Netterville v. United States, 434 U.S. 1009 (1978). · Go Syfert
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Netterville v. United States, 434 U.S. 1009 (1978). Cases Citing This Book View Copy Cite
“t has been uniformly held that 'willfully' in this context means intentionally committing the act which constitutes the violation”
79 citation events (1 in the last 25 years) across 20 distinct courts.
Strongest positive: Whitney v. Securities & Exchange Commission (cadc, 1979-06-28)
Treatment trajectory · 1978 → 2026 · click a year to view as-of
1978 2002 2026
Top citers, strongest first. 18 distinct citers. How cited ↗
discussed Cited as authority (quoted) Whitney v. Securities & Exchange Commission
D.C. Cir. · 1979 · quote attribution · 1 verbatim quote · confidence low
t has been uniformly held that 'willfully' in this context means intentionally committing the act which constitutes the violation
cited Cited "see" Donald Hateley, the Cambridge Group, and Wendy Seretan v. Securities and Exchange Commission
9th Cir. · 1993 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171, 183-85 (2d Cir.1977), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978); Beck v. SEC, 430 F.2d 673, 674-75 (6th Cir.1970).
discussed Cited "see" Alexander v. Trustees of Boston University
D. Mass. · 1984 · signal: see · confidence high
See Arthur Upper Corp. v. SEC, 547 F.2d 171 (2d Cir.1976), reh. denied 551 F.2d 915 (1977), cert. denied 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978); Power v. United States, 531 F.2d 505, 509 , 209 Ct.Cl. 126 (1976), cert. denied 444 U.S. 1044 , 100 S.Ct. 731 , 62 L.Ed.2d 730 (1980).
cited Cited "see" John P. DECKER, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
10th Cir. · 1980 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171 , 180 n.6 (2d Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
cited Cited "see" Wellman v. Dickinson
S.D.N.Y. · 1980 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171, 181-2 (2d Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
cited Cited "see" IIT v. Cornfeld
2d Cir. · 1980 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171 (2 Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
discussed Cited "see" Iit, An International Investment Trust v. Bernard Cornfeld
2d Cir. · 1980 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171 (2 Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978). 13 Andersen is alleged to have "aided and abetted" the aforementioned conspiracy, partly because of its accounting work on the false and misleading prospectus.
discussed Cited "see" Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
5th Cir. · 1979 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171 , 180 n. 6 (2d Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978); cf. In re Ruffalo, 390 U.S. at 550 , 88 S.Ct. at 1226 (disbarment is a penalty).
discussed Cited "see" Porter & Dietsch, Inc. v. Federal Trade Commission
7th Cir. · 1979 · signal: accord · confidence high
Accord, Arthur Lipper Corp. v. SEC, 547 F.2d 171 , 182 n. 8 (2d Cir. 1976), Cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978). 21 The participation of Chairman Pertschuk and Commissioner Dole in the decision of the case at bar was proper.
cited Cited "see" Porter & Dietsch, Inc. v. Federal Trade Commission
7th Cir. · 1979 · signal: accord · confidence high
Accord, Arthur Upper Corp. v. SEC, 547 F.2d 171 , 182 n. 8 (2d Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
cited Cited "see" Touche Ross & Co. v. Sec
2d Cir. · 1979 · signal: see · confidence high
See Arthur Lipper Corp. v. SEC, 547 F.2d 171, 183-85 (2d Cir. 1976), Cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
cited Cited "see" Touche Ross & Co. v. Securities & Exchange Commission
2d Cir. · 1979 · signal: see · confidence high
See Arthur Upper Corp. v. SEC, 547 F.2d 171, 183-85 (2d Cir. 1976), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
discussed Cited "see" United States v. Pearlstein (2×)
3rd Cir. · 1978 · signal: accord · confidence high
Accord, United States v. Netterville, 553 F.2d 903, 909 (5th Cir. 1977), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
discussed Cited "see" United States v. Pearlstein (2×)
3rd Cir. · 1978 · signal: accord · confidence high
Accord, United States v. Netterville, 553 F.2d 903, 909 (5th Cir. 1977), cert. denied, --- U.S. ----, 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978).
discussed Cited "see" Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.
