2287, 2020 WL 2876869 (S.D.
discussed Cited "see" Englebrick v. Worthington Industries, Inc.
C.D. Cal. · 2013 · signal: see · confidence high
See Combs v. Rockwell Int’l Corp., 927 F.2d 486 , 488 (9th Cir.1991) (“Dismissal is an appropriate sanction for falsifying a deposition.”); see also Brown v. Oil States Skagit Smatco, 664 F.3d 71, 78 (5th Cir.2011) (affirming dismissal of an employment discrimination case where the plaintiff lied at deposition about the reason he quit his job); Martin v. DaimlerChrysler Corp., 251 F.3d 691, 695 (8th Cir.2001) (affirming dismissal of an employment discrimination case based on the plaintiffs false statement at deposition that she had never been a party to another lawsuit against a past emp…
cited Cited "see" Equal Employment Opportunity Commission v. Swissport Fueling, Inc.
D. Ariz. · 2013 · signal: see · confidence high
See Combs v. Rockwell Int’l Corp., 927 F.2d 486 , 488 (9th Cir.1991).
discussed Cited "see" EBC, Inc. v. Clark Building System, Inc.
3rd Cir. · 2010 · signal: see · confidence high
See Hambleton Bros., 397 F.3d at 1225 (“While the language of [Rule] 30(e) permits corrections ‘in form or substance,’ this permission does not properly include changes offered solely to create a material factual dispute in a tactical attempt to evade an unfavorable summary judgment.” (citing Combs v. Rockwell Int’l Corp., 927 F.2d 486 , 488-89 (9th Cir.1991))); Garcia v. Pueblo Country Club, 299 F.3d 1233 , 1242 n. 5 (10th Cir.2002) (finding summary judgment inappropriate and rejecting defense counsel’s attempt to eliminate genuine issues of material fact through changes in a depo…
discussed Cited "see" Amlong & Amlong, PA v. Denny's, Inc.
11th Cir. · 2007 · signal: see · confidence high
See Combs v. Rockwell Int'l Corp., 927 F.2d 486 , 488-89 (9th Cir.1991) (sanctioning changes that included "reversals of [plaintiff's] answers to key questions"). [32] I reject Karen Amlongs' apparent theory that she could rely on Norelus's story because "When I found out we had a female judge, I was just delighted, because I felt that if one woman looks at another woman and simply listens to this woman tell her story, she's going to believe her. . . ." [33] Although the majority parses out the district court's decision to award sanctions for the re-opening of Norelus's deposition, I see no re…
discussed Cited "see" Amlong & Amlong, P.A. v. Denny's, Inc. (2×)
11th Cir. · 2006 · signal: see · confidence high
See Combs v. Rockwell Int’l Corp., 927 F.2d 486 , 488-89 (9th Cir.1991) (sanctioning changes that included "reversals of [plaintiff’s] answers to key questions”). .
discussed Cited "see" Arthur Williams v. Rockwell International Corporation, a Delaware Corporation United Automobile, Aerospace and Agricultural Implement Workers of America, Uaw, Amalgamated Local 887-Uaw, an Unincorporated Labor Union, Arthur Williams, and Mike Pincher v. Rockwell International Corporation, a Delaware Corporation United Automobile, Aerospace and Agricultural Implement Workers of America, Uaw, Amalgamated Local 887-Uaw, an Unincorporated Labor Union
9th Cir. · 1997 · signal: see · confidence high
See New Alaska, 869 F.2d at 1305. 28 We are constrained to add, moreover, that our opinion in Combs v. Rockwell International Corp., 927 F.2d 486 (9th Cir.), cert. denied, 502 U.S. 859 (1991), made it quite clear that Pincher's "combined fraud and incompetence" in allowing clients to make wholesale and material alterations in deposition transcripts is unacceptable.
cited Cited "see, e.g." Dawson v. Porch.com Inc
W.D. Wash. · 2021 · signal: see also · confidence low
See also Combs v. Rockwell Int’l Corp., 927 F.2d 486 (9th Cir. 1991) 12 (affirming dismissal under the court’s inherent power as appropriate sanction for falsifying a 13 14 deposition).
Retrieving the full opinion text from the archive…
Clarence Lee Roy Combs
v.
Rockwell International Corporation Amalgamated Local 887-Uaw, Clarence Lee Roy Combs v. Rockwell International Corporation Amalgamated Local 887-Uaw International Union United Automobile Aerospace & Agricultural Implement Workers of America

