v.
Architect of the Capitol
FOR THE DISTRICT OF COLUMBIA
_______________________________________
)
CHARLES TERRY, )
)
Plaintiff, )
)
v. ) Civil Action No. 18-1733 (RBW) ) ARCHITECT OF THE CAPITOL, ) ) ) Defendant. ) _______________________________________) ) CHARLES TERRY, ) ) Plaintiff, ) ) v. ) Civil Action No. 18-2585 (RBW) ) ARCHITECT OF THE CAPITOL, ) ) ) Defendant. ) _______________________________________)
MEMORANDUM OPINION
The plaintiff, Charles Terry, brings these consolidated actions against the defendant, the Architect of the Capitol, alleging violations of the Congressional Accountability Act of 1995 (the “Accountability Act”), 2 U.S.C. §§ 1301–1438; the Little Tucker Act, 28 U.S.C. § 1346(a)(2); the Back Pay Act, 5 U.S.C. § 5596; and the Declaratory Judgment Act, 28 U.S.C. § 2201. See
Amended Complaint (“Terry I Am. Compl.”) ¶¶ 1–3, Terry v. Architect of the Capitol, Civ. Action No. 18-1733 (“Terry I”), ECF No. 31; Amended Complaint (“Terry II Am. Compl.”)
¶¶ 1–3, Terry v. Architect of the Capitol, Civ. Action No. 18-2585 (“Terry II”), ECF No. 9.
Currently pending before the Court is the defendant’s partial motion to dismiss. See generally
Defendant’s Partial Motion to Dismiss (“Def.’s Mot.” or the “defendant’s motion”), ECF
No. 32. 1 Upon careful consideration of the parties’ submissions and the entire record in this case, 2 the Court concludes for the following reasons that it must grant the defendant’s motion.
I. BACKGROUND
A. The Plaintiff’s Employment
Unless otherwise specified, the following allegations are taken from the plaintiff’s Terry I and Terry II Amended Complaints. See Terry I Am. Compl; Terry II Am. Compl. The plaintiff
“was employed as a WG-9 [p]ainter” in the defendant’s “House Office Buildings Jurisdiction.”
Terry I Am. Compl. ¶ 17. He “regularly worked the night shift,” and “[b]eginning in approximately January 2018, [he] was regularly required to either abate lead paint without proper safety equipment and[] precautions or [ ] work in close proximity to other [ ] employees who
[were] abating lead paint without proper safety equipment and[] safety precautions.” Id. ¶¶ 18–
19. On February 6, 2018, the plaintiff “filed a workplace safety complaint at the [defendant’s]
Office of Compliance[.]” Id. ¶ 23. “On February 12, 2018[,] the Office of Compliance’s
Occupational Safety and Health Specialists, among others, met with Superintendent
Weidemeyer, [Assistant] Superintendent Ryan Columbo, and Safety Specialist David Hicks, as well as other employees of the [defendant], including an attorney from the Office of General
Counsel.” Id. ¶ 25. Following the filing of the plaintiff’s workplace safety complaint, the 1 On March 25, 2019, the Court consolidated Terry I and Terry II, and ordered that “the parties shall make all future filings only in [Terry I,] Case No. 18-cv-1733[.]” Order at 1 (Mar. 25, 2019), Terry I, ECF No. 18. Therefore, unless otherwise specified, any filing identified in this Memorandum Opinion was made in Terry I. 2 In addition to the filings already identified, the Court considered the following submissions and accompanying exhibits in rendering its decision: (1) the Defendant’s Memorandum in Support of Partial Motion to Dismiss (“Def.’s Mem.”), ECF No. 32-1; (2) the plaintiff’s opposition to the defendant’s motion to dismiss, which was submitted without any title (“Pl.’s Opp’n”), ECF No. 34; (3) the Defendant’s Reply in Support of Partial Motion to Dismiss (“Def.’s Reply”), ECF No. 35; (4) the Defendant’s Supplemental Briefing in Support of Partial Motion to Dismiss (“Def.’s Suppl. Br.”), ECF No. 37; and (5) the Plaintiff’s Supplemental Brief in Opposition to Partial Motion to Dismiss (“Pl.’s Suppl. Br.”), ECF No. 38.
[*2]defendant “produced documents that allegedly explained the applicable lead abatement rules and procedures[,]” however, “those procedures were not being followed and the [p]ainters were not being supervised by individuals who were experienced with lead abatement.” Id. ¶ 26.
Following an investigation, “the Occupational Safety and Health Specialists found several safety deficiencies” regarding the defendant’s treatment of lead abatement. Id. ¶ 28; see id. ¶¶ 29–30.
“[I]n February 2018, [the plaintiff] asked . . . [Safety Officer] Andrew Reed . . . for a full-face
proper respirator[,]” but “Reed stated that [the plaintiff] did not require a proper respirator for the work he was performing.” Id. ¶ 31.
On March 13, 2018, Alan Redkey, 3 the assistant night-shift supervisor, see Terry II Am.
