Register v. United States, 385 U.S. 817 (1966). · Go Syfert
Register v. United States, 385 U.S. 817 (1966). Cases Citing This Book View Copy Cite
G Cite
cited 4× by 2 distinct cases · “Colonial Realty ”
305 citation events (4 in the last 25 years) across 72 distinct courts.
Strongest positive: Heath v. Securities and Exchange Commission (ca2, 2009-11-04)
Treatment trajectory · 1967 → 2026 · click a year to view as-of
1967 1996 2026
Top citers, strongest first. 48 distinct citers. How cited ↗
discussed Cited as authority (quoted) Heath v. Securities and Exchange Commission
2d Cir. · 2009 · quote attribution · 1 verbatim quote · confidence low
an nasd violation does not require that the dealer act with 22 scienter.
discussed Cited as authority (quoted) Gilbert Switzer & Associates v. National Housing Partnership, Ltd.
D. Conn. · 1986 · quote attribution · 1 verbatim quote · confidence low
colonial realty
discussed Cited "see" Curtis v. Aluminum Ass'n (2×)
D.C. · 1992 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966)).
cited Cited "see" State v. Hines
Minn. Ct. App. · 1990 · signal: see · confidence high
See State v. Thompson, 273 Minn. 1, 16 , 139 N.W.2d 490, 503 (1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
cited Cited "see" Finalco Equipment Investors X v. Welch
N.D. Cal. · 1989 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.1966), cert. denied 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 ; Mesa Operating Ltd.
discussed Cited "see" State v. Jenkins
Minn. Ct. App. · 1987 · signal: see · confidence high
State v. Scanlon, 268 N.W.2d 63, 64 (Minn.1978); see State v. Thompson, 273 Minn. 1, 16 , 139 N.W.2d 490, 502-03 , cert. denied sub nom., Thompson v. Minnesota, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966) (when establishing a conspiracy as a crime, proof must be beyond a reasonable doubt; however, when establishing conspiracy as a prerequisite to admission of statements by alleged co-conspirators, only a prima facie showing is required). *510 Here, it is clear that the trial court did not admit Hoelscher’s statements until it was satisfied that sufficient independent evidence of the co…
cited Cited "see" State v. Butzin
Minn. Ct. App. · 1987 · signal: see · confidence high
See State v. Thompson, 273 Minn. 1, 15 , 139 N.W.2d 490, 502 , cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Sage Investors v. Group W Cable, Inc.
D. Ariz. · 1986 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); Lee v. Navarro Savings Assn., 597 F.2d 421 (5th Cir.1979), aff'd, Navarro Savings Assn, v. Lee, 446 U.S. 458 , 100 S.Ct. 1779 , 64 L.Ed.2d 425 (1980); and Mesa Operating Ltd.
discussed Cited "see" Krome v. Merrill Lynch & Co., Inc.
S.D.N.Y. · 1986 · signal: see · confidence high
Implied Rights of Action, supra, 40 Wash. & Lee L.Rev. at 1085-86; see Schuyt v. Rowe Price Prime Reserve Fund, Inc., 622 F.Supp. 169, 176-77 (S.D.N.Y.1985). *918 An additional consideration is the “ ‘nature of the particular rule and its place in the regulatory scheme.’ ” Zerman v. Jacobs, 510 F.Supp. 132, 135 (S.D.N.Y.) (quoting Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 182 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966)), aff'd mem., 672 F.2d 901 (2d Cir. 1981).
discussed Cited "see" New York State Teachers Retirement System v. Kalkus
E.D. Va. · 1984 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); Wroblewski v. Brucher, 550 F.Supp. 742 (W.D.Okla.1982); Sixth Geostratic Energy Drilling Program v. Ancor Exploration Co., 544 F.Supp. 297 (N.D.Okla.1982); Williams v. Sheraton Inns, Inc., 514 F.Supp. 22 (E.D.Tenn.1980); C.P.
cited Cited "see" Elston Investment, Ltd. v. David Altman Leasing Corporation and Thermasol, Ltd.
7th Cir. · 1984 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
cited Cited "see" Elston Investment, Ltd. v. David Altman Leasing Corp.
7th Cir. · 1984 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Klock v. Lehman Brothers Kuhn Loeb Inc.
