United States v. Cooper, 498 F.3d 1156 (10th Cir. 2007). · Go Syfert
United States v. Cooper, 498 F.3d 1156 (10th Cir. 2007). Cases Citing This Book View Copy Cite
“a challenge to the amount of a restitution award based on sufficiency of the evidence is necessarily based on disputed facts . . . is clearly barred by a general waiver of the right to appeal a restitution award.”
33 citation events (33 in the last 25 years) across 4 distinct courts.
Strongest positive: United States v. Roibal-Bradley (ca10, 2017-11-28)
Treatment trajectory · 2007 → 2026 · click a year to view as-of
2007 2016 2026
Top citers, strongest first. 16 distinct citers. How cited ↗
examined Cited as authority (verbatim quote) United States v. Roibal-Bradley
10th Cir. · 2017 · signal: see also · quote attribution · 1 verbatim quote · confidence high
a challenge to the amount of a restitution award based on sufficiency of the evidence is necessarily based on disputed facts . . . is clearly barred by a general waiver of the right to appeal a restitution award.
discussed Cited as authority (verbatim quote) United States v. Chino (2×) also: Cited "see"
10th Cir. · 2009 · quote attribution · 1 verbatim quote · confidence high
he parties further agree that, as part of the sentence resulting from the defendant's plea, the court will enter an order of restitution ....
discussed Cited as authority (rule) United States v. Bonilla (2×)
10th Cir. · 2018 · confidence medium
We 6 have since clarified that the exception from Gordon “is extremely narrow and applies only in the case where there is no factual dispute . . . and the legality of the district court’s [sentence] can therefore be reviewed solely as a question of law.” United States v. Cooper, 498 F.3d 1156, 1160 (10th Cir. 2007) (emphasis added).
discussed Cited as authority (rule) United States v. Booker
10th Cir. · 2017 · confidence medium
To evaluate a motion to enforce a waiver, we consider “(1) whether the disputed appeal falls within the scope of the waiver of appellate rights; (2) whether the defendant knowingly and voluntarily waived his appellate rights; and (3) whether enforcing the waiver would result in a miscarriage of justice.” Hahn, 359 F.3d at 1325 . “[P]lea agreements are governed by contract principles.” United States v. Cooper, 498 F.3d 1156, 1159 (10th Cir. 2007).
discussed Cited as authority (rule) United States v. Okoye
1st Cir. · 2013 · confidence medium
It also contravenes the import many of our sister circuits have afforded to the word “sentence.” See, e.g., United States v. Pérez, 514 F.3d 296, 299 (3d Cir.2007) (“By waiving his right to appeal his criminal sentence, [defendant] waived his right to appeal the restitution order.”); United States v. Cooper, 498 F.3d 1156, 1159 (10th Cir.2007)(holding that appeal waiver barred appeal of restitution order, where plea agreement clearly specified that restitution was part of the defendant’s sentence); United States v. Cohen, 459 F.3d 490, 497 (4th Cir.2006) (finding that defendant waiv…
discussed Cited as authority (rule) United States v. Jackson (2×)
3rd Cir. · 2008 · confidence medium
See also United States v. Prochner, 417 F.3d 54 , 59 n. 4 (1st Cir.2005) (holding that defendant’s appeal of his sentence was not moot despite his release from prison, as he was serving a term of supervised release); United States v. Gonzalez, 250 F.3d 923, 928 (5th Cir.2001) (“To the contrary, supervised release, while a form of post-imprisonment supervision, is still considered to be a component of the defendant’s total sentence.”); United States v. Maken, 510 F.3d 654 , 656 n. 3 (6th Cir.2007) (“Even when an appellant has been released from custody, his case is not moot so long as…
discussed Cited "see" Arnold v. CNH Industrial America LLC (2×)
D. Kan. · 2023 · signal: see · confidence high
See United States v. Cooper, 498 F.3d 1156, 1160 (10th Cir. 2007) (finding appellant’s argument “waived” because he “does not raise these arguments in his brief”); see also Fullen v. City of Salina, Kan., No. 21-4010-JAR-TJJ, 2021 WL 4476780 , at *13 (D.
discussed Cited "see" United States v. Prestel
10th Cir. · 2023 · signal: see · confidence high
