v.
Williamson County Schools
01/07/2021 IN THE SUPREME COURT OF TENNESSEE May 28, 2020 Session1
MELANIE LEMON v. WILLIAMSON COUNTY SCHOOLS ET AL.
Appeal by Permission from the Court of Appeals Circuit Court for Williamson County No. 2017-320 Joseph A. Woodruff, Judge ___________________________________
No. M2018-01878-SC-R11-CV ___________________________________
We granted permission to appeal in this case to address whether a claim for wrongful termination of employment can be asserted under the Teacher Tenure Act, Tennessee Code Annotated sections 49-5-501 to -515, by classifying a tenured teacher’s resignation as a constructive discharge rather than a voluntary quit. The plaintiff tenured teacher in this appeal quit her teaching position and sued for wrongful termination under the Tenure Act. We conclude that the doctrine of constructive discharge is inconsistent with the robust procedural framework in the Act, intended to give tenured teachers ample opportunity to be heard and ensure that dismissal decisions are made methodically, with transparency, and by consensus of professional educators. We reverse the Court of Appeals’ decision to apply the doctrine of constructive discharge to the plaintiff’s claims, and we hold that constructive discharge is not applicable to wrongful termination claims under the Tenure Act. We affirm the trial court’s dismissal of those claims. We also affirm the lower courts’ dismissal of the plaintiff teacher’s tort claims against the school system and individual school officials.
Tenn. R. App. P. 11 Appeal by Permission; Judgment of the Court of Appeals Affirmed in Part and Reversed in Part
HOLLY KIRBY, J., delivered the opinion of the Court, in which JEFFREY S. BIVINS, C.J., CORNELIA A. CLARK, SHARON G. LEE, AND ROGER A. PAGE, JJ., joined.
[*2]Subsequently, school officials told Ms. Lemon she was under criminal investigation for child abuse. Initially, she was not told the specifics of the allegations. School officials conducted an incomplete investigation into the matter, and Ms. Lemon received a three- day suspension without pay, the maximum amount of time school officials may impose a suspension without triggering appeal rights.[3] The child abuse allegations were ultimately deemed unfounded, and law enforcement declined to investigate.
When Ms. Lemon returned to the classroom following the three-day suspension, school officials placed cameras in her classroom to monitor her performance. They also assigned a retired teacher to her classroom as an observer. The superintendent of Williamson County Schools sent Ms. Lemon an email informing her that he was monitoring her actions in the classroom via the cameras. During this time period, school officials criticized Ms. Lemon for going into the hallway during class to speak with a school psychologist. Her time on the computer during class, responding to work-related emails, was timed. Ms. Lemon felt that none of these actions were warranted and were instead intended to pressure her to leave her employment.
After experiencing these events, Ms. Lemon felt she had no choice but to resign from her teaching position. She resigned on May 12, 2017.
On June 9, 2017, Ms. Lemon filed a complaint in the Williamson County Circuit Court. She named as defendants Williamson County Schools; the principal of Walnut Grove Elementary School, Kathryn Donnelly; the superintendent of Williamson County Schools, Mike Looney; and the assistant superintendent of Williamson County Schools, Denise Goodwin.
The primary claim in Ms. Lemon’s complaint was for wrongful termination under the Teacher Tenure Act (“Tenure Act”), Tennessee Code Annotated sections 49-5-501 to -515, based on her allegation that she was constructively discharged. The complaint asserted other claims as well, including breach of contract, negligence, defamation, false light invasion of privacy, invasion of civil rights, and both negligent and intentional infliction of emotional distress. Ms. Lemon sought compensatory and punitive damages, including back pay, lost benefits, front pay, and compensation for her emotional distress.
In response, the Defendants filed a Tennessee Rule of Civil Procedure 12.02(6) motion to dismiss all claims. The trial court granted the motion in part; it dismissed Ms. Lemon’s claims for wrongful termination, negligence, negligent infliction of emotional distress, invasion of civil rights, and false light invasion of privacy, concluding that Ms. Lemon failed to state a claim upon which relief could be granted.
