In Re Cruciferous Sprout Litig., 301 F.3d 1343 (Fed. Cir. 2002). · Go Syfert
In Re Cruciferous Sprout Litig., 301 F.3d 1343 (Fed. Cir. 2002). Cases Citing This Book View Copy Cite
169 citation events (169 in the last 25 years) across 26 distinct courts.
Strongest positive: U.S. Water Services, Inc. v. Novozymes A/S (cafc, 2019-04-19)
Treatment trajectory · 2002 → 2026 · click a year to view as-of
2002 2014 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) U.S. Water Services, Inc. v. Novozymes A/S
Fed. Cir. · 2019 · signal: see · quote attribution · 1 verbatim quote · confidence high
prior art reference may anticipate when the claim limitations not expressly found in that reference are nonetheless inherent in it.
examined Cited as authority (verbatim quote) Perricone, M.D. v. Medicis Pharmaceutical Corp. (2×) also: Cited "see"
Fed. Cir. · 2005 · signal: see · quote attribution · 1 verbatim quote · confidence high
brassica has done nothing more than recognize properties inherent in certain prior art sprouts . . . . while brassica may have recognized something quite interesting about those sprouts, it simply has not invented anything new.
discussed Cited as authority (quoted) Pernix Ir. Pain Dac v. Alvogen Malta Operations Ltd.
D. Del. · 2018 · signal: see also · quote attribution · 1 verbatim quote · confidence low
under the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.
cited Cited as authority (rule) UnderCover, Inc. v. Rough Country, LLC
W.D. Tenn. · 2025 · confidence medium
(See ECF No. 67-5 at PageID 877–83.) Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.
discussed Cited as authority (rule) EPITOPIX, LLC v. ZOETIS INC. (2×) also: Cited "see"
D.N.J. · 2025 · confidence medium
LLC v. Sunrise Farms (In re Cruciferous Sprout Litig.), 301 F.3d 1343, 1349 (Fed.
discussed Cited as authority (rule) In Re INSTITUT PASTEUR
Fed. Cir. · 2023 · confidence medium
The Board determined that “[t]he fact that performing this prior art method would produce a result . . . is . . . mere recognition of a latent property in an obvi- ous method of treating pain with the same peptide.” Id. at *6 (citing In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.
discussed Cited as authority (rule) Amgen Inc. v. Sandoz Inc.
Fed. Cir. · 2023 · confidence medium
Cir. 2011) (“Inherency can be es- tablished when ‘prior art necessarily functions in accord- ance with, or includes, the claimed limitations,’” but “‘may not be established by probabilities or possibilities.’” (first quoting In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.
discussed Cited as authority (rule) Amgen Inc. v. Sandoz Inc.
Fed. Cir. · 2023 · confidence medium
Cir. 2011) (“Inherency can be es- tablished when ‘prior art necessarily functions in accord- ance with, or includes, the claimed limitations,’” but “‘may not be established by probabilities or possibilities.’” (first quoting In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.
discussed Cited as authority (rule) Purdue Pharma, L.P. v. Collegium Pharmaceutical, Inc. <b><font color=\red\"> LEAD CASE</font></b>"
D. Mass. · 2018 · confidence medium
“It is well settled that a prior art reference may anticipate when the claim limitations not expressly found in that reference are nonetheless inherent in it.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.
discussed Cited as authority (rule) HSM Portfolio LLC v. Elpida Memory Inc. (2×) also: Cited "see"
D. Del. · 2016 · confidence medium
Inherent anticipation can be established when “prior art necessarily functions in accordance with, or includes, the claimed limitations.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002).
cited Cited as authority (rule) Takeda Pharmaceutical Co. v. TWi Pharmaceuticals, Inc.
N.D. Cal. · 2015 · confidence medium
Inherency can be established when “prior art necessarily functions in accordance with, or includes, the claimed limitations.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002).
discussed Cited as authority (rule) Cubist Pharmaceuticals, Inc. v. Hospira, Inc.
D. Del. · 2014 · confidence medium
“Under the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002).
discussed Cited as authority (rule) In Re Johannes
Fed. Cir. · 2014 · confidence medium
Under the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002) (citations and internal quotation marks omitted).
discussed Cited as authority (rule) In Re Taylor
Fed. Cir. · 2012 · confidence medium
Corp. v. Cisco Sys., Inc., 329 F.3d 823 , 830 (Fed.Cir.2003); Invitrogen Corp. v. Biocrest Manufacturing, L.P., 327 F.3d 1364 (Fed.Cir.2003); In re Cruciferous Sprout Litig., 301 F.3d 1343, 1348 (Fed.Cir.2002). 2 .
examined Cited as authority (rule) In Re Montgomery (4×)
Fed. Cir. · 2012 · confidence medium
The Board rejected Montgomery’s argument that none of the references demonstrated that ramipril actually treats or prevents stroke, noting that ramipril inherently treats or prevents stroke, and “[i]t matters not that those of ordinary skill heretofore may not have recognized these inherent characteristics.” Id. at *4 (quoting In re Cruciferous Sprout Litig., 301 F.3d 1343, 1350 (Fed.Cir.2002)) (internal quotation marks omitted).
discussed Cited as authority (rule) Mformation Techs., Inc. v. Research in Motion Ltd.
N.D. Cal. · 2011 · confidence medium
“Under the principles of. inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.” See In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002) (citation omitted).
examined Cited as authority (rule) Bettcher Industries, Inc. v. Bunzl USA, Inc. (4×)
Fed. Cir. · 2011 · confidence medium
Bunzl relies on In re Cruciferous Sprout Litigation, 301 F.3d at 1349 (“Inherency is not necessarily coterminous with knowledge of those of ordinary skill in the art ... [who] may not recognize the inherent characteristics or functioning of the prior art.” (quotation omitted)), In re Schreiber, 128 F.3d 1473 (Fed.Cir.1997), and other cases, to support its view.
discussed Cited as authority (rule) Only the First, Ltd. v. Seiko Epson Corp. (2×) also: Cited "see, e.g."
N.D. Ill. · 2011 · confidence medium
Artisans of ordinary skill may not recognize the inherent characteristics or functioning of the prior art.’ ” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002) (quoting MEHL/Biophile Int’l Corp. v. Milgraum, 192 F.3d 1362 , 1365 (Fed.Cir.1999)).