Compl. ¶ 23, “falsely claimed that [the plaintiff] had spilled or splattered paint on the carpet of the room where he had been painting[,]” but when the plaintiff “asked Redkey to show him the paint, [ ] Redkey was unable to do so[,]” id. ¶ 32. “On or about March 17, 2018, [the plaintiff] complained, during a shop meeting, that [ ] Redkey had instructed him to sand a door that was painted with lead paint, without a respirator[,] [ ] contrary to the [defendant’s] new lead paint
abatement protocols.” Id. ¶ 33. On March 20, 2018, the “[p]laintiff initiated his first claim of retaliation against the [defendant] by filing a request for counseling with the Office of Compliance.” Terry II Am. Compl. ¶ 25. On April 15, 2018, the plaintiff “submitted a formal
statement to his supervisors, including his safety complaints about having to sand down the door without proper [p]ersonal [p]rotective [e]quipment.” Terry I Am. Compl. ¶ 34. On that same day, the “[n]ight [s]hift [s]upervisor, John (Kenny) Bucker[,] told [the plaintiff] that Charles
(Charlie) Bryan[, the s]hop foreman[,] had instructed [Bucker] not to speak to [the plaintiff] any[]more.” Id. ¶ 36. On April 16, 2018, “Reed accused [the plaintiff] of having lied about not being given a proper respirator.” Id. ¶ 37. On April 17, 2018, the plaintiff “complained to
[*3]Gerald Owens[, a] work leader[,] about working adjacent to an employee who was abating lead paint in violation of the [defendant’s] safety protocols[,] i.e.[,] not wetting the area down, not
using glove bags to collect the lead paint[,] and not posting signs to warn the public of the danger[].” Id. ¶ 35. And “[o]n or about April 24, 2018[,] the day shift was assigned to work a project on overtime hours[,]” when, “[u]nder normal circumstances, the overtime assignment would have been shared between [the] day and night shift[s].” Id. ¶ 38. “Redkey explained that
[the] day shift had been given the assignment because the project involved painting with ‘special colors,’” however, “the excuse was false[] because night[-]shift painters regularly used ‘special colors.’” Id. Further, “in April [2018], [Redkey] abruptly stopped providing [the plaintiff] with training on the [p]aint [s]hop tint machine, although he continued to give other painters training on the machine.” Terry II Am. Compl. ¶ 31. Although the plaintiff “repeatedly asked [Redkey]
when he could continue the training,” Redkey “told [the plaintiff] that they would pick up the training ‘later.’” Id.
On May 2, 2018, the plaintiff “asked . . . Redkey about a career ladder promotion to
WG[-]10 because he had the time in grade and was working at the next level.” Terry I Am.
Compl. ¶ 40. “On or about May 8, 2018, [the plaintiff] asked [ ] Columbo for permission to change his . . . day off” from Friday, May 25, 2018, to Monday, May 28, 2018, but “Columbo refused to permit [the plaintiff] to move his [ ] day [off], even though the shop had honored similar requests on other occasions.” Id. ¶ 39. “On or about May 9, 2018,” the plaintiff was
informed by Columbo that “no ladder promotion was possible[,] . . . contrary to past practice in the [p]aint shop.” Id. ¶ 40. On May 11, 2018, the “[p]laintiff requested mediation in his then- pending Office of Compliance complaint[.]” Terry II Am. Compl. ¶ 34. On May 22, 2018, “one of [the plaintiff’s] co-workers expressed his displeasure toward [the plaintiff], saying that no one could change their [ ] day off because ‘someone’ (with the implication that it was [the plaintiff])
[*4]had made a complaint about it, suggesting that [the d]efendant had altered its practice of allowing changes to [ ] days [off] to cover up its retaliation against [the p]laintiff.” Terry I Am.
Compl. ¶ 41. Finally, “[o]n July 11, 2018[, the plaintiff] informed the Office of Compliance
Occupational Safety and Health Specialists that lead abatement work continued to be performed
in an unsafe manner.” Id. ¶ 42. “Specifically, [the plaintiff] advised the Occupational Safety and Health Specialists that large areas of the hallways in the Longworth Building were being abated with no containment in place while the building was open to the public.” Id.
On July 25, 2018, the plaintiff filed his Complaint in Terry I, see Complaint at 1, ECF
No. 1, which he later amended, see generally Terry I Am. Compl. Thereafter, the “[p]laintiff’s supervisors continued to assign [him] to work in hazardous situations and conditions, and [ ]
Bucker continued his past practice of refusing to speak to [the p]laintiff about his safety
concerns.” Terry II Am. Compl. ¶ 38. “On numerous occasions between June and August 2018, [Redkey] ignored [the p]laintiff’s questions about safety and potential hazards during shop meetings and when [Redkey] gave [the plaintiff] his assignments.” Id. ¶ 39. “On approximately
[twenty] occasions between June and August [2018], when the [p]aint [s]hop [f]oreman[, Dale
Crowl,] would encounter [the plaintiff] in the [p]ainter[s’] break room, he would declare that it looked like [the plaintiff] had just woken up[.]” Id. ¶ 40. The plaintiff “understood [Crowl’s actions] as a threat that Crowl would initiate an unfounded disciplinary action for allegedly
sleeping on the job, an offense for which employees [of] the [defendant] have been disciplined, up to and including termination.” Id. ¶ 40. Moreover, “[t]hroughout this time period, the [defendant] only paid [the p]laintiff his base rate of pay for his [eight]-hour Monday shift each
[*5]week, even though the Monday shift actually commenced at 10[ p.m.] on Sunday” and, therefore, “entitled [the p]laintiff to [twenty-five percent] premium pay [(“Sunday pay”)] for the [ ] entire shift.” Id. ¶ 41. On December 17, 2018, the plaintiff filed his Complaint in Terry II, see Terry II Compl. at 1, which he later amended, see generally Terry II Am. Compl.; Notice of Filing Amended Complaint, Terry II, ECF No. 9-1.
B. The Plaintiff’s Cases
1. Terry I
In his Terry I Amended Complaint, the plaintiff alleges that (1) the “[d]efendant retaliated against [him] for his protected workplace safety complaints, in violation of the [ ]
Accountability Act, when it denied him overtime opportunities, rejected his request for a ladder
promotion to WG-10[,] and denied his request to change his [ ] day off” (“Terry I Count I”), Terry I Am. Compl. ¶ 45; (2) the “[d]efendant imposed a retaliatory hostile work environment, in violation of the [ ] Accountability Act” (“Terry I Count II”), id. ¶ 49; (3) the defendant “never paid [the p]laintiff the environmental hazard pay to which he was entitled on either regular time or overtime” (“Terry I Count III”), id. ¶ 55; and (4) the plaintiff’s “regular[] work[] in close
proximity to toxic substances” merits a “[d]eclaratory [j]udgment that he was entitled to the environmental hazard differential pay of [eight percent] to be included in his [b]ase [r]ate of [p]ay” (“Terry I Count IV”), 4 id. ¶ 58.