S.D.N.Y. · 1984 · signal: see · confidence high
See generally, Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 182-183 (2d Cir.1966), cert, denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) (although rules of securities exchanges impose a duty on members not to engage in conduct inconsistent with fair and equitable principles of trade, violation of these rules does not give rise to implied federal civil liability). 13 .
discussed Cited "see" Anchorage-Hynning & Co., a District of Columbia Limited Partnership v. Thomas G. Moringiello (2×)
D.C. Cir. · 1983 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) (citizenship of general partners determined citizenship of limited partnership for diversity-jurisdiction purposes; citizenship of limited partners relevant only when limited partner is proper party to proceeding under state law); but see Carlsberg Resources Corp. v. Cambria Sav. & Loan Ass’n, 554 F.2d 1254, 1257-1259 (3d Cir.1977) (identity of citizenship between a number of limited partners of plaintiff partnership and defendants precluded exercise of diver…
cited Cited "see" State v. Blue
Minn. · 1982 · signal: see · confidence high
See State v. Thompson, 273 Minn. 1, 36 , 139 N.W.2d 490, 515 , cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966). 2.
cited Cited "see" State v. Salas
Minn. · 1981 · signal: see · confidence high
See State v. Thompson, 273 Minn. 1, 36 , 139 N.W.2d 490, 515 , cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Coopers & Lybrand v. Cocklereece
S.D.N.Y. · 1981 · signal: see · confidence high
Pullen & Company, 50 F.R.D. 811 (S.D.N.Y.1970); Cooper v. North Jersey Trust Co., 250 F.Supp. 237 (S.D.N.Y. 1965); see Colonial Realty Corporation v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) (limited partner who was not a proper party need not be joined).
discussed Cited "see" Serpa v. Madda Trading Co.
E.D. Cal. · 1980 · signal: see · confidence high
See Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir. 1969) cert. den. 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969), and compare Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2nd Cir. 1966), cert. den. 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
cited Cited "see" State v. Baker
Iowa · 1980 · signal: see · confidence high
See State v. Thompson, 273 Minn. 1, 15-18 , 139 N.W.2d 490, 502-04 , cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Navarro Savings Assn. v. Lee (2×)
SCOTUS · 1980 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F. 2d 178 , cert. denied, 385 U. S. 817 (1966).
discussed Cited "see" State v. Malley (2×)
Minn. · 1979 · signal: see · confidence high
See, State v. Hoskins, 292 Minn. 111 , 193 N.W.2d 802 (1972), citing the standard set forth in State v. Thompson, 273 Minn. 1 , 139 N.W.2d 490 , certiorari denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
cited Cited "see" Live & Let Live, Inc. v. Carlsberg Mobile Home Properties, Ltd.-'73
5th Cir. · 1979 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Fed. Sec. L. Rep. P 96,539 Richard I. Clark, as of the Estate of Bernice C. Grupe v. John Lamula Investors, Inc. And John J. Lamula
2d Cir. · 1978 · signal: see · confidence high
See discussion at III, Infra 5 Thus we need not decide to what extent the dictum in Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 182 (2d Cir.), Cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966), concerning liability when a stock exchange rule imposes an explicit duty unknown at common law, has been limited by the holding of Ernst & Ernst v. Hochfelder, 425 U.S. 185 , 96 S.Ct. 1375 , 47 L.Ed.2d 668 (1976) We note also that the lower court opinion in Rolf, 424 F.Supp. 1021 (S.D.N.Y.1977), goes against appellants in their argument that NASD Rules, specifically the suitability…
discussed Cited "see" Rocket Oil & Gas Co. v. Arkla Exploration Co.
W.D. Okla. · 1977 · signal: see · confidence high
Lewis v. Odell, 503 F.2d 445 (Second Cir. 1974); Boise Cascade Corp. v. Wheeler, 419 F.Supp. 98 (S.D.N.Y.1976); see Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (Second Cir. 1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); Wright and Miller, Federal Practice and Procedure: Civil § 3630.
cited Cited "see" Carlsberg Resources Corp. v. Cambria Savings & Loan Ass'n
3rd Cir. · 1977 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Company, 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) and cases cited in note 22 Infra.
discussed Cited "see" Carlsberg Resources Corporation v. Cambria Savings And Loan Association
3rd Cir. · 1977 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Company, 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) and cases cited in note 22 infra. A discussion of Colonial Realty appears in Part IV of this opinion 2 The opinion of the district court is reported at 413 F.Supp. 880 (W.D.Pa.1976) 3 When the trial judge dismissed the action for lack of diversity jurisdiction, he indicated that, should it be determined on appeal that such jurisdiction does exist, he would rule that Carlsberg failed to state a claim against defendant Cambria. 413 F.Supp. 884 -86.
discussed Cited "see" Fed. Sec. L. Rep. P 95,513 Reuben P. Hughes v. Dempsey-Tegeler & Co., Inc., a Delaware Corporation (2×)
9th Cir. · 1976 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2 Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see" Fed. Sec. L. Rep. P 95,410 Harry Hayden v. Walston & Co., Inc.