[*3]With respect to Ms. Lemon’s wrongful termination claims under the Tenure Act, the trial court outlined the pertinent facts, stated the legal standard, and concluded that the doctrine of constructive discharge could not be applied to claims under the Act:
Ms. Lemon contends she was wrongfully discharged when [Defendants] made her working conditions so difficult and unpleasant that she was forced to resign. In support, Ms. Lemon alleges [Defendants] falsified her observations and evaluations, giving Ms. Lemon unwarranted low scores; accused her of child abused [sic] based upon one parent’s comment of an event that occurred [three] days earlier; told her it was illegal to tally t-shirt sizes of students; and reduced her to an inferior status by placing cameras in her room and assigning a retired teacher to monitor her classroom. Ms. Lemon submits the alleged conduct resulted in her constructive discharge; which Defendants achieved by subverting the process for dismissal set forth in the Teacher Tenure Act, Tenn[essee] Code Ann[otated] [sections] 49-5-501, et seq.
At this point, the Court must take all of Ms. Lemon’s allegations as true, and then decide whether those facts can support a claim for relief. The Court concludes they do not. The [T]eacher Tenure Act was enacted to protect school teachers from arbitrary demotions and dismissals. However, in the present matter, Ms. Lemon was neither dismissed or discharged from her position as a second grade teacher at Walnut Grove Elementary School; but rather, as she admits, Ms. Lemon resigned before these actions could occur. Likewise, the Court notes Ms. Lemon was not transferred or demoted, nor did [Defendants] reduce her pay. It is not alleged that any of the Individual Defendants verbally suggested she should resign or discussed the possibility of her employment being terminated. Instead, the facts demonstrate, outside of the three day suspension, Ms. Lemon remained in the same teaching assignment until she resigned. Upon resignation, Ms. Lemon’s status as a tenured teacher was terminated, thus removing her from the procedural protections provided by the Teacher Tenure Act for tenured teachers who have been improperly dismissed. Tenn. Code Ann. § 49-5- 501(11)(B)(i). Consequently, it cannot be said that Ms. Lemon was wrongfully discharged in violation of the Teacher Tenure Act.
[*4]Nevertheless, the Court acknowledges, under certain circumstances, some resignations may be coerced, thus enabling a court to grant a plaintiff relief for an involuntary resignation; however, the Court’s legal research has not discovered, and Ms. Lemon has not cited, controlling law demonstrating the applicability of the doctrine of constructive discharge to the present factual circumstances. Therefore, as to Count 1, Ms. Lemon has failed to state a claim for which relief may be granted. Ms. Lemon’s claim for wrongful termination is hereby DISMISSED for failure to state a claim on which relief can be granted, pursuant to Rule 12.02(6). Tenn. R. Civ. P.
On this basis, the trial court dismissed Ms. Lemon’s claim for wrongful termination under the Tenure Act.
The trial court dismissed Ms. Lemon’s claims of breach of contract, defamation, and intentional infliction of emotional distress without prejudice. It granted her leave to amend her complaint to assert those claims with greater specificity.
Ms. Lemon asked the trial court to reconsider; this request was denied. She then filed an amended complaint alleging breach of contract, intentional infliction of emotional distress, and punitive and compensatory damages.
After all of the Defendants answered the amended complaint, they filed motions for summary judgment. The trial court granted summary judgment as to the remaining breach of contract claim because it was undisputed that Ms. Lemon voluntarily resigned. Moreover, it held, Ms. Lemon failed to exhaust her administrative remedies, and the policies the Defendants allegedly violated did not apply to the facts set forth in her amended complaint.
To the extent Ms. Lemon asserted a claim of intentional infliction of emotional distress against Williamson County Schools, the trial court’s order granted summary judgment against Ms. Lemon because the Tennessee Governmental Tort Liability Act did not remove Williamson County Schools’ sovereign immunity.[4] The trial court granted summary judgment to the individual Defendants on the intentional infliction of emotional distress claims because the Tenure Act provides immunity to school officials when performing duties under the Act. It also concluded that the conduct alleged was not outrageous as a matter of law because it amounted to “mere insults, indignities, threats, annoyances, petty oppressions or other trivialities.”
[*5]Ms. Lemon timely appealed. Of note, the intermediate appellate court reversed the trial court’s dismissal of Ms. Lemon’s wrongful discharge claim under the Tenure Act. It held that the doctrine of constructive discharge could give rise to a wrongful termination claim under the Tenure Act, reasoning: “A board of education cannot violate the fundamental policies of the Tenure Act by coercing a resignation any more than it can violate the fundamental policies of any other statute by coercing a resignation.” Lemon v. Williamson Cnty. Schs., No. M2018-01878-COA-R3-CV, 2019 WL 4598201, at *6 (Tenn. Ct. App. Sept. 23, 2019), perm. app. granted, (Tenn. Feb. 20, 2020). The Court of Appeals affirmed the trial court’s dismissal of the remaining claims. Id. at *1.
