v.
Williamson Cnty. Bd. of Educ.
NOT RECOMMENDED FOR PUBLICATION File Name: 24a0341n.06
Case No. 23-5704
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT FILED ) Aug 02, 2024 J.L., through his parents and guardians S.L. KELLY L. STEPHENS, Clerk ) and M.L.; S.L.; M.L., ) Plaintiffs - Appellants, ) ON APPEAL FROM THE UNITED ) v. STATES DISTRICT COURT FOR THE ) MIDDLE DISTRICT OF TENNESSEE ) WILLIAMSON COUNTY, TENNESSEE, ) BOARD OF EDUCATION, OPINION ) Defendant - Appellee. ) )
Before: GIBBONS, WHITE, and THAPAR, Circuit Judges.
GIBBONS, J., delivered the opinion of the court in which THAPAR, J., joined. WHITE, J. (pp. 24–29), delivered a separate dissenting opinion.
JULIA SMITH GIBBONS, Circuit Judge. This case concerns whether J.L. has shown entitlement to a stay put injunction under the Individual with Disabilities Education Act (IDEA).
The stay put provision mandates that, during the pendency of any due process proceedings conducted under the IDEA, “the child shall remain in the then-current educational placement” until resolution of the proceedings. 20 U.S.C. § 1415(j). J.L., a minor student with a qualifying
emotional disability under the IDEA, who has a pending due process complaint against the Williamson County, Tennessee Board of Education (the “Board”), seeks a judicial determination that the stay put provision entitles him to stay put placement in Williamson County public schools
pursuant to his 2019 Individualized Education Program (“2019 IEP”). The Board disagrees, asserting first that the stay put provision does not apply to J.L., and second that if J.L. does have a
No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ. stay put placement, it is homebound instruction pursuant to a prior settlement agreement between the parties. We hold that J.L. has failed to show entitlement to a stay put injunction.
I.
A.
The IDEA promises federal funds to states that agree to furnish a free appropriate public education, or FAPE, to children with certain physical or intellectual disabilities. See 20 U.S.C.
§ 1400 et seq. At the time of the statute’s enactment in 1975, Congress recognized that children with disabilities faced widespread exclusion from public education. See Honig v. Doe, 484 U.S.
305, 309 (1988). With the IDEA, Congress aimed to address the inadequate educational services offered to children with disabilities and combat their exclusion from public schools. See 20 U.S.C.
§ 1400(d)(1)(A) (reflecting Congress’s goal “to ensure that all children with disabilities have available to them a free appropriate public education that emphasizes special education and related services designed to meet their unique needs”).
A FAPE consists of both “special education and related services,” together, an instruction
“specially designed” to address a child’s “unique needs” and the “supportive services” necessary to ensure that a child “benefit[s] from” his special education. Id. §§ 1401(9), (26), (29). When a state accepts funding under the IDEA, “[a]n eligible child . . . acquires a ‘substantive right’” to a
FAPE. Fry v. Napoleon Cmty. Sch., 580 U.S. 154, 158 (2017) (quoting Smith v. Robinson, 468
U.S. 992, 1010 (1984)).
The IDEA contemplates that children with a wide array of impairments—including, as relevant here, “serious emotional disturbance[s],” 20 U.S.C. § 1401(3)(A)(i)—will receive a FAPE in the least restrictive environment, or LRE. Id. § 1412(a)(5). The LRE is the educational setting that, “[t]o the maximum extent appropriate,” educates children with disabilities alongside No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
[*2]non-disabled children, removing such children from the general education setting “only when the nature or severity of [a child’s disability] is such that education in regular classes . . . cannot be achieved satisfactorily.” Id. § 1412(a)(5)(A). In imposing the LRE requirement, Congress exercised its policymaking prerogative to underscore the importance of incorporating children with disabilities into regular education classes wherever possible.
The “primary vehicle” for implementing a FAPE is the individualized educational program, or IEP. Honig, 484 U.S. at 311; see also 20 U.S.C. § 1412(a)(4), 1414(d)(2). Developed by a child’s “IEP Team,” a collection of parents, teachers, and school officials, the IEP is a “written
statement” that identifies the child’s particular educational needs, sets measurable goals for the child’s progress, creates a plan for meeting those goals, and outlines the supplementary aids and services the child needs to meet those goals. Id. §§ 1414(d)(1)(A), (B). The IEP Team develops a child’s IEP by considering the child’s strengths, the parents’ concerns, the results of the child’s initial or most recent evaluation, and the child’s academic, developmental, and functional needs.