cited Cited as authority (rule) Uship Intellectual Properties, LLC v. United States
Fed. Cl. · 2011 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.Cir.2002).
discussed Cited as authority (rule) SAFFRAN v. Johnson & Johnson (2×)
E.D. Tex. · 2010 · confidence medium
The Federal Circuit has cautioned that “limitations appearing in the specification will not be read into claims, and ... interpreting what is meant by a word in a claim is not to be confused with adding an extraneous limitation appearing in the specification, which is improper.” In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1348 (Fed.Cir.2002) (citing Intervet Am., Inc. v. Kee-Vet Labs., Inc., 887 F.2d 1050, 1053 (Fed.Cir.1989)) (internal quotes omitted).
discussed Cited as authority (rule) Marrin v. Griffin (2×)
Fed. Cir. · 2010 · confidence medium
See Vita-Mix, 581 F.3d at 1323-24 (language in preamble is limiting where it is necessary to effectuate the patent’s distinction between the invention and the prior art); MBO Labs., Inc. v. Becton, Dickinson & Co., 474 F.3d 1323, 1329-30 (Fed.Cir.2007) (same); In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347-48 (Fed.Cir.2002) (same).
cited Cited as authority (rule) In Re Papst Licensing Gmbh & Co. Kg Litigation
D.D.C. · 2009 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.Cir.2002).
discussed Cited as authority (rule) Sepracor Inc. v. Dey, L.P. (2×)
D. Del. · 2009 · confidence medium
Put another way, to the extent Dey is able to establish at trial that the prior art discloses the use of R(-) albuterol for the treatment of asthma in humans, the Court concludes that there is no genuine issue of material fact that a reduction in side effects would be inherent in such use. 2 Instructive here is the Federal Circuit’s decision in In re Cruciferous Sprout Litig., 301 F.3d 1343, 1350 (Fed.Cir.2002).
discussed Cited as authority (rule) Vita-Mix Corp. v. Basic Holding, Inc. (2×)
Fed. Cir. · 2009 · confidence medium
See, e.g., MBO Labs., Inc. v. Becton Dickinson & Co., 474 F.3d 1323, 1330 (Fed.Cir.2007); In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.Cir.2002).
cited Cited as authority (rule) In Re Papst Licensing Gmbh & Co. Kg Litigation
D.D.C. · 2009 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.Cir.2002).
cited Cited as authority (rule) General Electric Co. v. Sonosite, Inc.
W.D. Wis. · 2009 · confidence medium
Corp., 432 F.3d 1368, 1376 (Fed.Cir.2005) (quoting In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1349 (Fed.Cir.2002)).
discussed Cited as authority (rule) Laboratory Skin Care, Inc. v. Limited Brands, Inc.
D. Del. · 2009 · confidence medium
Int’l, L.C., 460 F.3d 1349, 1358 (Fed.Cir.2006) (declining to limit the term “water-alcohol mixture” to a composition that was at least 30 percent water when the specification stated that "the amount of alcohol employed in the suspending material may vary widely but it usually forms between 0 and 70 weight percent of the suspending material, and more usually between about 30 and 50 weight percent”) (emphasis in original); Innovad, Inc. v. Microsoft Corp., 260 F.3d 1326, 1332-33 (Fed.Cir.2001) (holding that the term “small vol *478 ume” was not limited to being smaller than 4.4 cubi…
discussed Cited as authority (rule) Nexans Inc. v. General Cable Technologies Corp.
E.D. Pa. · 2008 · confidence medium
As a general rule, a preamble “limits the claimed invention if it ... is ‘necessary to give life, meaning, and vitality’ to the claim.” In re: Cruciferous Sprout Litigation, 301 F.3d 1343, 1347 (Fed.Cir.2002). (citations omitted).
discussed Cited as authority (rule) Honeywell International, Inc v. Nikon Corp.
D. Del. · 2008 · confidence medium
See, e.g., Innovad, Inc. v. Microsoft Corp., 260 F.3d 1326, 1332-33 (Fed.Cir.2001) (holding that the term “small volume” was not limited to being smaller than 4.4 cubic inches when the specification related the term to a function and provided no specialized meaning for the term); Brassica Protection Products LLC v. Sunrise Farms (In re Cruciferous Sprout Litig.), 301 F.3d 1343, 1348 (Fed.Cir.2002) (declining to construe a claim term in terms of a specific numerical limit when, among other reasons, the patent included no indication that the claim term should be so limited).
cited Cited as authority (rule) Fisher-Barton Blades, Inc. v. Blount, Inc.
E.D. Wis. · 2008 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002).
cited Cited as authority (rule) Leggett & Platt, Inc. v. VUTEk, Inc.
Fed. Cir. · 2008 · confidence medium
Corp., 432 F.3d 1368, 1376 (Fed.Cir.2005) (quoting In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002)).
discussed Cited as authority (rule) Patent Category Corp. v. Target Corp.
C.D. Cal. · 2008 · confidence medium
“In order to prove that a claim is anticipated under 35 U.S.C. § 102 (b), defendants must present clear and convincing evidence that a single prior art reference discloses, either expressly or inherently, each limitation of the claim.” In re Cruciferous Sprout Litigation (“Cruciferous Sprout”), 301 F.3d 1343, 1349 (Fed.Cir.2002) (citations omitted).
discussed Cited as authority (rule) Rothschild v. Cree, Inc.
S.D.N.Y. · 2008 · confidence medium
Finally, Cree relies on In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1347-48 (Fed.Cir.2002), in support of the principle that the preamble is limiting if it was relied upon during prosecution “‘to persuade the Patent Office that the claimed invention is not anticipated by the prior art.’ ” (Def.
examined Cited as authority (rule) United Technologies Corp. v. PerkinElmer, Inc. (3×) also: Cited "see, e.g."
D. Conn. · 2008 · confidence medium
In re Cruciferous, 301 F.3d at 1347-48 (quotation marks omitted and alterations in original).
discussed Cited as authority (rule) Safeflight, Inc. v. CHELTON FLIGHT SYSTEMS, INC.
N.D. Ohio · 2008 · confidence medium
Artisans of ordinary skill may not recognize the inherent characteristics or functioning of the prior art.” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002); see also Schering Corp., 339 F.3d at 1377 (rejecting the contention that inherent anticipation requires recognition in the prior art).
discussed Cited as authority (rule) Abbott Laboratories and Central Glass Company, Ltd. v. Baxter Pharmaceutical Products, Inc. And Baxter Healthcare Corp., Defendants-Cross