[*6]2. Terry II
In his Terry II Amended Complaint, the plaintiff alleges that (1) he “was constructively discharged from his position” due to “the hostile work environment that the [defendant] imposed[,]” (“Terry II Count I”), Terry II Am. Compl. ¶ 45; (2) the defendant retaliated against him by “fail[ing] to pay the [p]ainters a [twenty-five percent] premium pay differential[,]”
(“Terry II Count II”), id. ¶ 49; and (3) he “is entitled to his lost wages because of the [defendant’s] failure to pay him his [twenty-five percent Sunday] pay[,]” (“Terry II Count III”), id. ¶ 55. On March 4, 2019, the defendant filed its answer to the plaintiff’s Terry II Amended
Complaint. See Answers and Defenses, Terry II (“Terry II Answer and Defenses”) at 1, ECF
No. 11.
3. Consolidation
On March 25, 2019, the Court consolidated Terry I and Terry II. See Order at 1
(Mar. 25, 2019), ECF No. 18. The defendant then filed its motion for partial judgment on the pleadings, arguing that the “[p]laintiff cannot establish that this Court has jurisdiction over the issues of environmental differential pay or premium pay.” Defendant’s Motion for Partial
Judgment on the Pleadings (“Def.’s Mot. for Partial Judgment on the Pleadings” or the “defendant’s motion for partial judgment on the pleadings”) at 8, 5 ECF No. 21. On January 30, 2020, the Court denied the defendant’s motion for partial judgment on the pleadings without prejudice “pending the Court’s resolution of the plaintiff’s forthcoming motion for leave to amend his complaints” in Terry I and Terry II. Order at 1 (Jan. 30, 2020), ECF No. 25.
[*7]On March 26, 2020, the plaintiff moved for leave to file an Amended Complaint in Terry I, which would “add factual detail to the [Terry I C]omplaint supporting [the p]laintiff’s claim that he was not compensated at the correct rate of pay for overtime work, during which time he was performing work under hazardous conditions that qualified him for environmental hazard pay.” Plaintiff’s Motion for Leave to File First Amended Complaint at 1, ECF No. 27; see also Defendant’s Response to Plaintiff’s Motion for Leave to Amend at 2, ECF No. 29
(stating that the “[d]efendant will not oppose the filing of [the p]laintiff’s proposed Amended
Complaint, but intends to move to dismiss the Amended Complaint”). On May 29, 2020, the Court granted the plaintiff’s motion for leave to amend. See Min. Order (May 29, 2020).
4. The Defendant’s Partial Motion to Dismiss
On June 26, 2020, the defendant filed the partial motion to dismiss that is the subject of this Memorandum Opinion, see Def.’s Mot. at 1, which the plaintiff opposes, see Pl.’s Opp’n at 1. Following a hearing before the Court, the Court ordered the parties to file supplemental briefing addressing “(1) whether a requirement exists that an employee of the defendant pursue the defendant’s grievance process in order for environmental hazard pay to [be] included in his or her regular rate of pay; and (2) how the regular rate of pay of an employee of the defendant is determined.” Order at 1 (Feb. 26, 2021), ECF No. 36. Thereafter, the parties filed their supplemental briefs. See generally Def.’s Suppl. Br.; Pl.’s Suppl. Br.
II. STANDARD OF REVIEW
Federal district courts are courts of limited jurisdiction, Kokkonen v. Guardian Life Ins.
Co. of Am., 511 U.S. 375, 377 (1994), and therefore, “[a] motion for dismissal under [Federal
Rule of Civil Procedure] 12(b)(1) ‘presents a threshold challenge to the [C]ourt’s jurisdiction[.]’”
Morrow v. United States, 723 F. Supp. 2d 71, 75 (D.D.C. 2010) (Walton, J.) (quoting Haase v. Sessions, 835 F.2d 902, 906 (D.C. Cir. 1987)). Thus, the Court is obligated to dismiss a claim if it “lack[s] [ ] subject-matter jurisdiction[.]” Fed. R. Civ. P. 12(b)(1). And, because “[i]t is to be presumed that a cause lies outside [ ] [the Court’s] limited jurisdiction,” Kokkonen, 511 U.S. at
[*8]377, “the plaintiff bears the burden of pro[ving]” that the Court has jurisdiction over the plaintiff’s claims, Lujan v. Defs. of Wildlife, 504 U.S. 555, 561 (1992).
In deciding a motion to dismiss based upon lack of subject-matter jurisdiction, the Court
“need not limit itself to the allegations of the complaint.” Grand Lodge of the Fraternal Order of Police v. Ashcroft, 185 F. Supp. 2d 9, 14 (D.D.C. 2001). Rather, the “[C]ourt may consider such materials outside the pleadings as it deems appropriate to resolve the question [of] whether it has jurisdiction to hear the case.” Scolaro v. D.C. Bd. of Elections & Ethics, 104 F. Supp. 2d 18, 22
(D.D.C. 2000); see also Jerome Stevens Pharms., Inc. v. Food & Drug Admin., 402 F.3d 1249, 1253 (D.C. Cir. 2005). Additionally, the Court must “assume the truth of all material factual
allegations in the complaint and ‘construe the complaint liberally, granting [the] plaintiff the benefit of all inferences that can be derived from the facts alleged[.]’” Am. Nat’l Ins. Co. v. Fed.
Deposit Ins. Corp., 642 F.3d 1137, 1139 (D.C. Cir. 2011) (quoting Thomas v. Principi, 394 F.3d
970, 972 (D.C. Cir. 2005)). However, “the [p]laintiff’s factual allegations in the complaint . . .
will bear closer scrutiny in resolving a 12(b)(1) motion than in resolving a 12(b)(6) motion for failure to state a claim.” Grand Lodge, 185 F. Supp. 2d at 13–14 (alterations in original)
(internal quotation marks omitted).
III. ANALYSIS
The defendant moves to dismiss Counts III and IV of the Terry I Amended Complaint for lack of subject-matter jurisdiction because (1) “[t]he United States has not waived sovereign
immunity as to the [defendant’s] administration of its policies regarding application of environmental differential pay[,]” and therefore, as to Count III, the Court lacks “jurisdiction to determine whether the [eight percent] environmental differential should have been included in the regular rate used to calculate any overtime that might have been owed to [the plaintiff;]” and (2) as to Count IV, “the Court does not have jurisdiction under any other law, including the [Declaratory Judgment Act or the] Back Pay Act, to grant the declaratory relief sought in Count
[*9]IV[.]” Def.’s Mem. at 5. The defendant also moves to dismiss Count III of the Terry II
Amended Complaint for lack of subject-matter jurisdiction “because the Little Tucker Act does not independently confer jurisdiction[,]” id., over the plaintiff’s claim that he was entitled to
“Sunday [ ] pay[,]” id. at 2. In response, the plaintiff argues that the Court has jurisdiction over
both Counts III and IV of the Terry I Amended Complaint, see Pl.’s Opp’n at 7, and Count III of the Terry II Amended Complaint, see id. at 15. The Court will address each count in turn.