9th Cir. · 1975 · signal: see · confidence high
Even assuming that 15 U.S.C. § 78aa, the only possible source of federal jurisdiction available to appellants, can be *902 construed to confer jurisdiction to entertain a suit based on violation of NYSE or NASD rules, compare McMaster Hutchinson & Co. v. Rothschild & Co., CCH Fed.Sec.L.Rep. ¶93,541 (N.D.Ill. 1972), with Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135, 142 (7th Cir. 1969), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969); see Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir. 1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.E…
discussed Cited "see" Bell v. JD Winer & Co., Inc.
S.D.N.Y. · 1975 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); cf. Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
cited Cited "see" Van Straaten v. State
Minn. · 1973 · signal: see · confidence high
See, State v. Thompson, 273 Minn. 1 , 139 N. W. 2d 490 , certiorari denied, 385 U. S. 817 , 87 S. Ct. 39 , 17 L. ed. 2d 56 (1966).
discussed Cited "see" Dale S. COENEN, Plaintiff-Appellant, v. R. W. PRESSPRICH & CO., Inc., Defendant-Appellee, and Stirling Homex Corporation, Defendant
2d Cir. · 1972 · signal: see · confidence high
See Colonial Realty Corporation v. Bache & Co., 358 F.2d 178, 181 (2d Cir.), cert, denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); Silver v. New York Stock Exchange, 373 U.S. 341, 352 (1963).
cited Cited "see" Fed. Sec. L. Rep. P 93,244 Axelrod & Co. v. Kordich, Victor & Neufeld
2d Cir. · 1971 · signal: see · confidence high
See Colonial Realty Corporation v. Bache & Co., 358 F.2d 178, 181 (2 Cir.), cert. denied, 385 U.S. 817 (1966); Silver v. New York Stock Exchange, 373 U.S. 341, 352 (1963).
cited Cited "see" State v. Bagley
Minn. · 1970 · signal: see · confidence high
See, State v. Thompson, 273 Minn. 1, 36 , 139 N. W. (2d) 490, 515 , certiorari denied, 385 U. S. 817 , 87 S. Ct. 39 , 17 L. ed. (2d) 56.
cited Cited "see" Pearlstein v. Scudder & German
S.D.N.Y. · 1968 · signal: see · confidence high
See Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966)). 7 .
cited Cited "see" State v. Gadbois
Minn. · 1967 · signal: see · confidence high
See, State v. Thompson, 273 Minn. 1 , 139 N. W. (2d) 490 , certiorari denied, 385 U. S. 817 , 87 S. Ct. 39 , 17 L. ed. (2d) 56.
discussed Cited "see, e.g." Beckstrom v. Parnell
La. Ct. App. · 1998 · signal: see also · confidence low
See also, Colonial Realty Corporation v. Bache & Co., 358 F.2d 178 (2nd Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966). [5] With respect to the issue of prescription, the trial court concluded that "Ms. Carpenter's testimony is credible, that she did not know until February 24th [1989] that something was amiss that caused her to look at the other transactions." [6] The plaintiffs do not contend that defendants breached a specific contract agreement.
cited Cited "see, e.g." State v. Smith
Me. · 1990 · signal: see also · confidence low
M.R.Evid. 1101(b)(3); Maier, 423 A.2d at 239 n. 5; see also United States v. Register, 360 F.2d 689, 689 (4th Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 37 , 17 L.Ed.2d 55 (1966).
discussed Cited "see, e.g." Kassatly v. Yazbeck
D.D.C. · 1990 · signal: compare · confidence low
Compare Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 184 (2d Cir.1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966); Gordon-Maizel Const. Co. v. Leroy Productions, Inc., 643 F.Supp. 188 (D.D.C.1986) with Carlsberg Resources Corporation v. Cambria Savings and Loan Ass'n, 554 F.2d 1254, 1258 (3rd Cir. 1977); Conroy v. Winn, 581 F.Supp. 1280 (D.D.
discussed Cited "see, e.g." Cook v. Goldman, Sachs & Co.