Id. § 1414(d)(3)(A). The IEP Team must review a child’s IEP at least annually. Id.
§ 1414(d)(4)(A)(i). IEPs, moreover, are effective only for set periods—a school year or semester, for example. This limited duration makes sense; young children develop quickly, and changing needs often require different educational environments. Usually, the same team that developed the original IEP cooperates to establish the next one. See 34 C.F.R. § 300.116.
The IDEA also establishes various procedural safeguards “to guarantee parents both an opportunity for meaningful input into all decisions affecting their child’s education,” including
input into the IEP, “and the right to seek review of any decisions they think inappropriate.” Honig, 484 U.S. at 311–12; see generally 20 U.S.C. § 1415. These procedural safeguards include the parents’ right to examine their child’s records and participate in meetings concerning their child’s No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ. education, id. § 1415(b)(1), to receive prior written notice about any change in the child’s identification, evaluation, educational placement, or FAPE, id. § 1415(b)(3), and to file an administrative due process complaint relating to the child’s identification, evaluation, educational
[*3]placement, or FAPE, id. § 1415(b)(6). Filing a due process complaint triggers the opportunity for an impartial due process hearing, conducted by the state or local educational agency, id.
§ 1415(f)(1)(A), which results in a final decision appealable to state or federal court. Id.
§ 1415(i)(2)(A).
IDEA’s stay put provision is one of the procedural safeguards afforded upon the initiation of a due process complaint. Section 1415(j) of the Act, “Maintenance of current educational placement,” states that “during the pendency of any proceedings conducted pursuant to this section, unless the State or local educational agency and the parents otherwise agree, the child shall remain in the then-current educational placement of the child[.]” Id. § 1415(j) (emphasis added). The provision represents Congress’s policy determination that “regardless of whether their case is meritorious or not,” children with disabilities must remain in their then-current
educational placement until the dispute is resolved. Drinker ex rel. Drinker v. Colonial Sch. Dist., 78 F.3d 859, 864 (3d Cir. 1996).
B.
Plaintiff J.L. is a fourteen-year-old student living in Williamson County, Tennessee. Since preschool, J.L. has qualified as a student with a disability under the IDEA. J.L.’s qualifying
disability, based on diagnoses of Disruptive Mood Dysregulation Disorder (“DMDD”) and Attention Deficit Hyperactive Disorder (“ADHD”), is “emotional disturbance.”
J.L.’s formal schooling began in Williamson County’s public schools, and from second through fourth grade, J.L. attended Bethesda Elementary. J.L.’s last-implemented IEP, drafted in No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ. anticipation of his fourth grade (2019-20) school year, reflects this placement. J.L.’s 2019 IEP dictated that he would receive schooling in both the general and special education settings, with behavioral supports accompanying him when he was among non-disabled students. The IEP also
[*4]set forth an assessment of J.L.’s “present levels of performance” across several academic and behavioral metrics and his goals, benchmarks, and objectives for the fall 2019 semester. DE 5-3, 2019 IEP, Page ID 365–77. Reflecting the findings of both his educators and his medical professionals, J.L.’s 2019 IEP described his social and emotional behavior in the general education
setting as “escalating.” Id. at 371; see also DE 1, Compl., Page ID 5 (admitting J.L.’s “history of episodes of aggression, hitting, running [i.e., eloping], and verbal outbursts” at school).
Specifically, the IEP described “verbal and physical outburst[s],” including kicking furniture and throwing chairs and other items. DE 5-3, 2019 IEP, Page ID 371.
In October 2019, J.L.’s physical aggression and elopement from school led the Board to propose a new IEP, which would have placed J.L. in a publicly-funded therapeutic classroom
designed to provide “a wrap-around approach [that] decrease[d] significant problem behaviors, with the goal of transitioning [J.L.] back to a less restrictive setting.” DE 5-12, ALJ Order, Page
ID 394. Disagreements over this proposed placement, however, led J.L.’s parents to file an IDEA due process complaint. And while that due process action was pending, J.L.’s problem behaviors escalated. In the spring of 2020, the Board therefore filed a due process action of its own, seeking
J.L.’s immediate removal from the general education setting under 20 U.S.C. § 1415(k)(3). The district sought J.L.’s removal, a remedy known as a Honig injunction, due to the substantial likelihood that J.L.’s behavior would injure himself and others. In its complaint, the Board described escalating behavior in early 2020, alleging that J.L. had injured Bethesda Elementary teachers and staff, destroyed a laptop, and eloped off school property.
