v.
Mora, J.
J-S21004-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF PENNSYLVANIA Appellee v. JORGE PARAMO MORA, Appellant No. 2478 EDA 2015
Appeal from the Judgment of Sentence March 26, 2015 In the Court of Common Pleas of Chester County Criminal Division at No(s): CP-15-CR-0001850-2013 CP-15-CR-0003592-2013 CP-15-CR-0003856-2012
BEFORE: BENDER, P.J.E., LAZARUS, J., and STEVENS, P.J.E.*
MEMORANDUM BY BENDER, P.J.E.: FILED MAY 23, 2016
Appellant, Jorge Paramo Mora, appeals from the judgment of sentence of an aggregate term of 8½-18 years’ incarceration, following his conviction
in three separate cases, of kidnapping, simple assault, obstruction of justice, terroristic threats, and two counts each of unlawful restraint and witness intimidation. After careful review, we affirm in part and reverse in part.
Briefly, Appellant’s consolidated trial concerned the following events:
[Appellant]'s convictions stem from his conduct in traveling from his residence in Georgia to the State of Pennsylvania, specifically, to New Garden Township, Chester County, Pennsylvania[,] to abduct the mother of his child and her sister on September 16, 2012. While he dropped the sister off on the ____________________________________________
* Former Justice specially assigned to the Superior Court.
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side of a highway in Chester County, he kept the mother of his child, victim Guillermina Nayeli Lopez, locked in his Escalade and absconded with her and his minor son, whom Ms. Lopez had brought with her to Pennsylvania, back to Georgia, where he was promptly apprehended by authorities and charged with the instant offenses. The Intimidation of Witnesses or Victims and the Obstructing Administration of Law or Other Governmental Function charges stem from his course of conduct in subsequently sending, while incarcerated pre-trial on the Kidnapping and related offenses discussed above, two sets of multiple threatening letters to Ms. Lopez, alternately detailing the revenge he planned to exact upon her for her role in his pretrial incarceration and criminal charges and urging her in arguably more conciliatory tones to alter her testimony in court so as to exonerate him.
Trial Court Opinion (Denying Appellant’s Post-Sentence Motion) (hereinafter
“TCO”), 7/23/15, at 2.
At lower court docket number 3856-12, Appellant was charged with kidnapping, 18 Pa.C.S. § 2901(a)(3); unlawful restraint, 18 Pa.C.S. §
2902(a)(1); two counts of false imprisonment, 18 Pa.C.S. § 2903; and simple assault, 18 Pa.C.S. § 2701(a)(1). At lower court docket number
3592-13, Appellant was charged with intimidation of witnesses or victims, 18
Pa.C.S. § 4952(a)(2); and obstructing administration of law or other governmental function (obstruction of justice), 18 Pa.C.S. § 5101. At lower
court docket number 1850-13, Appellant was charged with intimidation of witnesses or victims, 18 Pa.C.S. § 4592(a)(3); and terroristic threats, 18
Pa.C.S. § 2706(a)(1). Appellant sought to sever these charges by docket number in a pretrial motion filed on July 16, 2014. The trial court denied that motion on August 5, 2014. Following a jury trial, held on November 3-
5, 2014, Appellant was convicted of the above-listed charges, while “[a]ll