A. Count III of the Terry I Amended Complaint
In Count III of the Terry I Amended Complaint, the plaintiff alleges that the defendant
violated the Accountability Act by failing to pay the plaintiff environmental hazard pay as part of his regular and overtime wages. See Terry I Am. Compl. ¶¶ 53–56. The defendant seeks to dismiss this count because the Court lacks subject-matter jurisdiction, arguing that “the United
States has not waived sovereign immunity through the [Accountability Act] as to the [defendant’s] determination of the applicability of environmental differential pay.” Def.’s Mem. at 6. The plaintiff responds that “[a] determination that [he] is entitled to [ ] environmental hazard pay is well within this Court’s authority under the [Accountability Act].” Pl.’s Opp’n at 8–9. For the following reasons, the Court agrees with the defendant.
A court’s “obligation to assure [itself that it has] jurisdiction extends to sovereign immunity because it is jurisdictional[.]” Perry Cap. LLC v. Mnuchin, 864 F.3d 591, 621 (D.C.
[*10]Cir. 2017) (citation omitted). 6 “It is axiomatic that the United States may not be sued without its
consent and that the existence of consent is a prerequisite for jurisdiction.” Anderson v. Carter, 802 F.3d 4, 8 (D.C. Cir. 2015) (quoting United States v. Mitchell, 463 U.S. 206, 212 (1983)).
Moreover, a court is obligated to “strictly construe[]” a waiver of sovereign immunity “in favor of the sovereign.” Lane v. Pena, 518 U.S. 187, 192 (1996). Accordingly, “[a] waiver of the [f]ederal [g]overnment’s sovereign immunity must be unequivocally expressed in statutory text, and will not be implied[.]” Id. (citation omitted).
1. Whether the Enactment of the Accountability Act Constitutes a Waiver of Sovereign Immunity as to Count III
The parties dispute whether the enactment of the Accountability Act constitutes a waiver
of sovereign immunity as to Count III. See Def.’s Mem. at 12 (arguing that “neither the [Accountability Act] nor any other law has waived sovereign immunity to allow review of the [defendant’s] application of th[e environmental hazard pay] policy”); Pl.’s Opp’n at 8 (arguing that “a claim that the [defendant] failed to pay [the p]laintiff overtime wages at the appropriate
‘regular rate’ . . . is cognizable under the [Accountability Act]”).
[*11]The Accountability Act “confers on [legislative] employees rights and remedies drawn from various labor and employment statutes not previously applicable to the legislative branch[,]” Fields v. Off. of Eddie Bernice Johnson, 459 F.3d 1, 5 (D.C. Cir. 2006), including
“certain provisions of the Fair Labor Standards Act” (“FLSA”), id. at 46 n.25. See 2 U.S.C.
§ 1313(a)(1) (applying by reference “subsections (a)(1) and (d) of [§] 6, [§] 7, and [§] 12(c) of the [FLSA]”). These FLSA provisions (1) mandate a minimum wage of “$7.25 an hour,”
29 U.S.C. § 206(a)(1)(C); (2) prohibit sex discrimination, see id. § 206(d); (3) require
compensation “for a workweek longer than forty hours . . . at a rate not less than [1.5] times the regular rate at which [the employee] is employed[,]” id. § 207(a)(1); and (4) prohibit “oppressive child labor[,]” id. § 212(c). Moreover, these rights are enforceable in federal district courts. See
2 U.S.C. § 1408(a) (providing that “[t]he district courts of the United States shall have jurisdiction over any civil action commenced under [§] 1401 of this title and this section by a covered employee”). Therefore, as to these four specific areas, the Accountability Act represents a limited waiver of the defendant’s sovereign immunity as part of the legislative branch.
Because the Accountability Act does not explicitly waive sovereign immunity regarding claims of entitlement to environmental hazard pay, 7 the plaintiff argues that Count III falls under the Accountability Act’s incorporation of 29 U.S.C. § 207(a)(1), which mandates compensation
[*12]“for a workweek longer than forty hours . . . at a rate not less than [1.5] times the regular rate at
which [the employee] is employed[,]” 29 U.S.C. § 207(a)(1); see Pl.’s Opp’n at 7–12. In Count III, the plaintiff alleges that “the [defendant] never calculated [his “regular rate” of pay 8] to include the [eight percent] environmental hazard pay premium to which he is entitled, [and] consequently the failure to calculate [the plaintiff’s] overtime rate of pay to include the [eight percent] hazard pay premium violated the [ ] Accountability Act.” Terry I Am. Compl. at 1–2; see also id. ¶¶ 53–56 (alleging that the plaintiff (1) “regularly works in close proximity to toxic substances” and therefore “was entitled to an environmental hazard differential pay of [eight percent] to be included in his [‘regular r]ate[’] of [p]ay, including when he works overtime[;]”
(2) “worked overtime, performing hazardous work[]” and (3) was never paid “the environmental
hazard pay to which he [was] entitled on either regular time or overtime”). According to the plaintiff, because the Accountability Act permits a plaintiff to sue for a failure to pay an
(. . . continued) [g]overnment’s sovereign immunity must be unequivocally expressed in statutory text[.]” Lane, 518 U.S. at 192 (emphasis added). Therefore, the defendant’s internal pay policy does not constitute a waiver of sovereign immunity because it is not an “unequivocal[] . . . statutory text” intended to waive sovereign immunity. Id.
