Lackey v. Atl. Richfield Co., 990 F.2d 202 (5th Cir. 1993). · Go Syfert
Lackey v. Atl. Richfield Co., 990 F.2d 202 (5th Cir. 1993). Cases Citing This Book View Copy Cite
165 citation events (103 in the last 25 years) across 20 distinct courts.
Strongest positive: Peralta v. Supreme Offshore Services, Inc. (laed, 2025-02-19)
Treatment trajectory · 1993 → 2026 · click a year to view as-of
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Top citers, strongest first. 50 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) Peralta v. Supreme Offshore Services, Inc.
E.D. La. · 2025 · quote attribution · 1 verbatim quote · confidence high
it is axiomatic that a jones act suit may not be removed from state court because incorporates the general provisions of the federal employers' liability act , including 28 u.s.c. 1445 (a), which in turn bars removal.
examined Cited as authority (verbatim quote) Peralta v. Supreme Offshore Services, Inc.
E.D. La. · 2025 · quote attribution · 1 verbatim quote · confidence high
it is axiomatic that a jones act suit may not be removed from state court because incorporates the general provisions of the federal employers' liability act , including 28 u.s.c. 1445 (a), which in turn bars removal.
discussed Cited as authority (verbatim quote) Matthews v. Tidewater Crewing, Ltd
E.D. La. · 2023 · quote attribution · 1 verbatim quote · confidence high
it is axiomatic that jones act suits may not be removed from state court.
discussed Cited as authority (verbatim quote) Matthews v. Tidewater Crewing, Ltd
E.D. La. · 2023 · quote attribution · 1 verbatim quote · confidence high
it is axiomatic that jones act suits may not be removed from state court.
discussed Cited as authority (rule) Ortoli v. OceanGate Inc
W.D. Wash. · 2025 · confidence medium
Cal. Nov. 8, 2011); 7 see also Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993) (same); but see Leloff 8 v. Georgia-Pacific Consumer Products, Ltd., No. 3:16-cv-00539-MO, 2016 WL 3457166 , at 2–3 9 (D.
cited Cited as authority (rule) Edwards v. Intermoor
5th Cir. · 2024 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993).
examined Cited as authority (rule) Santee v. Oceaneering Intl (3×) also: Cited "see"
5th Cir. · 2024 · confidence medium
Co. v. Morgan Stanley Dean Witter & Co., 313 F.3d 305 , 311–12 (5th Cir. 2002) (noting that a court “can employ a summary judgment-like procedure that allows it to pierce the pleadings and examine affidavits and deposition testimony for evidence of fraud or the possibility that the plaintiff can state a claim” under the relevant law); Lackey, 990 F.2d at 208 (applying the same procedure to the fraudulent pleading inquiry in Jones Act cases).
discussed Cited as authority (rule) Cannon v. Shelf Drilling Distribution Ltd.
S.D. Tex. · 2023 · confidence medium
The Jones Act bars removal unless defendants can “show that there is no possibility that plaintiff would be able to establish a [Jones Act] cause of action.” Burchett v. Cargill, Inc., 48 F.3d 173, 176 (5th Cir. 1995) (quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993)).
discussed Cited as authority (rule) Herrin v. Tri-State Environmental, LLC
E.D. La. · 2022 · confidence medium
Doc. 42. 25 46 U.S.C. § 30104 . 26 Baris v. Sulpicio Lines, Inc.¸932 F.2d 1540, 1542 (5th Cir. 1991). 27 Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993); Burchett v. Cargill, Inc., 48 f.3d 173, 175 (5th Cir. 1995). fraudulently pleaded to prevent removal.28 In its determination of whether remand is warranted, the court may use a “summary judgment-like procedure,” resolving all disputed questions of fact and ambiguities of law in favor of the plaintiff.29 The defendant bears the burden of proving the plaintiff cannot possibly establish a cause of action.30 Denial of re…
discussed Cited as authority (rule) Perez v. Aquaterra Contracting, LLC (2×)
E.D. La. · 2022 · confidence medium
Burchett v. Cargill, Inc., 48 F.3d 173, 175 (5th Cir. 1995) (quoting Lackey, 990 F.2d at 207).
discussed Cited as authority (rule) Montero v. Nguyen
S.D. Ala. · 2022 · confidence medium
The defendant bears the burden of showing that “‘there is no possibility that plaintiff would be able to establish a cause of action’” id. (quoting Lackey, 990 F.2d at 207), and the district court may deny remand only if it “determine[s] that as a matter of law there was no reasonable basis for predicting that the plaintiff might establish liability,” id. (alteration in original) (citation and internal quotation marks omitted). . . . .
discussed Cited as authority (rule) Willison v. Noble Drilling Exploration Company
E.D. La. · 2022 · confidence medium
Tr. 2007-1, 745 F. App'x 205 , 207 (5th Cir. 2018) (quoting 28 U.S.C. § 1441 (b)(2)). 32 Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993). 28 U.S.C. § 1445 (a) provides that “[a] civil action in any State court against a railroad or its receivers or trustees, arising under sections 1–4 and 5–10 of the Act of April 22, 1908 (45 U.S.C. 51–54, 55–60), may not be removed to any district court of the United States.” Section 1445(a) directly references FELA, 45 U.S.C. §§ 51 et seq., and the Jones Act expressly incorporates the provisions of FELA in stating the “[…
