Carlton Allen v. Bd. Of Educ., Unified Sch. Dist. 436, 68 F.3d 401 (10th Cir. 1995). · Go Syfert
Carlton Allen v. Bd. Of Educ., Unified Sch. Dist. 436, 68 F.3d 401 (10th Cir. 1995). Cases Citing This Book View Copy Cite
69 citation events (57 in the last 25 years) across 13 distinct courts.
Strongest positive: Clann Enterprises, LLC and Native Plains Excavating & Contracting, LLC v. Tim Wilson, an individual; Rick’s Repair & Construction, LLC, a Texas limited liability company; Ricardo Fragoso, an individual; Titan Business Solutions, LLC, a Texas limited liability company; Andy Andrews, an individual; Kim Andrews, an individual; Andrews Mining Consulting, LLC, an Oklahoma limited liability company; and Alexander Keranen, an individual. (oknd, 2025-12-15)
Treatment trajectory · 1995 → 2026 · click a year to view as-of
1995 2010 2026
Top citers, strongest first. 34 distinct citers. How cited ↗
cited Cited as authority (rule) Javier Rangel v. Paulain Mercier, an individual; One, LLC, an Ohio Corporation; Big Black Eagle, LLC, an Illinois Corporation; Ryder Integrated Logistics, Inc.; and John Doe Company
W.D. Okla. · 2025 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995) (quoting Fox, 16 F.3d at 1082).
cited Cited as authority (rule) United States of America ex rel. AGR Group, LLC v. Matt Hirschbeil
D. Colo. · 2025 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995) (internal citations and quotation marks omitted).
cited Cited as authority (rule) Dauwe v. Fruitland Irrigation Company
D. Colo. · 2025 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995) (internal citations and quotation marks omitted).
discussed Cited as authority (rule) Ultraclean Fuel (Transmix), LLC v. LDC Energy, LLC (2×) also: Cited "see, e.g."
D.N.M. · 2025 · confidence medium
Dist. 436, 68 F.3d 401, 404 (10th Cir. 1995); compare id. (discussing Colorado River abstention), with Iowa Mut., 480 U.S. at 16 n.8 (finding tribal exhaustion rule analogous to Colorado River abstention).
discussed Cited as authority (rule) 1000 Hillcrest Drive PropCo, LLC v. Hastings (2×)
D. Kan. · 2025 · confidence medium
No. 435, 68 F.3d 401, 402 (10th Cir. 1995). 5 D.A.
cited Cited as authority (rule) Schlagel v. Discount Tire Co., Inc.
D. Colo. · 2025 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995) (cleaned up).
cited Cited as authority (rule) Steckler Wayne & Love, PLLC v. Lowe
D. Kan. · 2024 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995).
discussed Cited as authority (rule) Johnson v. Textron Aviation, Inc.
D. Kan. · 2023 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995) (“Before reaching the abstention issue, the district court must determine whether the state and federal proceedings are parallel.” (internal quotations omitted)); see also United States v. City of Las Cruces, 289 F.3d 1170, 1182-83 (10th Cir. 2002) (“Requiring district courts to first determine whether the federal and state proceedings are parallel before considering the other Colorado River factors is consistent with the narrowness of the doctrine.”); Fox v. Maulding, 16 F.3d 1079, 1082 (10th Cir. 1994) (reversing the district court’s dis…
cited Cited as authority (rule) Crawford v. Guaranty State Bank & Trust Company, The