927 F.2d 486

118 Lab.Cas. P 10,622, 18 Fed.R.Serv.3d 1445

Clarence Lee Roy COMBS, Plaintiff-Appellant,
v.
ROCKWELL INTERNATIONAL CORPORATION; Amalgamated Local
887-UAW, Defendants-Appellees.
Clarence Lee Roy COMBS, Plaintiff-Appellee,
v.
ROCKWELL INTERNATIONAL CORPORATION; Amalgamated Local
887-UAW; International Union; United Automobile;
Aerospace & Agricultural Implement
Workers of America,
Defendants-Appellees.

Nos. 89-56212, 90-55118.

United States Court of Appeals,
Ninth Circuit.

Argued and Submitted Feb. 6, 1991.
Decided March 4, 1991.

Mike Pincher, Palmdale, Cal., for plaintiff-appellant.

Paul W. Cane, Jr., Paul, Hastings, Janofsky & Walker, Los Angeles, Cal., for defendants-appellees.

Michael R. Feinberg, Schwartz, Steinsapir, Dohrmann & Sommers, Los Angeles, Cal., for defendants-appellees.

Appeal from the United States District Court for the Central District of California.

Before GOODWIN, HUG and FARRIS, Circuit Judges.

GOODWIN, Circuit Judge:

[*~486]1

Clarence Combs appeals the dismissal of his damages action against Rockwell International Corp.; the United Automobile, Aerospace & Agricultural Implement Workers of America (UAW); and UAW's chartered affiliate Amalgamated Local 887-UAW (Local 887). We affirm.

2

From 1962 until 1969, Combs was employed by Rockwell. Pursuant to Article XI, Section 17(g) of the collective bargaining agreement between Rockwell and the UAW (Combs' union), Combs was entitled to retain his seniority and recall rights for five years. He was not recalled after 1969, and his rights expired in 1974.

3

In 1977, Rockwell rehired Combs. Combs then discovered information that led him to conclude that Rockwell had violated his seniority and recall rights by hiring other workers before he was rehired. In 1978, Combs filed a grievance with Rockwell and Local 887. In 1979, Rockwell and Local 887 notified Combs in writing that his grievance had been denied on the merits. Under the UAW's Constitution, actions by Local 887 could be appealed, first to the Local Union's bargaining unit (i.e. Rockwell), then to the Local Union itself, then to the UAW's Executive Board, and finally to the UAW's Convention Appeals Committee or the Public Review Board. Combs declined to exercise his right of internal appeal.

4

Nine years after the rejection of his initial grievance, Combs filed this action against Rockwell, Local 887, and the UAW. His claims included: breach of the collective bargaining agreement by Rockwell; breach of fiduciary duty in violation of 29 U.S.C. Sec. 1001 et seq. ("ERISA") by Rockwell; breach of the duty of fair representation by Local 887 and the UAW; and--alleged against all defendants--intentional infliction of emotional distress, negligent infliction of emotional distress, fraudulent misrepresentation, and negligence.

5

In the fall of 1988, Rockwell and the UAW deposed Combs. At the conclusion of the deposition, the parties stipulated that the original transcript would be sent to Combs' attorney in order to have Combs review it and make necessary changes to correct transcribing errors. Although Combs said he was satisfied that his testimony was correct and truthful, he gave counsel permission to alter any of his responses. Counsel proceeded to make thirty-six changes, many of which materially altered the substance of Combs' testimony. Among the most striking changes were several reversals of Combs' answers to key questions: whether he believed that Rockwell or the UAW had intended to harm him financially or otherwise; whether a Rockwell employee knew about the seniority status of his fellow employees; whether the UAW purposefully breached its duty of fair representation; and whether his headaches were related to the way the UAW had treated him. Despite his sworn statement to the contrary, Combs never reviewed either the original or the altered deposition transcripts. A magistrate ordered Combs to give a second deposition, during which these material alterations were revealed.