Williamson County Schools then filed an application for permission to appeal to this Court, which we granted.
ISSUES ON APPEAL AND STANDARD OF REVIEW
On appeal, Williamson County Schools argues that the Court of Appeals erred in reversing the trial court’s dismissal of Ms. Lemon’s wrongful termination claim because the Tenure Act does not contemplate application of the doctrine of constructive discharge.[5] It also argues that the Court of Appeals erred in holding that Ms. Lemon may recover tort damages for her wrongful termination claim under the Tenure Act and that governmental immunity does not apply to a common law claim of wrongful discharge.
On cross-appeal, Ms. Lemon maintains that the Court of Appeals was correct on the issues raised by Williamson County Schools. She also argues that the lower courts improperly dismissed her claims for negligence and intentional infliction of emotional distress.
Williamson County Schools asserts that Ms. Lemon waived these issues by failing to raise them in her answer to its application for permission to appeal to this Court. The individual Defendants argue similarly that they are not proper parties to this appeal because they did not appeal and Ms. Lemon did not seek permission to appeal the lower courts’ dismissal of the intentional infliction of emotional distress claims against them. In the alternative, they assert that they retain immunity against such claims and the conduct alleged does not meet the standard of “outrageousness” required for claims of infliction of emotional distress.
[*6]We disagree with the position of Williamson County Schools and the individual Defendants as to waiver. Rule 11 does not require the filing of an answer to a Rule 11 application. Once we accept a Rule 11 application for permission to appeal, the entire case is before the Court, and any party may raise an issue that was previously considered by the lower courts. See, e.g., Tenn. R. App. P. 13(a) advisory commission cmt. (“[O]nce any party files a notice of appeal, the appellate court may consider the case as a whole”). In this respect, we have explained:
Parties who have not filed their own application for permission to appeal may present issues other than those presented by the appellant or party seeking Tenn. R. App. P. 11 relief. To do so, however, Tenn. R. App. P. 27(b) requires a party to include in its brief “the issues and arguments involved in [its] request for relief as well as the answer to the brief of the appellant [or party seeking Tenn. R. App. P. 11 relief].” An issue may be deemed waived, even when it has been specifically raised as an issue, when the brief fails to include an argument satisfying the requirements of Tenn. R. App. P. 27(a)(7). By the same token, an issue may be deemed waived when it is argued in the brief but is not designated as an issue in accordance with Tenn. R. App. P. 27(a)(4).
Hodge v. Craig, 382 S.W.3d 325, 335 (Tenn. 2012) (alterations in original) (footnote and citations omitted); see also Tenn. R. App. P. 3(h) (“Consistent with Rule 13(a), cross appeals and separate appeals are not required. Consequently, upon the filing of a single notice of appeal in a civil case, issues may be brought up for review and relief pursuant to these rules by any party.”); Tenn. R. App. P. 3(h) 2015 advisory commission cmt. Thus, the issues raised by Ms. Lemon in her brief to this Court are not waived.
Our standard of review for a motion to dismiss was well stated in Webb v. Nashville Area Habitat for Humanity, Inc.:
A Rule 12.02(6) motion challenges only the legal sufficiency of the complaint, not the strength of the plaintiff’s proof or evidence. The resolution of a 12.02(6) motion to dismiss is determined by an examination of the pleadings alone. A defendant who files a motion to dismiss “admits the truth of all of the relevant and material allegations contained in the complaint, but . . . asserts that the allegations fail to establish a cause of action.”
[*7]In considering a motion to dismiss, courts “must construe the complaint liberally, presuming all factual allegations to be true and giving the plaintiff the benefit of all reasonable inferences.” A trial court should grant a motion to dismiss “only when it appears that the plaintiff can prove no set of facts in support of the claim that would entitle the plaintiff to relief.” We review the trial court’s legal conclusions regarding the adequacy of the complaint de novo.
346 S.W.3d 422, 426 (Tenn. 2011) (citations omitted) (quoting Brown v. Tenn. Title Loans, Inc., 328 S.W.3d 850, 854 (Tenn. 2010); Tigg, 232 S.W.3d at 31; Crews v. Buckman Lab’ys Int’l, Inc., 78 S.W.3d 852, 857 (Tenn. 2002)).
