Sieck v. Russo, 869 F.2d 131 (2d Cir. 1989). · Go Syfert
Sieck v. Russo, 869 F.2d 131 (2d Cir. 1989). Cases Citing This Book View Copy Cite
“we . . . prefer to . . . provide the teeth to enforce discovery orders by leaving it to the district court to determine which sanction from among the available range is appropriate.”
96 citation events (50 in the last 25 years) across 9 distinct courts.
Strongest positive: Agiwal v. Mid Island Mortgage Corp. (ca2, 2009-02-13)
Treatment trajectory · 1989 → 2026 · click a year to view as-of
1989 2007 2026
Top citers, strongest first. 50 distinct citers. How cited ↗
discussed Cited as authority (verbatim quote) Agiwal v. Mid Island Mortgage Corp.
2d Cir. · 2009 · signal: see also · quote attribution · 1 verbatim quote · confidence high
we . . . prefer to . . . provide the teeth to enforce discovery orders by leaving it to the district court to determine which sanction from among the available range is appropriate.
discussed Cited as authority (verbatim quote) John Hancock Leasing Corp. v. Luis Electrical Construction Corp.
S.D.N.Y. · 1989 · signal: see · quote attribution · 1 verbatim quote · confidence high
we prefer to ... provide the teeth to enforce discovery orders by leaving it to the district court to determiné which sanction from among the available range is appropriate.
discussed Cited as authority (rule) United States of America v. Paolo Provenzi et al.
W.D.N.Y. · 2025 · confidence medium
But as the Second Circuit has explained, “[a] party who flouts [discovery] orders does so at his peril.” Sieck v. Russo, 869 F.2d 131, 133 (2d Cir. 1989); see also Hassoun v. Searls, 467 F. Supp. 3d 111 , 134 (W.D.N.Y. 2020) (“A scheduling order entered by a court is ‘not a frivolous piece of paper, idly entered, which can be cavalierly disregarded by counsel without peril.’” (quoting Kassim v. City of Schenectady, 221 F.R.D. 363, 365 (N.D.N.Y. 2003))).
discussed Cited as authority (rule) The Jade Farm LLC v. Mirahangiry
S.D.N.Y. · 2023 · confidence medium
See National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 643 , 96 S.Ct. 2778, 2781 (1976) (sanctions are necessary to deter "other parties to other lawsuits" from flouting "other discovery orders of other district courts"); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989); see Fed.
discussed Cited as authority (rule) Sample v. The American National Red Cross
S.D.N.Y. · 2023 · confidence medium
But that argument “fails to take into account that when soft sanctions were imposed” on May 31, 2022, see ECF No. 74, Sample “continued to defy the court.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
discussed Cited as authority (rule) Extended Stay Inc. - Adversary Proceeding
Bankr. S.D.N.Y. · 2022 · confidence medium
The Court retains discretion to “determine which sanction from among the available range is appropriate.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989); Shcherbakovskiy v. Da Capo Al Fine, Ltd., 490 F.3d 130, 135 (2d Cir. 2007) (“We have noted that district courts possess ‘wide discretion’ in imposing sanctions under Rule 37.”) (quoting Daval Steel Prods. v. M/V Fakredine, 951 F.2d 1357 , 1365 (2d Cir. 1991)).
discussed Cited as authority (rule) City Merchandise Inc. v. Tian Tian Trading Inc.
S.D.N.Y. · 2022 · confidence medium
Co., 716 F.2d 954, 955 (2d Cir. 1983). “[H]ere, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989) (quoting National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 643 (1976)).
cited Cited as authority (rule) JCJ Architecture, PC v. Larry Edmondson Associates, Inc.
D. Conn. · 2021 · confidence medium
Conn. Dec. 9, 2019) (quoting Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989)).
discussed Cited as authority (rule) Sellitto-Taylor v. McLean Affiliates, Inc.
D. Conn. · 2021 · confidence medium
See, e.g., Funk v. Belneftekhim, 861 F.3d 354, 365 (2d Cir. 2017) (“We accord deferential review to a district court’s imposition of Rule 37 discovery sanctions, and we will reverse only for abuse of discretion, which we will not identify absent an error of law, a clearly erroneous finding of fact, or a decision that cannot be located within the range of permissible options available to the district court.” (citation omitted)); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989) (“[W]hen reviewing a district court’s imposition of a sanction, the question is not whether this court, as an…