discussed Cited as authority (rule) Willison v. Noble Drilling Exploration Company
E.D. La. · 2021 · confidence medium
LEGAL STANDARD Jones Act cases are generally not removable from state court.23 However, defendants may “pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal.”24 A district court may use a “summary judgment-like procedure” to determine whether it may retain jurisdiction or remand the case.25 In its evaluation, the district court “must resolve all disputed questions of fact and any ambiguities in the current controlling substantive law in favor of the plaintiff.”26 The defendant bears the burden of showing “there is no possibility t…
discussed Cited as authority (rule) Hutchins v. ANCO Insulations, Inc.
E.D. La. · 2021 · confidence medium
The Fifth Circuit has explained that “Jones Act suits may not be removed from state court because [ 46 U.S.C. § 30104 ] (the Jones Act) incorporates the general provisions of the Federal Employers’ Liability Act, including 28 U.S.C. § 1445 (a), which in turn bars removal.” Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993); see also Lewis v. Lewis & Clark Marine, Inc., 531 U.S. 438, 455 (2001) (“[R]espondent raised a Jones Act claim, which is not subject to removal to federal court even in the event of diversity of the parties.
discussed Cited as authority (rule) Procell v. ENSCO Incorporated
S.D. Tex. · 2020 · confidence medium
In reviewing this argument, a district court is to avoid “pretrying” the case but instead may “use a summary judgment-like procedure,” id., “resolv[ing] disputed questions of fact from the pleadings and affidavits in favor of the plaintiff.” Lackey, 990 F.2d at 207.
discussed Cited as authority (rule) Mills v. BO-MAC Contractors, Ltd. (2×)
E.D. La. · 2019 · confidence medium
The Jones Act does not provide a definition of a “seaman.”10 However, the Supreme Court has promulgated two requirements for an employee to achieve seaman status.11 First, “an employee’s duties must contribute to the function of the vessel or to the accomplishment of its mission.”12 Second, “a seaman must have a connection to a vessel in navigation (or to an identifiable group of such vessels) that is substantial in terms of both its duration and its nature.”13 As a general rule of thumb, “[a] worker who 6 Burchett v. Cargill, Inc., 48 F.3d 173 , 175–76 (5th Cir. 1995). 7 Lac…
discussed Cited as authority (rule) New v. Texas Petroleum Investment Company (2×)
E.D. La. · 2019 · confidence medium
Ordinarily, federal courts may only consider a plaintiff’s pleadings to determine whether a Jones Act claim has been asserted, but a defendant may “pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal.” Id. (quoting Lackey, 990 F.2d at 207); Connelly v. Trico Marine Operators, Inc., No. CIV.A. 10-1665, 2012 WL 1900044 , at *2 (E.D.
cited Cited as authority (rule) Sanders v. Cambrian Consultants (CC) America, Inc.
S.D. Tex. · 2015 · confidence medium
Lackey, 990 F.2d at 207. “ ‘[T]he mere assertion of fraud is not sufficient to warrant removing [a Jones Act] case to federal court.’ ” Id. (quoting Yawn v. S. Ry., 591 F.2d 312, 316 (5th Cir.1979)).
discussed Cited as authority (rule) Mims v. Deepwater Corrosion Services, Inc.
S.D. Tex. · 2015 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993) (“It is axiomatic that Jones Act suits may not be removed from state court because [ 46 U.S.C. § 30104 ] incorporates the general provisions of the Federal Employers’ Liability Act, including 28 U.S.C. § 1445 (a), which in turn bars removal.”).
discussed Cited as authority (rule) Bartel ex rel. Estate of Bishop v. Alcoa Steamship Co.
M.D. La. · 2014 · confidence medium
Therefore, Jones Act claims are non-removable pursuant to 28 U.S.C. § 1445 (a). 6 See Lewis v. Lewis & Clark Marine, Inc., 531 U.S. 438, 455 , 121 S.Ct. 993 , 148 L.Ed.2d 931 (2001) ( 28 U.S.C. § 1445 (a) prevents removal of claims under the Jones Act even in the presence of diversity jurisdiction); Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993) (“It is axiomatic that Jones Act suits may not be removed from state court” because the Jones Act “incorporates the general provisions of [FELA], including 28 U.S.C. § 1445 (a).”).
discussed Cited as authority (rule) Bartel ex rel. Estate of Dennis v. American Export Isbrandtsen
M.D. La. · 2014 · confidence medium
Therefore, Jones Act claims are non-removable pursuant to 28 U.S.C. § 1445 (a). 8 See Lewis v. Lewis & Clark Marine, Inc., 531 U.S. 438, 455 , 121 S.Ct. 993 , 148 L.Ed.2d 931 (2001) ( 28 U.S.C. § 1445 (a) prevents removal of claims under the Jones Act even in the presence of diversity jurisdiction); Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993) (“It is axiomatic that Jones Act suits may not be removed from state court” because the Jones Act “incorporates the general provisions of [FELA], including 28 U.S.C. § 1445 (a).”).
discussed Cited as authority (rule) Landerman v. Tarpon Operating & Development, L.L.C. (2×)
E.D. La. · 2014 · confidence medium
Lackey, 990 F.2d at 207.
discussed Cited as authority (rule) Teaver v. Seatrax of Louisiana, Inc.
5th Cir. · 2011 · confidence medium