S.D. Tex. · 1989 · signal: see also · confidence low
Id. at 142 (citation omitted) (quoting Lowenfels, Implied Liabilities Based on Stock Exchange Rules, 66 Colum.L.Rev. 12, 29 (1966)); see also Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 (2d Cir.1966), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) (holding that a private cause of action under the Securities Exchange Act of 1934 may be suggested by explicit statutory condemnation of certain conduct).
discussed Cited "see, e.g." State v. Adamson
Minn. Ct. App. · 1985 · signal: see also · confidence low
State v. Thurmer, 348 N.W.2d 776, 778 (Minn.Ct.App.1984) (citations omitted); see also State v. Thompson, 273 Minn. 1, 36 , 139 N.W.2d 490, 515 , cert. denied, 385 U.S. 817 , 87 S.Ct. 39 , 17 L.Ed.2d 56 (1966).
cited Cited "see, e.g." Bosio v. Norbay Securities, Inc.
E.D.N.Y · 1985 · signal: see, e.g. · confidence low
See, e.g., Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 182-83 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see, e.g." Itc Entertainment, Limited v. Nelson Film Partners and Frank Menke
2d Cir. · 1983 · signal: see also · confidence low
However, under New York law a partnership has “no residence distinct from the residences of the partners.” Rait v. Jacobs, 49 Misc.2d 903, 904 , 268 N.Y.S.2d 750 (Sup.Ct.1966); Bulkley v. O’Donnell, 148 Misc. 186 , 265 N.Y.S. 495 , aff’d, 240 A.D. 929 , 267 N.Y.S. 983 (1933); see also Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.1966) (for diversity purposes, citizenship of partnership is determined by citizenship of general partner), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see, e.g." Missouri-Indiana Investment Group v. Shaw
8th Cir. · 1983 · signal: compare · confidence low
Compare Carlsberg Resources Corp. v. Cambria Savings and Loan Association, 554 F.2d 1254 (3d Cir. 1977) with Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.), cert. denied 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see, e.g." Missouri-Indiana Investment Group v. Obie Shaw
8th Cir. · 1983 · signal: compare · confidence low
Compare Carlsberg Resources Corp. v. Cambria Savings and Loan Association, 554 F.2d 1254 (3d Cir.1977) with Colonial Realty Corp. v. Bache & Co., 358 F.2d 178, 183-84 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
discussed Cited "see, e.g." Cumis Insurance Society, Inc. v. E. F. Hutton & Co.
S.D.N.Y. · 1978 · signal: compare · confidence low
Compare Colonial Realty v. Bache & Co., 358 F.2d 178 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966) with Buttrey v. Merrill Lynch, Pierce, Fenner & Smith, Inc., 410 F.2d 135 (7th Cir.), cert. denied, 396 U.S. 838 , 90 S.Ct. 98 , 24 L.Ed.2d 88 (1969).
cited Cited "see, e.g." State v. St. Christopher
Minn. · 1975 · signal: see, e.g. · confidence low
See, e.g., State v. Thompson, 273 Minn. 1 , 139 N. W. 2d 490 (1966), certiorari denied, 385 U. S. 817 , 87 S. Ct. *237 39, 17 L. ed. 2d 56 (1966).
cited Cited "see, e.g." State v. LaJambe
Minn. · 1974 · signal: see, e.g. · confidence low
See, e.g., State v. Thompson, 273 Minn. 1 , 139 N. W. 2d 490 , certiorari denied, 385 U. S. 817 , 87 S. Ct. 39 , 17 L. ed. 2d 56 (1966).
discussed Cited "see, e.g." Shapiro v. Jaslow
S.D.N.Y. · 1970 · signal: see also · confidence low
Wilko v. Swan, 346 U.S. 427 , 74 S.Ct. 182 , 98 L.Ed. 168 (1953); Reader v. Hirsch & Co., 197 F. Supp. 111 (S.D.N.Y.1961); see also, Colonial Realty Corp. v. Bache & Co., 358 F.2d 178 , 183 n. 5 (2d Cir.), cert. denied, 385 U.S. 817 , 87 S.Ct. 40 , 17 L.Ed.2d 56 (1966).
Retrieving the full opinion text from the archive…
Register
v.
United States
No. 135.
Supreme Court of the United States.
Oct 10, 1966.
385 U.S. 817
Charles Fuller Blanchard for petitioner., Solicitor General Marshall, Assistant Attorney General Vinson, Beatrice Rosenberg and Jerome M. Feit for the United States.
Published
2 passages pin-cited by 2 cases
Pinpoint authority: bottom 67%
Citer courts: Second Circuit (1) · D. Connecticut (1)

C. A. 4th Cir. Certiorari denied.