2d Cir. · 1978 · signal: see · confidence high
See Arthur Upper Corp. v. SEC, 547 F.2d 171, 180-81 (2 Cir. 1976), cert. denied,-U.S.-, 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978); Rolf v. Blyth, Eastman Dillon & Co., Inc., 570 F.2d 38 , 45, (2 Cir. 1977), see generally Haimoff, Holmes Looks at Hochfelder and 10b-5, 32 Bus.Law. 147 (1976); Bucklo, The Supreme Court Attempts to Define Scienter Under Rule 10b— 5: Ernst & Ernst v. Hochfelder, 29 Stan.L.
discussed Cited "see, e.g." John R. D'Alessio and D'Alessio Securities, Inc. v. Securities and Exchange Commission
2d Cir. · 2004 · signal: see also · confidence low
In the analogous context of our review of SEC-imposed sanctions, we have refused, on due process grounds, to defer to the Commission’s imposition of sanctions where “doing so would penalize an individual who has not received fair notice of a regulatory violation.” Upton v. SEC, 75 F.3d 92, 98 (2d Cir.1996); see also Arthur Lipper Corp. v. SEC, 547 F.2d 171, 184 (2d Cir.1976) (revising and limiting SEC sanctions where the violations occurred during “years of considerable uncertainty as to the regulatory climate concerning [the violation]”), cer t. denied, 434 U.S. 1009 , 98 S.Ct. 719 …
discussed Cited "see, e.g." UNITED STATES of America, Plaintiff-Appellee, v. Morris D. ENGLISH, Jr., Defendant-Appellant
9th Cir. · 1996 · signal: compare · confidence low
Compare, e.g., Arthur Lipper Corp. v. SEC, 547 F.2d 171 , 181 n. 7 (2d Cir.1976) (noting that "a finding of actual knowledge [of the law violated] is not necessary for finding criminal liability under [§ 77x] of the Securities Act for ‘willful violations of ... § 77q”), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978), with United States v. Gentile, 530 F.2d 461, 470 (2d Cir.) (holding that a district court’s knowingly and willfully instructions under § 77q(a) and § 77x "adequately advised the jury that each defendant had to have actual knowledge he was participatin…
discussed Cited "see, e.g." Cornfeld v. Investors Overseas Services, Ltd.
S.D.N.Y. · 1979 · signal: see, e.g. · confidence low
See, e. g., Arthur Upper Corp. v. SEC, 547 F.2d 171 (2d Cir. 1977), cert. denied, 434 U.S. 1009 , 98 S.Ct. 719 , 54 L.Ed.2d 752 (1978); King v. United States, 545 F.2d 700 (10th Cir. 1976); In re Colorado Corp., 531 F.2d 463 (10th Cir. 1976); Bersch v. Drexel Firestone, Inc., 519 F.2d 974 (2d Cir.), cert. denied sub nom. 423 U.S. 1018 , 96 S.Ct. 453 , 46 L.Ed.2d 389 (1975); International Controls Corp. v. Vesco, 490 F.2d 1334 (2d Cir.), cert. denied, 417 U.S. 932 , 94 S.Ct. 2644 , 41 L.Ed.2d 236 (1974); IIT v. Cornfeld, 462 F.Supp. 209 (S.D.N.Y.1978); Venture Fund v. Willkie Farr & Gallagher, …
Retrieving the full opinion text from the archive…
Netterville
v.
United States
No. 77-237.
Supreme Court of the United States.
Jan 9, 1978.
434 U.S. 1009
Cited by 2 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 64%
Citer courts: D.C. Circuit (1)

C. A. 5th Cir. Certiorari denied.