The defendant bears the burden of showing that “ ‘there is no possibility that plaintiff would be able to establish a cause of action’ ” id. (quoting Lackey, 990 F.2d at 207), and the district court may deny remand only if it “deter-minéis] that as a matter of law there was no reasonable basis for predicting that the plaintiff might establish liability,” id. (alteration in original) (citation and internal quotation marks omitted).
discussed Cited as authority (rule) Tina Lewallen v. City of Beaumont
5th Cir. · 2010 · confidence medium
App. P. 10 See Lackey v. Atlantic Richfield Co., 990 F.2d 202, 206 (5th Cir. 1993). 5 No. 10-10015 thereafter to be denied, the City’s deadline for filing a notice of appeal would expire—unless, of course, the January 30, 2009 supplemental JMOL motion had tolled the running of Rule 4(a)(5)’s thirty-day time limit.
discussed Cited as authority (rule) Zertuche v. Great Lakes Dredge & Dock Co. (2×)
5th Cir. · 2009 · confidence medium
The district court should not attempt to resolve factual disputes regarding “matters of substance,” and the “[jjurisdictional inquiry must not subsume substantive determination.” Lackey, 990 F.2d at 208.
cited Cited as authority (rule) Willis v. Fugro Chance, Inc.
5th Cir. · 2008 · confidence medium
"The fact that Jones Act claims are ordinarily not removable does not prevent this inquiry.” Lackey, 990 F.2d at 207.
cited Cited as authority (rule) Holmes v. Atlantic Sounding Co.
5th Cir. · 2006 · confidence medium
Id. (quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993)). 10 .
discussed Cited as authority (rule) Addie Holmes v. Atlantic Sounding Company, Inc. Weeks Marine Inc. Abc Insurance Co. Xyz Insurance Co., Addie Holmes v. Atlantic Sounding Company, Inc. Abc Insurance Co., Inc.
5th Cir. · 2006 · confidence medium
Drilling & Well Serv., 135 F.3d 344, 347 (5th Cir.1998) (citing Ducote v. Keeler & Co., Inc., 953 F.2d 1000, 1002 (5th Cir.1992)). 7 See Burchett v. Cargill, Inc., 48 F.3d 173, 175 (5th Cir.1995). 8 See id. 9 Id. (quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993)). 10 Id. at 176. 11 Hufnagel v. Omega Serv.
discussed Cited as authority (rule) Holmes v. Atlantic Sounding Co
5th Cir. · 2005 · confidence medium
Accordingly, if Atlantic and Weeks carry their burden and demonstrate that there 8 See id. 9 Id. (quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993)). 10 Id. at 176. 11 Hufnagel v. Omega Serv.
discussed Cited as authority (rule) Addie Holmes v. Atlantic Sounding Company, Inc. Weeks Marine Inc. Abc Insurance Co. Xyz Insurance Co., Addie Holmes v. Atlantic Sounding Company, Inc. Abc Insurance Co., Inc.
5th Cir. · 2005 · confidence medium
Drilling & Well Serv., 135 F.3d 344, 347 (5th Cir.1998) (citing Ducote v. Keeler & Co., Inc., 953 F.2d 1000, 1002 (5th Cir.1992)). 7 See Burchett v. Cargill, Inc., 48 F.3d 173, 175 (5th Cir.1995). 8 See id. 9 Id. (quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993)). 10 Id. at 176. 11 Hufnagel v. Omega Serv.
discussed Cited as authority (rule) Laffit Pincay, Jr. Christopher J. McCarron v. Vincent S. Andrews Robert Andrews Vincent Andrews Management Corp. (2×)
9th Cir. · 2004 · confidence medium
He cited United States v. Evbuomwan, 36 F.3d 89 (5th Cir.1994) (unpublished opinion) (reported at 36 F.3d 89 (table case)), 2 "where the court found that the district court did not abuse its discretion in finding that a good faith misinterpretation of plain rules was excusable neglect." He also cited Lackey v. Atlantic Richfield Co., 990 F.2d 202, 205 (5th Cir.1993), where the court found that the district court did not abuse its discretion in finding excusable neglect because the attorney's obvious error was mitigated by the lack of prejudice to the nonmovant and the shortness of the delay.
discussed Cited as authority (rule) Tipton v. Nationwide Mutual Fire Insurance
S.D. Miss. · 2003 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 208 (5th Cir.1993) Under Mississippi law, “there is no fiduciary relationship or duty between an insurance company and its insured in a first party insurance contract.” Gorman v. Southeastern Fid.
discussed Cited as authority (rule) Board of Trustees of the Teachers' Retirement System of Illinois v. WorldCom, Inc.
N.D. Ill. · 2002 · confidence medium
McRae , 1998 WL 898467 , at *1 n. 6 (citing Lackey v. Atlantic Richfield Co., 990 F.2d 202, 206 (5th Cir.1993)); Kinder, 69 B.R. at 12 (citing Pate v. Standard Dredging Corp., 193 F.2d 498 (5th Cir.1952)).
discussed Cited as authority (rule) Hutton v. Consolidated Grain & Barge Co. (2×)
C.D. Ill. · 2001 · confidence medium
Jones Act cases filed in state court cannot be removed to federal court. 28 U.S.C. § 1445 (a); 46 App.U.S.C. § 688; Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
cited Cited as authority (rule) Peters v. Metropolitan Life Insurance
S.D. Miss. · 2001 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 208 (5th Cir.1993).
cited Cited as authority (rule) Michael P. Lewis v. David M. Fresne Lowell Farkas Robert A. Young Rosenfeld, Bernstein & Tannenhauser LLP Eric P. Rosenfeld
5th Cir. · 2001 · confidence medium
Defendants “must show that there is no possibility that plaintiff would be able to establish a cause of action.” Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