discussed Cited as authority (rule) Aristidou v. Aviation Port Services, LLC
E.D.N.Y · 2021 · confidence medium
Co. of New York, 86 F. App’x 441, 444 (2d Cir. 2004) (“This Court has noted that were it ‘to adopt a position that overly inhibits the imposition of the harsher sanctions authorized by Rule 37, [it] would turn the rule into a ‘paper tiger.’” (quoting Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989)).
discussed Cited as authority (rule) The Minz Fraade Law Firm, P.C. v. Brady
S.D.N.Y. · 2021 · confidence medium
On top of attorney’s fees, it is in the Court’s discretion “to determine which sanction from among the available range [in Rule 37(b)(2)] is appropriate.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
discussed Cited as authority (rule) Lemberg v. Simon's Agency, Inc.
2d Cir. · 2020 · confidence medium
Mindful that the question before us is not whether we, “as an original matter, would have applied the same sanction,” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989), but rather, whether it can “be located within the 7 range of permissible decisions,” Wolters Kluwer, 564 F.3d at 113 , we conclude that the district court’s sanction meets this standard here.
discussed Cited as authority (rule) Bratu v. Omni Hotels Management Corporation
D. Conn. · 2019 · confidence medium
P. 37(b)(2)(A), “[i]f a party . . . fails to obey an order to provide or permit discovery, including an order under . . . 37(a), the court where the action is pending may issue further just orders.” It is left “to the district court to determine which sanction from among the available range is appropriate.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
cited Cited as authority (rule) Park v. Sancia Healthcare, Inc
S.D.N.Y. · 2019 · confidence medium
Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
discussed Cited as authority (rule) Pergament v. Thilman (In re Thilman)
Bankr. E.D.N.Y. · 2016 · confidence medium
Co., 716 F.2d 954, 955 (2d Cir.1983). “[H]ere, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available, to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (quoting Nat’l Hockey League v. Metro Hockey Club, Inc., 427 U.S. 639, 643 , 96 S.Ct. 2778 , 49 L.Ed.2d 747 (1976).
discussed Cited as authority (rule) Walpert v. Jaffrey (2×) also: Cited "see"
S.D.N.Y. · 2015 · confidence medium
While these rules provide for a range of sanctions, “the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (internal quotation marks and citation omitted).
discussed Cited as authority (rule) Chowdhury v. Hamza Express Food Corp.
E.D.N.Y · 2015 · confidence medium
Co., 716 F.2d 954, 955 (2d Cir.1983). “[H]ere, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (quoting Nat’l Hockey League v. Metro.
discussed Cited as authority (rule) Wang v. Bear Stearns Companies LLC
S.D.N.Y. · 2015 · confidence medium
A standard that “inhibited] the imposition of the harsher sanctions authorized by Rule 37[] would turn the rule into a ‘paper tiger.’” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (quotation omitted).
discussed Cited as authority (rule) SEC v. Razmilovic
2d Cir. · 2013 · confidence medium
See, e.g., 16 National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 642 (1976) ("NHL"); 17 Agiwal v. Mid Island Mortgage Corp., 555 F.3d 298, 302 (2d Cir. 2009) ("Agiwal"); U.S. Freight, 716 18 F.2d at 955; Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989) ("Sieck"). 19 "[S]everal factors may be useful in evaluating a district court's exercise of 20 discretion" to impose sanctions pursuant to this rule, including "(1) the 21 willfulness of the non-compliant party or the reason for noncompliance; (2) the 22 efficacy of lesser sanctions; (3) the duration of the period of noncomp…
discussed Cited as authority (rule) Securities & Exchange Commission v. Razmilovic
2d Cir. · 2013 · confidence medium
U.S. Freight, 716 F.2d at 955 ; Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (“Sieck ”). “[S]everal factors may be useful in evaluating a district court’s exercise of discretion” to impose sanctions pursuant to this rule, including “(1) the willfulness of the non-compliant party or the reason for noncompliance; (2) the efficacy of lesser sanctions; (3) the duration of the period of noncompliance, and (4) whether the non-compliant party had been warned of the consequences of noncompliance.” SNET, 624 F.3d at 144 (quoting Agiwal 555 F.3d at 302 ).