[*5]No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
In June 2020, the parties reached a settlement agreement (the “2020 Honig Settlement”) that resolved the Board’s due process proceeding in its entirety. J.L.’s parents agreed to place J.L.
in a homebound setting, and the Board agreed to provide publicly-funded instruction there for three hours a week. While the 2020 Honig Settlement did not resolve the merits of J.L.’s due process action, the parties agreed that J.L.’s homebound placement “resolve[d] the issues between them” concerning J.L.’s stay put rights for the duration of his due process suit. DE 5-6, 2020
Honig Settlement, Page ID 75.
In the fall of 2020, J.L.’s parents identified a private school, Robson Academy, for J.L.’s continued education. The parties settled J.L.’s 2019 due process complaint, and the Board agreed to reimburse J.L.’s parents for expenses arising from his attendance at Robson, a common approach under the IDEA. See 20 U.S.C. § 1412(a)(10)(B)(i); 34 C.F.R. § 300.325(c). But unlike their earlier Honig Settlement, the parties expressly disclaimed any notion that their “Robson
Agreement” created a stay put placement under the IDEA.
J.L.’s tenure at Robson was short-lived, marked by “flipping tables, ripping paper, swearing, fleeing [the] classroom and hitting the teachers.” DE 8-7, Proposed 2021 IEP, Page ID
245. In the spring of 2021, after attempting to work with J.L., Robson Academy decided that J.L.
was no longer welcome. J.L.’s parents then enrolled him in an online homeschool program for the remainder of 2020-21 school year.
In August 2021, J.L.’s parents hoped to re-enroll J.L. in the Williamson County public school system. In anticipation of J.L.’s re-enrollment, the parties attended a series of IEP Team meetings that month, but they could not devise a mutually agreeable approach to J.L.’s education.
So on August 18, 2021, J.L. filed a second due process complaint, and J.L. was homeschooled for the duration of the 2021-22 school year.
[*6]No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
J.L.’s parents voluntarily withdrew their second due process complaint in March 2022, and at the beginning of the 2022-23 school year, J.L.’s parents enrolled J.L. at a second private school, Galileo Academy. By November 2022, however, J.L.’s parents had withdrawn him from Galileo.
And in December 2022, J.L.’s parents attempted to enroll J.L. in the Williamson County public school system once more. J.L.’s IEP Team again convened and again failed to reach a mutually agreeable approach to his schooling. So in March 2023, J.L.’s parents filed a third due process complaint, the basis of this appeal before us, alleging that the Board’s plan denies J.L. a free appropriate public education in the least restrictive environment.
The matter went to a hearing before a Tennessee Department of Education ALJ, who found in favor of the Board on J.L.’s claims. Although her decision on the merits rendered J.L.’s stay put rights moot, the ALJ’s order nonetheless discussed, and rejected, J.L.’s contention that he had stay put rights to placement within the general education setting of a Williamson County public school. Dismissing J.L.’s argument as “illogical,” the ALJ found that J.L.’s 2019 IEP placement at Bethesda Elementary could not serve as a basis for stay put rights where J.L. had since graduated from elementary to middle school and where J.L.’s parents had “unilaterally placed him in a private
school . . . immediately prior to re-enrolling him with [Williamson County Schools].” DE 5-12, ALJ Order, Page ID 161–62. This latter action, the ALJ further found, constituted a waiver of J.L.’s stay put rights.
J.L. filed a complaint in federal district court challenging the ALJ’s order. He then moved for a temporary restraining order and preliminary injunction to “enforce” his stay put rights by mandating his return to the regular education classroom with his peers. See DE 5, Mot. TRO and No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
[*7]Prelim. Inj., Page ID 27–28. The district court denied the initial motion and J.L.’s subsequent motion for reconsideration of that order. J.L. timely appealed both denials.[1]
J.L. then filed with this court a motion for stay put injunction pending appeal. The motions
panel denied it, holding that J.L. had not shown likelihood of success on the merits and that the balance of the remaining injunction factors weighed against granting injunctive relief.
II.
The unique nature of a stay put injunction under 20 U.S.C. § 1415(j) necessitates that we
review de novo. Stay put under § 1415(j) functions as an automatic statutory injunction once the plaintiff has made its two-factor showing—(1) a “proceeding[] conducted pursuant to” 20 U.S.C.