D. Kan. · 2023 · confidence medium
No. 435, 68 F.3d 401, 402 (10th Cir. 1995). 49 See, e.g., Chesapeake Operating, L.L.C. v. C.C.
cited Cited as authority (rule) J.R. Filanc Construction Company, Inc. v. Town of Lyons
D. Colo. · 2022 · confidence medium
Dist., 436, 68 F.3d 401, 403 (10th Cir. 1995) (internal citations and quotation marks omitted).
cited Cited as authority (rule) Archipley v. Telluride Council for the Arts and Humanities
D. Colo. · 2022 · confidence medium
Dist., 436, 68 F.3d 401, 403 (10th Cir. 1995).
cited Cited as authority (rule) Leago v. Ricks
D. Colo. · 2021 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995).
cited Cited as authority (rule) Sanchez v. Rushton
D.N.M. · 2020 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995).
cited Cited as authority (rule) Sports Rehab Consulting LLC v. Vail Clinic Inc.
D. Colo. · 2020 · confidence medium
Dist., 436, 68 F.3d 401, 403 (10th Cir. 1995).
cited Cited as authority (rule) Washington International Insurance Company v. Keeney
E.D. Tex. · 2020 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir. 1995)).
cited Cited as authority (rule) United My Funds, LLC v. Perera
E.D. Tex. · 2020 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir. 1995)).
cited Cited as authority (rule) Butler v. Kelly
D. Kan. · 2019 · confidence medium
Dist. 436, 68 F.3d 401, 403-04 (10th Cir. 1995).
discussed Cited as authority (rule) Kalhorn v. Pham (2×) also: Cited "see"
D. Colo. · 2019 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995).
discussed Cited as authority (rule) In Re Bfw Liquidation, LLC
Bankr. N.D. Ala. · 2011 · confidence medium
Asbestos Litigation, 78 F.3d 764, 775 (2nd Cir.1996) (abstention from hearing declaratory judgment action); Allen v. Board of Educ., Unified School Dist. 436, 68 F.3d 401, 403 (9th Cir.1995)(Colorado River abstention); Pittsburg & Midway Coal Min.
cited Cited as authority (rule) Finserv Casualty Corp. v. Settlement Funding, LLC
S.D. Tex. · 2010 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir.1995).
cited Cited as authority (rule) Health Care & Retirement Corp. of America v. Heartland Home Care, Inc.
D. Kan. · 2004 · confidence medium
No. 436, 68 F.3d 401, 402 (10th Cir.1995); Fox I, 16 F.3d at 1081 .
discussed Cited as authority (rule) Central States Industrial Supply, Inc. v. McCullough
N.D. Iowa · 2002 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir.1995); New Beckley Mining Corp. v. International Union, UMWA, 946 F.2d 1072 , 1073 (4th Cir.1991), cert. denied, 503 U.S. 971 , 112 S.Ct. 1587 , 118 L.Ed.2d 306 (1992); Day v. Union Mines, Inc., 862 F.2d 652, 655 (7th Cir.1988); but see National Union Fire Ins.
discussed Cited as authority (rule) Kingland Systems Corp. v. Colonial Direct Financial Group, Inc.
N.D. Iowa · 2002 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir.1995); New Beckley Mining Corp. v. International Union, UMWA, 946 F.2d 1072 , 1073 (4th Cir.1991), cert. denied, 503 U.S. 971, 112 S.Ct. 1587 , 118 L.Ed.2d 306 (1992); Day v. Union Mines, Inc., 862 F.2d 652, 655 (7th Cir.1988); but see National Union Fire Ins.
cited Cited as authority (rule) Waddell & Reed Financial, Inc. v. Torchmark Corp.