Moreover, the Architect of the Capitol Human Resources Act (the “Architect HR Act”), 2 U.S.C. § 1831(c)(1), which directs the defendant to establish its pay policy, also does not waive sovereign immunity over claims regarding environmental hazard pay. The Architect HR Act requires the defendant to “establish and maintain a personnel management system[.]” 2 U.S.C. § 1831(c)(1). However, as the defendant correctly argues, see Def.’s Mem. at 11–12, the Architect HR Act itself does not mandate the payment of environmental hazard pay, and, furthermore, contains no waiver of sovereign immunity permitting legislative employees to pursue claims in court for alleged violations of the Architect HR Act—or any part of the “personnel management system[,]” including the defendant’s pay policy, established in accordance with the Architect HR Act, see 2 U.S.C. § 1831(c)(1). In sum, no explicit statutory waiver of sovereign immunity exists in either the Accountability Act, the FLSA, the defendant’s pay policy, or the Architect HR Act, that permits the Court “to review the [defendant’s] application of its [own pay] polic[y] regarding when environmental differential pay is due to workers[,]” Def.’s Mem. at 6. 8 The parties use inconsistent terminology in referring to the amount of pay that the plaintiff received while working his regular hours. See, e.g., Def.’s Mem. at 11 (the plaintiff’s “regular rate”); Def.’s Suppl. Br. at 6 (the plaintiff’s “basic rate of pay”); id., Ex. [6] (Declaration of Tanisha Gordon (“Gordon Decl.”)) ¶ 3 (the plaintiff’s “basic pay”); Terry I Am. Compl. at 1 (the plaintiff’s “[r]ate of [b]asic [p]ay”). For ease of reference, the Court will refer to the rate at which the plaintiff was paid when not working overtime as his “regular rate” of pay, in accordance with the statutory language in 29 U.S.C. § 207(a)(1).
[*13]employee overtime wages at a minimum of 1.5 times the employee’s regular rate of pay, “[i]t seems, therefore[,] an elementary matter that in the course of enforcing [the p]laintiff’s right to receive overtime calculated at 1.5 times the [p]laintiff’s [‘]regular rate[’]” of pay, “the Court is free to examine and declare what the ‘regular rate[’] of pay[] should be so that the [p]laintiff may be paid the appropriate rate.” Pl.’s Opp’n at 8. The Court disagrees.
Because “[a] waiver of the [f]ederal [g]overnment’s sovereign immunity must be unequivocally expressed in statutory text, and will not be implied[,]” Lane, 518 U.S. at 192
(citation omitted), the Court begins its analysis with the applicable statutory text. The Accountability Act states that “[t]he rights and protections established by . . . [§] 7 . . . of the [FLSA,]” 2 U.S.C. § 1313(a)(1)—which mandates compensation “for a workweek longer than forty hours . . . at a rate not less than [1.5] times the regular rate at which [the employee] is employed[,]” 29 U.S.C. § 207(a)(1)—“shall apply to covered employees[,]” 2 U.S.C. §
1313(a)(1). Therefore, under the Accountability Act, a court has jurisdiction to review whether, “for a workweek longer than forty hours[,]” a legislative employee was paid “at a rate not less than [1.5] times the regular rate at which [he or she] is employed.” 29 U.S.C. § 207(a)(1). When
“strictly construed,” Lane, 518 U.S. at 192, this waiver applies to questions regarding the difference in the rate of pay between a plaintiff’s “regular rate” of pay and his or her overtime rate of pay.
Here, as the defendant correctly argues, see Def.’s Mem. at 6 (arguing that “[alt]hough
[the p]laintiff has attempted to dress his claims up as being ones for unpaid overtime, he is actually asking this Court to review the regular rate upon which any applicable overtime would be calculated”), Count III concerns whether the defendant appropriately withheld environmental differential pay from the plaintiff’s “regular rate” of pay, see Terry I Am. Compl. ¶ 53 (“[d]ue to the fact that [the p]laintiff regularly works in close proximity to toxic substances . . . , [he] was entitled to an environmental hazard differential pay of [eight percent] to be included in his
[*14][‘regular rate’] of [p]ay, including when he works overtime”); id. ¶ 55 (alleging that the defendant “never paid [the p]laintiff the environmental hazard pay to which he was entitled on either regular time or overtime”). Contrary to the plaintiff’s arguments, see Pl.’s Opp’n at 7
(describing Count III as the “[p]laintiff’s claim for incorrectly calculated overtime”), Count III does not concern whether the plaintiff’s overtime pay was 1.5 times the “regular rate” of pay that he received. See Terry I Am. Compl. ¶¶ 52–56. Accordingly, the Court’s review of Count III would amount to review of “whether the [plaintiff] is entitled to hazard pay in the first instance[,]” Pl.’s Opp’n at 10—a question that asks whether the plaintiff’s “regular rate” of pay was correct based on the defendant’s pay policy. [9] But, as discussed above, see supra note 7, at
12–13, the defendant’s pay policy cannot waive sovereign immunity, and accordingly, there is no statutory waiver of sovereign immunity over claims stemming from the defendant’s pay policy. 10
The mere fact that a plaintiff would have to establish facts regarding the amount of his or her
“regular rate” of pay does not mean that the Court is permitted to sweep into its analysis any internal policies or legal issues for which a waiver of sovereign immunity is not “unequivocally expressed” in the statutory text, Lane, 518 U.S. at 192. Accordingly, the Court concludes that sovereign immunity of the claim asserted in Count III has not been waived, and the Court therefore lacks jurisdiction over this claim.
[*15]2. The Plaintiff’s Counter-Arguments
In response to the defendant’s arguments, the plaintiff raises several counter-arguments. [11]
First, he argues that the defendant’s “position would create an impossible, circular argument” whereby “[n]o court could ever determine an employee’s challenge over whether or not he is being paid 1.5 times his appropriate ‘regular rate’ of pay” when working overtime because courts could not evaluate “what elements are required . . . to be included in [that employee’s ‘]regular rate[’] of pay.” Pl.’s Opp’n at 10. This is incorrect, but this reality has no bearing on the Court’s ruling. The Court would have jurisdiction to review a claim that the Accountability Act exempted from the protection of sovereign immunity—namely, a claim that the employee was
[*16]not paid at least 1.5 times his or her “regular rate” of pay when working overtime. For example, if a hypothetical plaintiff earned fifteen dollars per hour as his or her “regular rate” of pay, then a court is authorized to review whether he or she earned at least 1.5 times that amount when working overtime. However, a court would not have jurisdiction to review claims challenging
the validity of his or her fifteen-dollar-per-hour “regular rate” of pay under any authority for which there is not a clear waiver of sovereign immunity. See Lane, 518 U.S. at 192 (noting that
“[a] waiver of the [f]ederal [g]overnment’s sovereign immunity must be unequivocally expressed in statutory text”).