6

Rockwell and the unions moved to dismiss Combs' action as the appropriate sanction for his misconduct. In the alternative, the defendants moved for summary judgment on the merits, claiming that Combs' suit was barred by the statute of limitations as well as by his failure to exhaust internal union remedies. The trial court dismissed the action with prejudice, pursuant to Fed.R.Civ.P. 11 and the court's inherent powers for violating Fed.R.Civ.P. 30(e).

[*~487]7

Dismissal is an appropriate sanction for falsifying a deposition. Fed.R.Civ.P. 11, as well as the court's inherent powers, can be called upon to redress such mendacity. See Halaco Eng'g Co. v. Costle, 843 F.2d 376, 380 (9th Cir.1988); Fjelstad v. American Honda Motor Co., 762 F.2d 1334, 1338 (9th Cir.1985); Professional Seminar Consultants v. Sino Am. Tech., 727 F.2d 1470, 1474 (9th Cir.1984); Wyle v. R.J. Reynolds Indus., Inc., 709 F.2d 585, 589, 591 (9th Cir.1983); Sigliano v. Mendoza, 642 F.2d 309, 310 (9th Cir.1981).

8

Combs authorized counsel to alter his deposition in material respects. He signed the revised deposition and swore, under penalty of perjury, that he had reviewed the transcript and had himself made the changes. This conduct was in direct violation of Fed.R.Civ.P. 30(e), which states:

9

When the testimony is fully transcribed the deposition shall be submitted to the witness for examination.... Any changes in form or substance which the witness desires to make shall be entered ... with a statement of the reasons given by the witness for making them.

10

Counsel's changes dealt with issues of central importance in the upcoming summary judgment hearing. Combs' belief that Rockwell and the UAW had intended to harm him was crucial to his claim, as was his alleged notice from co-workers of the alleged breach of the collective bargaining agreement. Combs, whether or not in collusion with counsel, thus attempted to deceive the district court on material matters before it. Falsifying evidence is grounds for the imposition of the sanction of dismissal. See, e.g., Sino American, 727 F.2d at 1473-74.

11

"There is a natural tendency on the part of reviewing courts, properly employing the benefit of hindsight, to be heavily influenced by the severity of outright dismissal as a sanction for failure to comply with a discovery order.... But here, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases." National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 642-43, 96 S.Ct. 2778, 2780-81, 49 L.Ed.2d 747 (1976). Cf. Malone v. U.S. Postal Service, 833 F.2d 128, 130 (9th Cir.1987), cert. denied, 488 U.S. 819, 109 S.Ct. 59, 102 L.Ed.2d 37 (1988) ("[W]e will overturn a dismissal sanction only if we have a definite and firm conviction that it was clearly outside the acceptable range of sanctions.").

12

The mendacity of the client and the combined fraud and incompetence of his counsel are so egregious that there is no need to reach the merits of the motion for summary judgment. The case was properly dismissed.

13

Combs' contentions on appeal are wholly without merit. Accordingly, we assess double costs and attorney's fees as sanctions for filing a frivolous appeal. See Kelley v. International Brotherhood of Elec. Workers, 803 F.2d 516, 519 (9th Cir.1986); see also Optyl Eyewear Fashion Int'l Corp. v. Style Cos., Ltd., 760 F.2d 1045, 1052 (9th Cir.1985) (imposing sanctions even where the trial court had already done so).

14

Counsel for Rockwell has calculated its attorney's fees in the amount of $11,250. Combs and his counsel are jointly and severally liable for costs and attorney's fees to be taxed upon presentation of cost bills by both defendants. This panel will retain jurisdiction to enter judgment upon the presentation of the cost bills.

[*~488]15

AFFIRMED.