D. Kan. · 2001 · confidence medium
Dist. 436, 68 F.3d 401, 402 (10th Cir.1995); Fox v. Maulding, 16 F.3d 1079, 1081 (10th Cir.1994) (“Fox I”).
cited Cited as authority (rule) Aar International, Incorporated v. Nimelias Enterprises S.A., Vacances Heliades S.A. And Princess Airlines S.A.
7th Cir. · 2001 · confidence medium
Dist. 136, 68 F.3d 401, 403 (10th Cir.1995), we conclude that the federal and foreign actions are not parallel.
cited Cited as authority (rule) AAR Int'l Inc v. Nimelias Enterprises
7th Cir. · 2001 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir. 1995), we conclude that the federal and foreign actions are not parallel.
discussed Cited as authority (rule) Jones v. Great Southern Life
10th Cir. · 2000 · confidence medium
In this connection, see Allen v. Board of Educ., 68 F.3d 401, 403 (10th Cir. 1995). -3- should stay its proceedings until a parallel state action is first resolved, as such are enumerated in, for example, Colorado River Water Conservation District v. United States, 424 U.S. 800 (1976), Moses H.
discussed Cited as authority (rule) Calumet Gaming Group-Kansas, Inc. v. Kickapoo Tribe of Kansas
D. Kan. · 1997 · confidence medium
Dist. 436, 68 F.3d 401, 404 (10th Cir.1995) (discussing Colorado River abstention); see also Iowa Mutual, 480 U.S. at 16 n. 8, 107 S.Ct. at 976-77 n. 8 (tribal exhaustion rule is analogous to Colorado’ River abstention).
cited Cited as authority (rule) Howard Ex Rel. Howard v. Cherry Hills Cutters, Inc.
D. Colo. · 1997 · confidence medium
Allen v. Board of Education, 68 F.3d 401, 403 (10th Cir.1995).
cited Cited as authority (rule) Klein v. University of Kansas Medical Center
D. Kan. · 1997 · confidence medium
Dist. 436, 68 F.3d 401, 403 (10th Cir.1995) (quoting Fox v. Maulding, 16 F.3d 1079, 1081-82 (10th Cir.1994)).
cited Cited "see" THI OF NEW MEXICO AT LAS CRUCES, LLC v. Fox
D.N.M. · 2010 · signal: see · confidence high
See Allen v. Bd. of Educ., 68 F.3d 401, 404 (10th Cir.1995) (“We think the better practice is to stay the federal action pending the outcome of the state proceedings.”).
cited Cited "see" American Freight System, Inc. v. Powell
D. Kan. · 1997 · signal: see · confidence high
See Allen, 68 F.3d at 403-04 .
discussed Cited "see" Shadwick v. Butler National Corp.
D. Kan. · 1996 · signal: see · confidence high
Although plaintiff also has requested to dismiss defendants’ counterclaim because of a parallel proceeding, the Tenth Circuit has stated that "the better practice is to stay [rather than dismiss] the federal action pending the outcome of the state proceedings.” Fox v. Maulding, 16 F.3d 1079, 1082 (10th Cir.1994); see Allen v. Board of Educ., Unified School Dist. 436, 68 F.3d 401, 404 (10th Cir.1995). 2 .
Retrieving the full opinion text from the archive…
Carlton Allen
v.
Board of Education, Unified School District 436 Jackie Freisberg Joye Nunneley Tim Rigdon Rex Barrett Tim Carson Harold L. Howard John Andrew Metsker Susan Johnson Nancy Zimmerman Laura O'Dell Julie Jensen Doug Jensen, in Their Individual and Official Capacities
95-3003.
Court of Appeals for the Tenth Circuit.
Oct 17, 1995.
68 F.3d 401
Cited by 32 opinions  |  Published