Second, the plaintiff argues that the defendant’s construction of the Accountability Act
would permit the defendant to “simply flout the overtime pay requirements of the [Accountability Act.]” Pl.’s Opp’n at 10. To illustrate, the plaintiff provides two hypotheticals:
(1) “the [defendant] could attempt to reduce its overtime expenses by calculating all GS-13 employees’ overtime wages based on a GS-9 rate of pay[,]” and (2) “the [defendant] could
(. . . continued) [defendant] Department [of Labor] points to the following factors that support its [ ] determination [that the plaintiff’s volunteers qualified as employees under the FLSA]: . . . Congress intended for [the] FLSA’s protections to be interpreted broadly in favor of workers’ rights.”). Even assuming that the Court agreed with the Department of Labor’s argument in that case, a broad interpretation of workers’ rights under the FLSA would pertain to questions on the merits, rather than the preliminary, jurisdictional question of whether the United States has waived sovereign immunity regarding this issue. Any obligation to construe rights under the FLSA broadly cannot nullify the Court’s obligation to “strictly construe[]” a waiver of sovereign immunity “in favor of the sovereign.” Lane, 518 U.S. at 192.
[*17]exclude night[-]shift differential payments from all employees’ overtime calculations.” Id.
However, neither hypothetical supports the plaintiff’s argument because, in both hypothetical situations, the defendant would not be calculating overtime payments based on the employee’s
“regular rate” of pay. To illustrate, in the first hypothetical, the GS-13 employee’s “regular rate” of pay would be at a GS-13 level. Accordingly, if the employee only received overtime payments at 1.5 times the GS-9 rate, the employee would not have received overtime at 1.5 times
his or her “regular rate.” Therefore, a court would have jurisdiction to consider a claim that the employee’s overtime pay was not 1.5 times of his or her “regular rate” of pay. Similarly, in the second hypothetical, if an employee received night-shift differential payments as part of his or her “regular rate” of pay, but did not receive night-shift differential payments as part of his or her
overtime pay, then his or her overtime pay would not be 1.5 times of his or her “regular rate” of pay. Accordingly, a court would be able to review a claim under the Accountability Act alleging that the employee’s overtime pay did not reflect 1.5 times his or her “regular rate” of pay.
Therefore, neither hypothetical supports the plaintiff’s argument that the Court has jurisdiction over Count III. [12]
The Court is not unsympathetic to the plaintiff’s concerns regarding the inability to obtain judicial review over claims as asserted in Count III, however, this unfortunate result does not mitigate the Court’s obligation to strictly construe waivers of sovereign immunity. 13
[*18]Accordingly, because “the sole basis alleged for [Count III] is the [defendant’s] alleged failure to include the [eight percent] environmental differential in the [‘]regular rate[’] upon which any overtime owed to [the p]laintiff must be calculated” and the plaintiff has “not otherwise alleged that he was not paid 1.5 times his [‘]regular rate[’] for hours [ ] worked in excess of forty hours in any given week[,]” Def.’s Reply at 4, the Court concludes that it does not have subject-matter jurisdiction over Count III. The Court must therefore dismiss Count III of the plaintiff’s Terry I
Amended Complaint for lack of jurisdiction. 14
B. Count IV of the Terry I Amended Complaint
The Court next turns to the defendant’s challenge to Count IV of the Terry I Amended
Complaint. In Count IV, the plaintiff alleges that “[d]ue to the fact that [he] regularly worked in close proximity to toxic substances . . . , [he] is entitled to a [d]eclaratory [j]udgment” pursuant to the Declaratory Judgment Act, 28 U.S.C. § 2201, “that he was entitled to the environmental hazard differential pay of [eight percent] to be included in his [‘regular rate’] of [p]ay for all
hours that he work[ed] on regular time, in addition to overtime[,]” Terry I Am. Compl. ¶ 58, and 13 As the defendant aptly notes in its supplemental brief, see Def.’s Suppl. Br. at 5–6, that, although “the United States has not waived sovereign immunity for a federal court to review the [defendant’s] application of [its p]ay [p]olicy,” id. at 6, there are administrative avenues available to the plaintiff, and other employees of the defendant, to pursue claims that the defendant has improperly applied its own pay policy, including a grievance procedure, see generally id., Ex. 1 (Architect of the Capitol, Human Resources Manual, Ch. 771, Grievances). In a declaration provided by the defendant, Assistant Superintendent Ryan Columbo attests that “employees have used the [defendant’s g]rievance [p]olicy to grieve all manner of concerns relating to their employment, including concerns relating to letters of counseling or reprimands, disagreement with their direct supervisors on issues such as management style or decisions that affect assignments, and pay issues[,]” id., Ex. 2 (Declaration of Ryan Columbo (“Columbo Decl.”)) ¶ 2, including an “issue regarding the miscalculation of certain employees’ Sunday differential pay[,]” id., Ex. 2 (Columbo Decl.) ¶ 3. 14 The plaintiff argues that the “[d]efendant has conceded. . . [t]hat ‘the FLSA is silent regarding the subject of hazard pay, except to require that it be included as part of a federal employee’s regular rate of pay in computing the employee’s overtime pay[.]’” Pl.’s Opp’n at 7–8 (emphasis omitted) (quoting Def.’s Mot. for Partial Judgment on the Pleadings at 7). However, “parties may not waive or concede a federal court’s subject[-]matter jurisdiction.” Gardner v. United States, 211 F.3d 1305, 1310 (D.C. Cir. 2000). Therefore, the defendant’s statement in its earlier memorandum not only fails to comport with the legal authority the Court is required to follow, but also does not impact the Court’s determination regarding the defendant’s arguments in its partial motion to dismiss.