discussed Cited as authority (rule) Montblanc-Simplo Gmbh v. Colibri Corp.
E.D.N.Y · 2010 · confidence medium
“Here, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.” Sieck. v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (citation omitted). *252 Ultimately, the imposition of litigation-ending sanctions under Rule 37 is a matter of judicial discretion.
discussed Cited as authority (rule) Sterling Promotional Corp. v. General Accident Insurance Co. of New York
2d Cir. · 2004 · confidence medium
This Court has noted that were it “to adopt a position that overly inhibits the imposition of the harsher sanctions authorized by Rule 37, [it] would turn the nxle into a ‘paper tiger.’ ” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (affirming the granting of a default judgment where “defendants were aware of, and consciously absented themselves from, ... scheduled depositions”).
discussed Cited as authority (rule) MCI Worldcom Communications, Inc. v. Gamma Communications Group, Inc. (2×) also: Cited "see, e.g."
S.D.N.Y. · 2001 · confidence medium
See SEC v. McNulty, 137 F.3d 732, 735-36 (2d Cir.1998) (default entered after defendant failed to file answer despite two extensions of time); Action S.A. v. Marc Rich & Co., Inc., 951 F.2d 504, 507-08 (2d Cir.1991) (default judgment ordered when defendant admitted that he “deliberately chose not to appear [and] would not appear” for discovery or for trial); Sieck v. Russo, 869 F.2d 131, 133 (2d Cir.1989) (default judgment entered after defendant failed to appear for deposition for at least three months and ignored two orders to appear).
discussed Cited as authority (rule) Pecarsky v. Galaxiworld.Com Limited
2d Cir. · 2001 · confidence medium
See SEC v. McNulty, 137 F.3d 732, 735-36 (2d Cir. 1998) (describing default entered almost one year after the action was commenced and after defendant failed to file an answer despite two extensions of time); State Bank of India v. Chalasani (In re Chalasani), 92 F.3d 1300, 1305 (2d Cir. 1996) (describingdefault judgment ordered three and one half months after court ordered defendant to produce requested discovery and pay withdrawing counsel's legal fees); Action S.A. v. Marc Rich & Co., Inc., 951 F.2d 504, 507-08 (2d Cir. 1991) (describing default judgment ordered when defendant admitted that…
discussed Cited as authority (rule) Pecarsky v. Galaxiworld.com Ltd.
2d Cir. · 2001 · confidence medium
See SEC v. McNulty, 137 F.3d 732, 735-36 (2d Cir.1998) (describing default entered almost one year after the action was commenced and after defendant failed to file an answer despite two extensions of time); State Bank of India v. Chalasani (In re Chalasani ), 92 F.3d 1300, 1305 (2d Cir.1996) (describing default judgment ordered three and one half months after court ordered defendant to produce requested discovery and pay withdrawing counsel’s legal fees); Action S.A. v. Marc Rich & Co., Inc., 951 F.2d 504, 507-08 (2d Cir.1991) (describing de fault judgment ordered when defendant admitted th…
discussed Cited as authority (rule) In Re Dg Acquisition Corp. Debtor. Dg Creditor Corp., Trustee for the Dg Creditor Trust v. Ivette Dabah, Barbara Dabah, Renee Dabah, and Yvette Dabah
2d Cir. · 1998 · confidence medium
See United States v. 4003-4005 5th Ave., Brooklyn, N.Y., 55 F.3d 78 , 85 n. 7 (2d Cir.1995) (upholding rulings with respect to Fifth Amendment privilege by referring to “trial court’s ... broad discretion to control and to fashion remedies for abuses of the discovery process.”); Daval Steel Products v. M/V Fakredine, 951 F.2d 1357, 1365 (2d Cir.1991) (“A district court has wide discretion in imposing sanctions....”); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (we “leav[e] it to the district court to determine which sanction from among the available range is appropriate.”).
discussed Cited as authority (rule) Magee v. Paul Revere Life Insurance
E.D.N.Y · 1998 · confidence medium
Thus, in Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989), the Court noted that a standard that unduly discouraged courts from imposing harsh sanctions would reduce Rule 37 to a mere “paper tiger” that could produce compliance only when the parties were backed against the wall.