See United States v. Cooper, 498 F.3d 1156, 1160 (10th Cir. 2007) (“The exception created by Gordon . . . is extremely narrow and applies only in the case where there is no factual dispute as to the amount of restitution linked to an offense and the legality of the district court’s restitution award can therefore be reviewed 6 Appellate Case: 22-7009 Document: 010110815033 Date Filed: 02/21/2023 Page: 7 solely as a question of law.”); see also United States v. Williams, 861 F. App’x 185 , 188 (10th Cir. 2021) (Gordon should not be “read to suggest a broad exception to an appeal waive…
discussed Cited "see" Fulbright v. Water Systems Engineering, Inc.
D. Kan. · 2021 · signal: see · confidence high
See United States v. Cooper, 498 F.3d 1156, 1160 (10th Cir. 2007) (finding appellant’s argument “waived” because he “does not raise these arguments in his brief”); see also Fullen v. City of Salina, Kan., No. 21-4010-JAR-TJJ, 2021 WL 4476780 , at *13 (D.
cited Cited "see" United States v. Williams
10th Cir. · 2021 · signal: see · confidence high
See Cooper, 498 F.3d at 1160 (“A challenge to the amount of a restitution award based on 2 We also note that the district court never made such a finding.
cited Cited "see" United States v. Gerber
10th Cir. · 2019 · signal: see · confidence high
See United States v. Cooper, 498 F.3d 1156, 1159-60 (10th Cir. 2007); Sandoval, 477 F.3d at 1207 .
cited Cited "see" United States v. Dillon
10th Cir. · 2008 · signal: see · confidence high
See United States v. Cooper, 498 F.3d 1156, 1159 (10th Cir.2007) (holding that challenge to restitution falls within scope of appeal waiver, based on the same language).
cited Cited "see, e.g." United States v. Marquez-Romero
10th Cir. · 2008 · signal: see also · confidence medium
See United States v. Sandoval, 477 F.3d 1204, 1207 (10th Cir.2007); see also United States v. Cooper, 498 F.3d 1156, 1159-60 (10th Cir.2007).
discussed Cited "see, e.g." United States v. Perez
3rd Cir. · 2008 · signal: see, e.g. · confidence low
See, e.g., United States v. Cooper, 498 F.3d 1156 (10th Cir. 2007) (dismissing appeal of restitution order where defendant had signed an appeal waiver because the plea agreement made clear that restitution award was part of his sentence); United States v. Cohen, 459 F.3d 490, 497 (4th Cir. 2006) (“In sum, we conclude that, as a general rule, a defendant who has agreed ‘[t]o waive knowingly and expressly all rights, conferred by 18 U.S.C. § 3742 , to appeal whatever sentence is imposed,’ . . . has waived his right to appeal a restitution order.”); United States v. Sharp, 442 F.3d 946, …
discussed Cited "see, e.g." United States v. Perez
3rd Cir. · 2008 · signal: see, e.g. · confidence low
See, e.g., United States v. Cooper, 498 F.3d 1156 (10th Cir. 2007) (dismissing appeal of restitution order where defendant had signed an appeal waiver because the plea agreement made clear that restitution award was part of his sentence); United States v. Cohen, 459 F.3d 490, 497 (4th Cir. 2006) (“In sum, we conclude that, as a general rule, a defendant who has agreed ‘[t]o waive knowingly and expressly all rights, conferred by 18 U.S.C. § 3742 , to appeal whatever sentence is imposed,’ . . . has waived his right to appeal a restitution order.”); United States v. Sharp, 442 F.3d 946, …
discussed Cited "see, e.g." United States v. Perez
3rd Cir. · 2007 · signal: see, e.g. · confidence low
See, e.g., United States v. Cooper, 498 F.3d 1156 (10th Cir.2007) (dismissing appeal of restitution order where defendant had signed an appeal waiver because the plea agreement made clear that restitution award was part of his sentence); United States v. Cohen, 459 F.3d 490, 497 (4th Cir.2006) (“In sum, we conclude that, as a general rule, a defendant who has agreed ‘[t]o waive knowingly and expressly all rights, conferred by 18 U.S.C. § 3742 , to appeal whatever sentence is imposed,’ ... has waived his right to appeal a restitution order.”); United States v. Sharp, 442 F.3d 946, 948,…
Retrieving the full opinion text from the archive…
UNITED STATES of America, Plaintiff-Appellee,
v.
Adrian COOPER, Defendant-Appellant
06-6309.
Court of Appeals for the Tenth Circuit.
Aug 21, 2007.
498 F.3d 1156
Submitted on the briefs: *, Scott E. Williams, Assistant United States Attorney (and John C. Richter, United States Attorney, on the brief), Oklahoma City, OK, for Plaintiff-Appellee., Susan M. Otto, Federal Public Defender, Oklahoma City, OK, for Defendant-Appellant.
Kelly, Murphy, O'Brien.
Cited by 18 opinions  |  Published
1 passage pin-cited by 1 case
Pinpoint authority: bottom 88%
Citer courts: Tenth Circuit (1)
PAUL KELLY, Jr., Circuit Judge.