Fed. Cir. · 2007 · confidence medium
See, e.g., In re Crish, 393 F.3d 1253, 1258-59 (Fed. *1368 Cir.2004) (citing cases; holding asserted claims covering a gene’s nucleotide sequence anticipated where the gene, though not its particular sequence, was already known to the art); In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349-50 (Fed.Cir.2002) (inventor’s recognition of substances that render broccoli and cauliflower particularly healthy does not permit patent on identifying broccoli seeds or preparing broccoli as a food product); Atlas Powder, 190 F.3d at 1347-1350 (holding asserted claims covering air mixed into an explo…
discussed Cited as authority (rule) Abbott Laboratories v. Baxter Pharmaceutical Products, Inc.
Fed. Cir. · 2006 · confidence medium
Cir. 2004) (citing cases; holding asserted claims covering a gene’s nucleotide sequence anticipated where the gene, though not its particular sequence, was already known to the art); In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349-50 (Fed.
discussed Cited as authority (rule) On-LINE TECHNOLOGIES, INC. v. Perkin-Elmer Corp.
D. Conn. · 2006 · confidence medium
Under the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.” In re Cruciferous Sprout Litiq., 301 F.3d 1343, 1349 (Fed.Cir.2002).
discussed Cited as authority (rule) On Demand MacHine Corporation, Plaintiff-Cross v. Ingram Industries, Inc. And Lightning Source, Inc., and amazon.com, Inc.
Fed. Cir. · 2006 · confidence medium
In Kropa v. Robie, 38 C.C.P.A. 858 , 187 F.2d 150, 152 (1951), the court aptly described the inquiry as whether the preamble is “necessary to give life, meaning and vitality to the claims or counts.” See, e.g., Poly-America, L.P. v. GSE Lining Tech., Inc., 383 F.3d 1303, 1309-10 (Fed.Cir.2004) (the specification described the “blown-film” as a fundamental characteristic of the invention, and its use in the preamble limited the claims); In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1347-48 (Fed.Cir.2002) (the preamble phrase “rich in glucosinolates” was limiting because the pa…
discussed Cited as authority (rule) On Demand MacHine Corp. v. Ingram Industries, Inc.
Fed. Cir. · 2006 · confidence medium
Cir. 2004) (the specification described the "blown-film" as a fundamental characteristic of the invention, and its use in the preamble limited the claims); In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1347-48 (Fed.
cited Cited as authority (rule) Cordis Corp. v. Boston Scientific Corp.
D. Del. · 2006 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1347 (Fed.Cir.2002).
discussed Cited as authority (rule) RH MURPHY CO., INC. v. Illinois Tool Works, Inc.
D. Mass. · 2006 · confidence medium
There is, however, an important caveat. “[LJimitations appearing in the specification will not be read into claims ....” In re Cruciferous Sprout Litig., 301 F.3d 1343, 1348 (Fed.Cir.2002), quoting Internet Am., Inc. v. Kee-Vet Labs., Inc., 887 F.2d 1050, 1053 (Fed.Cir.1989).
cited Cited as authority (rule) Cytologix Corp. v. Ventana Medical Systems, Inc.
Fed. Cir. · 2005 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.Cir.2002).
cited Cited as authority (rule) In Re Aventis Pharmaceuticals, Inc.
D.N.J. · 2005 · confidence medium
In re Cruciferous Sprout Litig., 301 F.3d 1343, 1349 (Fed.
examined Cited as authority (rule) Smithkline Beecham Corp. v. Apotex Corp. (4×)
Fed. Cir. · 2005 · confidence medium
Id. at 1377 (citing In re Cruciferous Sprout Litig., 301 F.3d 1343, 1351 (Fed.Cir.2002); MEHL/Biophile Int'l Corp. v. Milgraum, 192 F.3d 1362 , 1366 (Fed.Cir.1999); Atlas Powder Co. v. Hanex Prods., Inc., 190 F.3d 1342, 1348-49 (Fed.Cir.1999)). 45 The district court addressed the issue of inherent anticipation in this case, but it found in favor of SmithKline because Apotex did not prove by clear and convincing evidence that it was impossible to make pure PHC anhydrate in the United States before the critical date of the '723 patent.
discussed Cited as authority (rule) Swimways Corp. v. OVERBREAK, LLC (2×) also: Cited "see"
E.D. Va. · 2005 · confidence medium
Brassica Protection Products LLC v. Sunrise Farms (In re Cruciferous Sprout Litig.), 301 F.3d 1343, 1347 (Fed.Cir.2002).
cited Cited as authority (rule) Cargill, Inc. v. Sears Petroleum & Transport Corp.
N.D.N.Y. · 2004 · confidence medium
In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1346 (Fed.Cir.2002).
discussed Cited as authority (rule) Engate, Inc. v. Esquire Deposition Services, L.L.C.
N.D. Ill. · 2004 · confidence medium
The Federal Circuit has explained that “ ‘[u]nder the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates.’” In re Cruciferous Sprout Litigation, 301 F.3d 1343, 1349 (Fed.Cir.2002) (quoting MEHL/Biophile International Corp. v. Milgraum, 192 F.3d 1362, 1365 (Fed.Cir.1999)).
cited Cited as authority (rule) Lifetime Products, Inc. v. Correll, Inc.
D. Utah · 2004 · confidence medium
In Re Cruciferous Sprout Litigation, 301 F.3d 1343, 1349-52 (Fed.Cir.2002) (claims invalid as anticipated because prior *1146 art reference expressly or inherently disclosed all claim limitations).
discussed Cited as authority (rule) Smithkline Beecham Corporation and Beecham Group, P.L.C. v. Apotex Corp., Apotex, Inc., and Torpharm, Inc., Defendants-Cross (2×)
Fed. Cir. · 2004 · confidence medium
LLC v. Sunrise Farms (In re Cruciferous Sprout Litig.), 301 F.3d 1343, 1350 (Fed.Cir.2002) (characterizing as "common sense" Titanium Metals' rationale, including the injection of Section 101 into an anticipation analysis). 73 Both this court and the Supreme Court have recognized that there is a significant public policy interest in removing invalid patents from the public arena.
Retrieving the full opinion text from the archive…
In Re Cruciferous Sprout Litigation. Brassica Protection Products LLC and Johns Hopkins University
v.
Sunrise Farms, Becky Crikelair, and Frank Crikelair, and Edrich Farms Inc., Edward B. Stanfield, Iii, Edward F. Stanfield, Jr., Richard Stanfield, and Sally F. Stanfield, and Banner Mountain Sprouts, Banner Mountain Sprouts Inc., and Lawrence Ravitz, and Harmony Farms, Greg Lynn, and Lorna Lynn, and International Specialty Supply and Robert L. Rust
02-1031.
Court of Appeals for the Federal Circuit.
Sep 30, 2002.
301 F.3d 1343