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other charges” not mentioned “were either withdrawn or resulted in an acquittal.” TCO at 2. On March 26, 2015, the trial court sentenced Appellant to an aggregate term of 8½-18 years' incarceration. Appellant hired new counsel for sentencing and post-sentencing matters. A post-sentence motion was filed on April 9, 2015, raising multiple claims of trial court error, and asserting multiple ineffective assistance of counsel (IAC) claims. The Commonwealth filed a motion seeking to defer litigation of Appellant's IAC claims until collateral review. The trial court granted that motion by order dated April 22, 2015. Although a post-sentence motion hearing was held on May 7, 2015, neither party presented additional evidence. Appellant’s post- sentence motions were subsequently denied in an opinion and order dated July 23, 2015. On August 12, 2015, Appellant filed a timely notice of appeal. Appellant then filed an untimely, court-ordered Pa.R.A.P. 1925(b) statement on September 11, 2015.1 On September 14, 2015, Appellant filed a nunc pro tunc motion for an extension of time to file his Rule 1925(b) statement. The trial court granted that motion the next day. The trial court issued its Rule 1925(a) opinion on September 16, 2015. See Opinion Sur Rule 1925(a), 9/16/15, at 1-7. Therein, the trial court largely incorporated its ____________________________________________
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July 23, 2015 opinion to address the matters raised in Appellant’s Rule 1925(b) statement. Id. at 3. However, the court’s Rule 1925(a) opinion did address a single issue not raised in Appellant’s post-sentence motion. Id. at 3-7 (concerning Appellant’s claim that the trial court erred by not declaring a mistrial sua sponte regarding the jury’s exposure to evidence concerning Appellant’s pre-trial incarceration). Appellant only presents a single question for our review, “Whether the trial court erred in denying and dismissing Appellant’s post[-]trial motion?” Appellant’s Brief, at 5 (unnecessary capitalization omitted). However, it is apparent that Appellant presents eight claims, and the argument section of his brief is subdivided to address those distinct arguments. These separate claims are as follows: 1. The evidence was insufficient as a matter of law to establish Appellant's guilt beyond a reasonable doubt on the Kidnapping and Unlawful Restraint charges Counts I and IV of Term No. 3856-12. … 2. The evidence was insufficient as a matter of law to establish Appellant's guilt beyond a reasonable doubt on the Intimidation of Witnesses or Victims and Obstructing Administration of Law or Other Governmental Function of Term No. 3592-13. … 3. The jury verdict was against the weight of the evidence on the Kidnapping and Unlawful Restraint charges of Term No. 3856-12. … 4. The jury verdict was against the weight of the evidence on the Intimidation of Witnesses and Obstructing Administration J-S21004-16 of Law or Other Governmental [Function] charges of Term No. 1850-13. …
[*4]5. The Trial Court erred in denying Appellant's Motion to sever … Appellant's three pending criminal matters. …
6. The Trial Court's vague instruction to the jury following Officer Codwright's testimony regarding Appellant's pre-trial incarceration did not purge the prejudice caused by the unnecessary disclosure. …
7. The Trial Court erred in permitting testimony by Ms. Lopez about unauthenticated text messages. …
8. The Trial Court erred in permitting the prosecutor[] to ask leading questions to Ms. Lopez on the basis that there was a "language barrier."
Appellant’s Brief, at 11-35.
1.
Appellant’s first two claims concern the sufficiency of the evidence supporting his convictions for kidnapping, unlawful restraint, obstructing
justice, and intimidating witnesses. As a preliminary matter, the Commonwealth contends that these claims have been waived because, in Appellant’s Rule 1925(b) statement, he failed to specify which elements of these crimes that the Commonwealth failed to prove by sufficient evidence.
Commonwealth’s Brief, at 9.