discussed Cited as authority (rule) Herman Fields v. Pool Offshore, Inc., Pool Company, Incorrectly Sued as Pool Offshore, Inc.
5th Cir. · 2000 · confidence medium
Burchett, 48 F.3d at 175 (“ ‘defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal’ ”, quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993)).
discussed Cited as authority (rule) Hufnagel v. Omega Service Industries, Inc. (2×) also: Cited "see"
5th Cir. · 1999 · confidence medium
However, “ ‘defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal.’ ” Burchett, 48 F.3d at 175 , quoting Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
examined Cited as authority (rule) Midwest Employers v. Williams (6×) also: Cited "see"
5th Cir. · 1998 · confidence medium
IV Two of our cases, United States v. Evbuomwan, No. 93-1738 (5th Cir. 1994) (unpublished opinion) (reported at 38 F.3d 89 (table case)),13 and Lackey v. Atlantic Richfield Company, 990 F.2d 202, 205 (5th Cir. 1993), establish that the Magistrate Judge did not err in extending the time to appeal.
examined Cited as authority (rule) MIDWEST EMPLOYERS CASUALTY CO., Plaintiff-Appellant-Appellee, v. Jo Ann WILLIAMS, Defendant-Appellee-Appellant (12×) also: Cited "see", Cited "see, e.g."
5th Cir. · 1998 · confidence medium
IV 26 Two of our cases, United States v. Evbuomwan, No. 93-1738 (5th Cir.1994) (unpublished opinion) (reported at 36 F.3d 89 (table case)), 7 and Lackey v. Atlantic Richfield Company, 990 F.2d 202, 205 (5th Cir.1993), establish that the Magistrate Judge did not err in extending the time to appeal.
discussed Cited as authority (rule) Wyble v. E.I. DuPont De Nemours & Co. (2×) also: Cited "see, e.g."
E.D. Tex. · 1998 · confidence medium
Rodriguez v. Sabatino, 120 F.3d 589, 591 (5th Cir.1997); Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993) (where no cause of action can be brought against a party, that party cannot be joined to defeat diversity).
discussed Cited as authority (rule) Brassell v. Kanawha Insurance
N.D. Miss. · 1997 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 208 (5th Cir.1993). “ ‘Piercing the pleadings’ in this fashion is permitted so as to avoid a plaintiffs depriving diverse defendants of a federal forum by mere conclusory allegations which have no basis in fact.” Doe v. Cloverleaf Mall, 829 F.Supp. 866, 870 (S.D.Miss.1993).
discussed Cited as authority (rule) McAdow v. Promus Companies, Inc.
W.D. La. · 1996 · confidence medium
Remand Standard Although Jones Act cases are ordinarily non-removable pursuant to 28 U.S.C. § 1445 (a), Promus “may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal.” Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
discussed Cited as authority (rule) Gale PRIZEVOITS, Plaintiff-Appellant, v. INDIANA BELL TELEPHONE COMPANY, Defendant-Appellee (2×)
7th Cir. · 1996 · confidence medium
Gas Co., 31 F.3d 1041, 1044-47 (10th Cir.1994) (finding of "excusable neglect" not abuse of discretion even though tardiness of notice of appeal due to appellants' failure to comprehend plain language of Fed.R.App.P. 3(c)), cert. denied, --- U.S. ----, 115 S.Ct. 1254 , 131 L.Ed.2d 135 (1995); Lackey v. Atlantic Richfield Co., 990 F.2d 202, 206 (5th Cir.1993) (same).
discussed Cited as authority (rule) David Burchett and Cheryl Burchett v. Cargill, Inc., Defendant-Intervenor-Appellee v. Marine Equipment Management Corporation
5th Cir. · 1995 · confidence medium
However, this court has recognized that in certain circumstances “defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal.” Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
discussed Cited as authority (rule) Burchett v. Cargill, Inc.
5th Cir. · 1995 · confidence medium
However, this court has recognized that in certain circumstances "defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal." Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
discussed Cited as authority (rule) Iwag v. Geisel Compania Maritima, S.A. (2×) also: Cited "see"
S.D. Tex. · 1995 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993); Lirette v. N.L.
cited Cited as authority (rule) Powell v. B.P. Chemicals, Inc.
M.D. La. · 1993 · confidence medium
Lackey v. Atlantic Richfield Co., 990 F.2d 202, 208 (5th Cir.1993). 7 .
cited Cited as authority (rule) MICHAEL P. LEWIS v. DAVID M. FRESNE; ET AL
unknown court · confidence medium
Defendants “must show that there is no possibility that plaintiff would be able to establish a cause of action.” Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir. 1993).
discussed Cited as authority (rule) David BURCHETT and Cheryl Burchett v. CARGILL, INC
unknown court · confidence medium
However, this court has recognized that in certain circumstances "defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal." Lackey v. Atlantic Richfield Co., 990 F.2d 202, 207 (5th Cir.1993).
Retrieving the full opinion text from the archive…
Sherry Lackey, William Daughtry, Jr., and the Estate of William Daughtry, Sr., by and Through the Administrator Thomas Henderson
v.
Atlantic Richfield Company, Arco Oil & Gas Corporation, Atlantic Richfield Indonesia, Incorporated McDermott Incorporated and P.T. Lekom Maras
92-2219.
Court of Appeals for the Fifth Circuit.
Jun 3, 1993.
990 F.2d 202
Published