68 F.3d 401

104 Ed. Law Rep. 102

Carlton ALLEN, Plaintiff-Appellant,
v.
BOARD OF EDUCATION, UNIFIED SCHOOL DISTRICT 436; Jackie
Freisberg; Joye Nunneley; Tim Rigdon; Rex Barrett; Tim
Carson; Harold L. Howard; John Andrew Metsker; Susan
Johnson; Nancy Zimmerman; Laura O'Dell; Julie Jensen;
Doug Jensen, in their individual and official capacities,
Defendants-Appellees.

No. 95-3003.

United States Court of Appeals,
Tenth Circuit.

Oct. 17, 1995.

W.J. Fitzpatrick of Fitzpatrick & Bass, Independence, Kansas, for Plaintiff-Appellant.

Kenneth J. Reilly of Shook, Hardy & Bacon, Kansas City, Missouri, for Defendants-Appellees.

Before BALDOCK, HOLLOWAY, and BRORBY, Circuit Judges.

BRORBY, Circuit Judge.

[*~401]1

Plaintiff Carlton Allen appeals from an order of the district court dismissing his complaint for lack of jurisdiction. We reverse.[1]

2

Mr. Allen had been employed by the defendant Board of Education as a school principal for fourteen years. After being notified that the Board had decided not to renew his contract for the 1993-94 school year, Mr. Allen requested a hearing. After the hearing, the Board reaffirmed its decision and Mr. Allen appealed to the state district court. The court dismissed the appeal holding Mr. Allen could not appeal an administrative decision. Mr. Allen then appealed to the Kansas Court of Appeals which reversed holding that because the Board had been acting in a quasi-judicial capacity when conducting the hearing, Mr. Allen could appeal. See Allen v. Board of Educ. of Unified Sch. Dist. No. 436, 19 Kan.App.2d 873, 878 P.2d 223 (1994). Mr. Allen's appeal of the Board's decision is currently pending in state court.

3

Mr. Allen also commenced a separate original action in state court in which he raised both state and federal claims.[2] Mr. Allen sought actual and punitive damages against all defendants plus attorney's fees, interest, and costs. Defendants removed the action to federal district court.

4

The district court granted defendants' motion to dismiss on the ground that it had no jurisdiction over the action because Mr. Allen's suit was an attempt to collaterally attack the Board's decision, an action prohibited by state law. See Francis v. Unified Sch. Dist. No. 457, 19 Kan.App.2d 476, 871 P.2d 1297, 1300-01 (1994) (no collateral action is permitted if statute provides exclusive appellate remedy).

5

We do not agree that this case is governed by state law. Mr. Allen raised issues of federal law which are now, following removal, presented in federal court. Therefore, because Mr. Allen has two cases proceeding in two different courts, the court should consider whether abstention is appropriate. See Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 813, 96 S.Ct. 1236, 1243, 47 L.Ed.2d 483 (1976) (under abstention doctrine, district court may decline to exercise or decide to postpone the exercise of its jurisdiction in light of parallel state proceedings).

6

We must remand this case for the district court to make this determination. "We decline to determine in the first instance whether deference to the state court proceedings is warranted, for to do so would overstep the bounds of our review for abuse of discretion and enter the realm of de novo review." Fox v. Maulding, 16 F.3d 1079, 1082 (10th Cir.1994).

7

Before reaching the abstention issue, the district court must determine "whether the state and federal proceedings are parallel. Suits are parallel if substantially the same parties litigate substantially the same issues in different forums." Id. at 1081 (citations and quotation omitted). The court should "examine the state proceedings as they actually exist to determine whether they are parallel to the federal proceedings," id., resolving any doubt "in favor of exercising federal jurisdiction," id. at 1082.

[*~402]8

If the district court determines the cases are not parallel, it should proceed. If the cases are parallel, the court must decide whether to abstain. Abstention is appropriate where (1) "a federal constitutional issue might be mooted or presented in a different posture by a state court determination of pertinent state law[;]" (2) "difficult questions of state law" are present which impact "policy problems of substantial public import whose importance transcends the result in the case then at bar[;]" or (3) "federal jurisdiction has been invoked for the purpose of restraining state criminal proceedings." Colorado River Water, 424 U.S. at 814-16, 96 S.Ct. at 1244-45 (quotation and citations omitted). The court should also consider wise judicial administration with regard to conservation of judicial resources and comprehensive disposition of litigation, id. at 817, 96 S.Ct. at 1246, and may also look at which court first assumed jurisdiction over the action, the inconvenience of the federal forum, and the desirability of avoiding piecemeal litigation,[3] id. at 818, 96 S.Ct. at 1246.