We could find Appellant’s sufficiency claims waived due to the vagueness in his Rule 1925(b) statement. “[A] [Rule 1925(b)] [s]tatement which is too vague to allow the court to identify the issues raised on appeal
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is the functional equivalent of no Concise Statement at all.” Commonwealth v. Dowling, 778 A.2d 683, 686-87 (Pa. Super. 2001). “Even if the trial court correctly guesses the issues Appellant raises on appeal and writes an opinion pursuant to that supposition, the issue is still waived.” Commonwealth v. Heggins, 809 A.2d 908, 911 (Pa. Super. 2002). Nevertheless, we decline to find Appellant’s sufficiency claims waived in the narrow circumstances of this case because the nature of those issues are clear from the record. Appellant filed comprehensive post-sentence motions in which he specifically identified the elements which he believed were not sufficiently proven by the Commonwealth, and the trial court issued an opinion addressing those sufficiency claims which was directly incorporated into the trial court’s Rule 1925(a) opinion. Appellant’s Rule 1925(b) statement, although vague as to the elements under challenge, clearly frames the sufficiency issues as a challenge to the trial court’s dismissal, in its post-sentence motion opinion, of specifically raised sufficiency claims. Thus, neither the trial court’s review of Appellant’s sufficiency claims, nor our own review of those claims, is hindered by Appellant’s vague statement of those issues in his Rule 1925(b) statement. [2] ____________________________________________
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We now turn to the merits of Appellant’s sufficiency claims. Our standard of review of such claims is well-settled: A claim challenging the sufficiency of the evidence is a question of law. Evidence will be deemed sufficient to support the verdict when it establishes each material element of the crime charged and the commission thereof by the accused, beyond a reasonable doubt. Where the evidence offered to support the verdict is in contradiction to the physical facts, in contravention to human experience and the laws of nature, then the evidence is insufficient as a matter of law. When reviewing a sufficiency claim[,] the court is required to view the evidence in the light most favorable to the verdict winner giving the prosecution the benefit of all reasonable inferences to be drawn from the evidence. Commonwealth v. Widmer, 744 A.2d 745, 751 (Pa. 2000) (internal citations omitted). Appellant first claims that the evidence was insufficient to support his conviction for kidnapping under 18 Pa.C.S. § 2901(a)(3). [A] person is guilty of kidnapping if he unlawfully removes another a substantial distance under the circumstances from the place where he is found, or if he unlawfully confines another for a substantial period in a place of isolation, with any of the following intentions: (1) To hold for ransom or reward, or as a shield or hostage. (2) To facilitate commission of any felony or flight thereafter. (3) To inflict bodily injury on or to terrorize the victim or another. (4) To interfere with the performance by public officials of any governmental or political function. 18 Pa.C.S. § 2901(a) (emphasis added).
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Appellant concedes, for purposes of this appeal, that the victim, Ms. Lopez, was unlawfully removed with the intent to inflict bodily injury. See Appellant’s Brief, at 12-13 (“In the instant case, the Commonwealth successfully argued that Appellant transported Ms. Lopez, from Chester County, Pennsylvania to Georgia, intending to cause bodily injury to her.”). However, Appellant contends that the victim was “a willing participant for most of the trip.” Id. at 13. On this basis, Appellant argues that Ms. Lopez was not transported “a substantial distance[,]” nor confined “for a substantial period[,]” within the meaning of the kidnapping statute. He argues: The Commonwealth's evidence was top heavy on the events from the point when she voluntarily entered Appellant's Escalade to the point where her sister is dropped off on Route 1, which support the element of an "unlawful detention" for that brief period. Ms. Lopez testified that she could not open the door and that Appellant pulled her hair when she tried to exit the car with her sister. All those events happened shortly after the two women entered the Escalade. The distance between the McDonald's and the point of Route 1 where Ms. Lopez's sister was dropped off was minimal and insufficient to be considered a "substantial distance." The evidence showed that, beyond the initial interaction between Appellant and Ms. Lopez, there was no testimony that, even in Pennsylvania, and, for the majority [of] the trip to Georgia, Ms. Lopez was held against her will. To the contrary, Ms. Lopez testified that Appellant did not do anything to physically stop her from exiting the car…; during the lengthy trip, the group stopped for gas and to use the facilities; they slept at a motel in South Carolina, and Ms. Lopez was able to phone her Mother at least four separate times and advised her of her whereabouts. The Trial Court rejects Appellant's argument that Ms. Lopez and her sister entered the car "voluntarily." [TCO, at] 42. From her actions on September 15, 2012, the day before the
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incident, and her actions on September 16, 2012, one can only surmise that Ms. Lopez freely elected to enter Appellant's … car on September 16th. Ms. Lopez testified that, on September 15th, Appellant unexpectedly appeared at her home and requested that she and their Child go to the store with him. Ms. Lopez declined. Appellant took no action to force her into his vehicle or harm her in any way. The very next day, Appellant and Ms. Lopez met at a McDonald's. Once more, Appellant requested that Ms. Lopez and their Child go shopping with him and she agreed. There was no testimony that Appellant in any way forced Ms. Lopez into the vehicle. Interestingly, despite Ms. Lopez's claims that Appellant texted her in June of 2012, with threats of violence against her and her family, and the alleged history of abuse in their relationship, she did not call the police on September 15th or September 16th to report Appellant's arrival in Chester County. On September 16th Ms. Lopez and her sister both had cellular telephones at their disposal and they were in a public place where they could have easily alerted others of their imminent danger. Neither did, and, instead, elected to voluntarily enter Appellant's car.