Some of Ms. Lemon’s claims were dismissed on summary judgment. We review a lower court’s decision on a summary judgment motion de novo with no presumption of correctness. Tatham v. Bridgestone Ams. Holding, Inc., 473 S.W.3d 734, 748 (Tenn. 2015). Summary judgment is proper where “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Tenn. R. Civ. P. 56.04. Our standard of review requires “a fresh determination of whether the requirements of Rule 56 of the Tennessee Rules of Civil Procedure have been satisfied.” Rye v. Women’s Care Ctr. of Memphis, MPLLC, 477 S.W.3d 235, 250 (Tenn. 2015).
ANALYSIS
We granted permission to appeal in this case to address whether a claim for wrongful termination of employment can be asserted under the Tenure Act by classifying the teacher’s resignation as a constructive discharge rather than a voluntary quit. We analyze that issue first and then address the remaining issues raised on appeal.
I. Constructive Discharge and the Tenure Act
It is undisputed in this case that Ms. Lemon resigned her employment as a teacher with Williamson County Schools. She maintains she was forced to resign and asserts a claim of wrongful termination under the Tenure Act by applying the doctrine of constructive discharge.
[*8]Williamson County Schools contends that application of the doctrine of constructive discharge in this case would be contrary to the express language of the Tenure Act, which provides that a teacher’s tenured status ends upon resignation. Tenn. Code Ann. § 49-5- 501(11)(B)(i) (2016).6 Reading the natural and ordinary meaning of the statute’s text, it argues, the Act’s procedural protections are no longer available once a teacher resigns. Williamson County Schools relies heavily on the emphasis in Thompson v. Memphis City Schools Board of Education, 395 S.W.3d 616 (Tenn. 2012), on the elaborate procedural protections adopted as part of the Tenure Act.
Ms. Lemon’s argument emphasizes the facts as alleged in her complaint—that she was an excellent teacher who was inexplicably targeted by the Defendants with a series of incidents that created intolerable work conditions and forced her to resign. Looking at the legislative intent behind the Tenure Act, she contends that the wrong or evil the Act seeks to prevent is the wrongful termination of a qualified teacher. Ms. Lemon argues that the doctrine of constructive discharge should be applicable to tenured teachers because the Tenure Act was intended to provide tenured teachers with “more protection than the average worker, not less.” She says applying constructive discharge is not contrary to the Tenure Act because the Act’s procedures “fail to address intentional or negligent intolerable work conditions as a means by the employer to circumvent the Act.”7
A. Constructive Discharge
Our Court of Appeals has explained the concept of constructive discharge:
Terminating an employee triggers potentially significant legal consequences for an employer. Accordingly, employers may, on occasion, attempt an “end run” around these consequences by engaging in conduct calculated to induce an employee to quit. The doctrine of constructive discharge recognizes that some resignations are coerced and that employers should not be permitted to escape liability simply because they forced an employee to resign. The doctrine disregards form and recognizes that some resignations, in substance, are actually terminations.
[*9]Walker v. City of Cookeville, No. M2002-01441-COA-R3-CV, 2003 WL 21918625, at *7 (Tenn. Ct. App. Aug. [12], 2003) (citations omitted).8 Thus, constructive discharge takes place when the conduct of an employer effectively forces an employee to resign. “Although the employee may say, ‘I quit,’ the employment relationship is actually severed involuntarily by the employer’s acts, against the employee’s will. As a result, a constructive discharge is legally regarded as a firing rather than a resignation.” Turner v. Anheuser-Busch, Inc., 876 P.2d 1022, 1025 (Cal. 1994), overruled in part on other grounds by Romano v. Rockwell Int’l, Inc., 926 P.2d 1114 (Cal. 1996)); see Phillips v. Interstate Hotels Corp. No. L07, 974 S.W.2d 680, 687 (Tenn. 1998) (plurality opinion).
The doctrine of constructive discharge first arose under the National Labor Relations Act and is applicable under state and federal laws prohibiting discrimination on the basis of race, color, religion, sex, or national origin. Campbell v. Fla. Steel Corp., 919 S.W.2d 26, 33–34 (Tenn. 1996). In the discrimination context, an employer may be deemed to have “discharged” an employee who resigned employment if the employee “‘resigns in order to escape intolerable and illegal employment requirements’ to which the employee has been subjected because of his race, color, religion, sex, or national origin.” Id. (quoting Young v. Sw. Sav. & Loan Ass’n, 509 F.2d 140, 144 (5th Cir. 1975)). Constructive discharge has also been deemed “sufficient to establish the element of termination under a common-law action for retaliatory discharge.” Crews, 78 S.W.3d at 865. To prove constructive discharge, the plaintiff employee must show “that the employer knowingly permitted conditions of discrimination in employment so intolerable that a