301 F.3d 1343

In re CRUCIFEROUS SPROUT LITIGATION.
Brassica Protection Products LLC and Johns Hopkins University, Plaintiffs-Appellants,
v.
Sunrise Farms, Becky Crikelair, and Frank Crikelair, Defendants-Appellees, and
Edrich Farms Inc., Edward B. Stanfield, III, Edward F. Stanfield, Jr., Richard Stanfield, and Sally F. Stanfield, Defendants-Appellees, and
Banner Mountain Sprouts, Banner Mountain Sprouts Inc., and Lawrence Ravitz, Defendants-Appellees, and
Harmony Farms, Greg Lynn, and Lorna Lynn, and
International Specialty Supply and Robert L. Rust, Defendants-Appellees.

No. 02-1031.

United States Court of Appeals, Federal Circuit.

Decided August 21, 2002.

Rehearing and Rehearing En Banc Denied September 30, 2002.

E. Anthony Figg, Rothwell, Figg, Ernst & Manbeck, P.C., of Washington, DC, argued for plaintiffs-appellants. With him on the brief were Joseph A. Hynds and Mark I. Bowditch.

Joseph A. Kromholz, Ryan, Kromholz & Manion, of Milwaukee, Wisconsin, argued for defendants-appellees. With him on the brief for defendants-appellees Sunrise Farms, et al. was Daniel R. Johnson. On the brief for defendants-appellees Harmony Farms, et al. was Delbert J. Barnard, Barnard & Pauly, P.S. On the brief for defendants-appellees Edrich Farms Inc., et al. was Philip M. Andrews, Kramon & Graham, P.A., of Baltimore, Maryland. On the brief for defendants-appellees Banner Mountain Sprouts, et al. was Donald W. Ullrich, Jr., The Ullrich Law Firm, of Sacramento, California.

Before CLEVENGER, BRYSON, and PROST, Circuit Judges.

PROST, Circuit Judge.

[*~1343]1

Brassica Protection Products LLC and Johns Hopkins University (collectively "Brassica") appeal from the decision of the United States District Court for the District of Maryland granting summary judgment that U.S. Patent Nos. 5,725,895 ("the '895 patent"), 5,968,567 ("the '567 patent"), and 5,968,505 ("the '505 patent") are invalid as anticipated by the prior art. In re Cruciferous Sprout Patent Litig., 168 F.Supp.2d 534, 60 USPQ2d 1758 (D.Md. 2001). We affirm the district court's ruling.

BACKGROUND

2

The three patents-in-suit relate to growing and eating sprouts to reduce the level of carcinogens in animals, thereby reducing the risk of developing cancer. Specifically, the patents describe methods of preparing food products that contain high levels of substances that induce Phase 2 enzymes. These enzymes are part of the human body's mechanism for detoxifying potential carcinogens. Thus, they have a chemoprotective effect against cancer. '895 patent, col. 1, ll. 28-34. Foods that are rich in glucosinolates, such as certain cruciferous sprouts, have high Phase 2 enzyme-inducing potential. The inventors of the patents-in-suit recognized that the Phase 2 enzyme-inducing agents (or their glucosinolate precursors) are far more concentrated in certain sprouts (such as broccoli and cauliflower but not cabbage, cress, mustard or radish) that are harvested before the two-leaf stage than in corresponding adult plants. Id. at col. 7, l. 63 col. 8, l. 14. However, glucosinolate levels in cruciferous plants can be highly variable. See id. at col. 12, ll. 66-67 ("There is variation in inducer potential among different broccoli cultivars."). According to the inventors, it is therefore desirable to select the seeds of those cruciferous plants which, when germinated and harvested before the two-leaf stage, produce sprouts that contain high levels of the desired enzyme-inducing potential.