cited Cited as authority (rule) Fonar Corporation v. Magnetic Resonance Plus, Inc.
2d Cir. · 1997 · confidence medium
Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
cited Cited as authority (rule) Fonar Corp. v. Magnetic Resonance Plus, Inc.
2d Cir. · 1997 · confidence medium
Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Coan v. Hutter (In Re Hutter)
Bankr. D. Conn. · 1997 · confidence medium
Further, while the court may consider alternative sanctions less severe than default judgments, “[t]he mere availabil *987 ity of softer sanctions ... does not bar a court from imposing the default sanction.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Old Country Toyota Corp. v. Toyota Motor Distributors, Inc.
E.D.N.Y · 1996 · confidence medium
Old Country is precluded from serving any further revisions or supplements except to the extent that they are under a continuing obligation, pursuant to § 11(B)(2) of the Civil Justice Expense and Delay Reduction Plan to supplement “if the party learns that the information disclosed is no longer correct” or “to contradict or rebut evidence on the same subject matter identifiable by another party, within 30 days after the disclosures made by such other party.” 2 Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (“We ... prefer to ... provide the teeth to enforce discovery orders by lea…
discussed Cited as authority (rule) Williams v. National Housing Exchange Inc. (2×) also: Cited "see"
S.D.N.Y. · 1996 · confidence medium
Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Satcorp International Group v. China National Import & Export Corp.
S.D.N.Y. · 1996 · confidence medium
But the Court’s function is not to search “like Goldilocks, for a sanction advanced by the defendants that is not too hard, not too soft, but one that is just right.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Fonar Corp. v. Magnetic Resonance Plus, Inc.
S.D.N.Y. · 1995 · confidence medium
Thus, in Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989), the court noted that a standard that unduly discouraged District Courts from imposing harsh sanctions would reduce Rule 37 to a mere “ ‘paper tiger’ ” that could produce compliance from intransigent lawyers and parties only when their backs were against the wall.
discussed Cited as authority (rule) Miltope Corp. v. Hartford Casualty Insurance
S.D.N.Y. · 1995 · confidence medium
A Reminder/Waming to the Bar and Litigants In Sieck v. Russo, 869 F.2d 131, 133 (2d Cir.1989), the Second Circuit reminded the Bar of the need to comply with discovery orders in a timely fashion: In Update Art, Inc. v. Modiin Publishing, Ltd., 843 F.2d 67, 73 (2d Cir.1988), we “emphasize[d] the importance we place on a party’s compliance with discovery orders,” and we warned that “[a] party who flouts such orders does so at his peril.” Although we then viewed our decision as “strong medicine,” id., today we find it necessary to renew the prescription. 1 Accord, e.g., Thomas E.
cited Cited as authority (rule) Bambu Sales, Inc. v. Ozak Trading Incorporated and Doron Gratch
2d Cir. · 1995 · confidence medium
Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Salomon v. 1498 Third Realty Corp.
S.D.N.Y. · 1993 · confidence medium
Furthermore, the Second Circuit consistently has held that it will refuse to relieve a defendant of a judgment entered against it because of the mistake or omission of its attorney, see Nemaizer, 793 F.2d at 62 ; United States v. Cirami, 535 F.2d 736, 739 (2d Cir.1976), or where the defendant failed to participate in a pretrial proceeding, see Sieck v. Russo, 869 F.2d 131, 134-35 (2d Cir.1989).
discussed Cited as authority (rule) Maizus v. Weldor Trust Reg.
S.D.N.Y. · 1992 · confidence medium
See National Hockey League v. Metropolitan Hockey Club, 427 U.S. 639, 643 , 96 S.Ct. 2778, 2781 , 49 L.Ed.2d 747 (1976); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989); Update Art, Inc. v. Modiin Publishing, Ltd., 843 F.2d 67, 71 (2d Cir.1988).
discussed Cited as authority (rule) Jordan International Co. v. M.V. \Cyclades\""
unknown court · 1992 · confidence medium