Defendant-Appellant Adrian Cooper seeks to appeal the restitution award imposed by the district court and its decision to require Mr. Cooper to submit a DNA sample as a condition of supervised release. Specifically, Mr. Cooper argues[*1158] that the government failed to produce sufficient evidence to prove that Joshua Kuhn was a “victim” of Mr. Cooper’s related conduct, and that the total restitution award should be reduced by $135,000 as a result. Mr. Cooper also argues that the condition of supervised release violates the Fourth Amendment, given that he is a first-time offender convicted of non-violent crimes. The government responds that Mr. Cooper’s entire appeal is barred by the waiver of the right to appeal contained in his plea agreement. Exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742(a), we conclude that both of Mr. Cooper’s challenges fall within the scope of the waiver and, accordingly, we dismiss his appeal.

Background

On November 16, 2005, a grand jury issued a nineteen-count indictment against Mr. Cooper charging him with securities fraud, wire and mail fraud, money laundering, and the use of false social-security numbers. R. Doc. 1. The charges stemmed from several schemes created by Mr. Cooper to defraud investors while he worked as a stock broker at Merrill Lynch and to defraud real estate investors and other investors independent of his employment at Merrill Lynch. On March 27, 2006, Mr. Cooper pled guilty to Count 1 (securities fraud) and Count 4 (money laundering) pursuant to a negotiated plea agreement with the government. R. Docs. 23 & 24. The indictment described in detail the victims of the acts that formed the basis for Counts 1 and 4. The indictment did not list Mr. Kuhn as a victim of either count.

The plea agreement stated:

[T]he Court must order the payment of restitution to the victims of the offense. Pursuant to 18 U.S.C. §§ 3663(a)(3) and 3663A, the parties further agree that, as part of the sentence resulting from the defendant’s plea, the Court will enter an order of restitution for all losses caused to the victims of the defendant’s relevant conduct[ [1] ] determined by reference to the United States Sentencing Guidelines.

R. Doc. 23 at 2-3. The plea agreement also contained a waiver of the right to appeal, in which Mr. Cooper agreed to:

... knowingly and voluntarily waive! ] his right to appeal, collaterally challenge, or move to modify ... [his] guilty plea and any other aspect of his conviction ... [and the] sentence as imposed by the Court and the manner in which the sentence is determined....

Id. at 5.

According to the pre-sentence report (PSR), Mr. Cooper’s relevant conduct included $200,000 in related fraud against Mr. Kuhn. Of this amount, the PSR concluded that Mr. Cooper still owed Mr. Kuhn $135,000. Mr. Cooper objected to the $135,000 figure because Mr. Kuhn possessed a fourth-in-line mortgage on Mr. Cooper’s house and could possibly recover the entire amount upon foreclosure. The district court overruled Mr. Cooper’s objection.

On September 18, 2006, the district court sentenced Mr. Cooper to serve 75 months’ imprisonment. It also ordered Mr. Cooper to pay restitution to various victims in the total amount of $968,656, which included $135,000 in restitution to Mr. Kuhn. The district court also imposed, as a condition of Mr. Cooper’s supervised release, that he “cooperate in the collection[*1159] of DNA as directed by the probation officer.” R. Doc. 43, at 3.

Discussion

Waivers of the right to appeal are generally enforceable. See United States v. Gordon, 480 F.3d 1205, 1207 (10th Cir.2007). “Consequently, before reaching the merits of this appeal, we must determine whether such review is precluded by the waiver.” Id. First, we determine “whether the disputed appeal falls within the scope of the waiver of appellate rights.” United States v. Hahn, 359 F.3d 1315, 1325 (10th Cir.2004). If the appeal does not fall within the scope of the waiver, our analysis ends and we proceed to the merits. If the appeal is within the scope of the waiver, we must next determine “whether the defendant knowingly and voluntarily waived his appellate rights,” and “whether enforcing the waiver would result in a miscarriage of justice ....” Id.

As we have stated frequently, plea agreements are governed by contract principles. Gordon, 480 F.3d at 1207 (citing United States v. Rockwell Int’l Corp., 124 F.3d 1194, 1199 (10th Cir.1997)). One consequence is that any ambiguities in a plea agreement are construed against the government. Id. (citing Restatement (Second) of Contracts § 206 (1981) for the doctrine of contra proferentem). Thus, in determining the scope of Mr. Cooper’s waiver, we will construe all ambiguities in the agreement against the government and in favor of Mr. Cooper.