990 F.2d 202

1994 A.M.C. 1513, 25 Fed.R.Serv.3d 1384

Sherry LACKEY, William Daughtry, Jr., and the Estate of
William Daughtry, Sr., by and through the
Administrator Thomas Henderson,
Plaintiffs-Appellants,
v.
ATLANTIC RICHFIELD COMPANY, ARCO Oil & Gas Corporation,
Atlantic Richfield Indonesia, Incorporated
McDermott, Incorporated and P.T. Lekom
Maras, Defendants-Appellees.

Nos. 92-2219, 92-2511.

United States Court of Appeals,
Fifth Circuit.

April 26, 1993.
Rehearing and Rehearing En Banc
Denied June 3, 1993.

Gary M. Riebschlager, O'Quinn, Kerensky & McAninch, P.C., Houston, TX, for plaintiffs-appellants.

Innes Mackillop, Ronald L. White, Brown, Sims, Wise & White, Houston, TX, for McDermott, Inc.

Richard H. Page, Ben H. Sheppard, Jr., Vinson & Elkins, Houston, TX, for Atlantic Richfield Co., ARCO Oil & Gas Co. and Atlantic Richfield Indonesia, Inc.

Appeals from the United States District Court for the Southern District of Texas.

ON PETITION FOR REHEARING

(Opinion Jan. 29, 5th Cir., 1993, 983 F.2d 620.)

Before REYNALDO G. GARZA, HIGGINBOTHAM, and EMILIO M. GARZA, Circuit Judges.

REYNALDO G. GARZA, Circuit Judge:

[*~202]1

We hereby deny petitioners' motion for rehearing. However, due to some concerns that have been expressed, we withdraw our prior opinion issued in this case, which was reported at Lackey v. Atlantic Richfield, 983 F.2d 620 (5th Cir.1993). We now substitute the following opinion in its place.

2

Plaintiffs-appellants brought suit in state court alleging violations of the Jones Act, maritime law, and Texas law. The defendants-appellees removed the case to federal court. Once in federal court, the plaintiffs moved for the case to be remanded back to state court on the ground that it was an unremovable Jones Act case. The district court denied the plaintiffs request and then granted summary judgment for the defendants on the merits. We find that the district court improperly retained jurisdiction over the case because Jones Act claims are non-removable. Therefore, we REVERSE and REMAND to the district court with directions that the entire case should in turn be remanded back to state court.

I. FACTS

3

This case arises out of the death of William Daughtry, Sr. ("Daughtry"). Daughtry died of heart attack aboard a derrick barge in Indonesian waters. Allegedly, Daughtry had been working continuously for a period of thirty two hours prior to his death.