See, e.g., Societe Internationale pour Participations Industrielles et Commerciales, S.A. v. Rogers, 357 U.S. 197, 212-13 , 78 S.Ct. 1087, 1096 , 2 L.Ed.2d 1255 (1958) (default judgment is not appropriate sanction where there was no showing that failure to comply with a pre-trial order was willful, in bad faith, or otherwise culpable); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989) (affirming grant of motion pursuant to Rule 37(b) for judgment of default against party who intentionally absented itself from deposition and twice ignored court’s order to appear).
discussed Cited as authority (rule) Schoenberg v. Shapolsky Publishers
S.D.N.Y. · 1991 · confidence medium
The Second Circuit has “ ‘emphasize[d] the importance [they] place on a party’s compliance with discovery orders,’ and [they] warned that ‘[a] party who flouts such orders does so at his peril.’ ” Sieck v. Russo, 869 F.2d 131, 133 (2d Cir.1989) (quoting Update Art, Inc. v. Modiin Pub., Ltd., 843 F.2d 67 , 73 (2d Cir.1988)).
cited Cited as authority (rule) Burke v. ITT Automotive, Inc.
W.D.N.Y. · 1991 · confidence medium
The-atre Corp. v. Allied Artists Pictures Corp., 602 F.2d at 1068; Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
cited Cited as authority (rule) Michael Sidney Luft v. Crown Publishers, Inc., Audiofidelity Enterprises, Inc., Appeal of Daniel Pugliese
2d Cir. · 1990 · confidence medium
Hoar, Inc. v. Sara Lee Corp., 882 F.2d 682, 687 (2d *866 Cir.1989); Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Factor v. Mall Airways, Inc.
S.D.N.Y. · 1990 · confidence medium
The Second Circuit has emphasized “ ‘the importance ... [p]laced on a party’s compliance with discovery’ ” and warned those “ ‘who flout[ ] such orders [do] so at [their] own peril.’ ” Sieck v. Russo, 869 F.2d 131, 133 (2d Cir.1989), quoting Update Art, supra, 843 F.2d at 73.
discussed Cited as authority (rule) Dukes v. New York City Police Commissioner Ward
S.D.N.Y. · 1990 · confidence medium
Thus, we would ‘encourage dilatory tactics, and compliance with discovery orders would come only when the backs of counsel and the litigants were up against the wall.’ Cine Forty-Second Street Theatre Corp. v. Allied Artists Pictures Corp., 602 F.2d 1062, 1068 (2d Cir.1979).” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Marketing Specialists, Inc. v. Bruni
W.D.N.Y. · 1989 · confidence medium
Although Rule 37 sets forth sanctions which are less harsh than a default judgment, “[t]he mere availability of softer sanctions ... does not bar a court from imposing the default sanction.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989).
discussed Cited as authority (rule) Thomas E. Hoar, Incorporated, Cross-Appellee v. Sara Lee Corporation, Cross-Appellants
2d Cir. · 1989 · confidence medium
When reviewing a district court’s imposition of a Rule 37 sanction, the question is not whether this court, de novo, would apply the same sanction, but whether the district court exceeded the bounds of its “wide discretion.” Sieck v. Russo, 869 F.2d 131, 134 (2d Cir.1989); Update Art, Inc. v. Modiin Pub., Ltd., 843 F.2d 67 , 71 (2d Cir.1988).
discussed Cited as authority (rule) Quadrozzi v. City of New York
S.D.N.Y. · 1989 · confidence medium
In Sieck v. Russo, 869 F.2d 131 (2d Cir.1989), the Second Circuit re-emphasized “ ‘the importance ... [p]laced on a party’s compliance with discovery’ ” and warned that those “ ‘who flout[ ] such orders [do] so at [their] own peril.’ ” Sieck , at 133, quoting Update, 843 F.2d at 73.
cited Cited "see" In Re: Bradley C. Reifler
S.D.N.Y. · 2022 · signal: see · confidence high
See Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
cited Cited "see" Marianne T. O'Toole, as Trustee of the Estate v. Vesnic
Bankr. S.D.N.Y. · 2022 · signal: see · confidence high
See Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 1989).
cited Cited "see" Sentry Ins. a Mut. Co. v. Weber
2d Cir. · 2017 · signal: see · confidence high
See Sieck v. Russo, 869 F.2d 131, 134 (2d Cir. 10 1989).
Retrieving the full opinion text from the archive…
Maryanne Sieck
v.
Richard Russo and James A. Russo, Individually and D/B/A Marine Trading & Promotions Corp., Marine Trading & Promotions Corp., Marine Trading International, Inc., and Rita Russo
709.
Court of Appeals for the Second Circuit.
Feb 23, 1989.
869 F.2d 131
Cited by 47 opinions  |  Published