Appellant’s Brief, at 13-14 (citations to trial transcripts omitted).
In defiance of our standard of review, Appellant relies on favorable
facts and inferences from the record, while he omits a non-trivial number of unfavorable facts. In some instances, Appellant even asserts certain facts which are directly contradicted by the record. Contrary to Appellant’s summary of the evidence, the trial court found:
[Appellant] abducted Ms. Lopez by false pretenses, claiming that he wished only to go shopping with her and their son. After she entered the vehicle, he locked the doors, which Ms. Lopez testified could only be opened from the outside, and drove her, not to a shopping center, but to pick up two of his friends. Once the friends entered the vehicle, [Appellant] jumped in the back seat with the victim and her sister and [Appellant] began yelling at and threatening the victim, hitting her and choking her with his hand. She had bruising around her neck which was visible the next day when police took photographs of her for investigative purposes. She testified that she had trouble breathing while he was choking her, thus meeting the
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"impairment of physical condition" element of bodily injury. He grabbed her by the hair and pulled when she tried to leave his vehicle when [Appellant] stopped to kick her sister out of the car on the side of Route 1 in Chester County, Pennsylvania. She testified it hurt when he did this. She also testified that she was afraid for her life while she was in the car with [Appellant]. Her testimony is sufficient to establish the elements of Kidnapping, as it demonstrates that [Appellant] unlawfully, by deception followed with force and threats, removed Ms. Lopez a substantial distance under the circumstances from the place where she was found with the intent to cause bodily injury to Ms. Lopez, as demonstrated by her testimony that he choked her hard enough to cause her to have trouble breathing and to leave marks on her neck that were visible into the next day, as well as with the intent to terrorize Ms. Lopez.
TCO, at 15-16 (citations to trial transcripts omitted).
Addressing Appellant’s specific argument, the trial court stated:
We reject [Appellant]'s theory because, whether the evidence is viewed in the light most favorable to the Commonwealth or not, the reasonable inference from [Appellant]'s conduct in locking the car doors, buoying his power against the victim by picking up friends who were willing to employ themselves to his purposes, threatening, hitting, and choking the victim, and pulling her hair to stop her from leaving his vehicle, all in front of the couple's then-five (5) or six (6) year-old son, isolating the victim from her sister, her family, her friends, and all that was familiar to her, and transporting her to Georgia[,] is that Ms. Lopez did not at any time consent to the trip that [Appellant] had planned for her. It is counterintuitive to suggest that, after being isolated from her sister, friends, family and home, locked in the car, physically abused, choked, yelled at and threatened, the fact that Ms. Lopez may have stopped physically resisting at some point transitioned the trip into a consensual joyride or "frolic and detour" for her. The following colloquy between the prosecutor and Ms. Lopez during trial supports this conclusion.
[BY THE PROSECUTOR:]
Q. Did the [Appellant] ever say anything to you about what would happen if you tried not to go back to Georgia with him?
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A. He said he was going to kill me.