[*19]“to backpay . . . pursuant to [the Back Pay Act,] 5 U.S.C. § 5596[,]” id. ¶ 60. As the defendant argued regarding Count III, the defendant seeks to dismiss Count IV because “th[e] Court does
not have jurisdiction to provide [a] remedy” under either the Declaratory Judgment Act or the Back Pay Act. Def.’s Mem. at 15. For the following reasons, the Court concludes that there has been no waiver of sovereign immunity as to the allegations asserted in Count IV. 1. The Declaratory Judgment Act
The plaintiff first argues that, “even if the Court did not have full authority[] under the [Accountability Act,]” Pl.’s Opp’n at 9, to determine whether the defendant’s pay policy entitles him to environmental hazard pay, “the Declaratory Judgment Act gives this Court the authority to ‘declare the rights and other legal relations’ of [the plaintiff] with respect to his entitlement to environmental hazard pay[,]” id. (quoting 28 U.S.C. § 2201); see 28 U.S.C. § 2201(a) (“In a case
of actual controversy within its jurisdiction . . . any court of the United States, upon the filing of an appropriate pleading, may declare the rights and other legal relations of any interested party
seeking such declaration, whether or not further relief is or could be sought.”). However, the Court agrees with several of its colleagues that “the Declaratory Judgment Act does not provide a waiver of sovereign immunity.” Stone v. Dep’t of Hous. & Urb. Dev., 859 F. Supp. 2d 59, 64
(D.D.C. 2012) (citing Walton v. Fed. Bureau of Prisons, 533 F. Supp. 2d 107, 114 (D.C. Cir.
2008)). Therefore, because there has been no waiver of sovereign immunity over the question of whether the defendant’s pay policy entitles the plaintiff to environmental hazard pay, the Declaratory Judgment Act does not confer to the Court jurisdiction over Count IV. 2. The Back Pay Act
The plaintiff next argues that “[b]y the plain language of the Back Pay Act, it applies to
[his] claim that he was not paid at 1.5 times his [‘]regular rate[’] of pay for the overtime that he worked.” Pl.’s Opp’n at 13. The Back Pay Act entitles back pay to [a]n employee of an agency who, on the basis of a timely appeal or an administrative determination . . . is found by appropriate authority under applicable law, rule, regulation, or collective bargaining agreement, to have been affected by an unjustified or unwarranted personnel action which has resulted in the withdrawal or reduction of all or part of the pay, allowances, or differentials of the employee[.]
[*20]5 U.S.C. § 5596(b)(1). However, as discussed above, see supra note 7, at 12–13, the plaintiff’s
only alleged entitlement to environmental hazard pay stems from the defendant’s pay policy, which is not a “law, rule, regulation, or collective bargaining agreement[.]” Id. Therefore, absent a waiver of sovereign immunity regarding the underlying claim for which the plaintiff seeks back pay pursuant to the Back Pay Act—namely, the application of the defendant’s pay
policy—the Back Pay Act itself does not provide the requisite clear and unambiguous waiver of sovereign immunity. [15] See Davis v. Billington, 51 F. Supp. 3d 97, 111 (D.D.C. 2014)
(Walton, J.) (concluding that “where Congress has, in one comprehensive, specific statute, . . . .
chosen not to waive sovereign immunity for the plaintiff’s claims, it would be illogical for the Court to find that another, more general statute, like the Back Pay Act, constitutes a waiver of sovereign immunity for the very same claims”); cf. Am. Fed. of Gov’t Emps., Local 41, AFL-
CIO v. Califano, 453 F. Supp. 550, 552 (D.C. Cir. 1978) (holding that the Back Pay Act is “not jurisdictional in character”); Gilbert v. Fed. Deposit Ins. Corp., 950 F. Supp. 1194, 1197 (D.D.C.
[*21]1997) (holding that the Back Pay Act “does not create an alternative cause of action, rather it is an auxiliary measure that only operates at the relief stage”). 16
In sum, without an underlying claim over which the Court has subject-matter jurisdiction and for which sovereign immunity has been waived, the Declaratory Judgment Act and the Back
Pay Act do not confer jurisdiction on the Court over the plaintiff’s claim that the defendant’s pay policy entitles him to environmental hazard pay. Accordingly, the Court must dismiss Count IV of the plaintiff’s Terry I Amended Complaint for lack of jurisdiction.
C. Count III of the Terry II Amended Complaint
In Count III of the Terry II Amended Complaint, the plaintiff alleges that the defendant
“did not pay [him twenty-five percent Sunday] pay, and although the [defendant] has acknowledged that it owes [him] the backpay, it has not yet fully paid [him] those wages[,]”
Terry II Am. Compl. ¶ 54, and therefore, he “is entitled to his lost wages because of the [defendant’s] failure to pay him his [Sunday p]ay, in an amount that does not exceed $10,000 hazard pay, as well as liquidated damages[,]” id. ¶ 55. The defendant “moves to dismiss
Count III of the [Terry II] Amended Complaint[,]” which “purport[s] to state a claim for wage theft under the []Little[] Tucker Act[,]” Def.’s Mem. at 1, because “this Court does not have jurisdiction under the []Little[] Tucker Act to adjudicate [the p]laintiff’s claim that he is entitled to Sunday [ ] pay[,]” id. at 2.
[*22]The Little Tucker Act provides that
[t]he district courts shall have original jurisdiction, concurrent with the United States Court of Federal Claims, of . . . [a]ny [ ] civil action or claim against the United States, not exceeding $10,000 in amount, founded either upon the Constitution, or any Act of Congress, or any regulation of an executive department, or upon any express or implied contract with the United States, or for liquidated or unliquidated damages in cases not sounding in tort[.]
28 U.S.C. § 1346(a)(2). The Supreme Court has held that the Little Tucker Act—like its companion statute, the Tucker Act—does not itself “creat[e] substantive rights, but [is] simply
[a] jurisdictional provision[] that operate[s] to waive sovereign immunity for claims premised on
other sources of law.” United States v. Bormes, 568 U.S. [6], 10 (2012) (first alteration in original) (internal quotation marks omitted). Therefore, for the Little Tucker Act to apply, “[a] substantive right must be found in some other source of law, such as ‘the Constitution, or any
Act of Congress, or any regulation of an executive department.’” United States v. Mitchell, 463
U.S. 206, 216 (1983) (quoting United States v. Testan, 424 U.S. 392, 398 (1976)). Moreover, the claim based on that right “must be one for money damages against the United States, and the claimant must demonstrate that the source of substantive law he [or she] relies upon ‘can fairly be interpreted as mandating compensation by the [f]ederal [g]overnment for the damages sustained.’” Id. at 216–17 (citation and footnote omitted) (quoting Testan, 424 U.S. at 400).