869 F.2d 131

13 Fed.R.Serv.3d 67

Maryanne SIECK, Plaintiff-Appellee,
v.
Richard RUSSO and James A. Russo, individually and d/b/a
Marine Trading & Promotions Corp., Marine Trading &
Promotions Corp., Marine Trading International, Inc., and
Rita Russo, Defendants-Appellants.

No. 709, Docket 88-7853.

United States Court of Appeals,
Second Circuit.

Argued Jan. 27, 1989.
Decided Feb. 23, 1989.

Kenneth G. Poller, Englewood Cliffs, N.J. (Wurtzel & Poller, Englewood Cliffs, N.J., of counsel), for plaintiff-appellee.

E. George Nyberg, Yonkers, N.Y. (Leahy, Nyberg, Bovine & D'Apice, Yonkers, N.Y., of counsel), for defendants-appellants.

Before PRATT and ALTIMARI, Circuit Judges, and SAND, District Judge.[*]

ALTIMARI, Circuit Judge:

[*~131]1

Defendants-appellants Richard Russo, James A. Russo, Rita Russo, Marine Trading & Promotions Corp., and Marine Trading International, Inc. appeal from default judgments and from a subsequent order denying their motion to set aside the judgments under Fed.R.Civ.P. 60(b) entered in the United States District Court for the Southern District of New York (Goettel, J.). The dispute which brought the defendants before the district court involves a failed business deal between the defendants and plaintiff-appellee Maryanne Sieck. In her complaint filed in the district court, Sieck alleged that the defendants fraudulently induced her to enter into a contract, breached the contract, and violated provisions of the Racketeer Influenced and Corrupt Organizations Act ("RICO"), 18 U.S.C. Sec. 1961 et seq. (1982 & Supp. IV 1986). After the defendants repeatedly failed to appear for scheduled depositions as ordered by the court, the district court entered default judgments in the amount of $1 million against all defendants.

2

On August 3, 1988, defendants filed a motion in the district court to set aside the default judgments pursuant to Fed.R.Civ.P. 60(b) on the grounds that fraud had been committed upon the court, and new evidence had been discovered. The district court denied the motion. On this appeal the defendants contend first, that the granting of default judgments was too severe a penalty for missing deposition dates, and second, that the district court erred in not reopening the default judgments. For the reasons set forth below, we affirm the judgment of the district court.