3

The '895 patent was filed on September 15, 1995, and claims, inter alia, "A method of preparing a food product rich in glucosinolates, comprising germinated cruciferous seeds, with the exception of cabbage, cress, mustard and radish seeds, and harvesting sprouts prior to the 2-leaf stage, to form a food product comprising a plurality of sprouts." '895 patent, claim 1. The '567 patent is a continuation of the '895 application and it claims a "method of preparing a human food product" from sprouts. '567 patent, claims 1 and 9. The '505 patent is a divisional of the '895 application and it claims a "method of increasing the chemoprotective amount of Phase 2 enzymes in a mammal," as well as a "method of reducing the level of carcinogens in a mammal," by creating a "food product" from sprouts and then "administering said food product" to a mammal. '505 patent, claims 1 and 16.

4

The three patents-in-suit are owned by Johns Hopkins University and exclusively licensed to Brassica Protection Products LLC. Johns Hopkins and Brassica sued Sunrise Farms, Becky Crikelair, Frank Crikelair, Edrich Farms, Inc., Edward B. Stanfield, III, Edward F. Stanfield, Jr., Richard Stanfield, Sally F. Stanfield, Banner Mountain Sprouts, Banner Mountain Sprouts, Inc., Lawrence Ravitz, Harmony Farms, International Specialty Supply, Greg Lynn, Lorna Lynn and Robert L. Rust (collectively "defendants") in various district courts. Pursuant to 28 U.S.C. § 1407, the Judicial Panel on Multidistrict Litigation consolidated the various cases in the District of Maryland for pretrial proceedings. On June 7, 2001, the defendants filed a joint motion for partial summary judgment of invalidity, arguing that the patents were anticipated by prior art references disclosing growing and eating sprouts. Brassica filed a cross-motion for summary judgment that the patents are not invalid. On July 23, 2001, the district court held a Markman hearing to address claim construction issues and the parties' motions for summary judgment.

5

On August 10, 2001, the court granted defendants' motion for summary judgment of invalidity and denied Brassica's cross-motion for summary judgment. According to the district court, "[t]he record before the Court makes it abundantly clear that, prior to the issuance of the patents-in-suit, one skilled in the art could, by following the teachings of the prior art, germinate broccoli seeds, harvest the sprouts, and sell them as a food product." In re Cruciferous Sprout Patent Litig., 168 F.Supp.2d at 540, 60 USPQ2d at 1762. While recognizing that the inventors of the patents-in-suit may have discovered a new and significant property of certain types of cruciferous sprouts, the district court concluded that "merely describing unexpected beneficial results of a known process does not entitle Plaintiffs to patent that process." Id. at 538, 60 USPQ2d at 1760. Thus, a "plant (broccoli sprouts), long well known in nature and cultivated and eaten by humans for decades, [cannot] be patented merely on the basis of a recent realization that the plant has always had some heretofore unknown but naturally occurring beneficial feature." Id. at 537, 60 USPQ2d at 1759. On October 1, 2001, the court entered a Judgment Under Rule 54(b) in favor of defendants but limited its invalidity ruling to claims 1-6 and 9 of the '895 patent, claims 1-8 of the '567 patent, and claims 1 and 16 of the '505 patent. In re Cruciferous Sprout Patent Litig., MDL Docket No. 1388 (D.Md. Oct. 1, 2001) (Rule 54(b) Determination). Brassica appeals the judgment of invalidity, arguing that the district court failed to properly construe the claims and did not apply the properly construed claims to the prior art when determining that the claims are anticipated under 35 U.S.C. § 102(b). We have jurisdiction under 28 U.S.C. § 1295(a)(1).

DISCUSSION

6

This court reviews a grant of summary judgment de novo, drawing all reasonable factual inferences in favor of the non-moving party. See, e.g., Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255, 106 S.Ct. 2505, 91 L.Ed.2d 202 (1986). Summary judgment is appropriate when there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Id. at 247-48. Anticipation is a question of fact, Gen. Elec. Co. v. Nintendo Co., 179 F.3d 1350, 1353, 50 USPQ2d 1910, 1912 (Fed.Cir.1999), and is determined by first construing the claims and then comparing the properly construed claims to the prior art, Gechter v. Davidson, 116 F.3d 1454, 1457, 43 USPQ2d 1030, 1032 (Fed.Cir.1997). Claim construction is an issue of law that we review de novo. Cybor Corp. v. FAS Techs., Inc., 138 F.3d 1448, 1456, 46 USPQ2d 1169, 1174 (Fed.Cir.1998) (en banc). We also determine de novo whether the evidence in the record raises any genuine disputes about material facts. Gen. Elec., 179 F.3d at 1353, 50 USPQ2d at 1912.

I.

7

Brassica contends that the district court erroneously construed the claims by failing to treat the preamble of claim 1 of the '895 patent as a limitation of the claims. In addition, Brassica argues that the district court failed to construe the limitations "rich in glucosinolates" (appearing in claims 1 and 9 of the '895 patent) and "high Phase 2 enzyme-inducing potential" (appearing in claim 1 of the '567 patent and claims 1 and 16 of the '505 patent).

8

No litmus test defines when a preamble limits claim scope. Corning Glass Works v. Sumitomo Elec. U.S.A., Inc., 868 F.2d 1251, 1257, 9 USPQ2d 1962, 1966 (Fed.Cir.1989). Whether to treat a preamble as a limitation is a determination "resolved only on review of the entirety of the patent to gain an understanding of what the inventors actually invented and intended to encompass by the claim." Id.; Catalina Mktg. Int'l v. Coolsavings.com, Inc., 289 F.3d 801, 808, 62 USPQ2d 1781, 1785 (Fed.Cir.2002). In general, a preamble limits the claimed invention if it recites essential structure or steps, or if it is "necessary to give life, meaning, and vitality" to the claim. Catalina Mktg., 289 F.3d at 808, 62 USPQ2d at 1784 (quoting Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305, 51 USPQ2d 1161, 1165 (Fed.Cir.1999)). Clear reliance on the preamble during prosecution to distinguish the claimed invention from the prior art may indicate that the preamble is a claim limitation because the preamble is used to define the claimed invention. Catalina Mktg., 289 F.3d at 808, 62 USPQ2d at 1785; Bristol-Myers Squibb Co. v. Ben Venue Labs., Inc., 246 F.3d 1368, 1375, 58 USPQ2d 1508, 1513 (Fed.Cir.2001).