Here, as the defendant correctly argues, the plaintiff “has not provided, or even alluded to, any Constitutional claim, Congressional Act[,] or executive regulation that could ‘fairly be interpreted [ ] as mandating compensation by the [f]ederal [g]overnment for the damages sustained.’” Def.’s Mem. at 19 (quoting Testan, 424 U.S. at 400). Rather, the plaintiff bases
Count III of the Terry II Amended Complaint, as discussed above with regards to Counts III and IV of the Terry I Amended Complaint, on the defendant’s pay policy. See Terry II Am. Compl.
¶ 53 (“Pursuant to the [d]efendant’s own regulations, [the p]laintiff was entitled to [twenty-five percent] Sunday [ ] pay for each shift that he worked which began on Sunday”); see also Pl.’s
[*23]Opp’n at 15 (arguing that the defendant “has a written and enforceable policy that governs
payment of [ ] Sunday [p]ay”). However, the defendant’s pay policy is not a component of “the Constitution, [ ] any Act of Congress, or any regulation of an executive department,” Testan, 424
U.S. at 397. Therefore, even if, as the plaintiff argues, “the [twenty-five percent] pay differential that [he] seeks to enforce here is written in mandatory, rather than permissive, language[,]” Pl.’s
Opp’n at 16; see id. (“A full-time [ ] employee whose regular work schedule includes an [eight]- hour period of service that is not overtime work, a part of which is on Sunday, is entitled to additional pay at the rate of [twenty-five] percent of his[ or ]her hourly rate of basic pay for each hour of work performed during that [eight]-hour period of service” (emphasis omitted) (quoting id., Ex. 2 (Def.’s Pay Pol’y) ¶ 9(d))), the defendant’s pay policy cannot be an independent source of a substantive right for which the Little Tucker Act operates as a waiver of sovereign immunity. [17]
The plaintiff also argues that the Sunday pay requirement in the defendant’s pay policy is
“mandated by statute” because the defendant’s pay policy was “adopted under the authority of the Architect HR Act,” which “requires the [defendant] to ‘establish and maintain a personnel management system that incorporates fundamental principles that exist in other modern
[*24]personnel systems.’” Pl.’s Opp’n at 15 (quoting 2 U.S.C. § 1831). However, although the Architect HR Act is undoubtedly an “Act of Congress[,]” Testan, 424 U.S. at 398, it cannot
“fairly be interpreted as mandating compensation by the [f]ederal [g]overnment for the damages sustained[,]” Mitchell, 463 U.S. at 216–17 (quoting Testan, 424 U.S. at 400). The Architect HR
Act states that “[t]he [defendant] shall establish and maintain a personnel management system[,]” 2 U.S.C. § 1831(c)(1), which “shall at a minimum include” certain enumerated
components, such as “[a] system which ensures that applicants for employment and employees . . . are appointed, promoted, and assigned on the basis of merit and fitness[,]” id.
§ 1831(c)(2)(A), and “[a] system for the classification of positions which takes into account the difficulty, responsibility, and qualification requirements of the work performed, and which conforms to the principle of equal pay for substantially equal work[,]” id. § 1831(c)(2)(C). 18 The Architect HR Act further prescribes a process for the “[i]mplementation of [the] personnel
[*25]management system[,]” id. § 1831(d), including (1) submission of the plan to “the Speaker of the House of Representatives, the House Office Building Commission,” and certain Congressional committees, id. § 1831(d)(1)(B); (2) implementation of “the plan not later than [ninety] days
after the plan is submitted[,]” id. § 1831(d)(1)(C); and (3) “develop[ment of] a system of oversight and evaluation to ensure that the personnel management system . . . achieves the requirements of [the Architect HR Act] and compiles with all other relevant laws, rules[,] and regulations[,]” including annual reporting of “the results of its evaluation” to “the Speaker of the House of Representatives, the House Office Building Commission, the Committee on Rules and Administration of the Senate, and the Joint Committee on the Library[,]” id. § 1831(d)(2).
However, nowhere in the Architect HR Act does it “mandat[e] compensation by the [f]ederal
[g]overnment for [ ] damages sustained[,]” Mitchell, 463 U.S. at 216–17 (quoting Testan, 424
U.S. at 400); see also Def.’s Reply at 14 (arguing that “the Architect HR Act never even alludes to payment of money, much less mandat[es] money payments”).
Therefore, even if the defendant’s pay policy uses mandatory language to describe the payment of Sunday pay, neither the defendant’s pay policy nor its authorizing statute, the Architect HR Act, are money-mandating statutes. Accordingly, the Court does not have
(. . . continued) (F) A fair and equitable system to address unacceptable conduct and performance by . . . employees [of the defendant], including a general statement of violations, sanctions, and procedures which shall be made known to all employees, and a formal grievance procedure.
(G) A program to provide services to deal with mental health, alcohol abuse, drug abuse, and other employee problems, and which ensures employee confidentiality.
(H) A formal policy statement regarding the use and accrual of sick and annual leave which shall be made known to all employees, and which is consistent with the other requirements of this section.
[*26]jurisdiction under the Little Tucker Act over the plaintiff’s claim that he is entitled to Sunday pay under the defendant’s pay policy, and the Court must dismiss Count III of the Terry II Amended
Complaint.
IV. CONCLUSION
For the foregoing reasons, the Court concludes that it must grant the defendant’s partial motion to dismiss for lack of subject-matter jurisdiction. Accordingly, the Court will dismiss
Counts III and IV of the Terry I Amended Complaint and Count III of the Terry II Amended
Complaint.
SO ORDERED this 14th day of June, 2021. 19
REGGIE B. WALTON United States District Judge
[*27]