BACKGROUND

3

On February 12, 1986, plaintiff Maryanne Sieck entered into a contract with defendant Richard Russo who was purportedly acting on behalf of co-defendant Marine Trading & Promotions Corp. ("Marine"). The contract called for Sieck to tender $1 million to Marine. In exchange, Marine agreed, inter alia, to issue a $1 million promissory note to Sieck and arrange a $500 million arbitrage loan to her from lenders named in the contract. Defendants Richard and James Russo were the sole stockholders and officers of Marine. From the record it is unclear whether Marine was still in existence at the time the contract was entered into between Sieck and Richard Russo.

4

In her complaint filed in the district court, Sieck asserted that although she paid $1 million to Marine, the $500 million loan was never arranged. She further alleged that the defendants never intended to perform any of their obligations under the contract or to repay any part of the $1 million they received from her. Sieck sought recovery of the $1 million, plus treble damages under the RICO statute, punitive damages, and other speculative damages including profits that may have been realized had the contract been fully performed.

5

Plaintiff served defendants with a notice of deposition on December 4, 1987, pursuant to which depositions were to be conducted according to the following schedule: Richard Russo, January 27, 1988; James Russo, January 29; Rita Russo, February 3; and Marine, February 5. None of the defendants, however, appeared on the scheduled dates, or on subsequent dates agreed to by counsel. Thereafter, the district court ordered each of the defendants to appear for deposition on a specified date. The order included the warning that a default judgment in the full amount sought by plaintiff could be entered against any defendant who did not appear. All of the defendants failed to appear on the ordered dates.

[*~132]6

Subsequently, plaintiff filed a motion, pursuant to Fed.R.Civ.P. 37(b)(2)(C), seeking the entry of a default judgment in accordance with the warning contained in the district court's order. The court declined to enter a default judgment, but instead imposed a sanction of $2,000. The court again ordered each defendant to appear on a specified date and emphatically warned the defendants that if they failed to appear "a default judgment will be entered against them."

7

Nevertheless, Richard Russo, the first of the defendants scheduled to appear, defied the order and did not appear. Accordingly, on April 18, 1988, a default judgment in an amount equal to the plaintiff's $1 million out-of-pocket loss was entered against him. Despite the entry of this judgment and the court's repeated warnings, the remaining defendants also failed to appear as ordered. Consequently, on April 25th, a $1 million default judgment was entered in the district court against them.

8

Thereafter, defendants filed a motion seeking to set aside the default judgments pursuant to Fed.R.Civ.P. 60(b). Defendants asserted that the judgments should be set aside because they were the result of a fraud upon the court committed by plaintiff and because an investigator hired by the defendants had discovered new evidence revealing this fraud. Judge Goettel denied the motion on September 2, 1988.

DISCUSSION

9

In Update Art, Inc. v. Modiin Publishing, Ltd., 843 F.2d 67, 73 (2d Cir.1988), we "emphasize[d] the importance we place on a party's compliance with discovery orders," and we warned that "[a] party who flouts such orders does so at his peril." Although we then viewed our decision as "strong medicine," id., today we find it necessary to renew the prescription.

10

Defendants contend that entry of a default judgment is too severe a sanction for failing to appear for deposition. Specifically, they argue that the district court abused its discretion by not imposing "softer sanctions." This argument, however, ignores both the clear language of Rule 37 of the Federal Rules of Civil Procedure and the cases dealing with its application.

11

Fed.R.Civ.P. 37(b)(2)(C) provides that when a party fails to comply with a discovery order, a court may "render[ ] a judgment by default against the disobedient party." Rule 37 also provides a range of sanctions less harsh than the entry of a default judgment. The mere availability of softer sanctions, however, does not bar a court from imposing the default sanction. As the Supreme Court recognized,

[*~133]12

here, as in other areas of the law, the most severe in the spectrum of sanctions provided by statute or rule must be available to the district court in appropriate cases, not merely to penalize those whose conduct may be deemed to warrant such a sanction, but to deter those who might be tempted to such conduct in the absence of such a deterrent.