In this case, Mr. Cooper agreed to a broad waiver of appellate rights. Essentially, Mr. Cooper agreed to waive two things: (1) his right to challenge his “guilty plea and any other aspect of his conviction,” and (2) his right to challenge the “sentence as imposed by the Court and the manner in which the sentence is determined.” R. Doc. 23, at 5. Mr. Cooper does not challenge the fact of his guilt, so the first waiver is not implicated. The second waiver is implicated, however, and the government argues that Mr. Cooper’s challenge to the restitution award falls within the scope of his waiver of the right to challenge his “sentence as imposed by the Court.”

We have yet to determine whether a general waiver of the right to appeal a “sentence” necessarily includes a waiver of the right to appeal all restitution awards. A majority of our sister circuits have concluded that such language does not include a general waiver of the right to appeal a restitution award. See United States v. Sistrunk, 432 F.3d 917, 918 (8th Cir.2006); United States v. Smith, 344 F.3d 479, 483 (6th Cir.2003); United States v. Behrman, 235 F.3d 1049, 1052 (7th Cir.2000); United States v. Zink, 107 F.3d 716, 717-18 (9th Cir.1997); United States v. Ready, 82 F.3d 551, 560 (2d Cir.1996); but see United States v. Cohen, 459 F.3d 490, 497 (4th Cir.2006). In this case, however, the plea agreement makes clear that the parties considered a restitution award for victims of Mr. Cooper’s related conduct to be part of his “sentence.” The plea agreement expressly and unambiguously states: “[T]he parties further agree that, as part of the sentence resisting from the defendant’s plea, the Court will enter an order of restitution for all losses caused to the victims of the defendant’s relevant con-duct_” R. Doc. 23 at 2-3 (emphasis added). The parties agree that this provision of the plea agreement formed the basis of the district court’s $135,000 restitution award to Mr. Kuhn. Accordingly, Mr. Cooper’s challenge to the amount of restitution awarded to Mr. Kuhn clearly falls within the scope of his waiver of the right to appeal.

Similarly, Mr. Cooper’s challenge to the condition of supervised release is[*1160] also clearly part of his “sentence” and is thus barred by his waiver of the right to appeal. See United States v. Sandoval, 411 F.3d 1204, 1207 (10th Cir.2007) (noting that a condition of supervised release is part of the “sentence” imposed); see also 18 U.S.C. § 3583(a) (authorizing a district court to impose a term of supervised release “as a part of the sentence”). While we would normally proceed to determine whether Mr. Cooper’s waiver was knowing and voluntary and whether enforcement of the waiver would result in a miscarriage of justice, Mr. Cooper does not raise these arguments in his brief and we deem them waived. See State Farm Fire & Gas. Co. v. Mhoon, 31 F.3d 979, 984 n. 7 (10th Cir.1994).

Nevertheless, Mr. Cooper argues that his challenge to the restitution award should survive the waiver of the right to appeal because it constitutes a challenge to the legality of the restitution award. See Gordon, 480 F.3d at 1210. The exception created by Gordon however, is extremely narrow and applies only in the case where there is no factual dispute as to the amount of restitution linked to an offense and the legality of the district court’s restitution award can therefore be reviewed solely as a question of law. Id. at 1209 n. 4. In this case, Mr. Cooper raises a factual challenge to the restitution award, arguing that the government failed to produce sufficient evidence to prove that Mr. Kuhn was a victim of Mr. Cooper’s related conduct because Mr. Kuhn possessed a fourth-in-line mortgage on Mr. Cooper’s house from which he might recover some of his losses. See Aplt. Br. at 9-10. Indeed, Mr. Cooper’s own appellate brief characterizes his challenge as factual in nature: “[Mr. Cooper] presented a timely challenge to the inclusion of [Mr. Kuhn] who claimed losses associated with his conduct. Mr. Cooper stated a factual basis for his challenge. The United States did not rebut the factual assertion presented ... and did not present additional evidence for the sentencing court’s consideration.” Aplt. Br. at 10 (emphasis added). A challenge to the amount of a restitution award based on sufficiency of the evidence is necessarily based on disputed facts and thus does not fall within the Gordon exception. Accordingly, it is clearly barred by a general waiver of the right to appeal a restitution award.

DISMISSED.

1

. The Mandatory Victims Restitution Act states that “[t]he court shall also order, if agreed to by the parties in a plea agreement, restitution to persons other than the victim of the offense [of conviction].” 18 U.S.C. § 3663A(a)(3).