4

Daughtry was hired by Lekom Maras ("Lekom") to work as an inspector. At the time of his death, Daughtry was aboard the DB-26, which was owned by Hydro Marine Services. Hydro contracted the barge to another entity, who in turn chartered the barge to P.T. McDermott Indonesia. At the time of Daughtry's death the barge was operated by McDermott Indonesia.

5

The contractual agreement between Daughtry and Lekom was executed in Indonesia. It contemplated that Daughtry would work aboard the DB-26 on projects contracted by ARCO and ARII.[1] The substance of Daughtry's allegations are that he was forced to work excessive hours, which caused his heart attack. Further, Daughtry has named numerous corporate defendants in the action contending that he was a "borrowed servant."

II. PROCEEDINGS

[*~203]6

In September of 1991, appellants brought suit against Lekom and four other corporations. The four corporations named in the original complaint were ARCO, ARII, AROG,[2] and McDermott Incorporated (the parent).[3] Subsequently, appellants named McDermott Indonesia in their amended complaint.[4] Two suits were originally commenced in state court alleging claims under the Jones Act, maritime law, and Texas law. The suits were brought by both of the decedent's children Sherry Lackey and William Daughtry, Jr. The two suits were then removed to federal court and consolidated.

7

On November 26, 1991, the district court notified the parties that a Rule 16 hearing would be held on December 9, 1991. The plaintiffs made a motion to remand the case back to state court at the December 9th hearing. The plaintiffs contended that the Jones Act precluded the original removal from state court. See 28 U.S.C. § 1445(a). Judge Hughes denied the plaintiffs' request for remand.[5] During the course of the hearing Judge Hughes took the plaintiffs to task for naming AROG, McDermott (the parent), and ARCO. The plaintiffs argued that they were going to pursue a "borrowed servant theory."

8

It was at the December 9th hearing that Judge Hughes told the plaintiffs that he would give them until December 20th to amend the complaint, which they failed to do. Further, he told them "the hypothetical possibility that ARCO ... might have done something that showed they exercised control over somebody that might have been an employer is not enough to keep them in the lawsuit. But on January 10th I will take up that question of who to eliminate and who to keep in...."

9

The plaintiffs failed to circulate their amended complaint until January 13, 1992, the day of the second hearing. In their amended complaint, the plaintiffs dropped AROG and added McDermott Indonesia. At the hearing Judge Hughes reprimanded the plaintiffs because of their dilatory circulation of the amended complaint. The plaintiffs had said at the first hearing that they were going to contact the decedent's coworkers in order to ascertain information they needed to support their borrowed servant theory. The court then dismissed the claims against ARCO and McDermott because the plaintiffs had failed to adequately support their borrowed servant theory. The final order dismissing plaintiffs' motion to set aside the judgment was entered on March 2, 1992.

[*~204]10

Subsequently, the plaintiffs filed this appeal. On March 5, 1992 they filed their original notice of appeal. The plaintiffs headed their appeal with the two styles from each of the cases that were consolidated. In the first style they named "Sherry Lackey et. al." as the plaintiff, and in the second they named "William Daughtery" [sic] as the plaintiff. In each style the plaintiffs named "Atlantic Richfield et. al." as the defendants. Further, in the body of the notice of appeal it stated that "plaintiffs" were appealing.

11

On April 8, 1992, The Fifth Circuit directed the parties to brief whether or not the plaintiffs had perfected an appeal. On April 14, 1992, the plaintiffs responded with a Fed.R.App.P. 4(a)(5) motion seeking to correct their original notice of appeal. The defendants objected, contending that the plaintiffs had failed to demonstrate excusable neglect. Eventually, on May 28, 1992, the district court granted the plaintiffs' 4(a)(5) motion.

III. DISCUSSION

12

On appeal, the plaintiffs-appellants contend that the case is a non-removable Jones Act case. Therefore, the removal from state court was improper, the district court's retention of the case was improper and, thus, all of the actions taken by the district court were a nullity. The defendants counter-argue that the notice of appeal did not properly invoke appellate jurisdiction because: (i) all of the parties were not named in the original notice of appeal; and (ii) the district court abused its discretion by allowing appellants to amend their notice of appeal without sufficiently showing excusable neglect. Although, there were other points of error raised on appeal, because each of these issues are dispositive we need not pursue those additional points.[6]Whether the notice of appeal is sufficient to invoke appellate jurisdiction?

[*~205]13

The defendants argue that the original notice of appeal did not sufficiently invoke appellate jurisdiction because: (i) it failed to list all of the appealing parties individually in the original notice of appeal;[7] and (ii) the district court abused its discretion when it allowed the appellants to file an amended notice of appeal. The plaintiffs counter, arguing that: (i) the original notice of appeal was sufficient to invoke appellate jurisdiction because both parties were named; and (ii) the district court properly granted the extension to file an amended notice of appeal. We find that the trial judge did not abuse his discretion in granting an extension to the appellants, allowing them to file an amended notice of appeal; therefore, we properly have jurisdiction over all of the parties herein.