Q. Let me back up a second. All the way from Pennsylvania to Georgia, why didn't you try to do something to get away?
A. I couldn't.
Q. Why do you say that?
A. I couldn't open the doors.
Q. Were you afraid of the [Appellant]?
A. Yes.
Q. Were you afraid of what would happen if you tried to get away?
A. Yes.
Q. What were you afraid of?
A. That he would take the child away.
Q. Were you afraid of him doing anything to you?
A. Yes.
Q. What were you afraid of?
A. That he might kill me.
[N.T.], 11/3/14, [at] 56-58.
Furthermore, it is evident from the record that Ms. Lopez was concerned for the safety and well-being of her son. [Appellant] had both of them in his custody. Ms. Lopez testified that [Appellant]'s physical possession and confinement of the child in his Escalade prevented her from alerting others to her predicament when the party stopped for bathroom breaks along the way, breaks on which, we note, she was always accompanied to, and guarded outside of, the restroom by members of [Appellant]'s retinue. Not only was she supervised on these breaks, preventing her from having meaningful concourse with others who might have helped her, she was loathe to abandon her son to the [Appellant]'s care, a not unwise or unreasonable position given [Appellant]'s abusive and controlling disposition that day. [Appellant] manipulated Ms.
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Lopez in every way possible to accomplish the abduction. He terrorized her physically and psychologically, both directly upon her person and indirectly through her fears for what might happen to her son. It is reasonable to conclude that the terror did not abate when they crossed the Pennsylvania border. On these facts we reject any suggestion that Ms. Lopez'[s] failure to leave [Appellant]'s company at any time made her presence on the trip to Georgia consensual in any way, shape or form.
TCO, at 18-20 (some citations to the trial transcripts omitted).
We agree with the trial court. Viewed in a light most favorable to the Commonwealth, there was ample evidence demonstrating that Ms. Lopez
was held and transported against her will, over a substantial distance, and for a substantial period of time. Thus, Appellant’s kidnapping-related sufficiency claim lacks merit.
Appellant also challenges the sufficiency of the evidence supporting his conviction for unlawful restraint under 18 Pa.C.S. § 2902(a)(1). Unlawful
restraint occurs when a person “restrains another unlawfully in circumstances exposing him [or her] to risk of serious bodily injury[.]” 18
Pa.C.S. § 2902(a)(1). For purposes of this argument, Appellant concedes that Ms. Lopez was unlawfully restrained, but contends that the evidence did not support a finding that she suffered, or was at risk of, serious bodily injury. “Serious bodily injury” is defined in the Crimes Code as “[b]odily
injury which creates a substantial risk of death or which causes serious, permanent disfigurement, or protracted loss or impairment of the function of any bodily member or organ.” 18 Pa.C.S. § 2301.
- 12 - J-S21004-16 This claim is belied by the evidence, which demonstrated that, at one point during the kidnapping, Appellant choked Ms. Lopez “so hard that she had trouble breathing.” TCO, at 22 (citing N.T., 11/3/14, at 53; and N.T., 11/5/14, at 113). Nevertheless, Appellant argues that this evidence of choking was insufficient because “[t]he only evidence of an ‘injury’ to Ms. Lopez was a faint red mark on her neck.” Appellant’s Brief, at 16. Appellant understates and/or misconstrues the facts adduced at trial. The marks left on Ms. Lopez’s neck may have been the only physical evidence of injury; however, that evidence corroborated Ms. Lopez’s testimony that she had been choked to the point where her breathing was impaired. Ms. Lopez’s testimony, alone, was sufficient to establish that Appellant risked causing serious bodily injury to her. See generally Commonwealth v. Russell, 460 A.2d 316 (Pa. Super. 1983) (indicating that choking the victim, among other circumstances, demonstrated an attempt to inflict serious bodily injury).3 Choking a victim to the point of impeding their respiration inherently risks causing that person serious bodily injury, because common sense dictates that a person who cannot breathe will die within a relatively short ____________________________________________