9

In this case, both the specification and prosecution history indicate that the phrase "rich in glucosinolates" helps to define the claimed invention and is, therefore, a limitation of claim 1 of the '895 patent. The specification, for example, states that "this invention relates to the production and consumption of foods which are rich in cancer chemoprotective compounds." '895 patent, col. 1, ll. 18-19. A stated object of the invention is "to provide food products and food additives that are rich in cancer chemoprotective compounds." Id. at col. 2, ll. 38-39. The specification therefore indicates that the inventors believed their invention to be making food products that are rich in chemoprotective compounds, or, in other words, food products "rich in glucosinolates."[1] In addition, during reexamination[2] of the '895 patent the patentee argued as follows:

10

Claim 1 of the patent, for example, is directed to "[a] method of preparing a food product rich in glucosinolates, ... and harvesting sprouts prior to the 2-leaf stage, to form a food product comprising a plurality of sprouts." ... Although "rich in glucosinolates" is recited in the preamble of the claim, the pertinent case law holds that the preamble is given weight if it breathes life and meaning into the claim.... Accordingly, the cited prior art does not anticipate the claims because it does not explicitly teach a method of preparing a food product comprising cruciferous sprouts that are rich in glucosinolates or contain high levels of Phase 2 inducer activity.

11

This language shows a clear reliance by the patentee on the preamble to persuade the Patent Office that the claimed invention is not anticipated by the prior art. As such, the preamble is a limitation of the claims. See Bristol-Myers Squibb, 246 F.3d at 1375, 58 USPQ2d at 1513.

12

Brassica also asks this court to construe the phrases "rich in glucosinolates" and "high Phase 2 enzyme-inducing potential" to require "at least 200,000 units per gram fresh weight of Phase 2 enzyme-inducing potential at 3-days following incubation under conditions in which cruciferous seeds germinate and grow." '895 patent, col. 7, ll. 47-53.

13

"[T]he words of a claim are generally given their ordinary and accustomed meaning, unless it appears from the specification or the file history that they were used differently by the inventor." Carroll Touch, Inc. v. Electro Mech. Sys., Inc., 15 F.3d 1573, 1577, 27 USPQ2d 1836, 1840 (Fed.Cir.1993). However, "limitations appearing in the specification will not be read into claims, and ... interpreting what is meant by a word in a claim `is not to be confused with adding an extraneous limitation appearing in the specification, which is improper.'" Intervet Am., Inc. v. Kee-Vet Labs., Inc., 887 F.2d 1050, 1053, 12 USPQ2d 1474, 1476 (Fed.Cir.1989). Brassica's proposed construction violates this rule by improperly importing limitations from the specification into the claims. True, the specification states that "[s]uitable sprouts will have at least 200,000 units per gram of fresh weight of Phase 2 enzyme-inducing potential following 3-days incubation of seeds under conditions in which the seeds germinate and grow." '895 patent, col. 10, l. 66 col. 11, l. 2. The specification does not, however, indicate that the phrases "rich in glucosinolates" or "high in Phase 2 enzyme-inducing potential" are limited to these precise conditions. Rather, the specification uses the term "high" in its ordinary, comparative sense to mean "not low." For example, the specification states that "[t]he cruciferous sprouts of the instant invention have higher Phase 2 enzyme-inducer potential than market stage plants," id. at col. 14, ll. 5-7, and the "Phase 2 enzyme-inducing potential of such sprouts may be as much as several hundred times higher than that observed in adult, market stage vegetables obtained from the same seeds," id. at col. 8, ll. 6-9; see also Innovad Inc. v. Microsoft Corp., 260 F.3d 1326, 1332, 59 USPQ2d 1676, 1680 (Fed.Cir.2001) (construing the term "small volume" based in part on the specification's use of the phrase in its general sense to mean "not large"). Likewise, the term "rich" is not specifically defined or limited by the specification, but instead is used in its ordinary, relative sense. See, e.g., id. at col. 11, ll. 15-17 ("Mature Brussels sprouts and rapeseed are rich in these undesirable glucosinolates."); col. 11, ll. 37-39 ("Seeds, as well as sprouts have been found to be extremely rich in inducer potential.").

14

Brassica's proposed construction is also inconsistent with the language of the dependent claims. Claim 19 of the '567 patent recites: "The method according to claim 1, wherein said seeds produce cruciferous sprouts containing at least 200,000 units per gram fresh weight of Phase 2 enzyme-inducing potential measured after 3-days of growth." '567 patent, col. 22, ll. 62-65. Brassica's proposed construction would render this claim meaningless. See Comark Communications, Inc. v. Harris Corp., 156 F.3d 1182, 1187, 48 USPQ2d 1001, 1005-06 (Fed.Cir.1998) (finding a violation of the doctrine of claim differentiation when a proposed construction would render another claim superfluous). We therefore reject Brassica's proposed claim construction for the phrases "rich in glucosinolates" and "high in Phase 2 enzyme-inducing potential."

II.

15

Having construed the claim limitations at issue, we now compare the claims to the prior art to determine if the prior art anticipates those claims. In order to prove that a claim is anticipated under 35 U.S.C. § 102(b), defendants must present clear and convincing evidence that a single prior art reference discloses, either expressly or inherently, each limitation of the claim. Minn. Mining & Mfg. Co. v. Johnson & Johnson Orthopaedics, Inc., 976 F.2d 1559, 1565, 24 USPQ2d 1321, 1326 (Fed.Cir.1992).