§ 1415 is “pend[ing],” and (2) the child has a “then-current educational placement” in which he must remain. See id. § 1415(j); Davis ex rel. Davis v. District of Columbia, 80 F.4th 321, 324
(D.C. Cir. 2023) (“A parent is entitled to stay-put relief under § 1415(j) ‘upon a two-factor showing that (i) an administrative due process proceeding is pending, and (ii) the local educational agency is attempting to alter the student’s then-current educational placement.’ . . . If the two preconditions are met, the stay-put provision functions as an automatic statutory injunction[.]” (quoting Olu-
Cole v. E.L. Haynes Pub. Charter Sch., 930 F.3d 519, 527 (D.C. Cir. 2019)); S.C. ex rel. K.G. v. Lincoln Cnty. Sch. Dist., 16 F.4th 587, 589 (9th Cir. 2021) (“Stay put functions as an automatic preliminary injunction, and the moving party need not show the traditionally required preliminary
injunction factors to obtain relief.” (quoting Joshua A. v. Rocklin Unified Sch. Dist., 559 F.3d 1036, 1037 (9th Cir. 2009) (internal quotations omitted)); Olu-Cole, 930 F.3d at 527–28 (“[O]nce Olu-
Cole’s motion for a preliminary injunction demonstrated that the two statutorily required factors No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
[*8]were met, there was a paradigm shift. Stay put locked in [the child’s] educational status quo, and the party that needed injunctive relief was the School seeking to derail the statute’s ordinary operation.”); Light v. Parkway C-2 Sch. Dist., 41 F.3d 1223, 1227 (8th Cir. 1994) (noting that it is the local educational agency’s task to “overcome the automatic stay-put injunction”); see also
Honig v. Doe, 484 U.S. 305, 326 (1988) (noting the Ninth Circuit interpreted the stay put provision
as an automatic injunction); Hatikvah Int’l Acad. Charter Sch. v. E. Brunswick Twp. Bd. of Educ., 10 F.4th 215, 218 (3d Cir. 2021) (automatic preliminary injunction); Tina M. v. St. Tammany
Parish Sch. Bd., 816 F.3d 57, 60 (5th Cir. 2016) (same); CP v. Leon Cnty. Sch. Bd. Fla., 483 F.3d
1151, 1156 (11th Cir. 2007) (same); Wagner v. Bd. of Educ. Montgomery Cnty., 335 F.3d 297, 301
(4th Cir. 2003) (same); Casey K. ex rel. Norman K. v. St. Anne Cmty. High Sch. Dist. No. 302, 400
F.3d 508, 511 (7th Cir. 2005) (Posner, J.) (“The stay-put provision has been interpreted as imposing an automatic statutory injunction[.]”). The school district may attack either or both of these factors.
Here, one of those two factors—J.L.’s “then-current educational placement”—is the sole question of this appeal. This is an issue of statutory interpretation that we review de novo.[2] N.W. ex rel. J.W. v. Boone Cnty. Bd. of Educ., 763 F.3d 611, 615 (6th Cir. 2014).
[*9]No. 23-5704, J.L., et al. v. Williamson Cnty., Tenn. Bd. of Educ.
III.
The IDEA does not define the term “then-current educational placement.” But Honig v. Doe, though it explored a different question than presented here, gives some near-contemporaneous insight into the term. 484 U.S. at 323–28. In Honig, the Supreme Court explained that the stay put provision’s language is “unequivocal” and states its directive “plainly.”
484 U.S. at 323. Consistent with the IDEA’s overarching goal of combatting the states’ failure to provide disabled children with an appropriate education, the Honig Court found that an animating purpose of the stay put provision was to “strip schools of the unilateral authority they had
traditionally employed to exclude disabled students, particularly emotionally disturbed students, from school.” Id. at 323, 327 (emphasis in original).
In other words, the stay put provision prohibits schools from unilaterally removing the child or changing his educational placement, over the parent’s objection, until the completion of the underlying IDEA litigation. See id. at 324; see also Tenn. Dep’t of Mental Health and Mental
Retardation v. Paul B., 88 F.3d 1466, 1472 (6th Cir. 1996). But Honig’s analysis of the provision is a narrow one, as it considered only whether the stay put provision included an implicit exception for schools to remove “dangerous” students. Honig did not define any statutory terms or engage in a broader analysis of the provision. And while preventing unilateral removal of a student by school officials is indeed one goal of stay put, it is not the provision’s sole purpose. Honig, 484
U.S. at 327; see also M.R. v. Ridley Sch. Dist., 744 F.3d 112, 127 (3d Cir. 2014) (“The Supreme
Court has not declared protection from unilateral action by school officials to be the only purpose of the stay-put provision.”) (emphasis in original).