14

The failure of the appellants to list the parties individually in their original notice of appeal was undeniably insufficient. See Torres v. Oakland Scavenger Co., 487 U.S. 312, 314, 108 S.Ct. 2405, 2407, 101 L.Ed.2d 285 (1988). In Torres the plaintiffs named fifteen out of sixteen plaintiffs, but omitted the sixteenth party by clerical error. Id. at 317, 108 S.Ct. at 2409. The Supreme Court held that the failure to name the 16th party was insufficient to invoke appellate jurisdiction as to that party. Id.

15

The plaintiffs in Torres also attempted to argue that the designation of "et. al." remedied their omission. Id. at 317-18; 108 S.Ct. at 2409. The court flatly rejected this contention noting that the phrase "et. al." does not provide the requisite notice required by Fed.R.App.P.Rule 3(c). Id.; see also Delancey v. State Farm Mut. Auto. Ins., 918 F.2d 491, 493 (5th Cir.1990) (use of "et. al." insufficient); Morales v. Pan Am. Life Ins. Co., 914 F.2d 83, 85 (5th Cir.1990) (same). Further, extensive authority exists for the proposition that naming "plaintiffs" in the body of a notice of appeal is insufficient. See, e.g., Samaad v. City of Dallas, 922 F.2d 216, 219 (5th Cir.1991).

16

The defendants seem to argue that failure to name the defendants individually also precludes appellate jurisdiction as to them. This argument is entirely incorrect because only appealing parties must be listed individually. See Fed.R.App.P. 3(c) (the notice of appeal need only "specify the party or parties taking appeal").

[*~206]17

The defendants then contend that the Rule 4(a)(5) motion, which permitted the plaintiffs an extension to file an amended notice of appeal, was improvidently granted because the plaintiffs did not establish excusable neglect. We will not disturb the district court's decision to grant a Rule 4(a)(5) motion unless there has been an abuse of discretion. See, e.g., Matter of Missionary Baptist Found. of Am., 792 F.2d 502, 507 (5th Cir.1986).

18

The defendants argue that the district court abused its discretion because the plaintiffs do not point to any excusable neglect, other than inadvertence, and the case law requires something more. The plaintiffs did file a timely notice of appeal in this case. Although, the original notice of appeal was insufficient to invoke appellate jurisdiction they sought to remedy that defect via the Rule 4(a)(5) motion. The district judge could have properly found that the defendants were not prejudiced by the extension because they were already on notice, within the prescribed time period, that the plaintiffs were waging an appeal. Furthermore, the Rule 4(a)(5) motion was not made long after the original defective notice of appeal was filed. We cannot conclude that the district judge abused his discretion and, thus, all of the plaintiffs are properly before us.

19

Did the district court err in retaining this case because it was improperly removed from state court?

[*~207]20

The appellants-plaintiffs contend that the case should not have been removed from state court because it was a Jones Act case. It is axiomatic that Jones Act suits may not be removed from state court because 46 U.S.C.App. § 688 (the Jones Act) incorporates the general provisions of the Federal Employers' Liability Act, including 28 U.S.C. § 1445(a), which in turn bars removal. See, e.g., Lirette v. N.L. Sperry Sun, Inc., 820 F.2d 116, 117 (5th Cir.1987) (en banc) ("Lirette II"); Addison v. Gulf Coast Contracting Servs., Inc., 744 F.2d 494, 498 n. 3 (5th Cir.1984). Further, in determining whether a Jones Act claim has been alleged our inquiry is usually limited to a review of the plaintiffs' pleadings. See Addison, 744 F.2d at 498; Preston v. Grant Advertising, Inc., 375 F.2d 439, 440 (5th Cir.1967) (per curiam).

21

That limitation on the scope of the inquiry, however, exists only "in the absence of any issue of a fraudulent attempt to evade removal." Preston, 375 F.2d at 440. Long before Preston, it was settled that district courts may look beyond plaintiffs' pleadings in order to determine whether a FELA claim had been fraudulently asserted. See e.g., Boyle v. Chicago, R.I. & P. Ry., 42 F.2d 633, 634-35 (8th Cir.1930); Farmers' Bank & Trust Co. v. Atchison, T. & S.F. Ry., 25 F.2d 23, 27 (8th Cir.1928). Preston echoed the FELA rule that removability is determined from the face of the complaint "in the absence of fraud." See Porter v. St. Louis-San Francisco Ry., 354 F.2d 840, 843 (5th Cir.1966); Chacon v. Atchison, T. & S.F. Ry., 320 F.2d 331, 332 (10th Cir.1963).

22

Thus, while federal courts ordinarily look only to the plaintiffs' pleadings in determining whether a Jones Act claim has been stated, defendants may pierce the pleadings to show that the Jones Act claim has been fraudulently pleaded to prevent removal. The fact that Jones Act claims are ordinarily not removable does not prevent this inquiry. Lawsuits in which non-diverse defendants have been joined are ordinarily non-removable as well. Nonetheless defendants are permitted to demonstrate that parties--or claims--are baseless in law and in fact and "serve[ ] only to frustrate federal jurisdiction." Dodd v. Fawcett Publications, Inc., 329 F.2d 82, 85 (10th Cir.1964).