16

Brassica argues that the prior art does not expressly or inherently disclose the claim limitations of "preparing a food product rich in glucosinolates" (claims 1 and 9 of the '895 patent), or "identifying seeds which produce cruciferous sprouts ... containing high Phase 2 enzyme-inducing potential" (claims 1 and 16 of the '505 patent, claim 1 of the '567 patent). According to Brassica, the prior art merely discusses growing and eating sprouts without mention of any glucosinolates or Phase 2 enzyme-inducing potential, and without specifying that particular sprouts having these beneficial characteristics should be assembled into a "food product."[3] Moreover, Brassica argues, the prior art does not inherently disclose these limitations because "at most, one following the prior art would have a possibility or probability of producing a food product high in Phase 2 enzyme-inducing potential" and the "fact that one following the prior art might have selected seeds meeting the limitations of the claims is not sufficient to establish inherent anticipation."

[*1343]17

It is well settled that a prior art reference may anticipate when the claim limitations not expressly found in that reference are nonetheless inherent in it. See, e.g., Atlas Powder Co. v. Ireco Inc., 190 F.3d 1342, 51 USPQ2d 1943 (Fed. Cir.1999); Titanium Metals Corp. v. Banner, 778 F.2d 775, 227 USPQ 773 (Fed.Cir.1985). "Under the principles of inherency, if the prior art necessarily functions in accordance with, or includes, the claimed limitations, it anticipates." MEHL/Biophile Int'l Corp. v. Milgraum, 192 F.3d 1362, 1365, 52 USPQ2d 1303, 1305 (Fed. Cir.1999) (finding anticipation of a method of hair depilation by an article teaching a method of skin treatment but recognizing the disruption of hair follicles, citing In re King, 801 F.2d 1324, 1326, 231 USPQ 136, 138 (Fed.Cir.1986)). "Inherency is not necessarily coterminous with the knowledge of those of ordinary skill in the art. Artisans of ordinary skill may not recognize the inherent characteristics or functioning of the prior art." MEHL/Biophile, 192 F.3d at 1365, 52 USPQ2d at 1305-06; Atlas Powder, 190 F.3d at 1347, 51 USPQ2d at 1946-47.

[*~1344]18

Brassica does not claim to have invented a new kind of sprout, or a new way of growing or harvesting sprouts. Rather, Brassica recognized that some sprouts are rich in glucosinolates and high in Phase 2 enzyme-inducing activity while other sprouts are not. See '895 patent, col. 10, ll. 28-42 ("Sprouts suitable as sources of cancer chemoprotectants are generally cruciferous sprouts, with the exception of cabbage (Brassica olecracea capitata), cress (Lepidiumsativum), mustard (Sinapis alba and S. niger) and radish (Raphanus sativus) sprouts."). But the glucosinolate content and Phase 2 enzyme-inducing potential of sprouts necessarily have existed as long as sprouts themselves, which is certainly more than one year before the date of application at issue here. See, e.g., Karen Cross Whyte, The Complete Sprouting Cookbook 4 (1973) (noting that in "2939 B.C., the Emperor of China recorded the use of health giving sprouts"). Stated differently, a sprout's glucosinolate content and Phase 2 enzyme-inducing potential are inherent characteristics of the sprout. Cf. Brian R. Clement, Hippocrates Health Program 8 (1989) (referring to "[i]nherent enzyme inhibitors, phytates (natural insecticides), oxalates, etc., present in every seed"). It matters not that those of ordinary skill heretofore may not have recognized these inherent characteristics of the sprouts. MEHL/Biophile, 192 F.3d at 1365, 52 USPQ2d at 1305.

19

Titanium Metals Corp. v. Banner is particularly instructive in this regard. In that case, the claim at issue recited:

20

A titanium base alloy consisting essentially by weight of about 0.6% to 0.9% nickel, 0.2% to 0.4% molybdenum, up to 0.2% maximum iron, balance titanium, said alloy being characterized by good corrosion resistance in hot brine environments.

[*~1345]21

Titanium Metals, 778 F.2d at 776, 227 USPQ at 774. The prior art disclosed a titanium base alloy having the recited components of the claim, but the prior art did not disclose that such an alloy was "characterized by good corrosion resistance in hot brine environments." We nevertheless held that the claim was anticipated by the prior art, because "it is immaterial, on the issue of their novelty, what inherent properties the alloys have or whether these applicants discovered certain inherent properties." Id. at 782, 774 F.2d 483, 227 USPQ at 779. Titanium Metals explained the rationale behind this common sense conclusion:

22

The basic provision of Title 35 applicable here is § 101, providing in relevant part: "Whoever invents or discovers any new ... composition of matter, or any new ... improvement thereof, may obtain a patent therefor, subject to the conditions and requirements of this title."

23

....

24

... [C]ounsel never came to grips with the real issues: (1) what do the claims cover and (2) is what they cover new? Under the laws Congress wrote, they must be considered. Congress has not seen fit to permit the patenting of an old alloy, known to others through a printed publication, by one who has discovered its corrosion resistance or other useful properties, or has found out to what extent one can modify the composition of the alloy without losing such properties.

[*~1346]25

Id. at 780, 782, 778 F.2d 775, 227 USPQ at 777-78. Brassica has done nothing more than recognize properties inherent in certain prior art sprouts, just like the corrosion resistance properties inherent to the prior art alloy in Titanium Metals.[4] While Brassica may have recognized something quite interesting about those sprouts, it simply has not invented anything new.