9

These factors are not to be applied as "a mechanical checklist," but rather are to be carefully balanced "with the balance heavily weighted in favor of the exercise of jurisdiction." Moses H. Cone Memorial Hosp. v. Mercury Constr. Corp., 460 U.S. 1, 16, 103 S.Ct. 927, 936, 74 L.Ed.2d 765 (1983); see also Deakins v. Monaghan, 484 U.S. 193, 203, 108 S.Ct. 523, 530, 98 L.Ed.2d 529 (1988) (federal courts have "virtually unflagging obligation" to exercise jurisdiction except in extraordinary case where continuing proceeding in state court would clearly serve "important countervailing interest") (quotations omitted); Colorado River Water, 424 U.S. at 813, 96 S.Ct. at 1243 (abstention is exception not rule).

10

No one factor is determinative. Generally, "the pendency of an action in the state court is no bar to proceedings concerning the same matter in the Federal court having jurisdiction." Id. at 817, 96 S.Ct. at 1246 (quotation omitted). Exhaustion of state administrative remedies is not required before bringing a federal action. See Patsy v. Board of Regents, 457 U.S. 496, 516, 102 S.Ct. 2557, 2567, 73 L.Ed.2d 172 (1982); see also McCarthy v. Madigan, 503 U.S. 140, 146-49, 112 S.Ct. 1081, 1086-88, 117 L.Ed.2d 291 (1992) (identifying three broad sets of circumstances where exhaustion not required, including when agency lacks authority to adjudicate issue raised or to grant relief requested).

11

We note we would be constrained to hold the district court had abused its discretion if it were to decide to abstain by dismissing this action. A court has no discretion to dismiss rather than to stay an action if the plaintiff has set forth claims for monetary damages that cannot be redressed in state court. See Deakins, 484 U.S. at 202, 108 S.Ct. at 529; see also Myers v. Garff, 876 F.2d 79, 81 (10th Cir.1989). Further, this court has expressed a general preference in abstention cases for issuance of a stay rather than dismissal.

12

We think the better practice is to stay the federal action pending the outcome of the state proceedings. In the event the state court proceedings do not resolve all the federal claims, a stay preserves an available federal forum in which to litigate the remaining claims, without the plaintiff having to file a new federal action.

13

Fox, 16 F.3d at 1083; see also Bettencourt v. Board of Registration In Medicine, 904 F.2d 772, 781 (1st Cir.1990) (expressing preference for staying federal action, in part because statute of limitations might otherwise run on federal claims pending resolution of state action).

14

We decline to address the issues of immunity raised by defendants as they are premature.

[*~403]15

The judgment of the United States District Court for the District of Kansas is REVERSED, and the case is REMANDED for further proceedings in accordance with this opinion.

1

After examining the briefs and appellate record, this panel has determined unanimously to grant the parties' request for a decision on the briefs without oral argument. See Fed.R.App.P. 34(f) and 10th Cir.R. 34.1.9. The case is therefore ordered submitted without oral argument

2

The federal claims were brought under 42 U.S.C. Secs. 1983, 1985 and 29 U.S.C. Sec. 623(a)(1)

3

We note, however that Sec. 1983 was adopted to provide alternative, supplemental relief to persons who almost always have a state law remedy. Monroe v. Pape, 365 U.S. 167, 183, 81 S.Ct. 473, 481, 5 L.Ed.2d 492 (1961), overruled on other grounds, Monell v. Department of Social Servs., 436 U.S. 658, 98 S.Ct. 2018, 56 L.Ed.2d 611 (1978). Therefore, "piecemeal litigation and some duplication of judicial effort" is unavoidable to preserve the "access to the federal relief which section 1983 assures," Signad, Inc. v. City of Sugar Land, 753 F.2d 1338, 1340 (5th Cir.) (quotation omitted), cert. denied, 474 U.S. 822, 106 S.Ct. 75, 88 L.Ed.2d 61 (1985)