23

This right, however, exists in tension with the Jones Act plaintiff's right to choose a state court forum. Defendants may abuse the assertion of fraud in the hope of achieving a federal adjudication of the merits of a disputable Jones Act claim. For that reason, "the mere assertion of fraud is not sufficient to warrant removing the case to federal court." Yawn v. Southern Ry., 591 F.2d 312, 316 (5th Cir.1979) (FELA case). Defendants must prove that the allegations of the complaint were fraudulently made, and any doubts should be resolved in favor of the plaintiff. Id. As in fraudulent joinder cases, defendants' burden of persuasion is a heavy one. The district court must resolve disputed questions of fact from the pleadings and affidavits in favor of the plaintiff. See B., Inc. v. Miller Brewing Co., 663 F.2d 545 (5th Cir.1981). The removing party must show that there is no possibility that plaintiff would be able to establish a cause of action. Id.

24

The defendants here contended that plaintiffs fraudulently asserted a Jones Act claim. Defendants came forward with affidavits establishing that Daughtry Sr. was hired by Lekom and was not on any of their payrolls. In their amended complaint, plaintiffs allege that Daughtry Sr. was a borrowed servant of defendants, subjecting them to liability under the Jones Act. As amended, plaintiffs' complaint sets forth that: (i) Daughtry Sr. was a seaman; (ii) Daughtry Sr. was injured in the course and scope of his employment in violation of the Jones Act; and (iii) Daughtry Sr. was a borrowed servant of the defendants. These allegations suffice to state a Jones Act claim. See Addison, 744 F.2d at 498-99; see also Porter, 354 F.2d at 843.

25

In Porter, the court remanded a FELA claim based upon a borrowed servant theory. Defendant Frisco maintained that because plaintiff's complaint admitted his employment by Union, it failed to state a claim against Frisco.[8] The court rejected this contention. In this case, defendants similarly attack the Jones Act claim by demonstrating that Daughtry Sr. was employed by Lekom. We are not persuaded, however, that defendants' affidavits establish beyond dispute that no borrowed servant employment relationship existed. Their evidence did not disprove plaintiffs' theory of liability.

26

The fraudulent pleading inquiry is capable of summary determination. Carriere v. Sears, Roebuck & Co., 893 F.2d 98, 100 (5th Cir.100). We established a procedure for doing so in Miller Brewing, 663 F.2d at 549-551. Although plaintiffs "may submit affidavits and deposition transcripts along with the factual allegations in the verified complaint," id. at 549, there is no requirement that they do so. Moreover, this court disapproved attempts to resolve factual disputes "where the disputed factual issues relate to matters of substance." Id. at 551 n. 14. "[J]urisdictional inquiry must not subsume substantive determination." Id. at 550. The court must resolve all disputed questions of fact from the pleadings and affidavits in favor of the plaintiff, and then determine whether there could possibly be a valid claim against the defendant in question.

27

Plaintiffs alleged that Daughtry Sr. was a borrowed servant in the employ of the defendants. Plaintiffs were not required to produce evidence proving that claim at this stage of the litigation. The defendants failed to meet their burden of demonstrating that the allegations were undisputedly false.

IV. CONCLUSION

28

The district court did not abuse its discretion when it granted the plaintiffs an extension to amend their original timely notice of appeal. Thus, we have appellate jurisdiction over all of the plaintiffs. Moreover, defendants have failed to demonstrate that plaintiffs fraudulently pleaded a Jones Act claim. Plaintiffs have sufficiently pleaded a Jones Act claim, therefore this case must be remanded to state court. Therefore, we REVERSE the district court and REMAND to the district court, which should in turn remand the case back to state court where it belongs.

1

ARII is Atlantic Richfield Indonesia, Inc

2

AROG is Atlantic Richfield Oil & Gas

3

In an amended complaint filed after consolidation the plaintiffs dropped AROG and named McDermott Indonesia

4

McDermott Indonesia and Lekom were never served and therefore they never entered appearances

5

Judge Hughes stated:

I am going to deny the motion to remand ... but at the moment we need to perceive the substance of the claims against the people who are properly here.

6

The appellants raise substantive contentions that go to the merits of the summary judgment; however, we need not address the merits of the summary judgment because we find that the district court did not have jurisdiction to entertain these claims

7

The defendants contend that Sherry Lackey is the only party entitled to appellate jurisdiction because she is the only party named in the notice of appeal. While William Daughtery [sic] is named on the notice of appeal his name is misspelled and it does not specify whether he is Jr. or Sr

8

Frisco maintained that the complaint failed to state a FELA claim and did not assert fraudulent pleading