26

Brassica nevertheless argues that its claims are not anticipated because the prior art does not disclose selecting the particular seeds that will germinate as sprouts rich in glucosinolates and high in Phase 2 enzyme-inducing potential (as opposed to selecting other kinds of seeds to sprout) in order to form a food product. We disagree. The prior art teaches sprouting and harvesting the very same seeds that the patents recognize as producing sprouts rich in glucosinolates and having high Phase 2 enzyme-inducing potential. According to the patents, examples of suitable sprouts are

[*~1347]27

typically from the family Cruciferea, of the tribe Brassiceae, and of the subtribe Brassicinae. Preferably the sprouts are Brassica oleracea selected from the group of varieties consisting of acephala (kale, collards, wild cabbage, curly kale), medullosa (marrowstem kale), ramosa (thousand head kale), alboglabra (Chinese kale), botrytis (cauliflower, sprouting broccoli), costata (Portugese kale), gemmifera (Brussels sprouts), gongylodes (kohlrabi), italica (broccoli), palmifolia (Jersey kale), sabauda (savoy cabbage), sabellica (collards), and selensia (borecole), among others.

[*~1349]28

'895 patent, col. 10, ll. 32-42. Numerous prior art references identify these same sprouts as suitable for eating. See, e.g., Stephen Facciola, Cornucopia: A Source Book of Edible Plants 47 (1990) (listing "Brassica oleracea Botrytis Group Cauliflower ... Sprouted seeds are eaten"), Esther Munroe, Sprouts to Grow and Eat 9-14 (1974) (identifying "Broccoli, Brussels sprouts, Cabbage, Cauliflower, Collards and Kale"). These references therefore meet the claim limitation of identifying seeds to use in order to have sprouts with the inherent properties of glucosinolates and high Phase 2 enzyme-inducing activity. Despite the patents' admissions about the suitability of particular plant species found in these prior art references, Brassica argues that only specific cultivars of these plant species are rich in glucosinolates and high in Phase 2 enzyme-inducing activity. Thus, according to Brassica, the prior art fails to meet the "identifying" steps of the claims because it does not specify which cultivars should be sprouted. However, all of the appropriate cultivars that are identified in Brassica's patent are in the public domain. '895 patent, col. 10, ll. 43-65. Brassica cannot credibly maintain that no one has heretofore grown and eaten one of the many suitable cultivars identified by its patents. It is unnecessary for purposes of anticipation for the persons sprouting these particular cultivars to have realized that they were sprouting something rich in glucosinolates and high in Phase 2 enzyme-inducing potential. Atlas Powder, 190 F.3d at 1348, 51 USPQ2d at 1947 ("The public remains free to make, use, or sell prior art compositions or processes, regardless of whether or not they understand their complete makeup of the underlying scientific principles which allow them to operate.").

[*~1350]29

The prior art also discloses the remaining limitations of the claims. The Munroe reference, for example, recommends that sprouts be harvested between "3 to 5 days for a sprouted length of ½ to 1 inch." Munroe at 9. Photographs of these sprouts show that they have not yet reached the two-leaf stage of development. Id. at 10-13. Thus, this reference discloses the claim limitations of germinating the appropriate cruciferous seeds and harvesting the resulting sprouts prior to the 2-leaf stage. See '895 patent, claims 1 and 9; '567 patent, claims 1 and 2; '505 patent, claims 1 and 16. Munroe also discloses that these particular sprouts can be used in food products such as "soups, salads and main dishes," id. at p. 14, thereby meeting the claim limitation of forming a food product comprising a plurality of the sprouts ('895 patent claims 1 and 9; '567 patent, claims 1 and 8; '505 patent, claims 1 and 16) and the claim limitation of administering (eating) the food product ('505 patent, claims 1 and 16). The Munroe reference therefore discloses each and every limitation of these claims of the patents. See also, Meyerowitz, Growing Vegetables Indoors (1990).

30

In summary, the prior art inherently contains the claim limitations that Brassica relies upon to distinguish its claims from the prior art. While Brassica may have recognized something about sprouts that was not known before, Brassica's claims do not describe a new method.

CONCLUSION

31

For the foregoing reasons, we affirm the district court's summary judgment that the claims at issue are anticipated by the prior art. The prior art indisputably includes growing, harvesting and eating particular sprouts which Brassica has recognized as being rich in glucosinolates and high in Phase 2 enzyme-inducing potential. But the glucosinolate content and Phase 2 enzyme-inducing potential of these sprouts are inherent properties of the sprouts put there by nature, not by Brassica. Brassica simply has not claimed anything that is new and its claims are therefore invalid.

[*~1351]32

AFFIRMED.

Notes:

1

Phase 2 enzymes are part of the human body's mechanism for detoxifying potential carcinogens. These enzymes therefore have a chemoprotective effect against cancer. According to the '895 patent, "most of the [Phase 2 enzyme] inducer potential of crucifer plants is due to their content of isothiocyanates and their biogenic precursors, glucosinolates." '895 patent, col. 8, ll. 14-16

2

On December 6, 1999, the Patent Office granted a request for reexamination of the '895 patent. Claims 1-6 and 9-13 were rejected as anticipated by or obvious in light of many of the same prior art references relied on by the defendants in this case. After considering the patentee's arguments and declarations in support of patentability, the Patent Office issued a reexamination certificate and gave the following examiner's statement of reasons for patentability: "a method of preparing a food product wherein cruciferous sprouts, with the exception of cabbage, cress, mustard, and radish sprouts, that are rich in glucosinolates or contain high levels of phase 2 inducer activity are harvested prior to the 2-leaf stage is not taught or fairly suggested by the prior art or any combination thereof."

3

"A food product is any ingestible preparation containing the sprouts of the instant invention, or extracts or preparations made from these sprouts ...." '895 patent, col. 6, ll. 26-28

4

Most of the claims at issue are method claims, not composition or product claims. Nevertheless, the principles ofTitanium Metals still apply. See, e.g., MEHL/Biophile, 192 F.3d at 1366-67, 52 USPQ2d at 1306 (finding anticipation by inherency of a method of hair depilation); Bristol-Myers, 246 F.3d at 1376, 58 USPQ2d at 1514 (Fed.Cir.2001) (stating that "[n]ewly discovered results of known processes directed to the same purpose are not patentable because such results are inherent").