13

National Hockey League v. Metropolitan Hockey Club, Inc., 427 U.S. 639, 643, 96 S.Ct. 2778, 2781, 49 L.Ed.2d 747 (1976). Were we to adopt a position that overly inhibits the imposition of the harsher sanctions authorized by Rule 37, we would turn the rule into a "paper tiger." Update Art, 843 F.2d at 71. Thus, we would "encourage dilatory tactics, and compliance with discovery orders would come only when the backs of counsel and the litigants were against the wall." Cine Forty-Second Street Theatre Corp. v. Allied Artists Pictures Corp., 602 F.2d 1062, 1068 (2d Cir.1979). Therefore, when reviewing a district court's imposition of a sanction, the question is not whether this court, as an original matter, would have applied the same sanction, but whether the district court abused its discretion. See Update Art, 843 F.2d at 71; Paine, Webber, Jackson & Curtis, Inc. v. Inmobiliaria Melia de Puerto Rico, Inc., 543 F.2d 3, 6 (2d Cir.1976).

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In this case, the defendants were aware of, and consciously absented themselves from, the scheduled depositions. When the district court then ordered the defendants to appear, they did not appear. When Judge Goettel imposed a soft sanction and again ordered the defendants to appear, the defendants again elected to defy the order. Not surprisingly, the district court entered judgments of default against the defendants, as it warned that it would. Defendants now complain that the district court abused its discretion because softer sanctions than a default judgment were available. This argument fails to take into account that when soft sanctions were imposed, the defendants continued to defy the court. In effect, the defendants' argument is that somewhere between the imposition of a $2,000 fine and the entry of a $1 million default there exists a sanction that would have convinced them to appear for deposition. Apparently, defendants perceive that the function of a reviewing court is to search, like Goldilocks, for a sanction that is not too hard, not too soft, but one that is just right. We, however, prefer to play the other role in that story, and provide the teeth to enforce discovery orders by leaving it to the district court to determine which sanction from among the available range is appropriate. After reviewing the record, we have no doubt that the entry of default judgments against each of the defendants was an entirely proper exercise of the court's discretion. See United States Freight Co. v. Penn Central Transp. Co., 716 F.2d 954 (2d Cir.1983); Inmobiliaria, 543 F.2d at 3.

15

We now turn to the defendants' contention that the district court abused its discretion by not reopening the default judgments under Fed.R.Civ.P. 60(b). Defendants assert that newly-discovered evidence reveals that the judgments entered in the district court were obtained as a result of fraud upon the court. Specifically, defendants argue that plaintiff obtained $1 million to pay the defendants by defrauding various people not involved in the instant case, and consequently it was fraud upon the court for plaintiff to use the court "to obtain monies from defendants that did not belong to her in the first place." We disagree.

16

Appellate review of a decision to grant or deny relief under Rule 60(b) is restricted to determining whether the trial court abused its discretion. Kotlicky v. United States Fidelity & Guar. Co., 817 F.2d 6, 8 (2d Cir.1987); Daily Mirror, Inc. v. New York News, Inc., 533 F.2d 53, 56 (2d Cir.), cert. denied, 429 U.S. 862, 97 S.Ct. 166, 50 L.Ed.2d 140 (1976). As we have recently stated, " 'fraud upon the court' as distinguished from fraud on an adverse party is limited to fraud which seriously affects the integrity of the normal process of adjudication." Gleason v. Jandrucko, 860 F.2d 556, 558 (2d Cir.1988). In this case, each side has accused the other of committing fraud. These accusations, however, relate to the underlying cause of action and in no way rise to the level of a fraud upon the court. Accordingly, the district court did not abuse its discretion by denying defendants' motion to set aside the judgment.

CONCLUSION

17

For all of the foregoing reasons, the default judgments and the order denying defendants' motion to set aside the judgment are affirmed.

*

The Honorable Leonard B. Sand, United States District Court for the Southern District of New York, sitting by designation