Bankr. L. Rep. P 74,246, Bankr. L. Rep. P 74,295 in the Matter of New York Stock Exch. Arbitration Between Marco Barbier Silvana Barbier & Stefania Barbier, & Shearson Lehman Hutton Inc., Successor-In-Interest to Shearson Lehman Bros., Inc. & Roger E. Bendelac, Roger E. Bendelac, 943 F.2d 249 (2d Cir. 1991). · Go Syfert
Bankr. L. Rep. P 74,246, Bankr. L. Rep. P 74,295 in the Matter of New York Stock Exch. Arbitration Between Marco Barbier Silvana Barbier & Stefania Barbier, & Shearson Lehman Hutton Inc., Successor-In-Interest to Shearson Lehman Bros., Inc. & Roger E. Bendelac, Roger E. Bendelac, 943 F.2d 249 (2d Cir. 1991). Cases Citing This Book View Copy Cite
28 citation events (14 in the last 25 years) across 14 distinct courts.
Strongest positive: Musacchio v. The Hertz Corporation (nyed, 2025-04-04)
Treatment trajectory · 1991 → 2026 · click a year to view as-of
1991 2008 2026
Top citers, strongest first. 13 distinct citers. How cited ↗
discussed Cited as authority (rule) Musacchio v. The Hertz Corporation
E.D.N.Y · 2025 · confidence medium
To the extent Plaintiff seeks retroactive relief or annulment of the automatic stay, that application must be made before the bankruptcy court because any “[r]elief from the effect of the automatic stay provisions may be granted only by the bankruptcy court.” Matter of Arbitration Between Barbier & Shearson Lehman Hutton Inc., 943 F.2d 249, 250 (2d Cir. 1991) (citing 11 U.S.C. § 362 (d) and (f)); Ostano Commerzanstalt v. Telewide Sys., Inc., 790 F.2d 206, 207 (2d Cir. 1986) (“Relief from the effect of the automatic stay provisions of section 362(a)(1) must be sought from the bankruptcy …
examined Cited as authority (rule) In Re Mid-City Parking, Inc. (3×)
Bankr. N.D. Ill. · 2005 · confidence medium
Croix Condominium Owners, 682 F.2d at 449 ; In re Arbitration Between Barbier & Shearson Lehman Hutton, 943 F.2d at 250; Borman *809 v. Raymark Indus., 946 F.2d 1031 , 1032, 1036-37 (3d Cir.1991); Cathey, 711 F.2d at 61-62 ; Farley, 2 F.3d at 274-75 ; Tampa Chain Co., 835 F.2d at 55 ; In re Hoffinger Indus., 273 B.R. 777, 779-80 (Bankr.
discussed Cited as authority (rule) In Re: Ralph T. Byrd, Debtor, Platinum Financial Services Corporation, Roger Schlossberg, Chapter 7 Trustee, Trustee-Appellant v. Ralph T. Byrd
4th Cir. · 2004 · confidence medium
See, e.g., Simon v. Navon, 116 F.3d 1, 4 (1st Cir.1997); Parker v. Bain, 68 F.3d 1131 , 1135-36 & nn. 6, 8 (9th Cir.1995); Farley v. Henson, 2 F.3d 273, 275 (8th Cir.1993); Sheldon v. Munford, Inc., 902 F.2d 7, 8-9 (7th Cir.1990); Borman v. Raymark Indus., Inc., 946 F.2d 1031 , 1035 (3d Cir.1991); Matter of Barbier and Shearson Lehman Hutton Inc., 943 F.2d 249, 250 (2d Cir.1991); Marcus, Stowell & Beye Gov’t Sec., Inc. v. Jefferson Inv.
cited Cited as authority (rule) Knutson Mortgage Corp. v. Salata
Conn. App. Ct. · 1999 · confidence medium
In In the Matter of Barbier & Shearson Lehman Hutton, 943 F.2d 249, 250 (2d Cir. 1991), the Second Circuit held that an appeal is indisputably a continuation of a judicial action or proceeding.
discussed Cited as authority (rule) Musso v. New York State Higher Education Services Corp. (In Re Royal Business School, Inc.)
Bankr. E.D.N.Y. · 1993 · confidence medium
Matter of Arbitration Between Barbier and Shearson Lehman Hutton Inc., 943 F.2d 249, 250 (2d Cir.1991); Commerzanstalt v. Telewide Systems, Inc., 790 F.2d 206, 207 (2d Cir.1986); In re Ionosphere Clubs, Inc., 133 B.R. 5, 7 (Bankr.S.D.N.Y.1991); In re Carter, 131 B.R. 4, 5-6 (Bankr.D.Conn.1991).
cited Cited "see" Wynn v. AC Rochester General Motors Corp.
2d Cir. · 2008 · signal: see · confidence high
See In re Arbitration Between Barbier and Shearson Lehman Hutton Inc., 943 F.2d 249 , 250 (2d Cir.1991) (per curiam).
cited Cited "see" Way Architects, P.C. v. Rockrimmon Elderly Housing Ltd. Partnership
Colo. Ct. App. · 2005 · signal: see · confidence high
See In re Barbier, 943 F.2d 249 (2d Cir.1991); Borman v. Raymark Indus., Inc., 946 F.2d 1031 (3d Cir.1991); Marcus, Stowell & Beye Gov’t Sec., Inc. v. Jefferson Inv.
cited Cited "see" Oakwood Acceptance Corp. v. Tsinigini
navajo · 2003 · signal: see · confidence high
See Barbier v. Shearson Legman Hutton, Inc., 943 F.2d 249 , 250 (2nd Cir. 1991), Borman v. Raymark Indus., 946 F.2d 1031 , 1036 (3rd Cir. 1991), Marcus, Stowell & Beye Gov’t Sec.
discussed Cited "see" Parker v. Bain
9th Cir. · 1995 · signal: see · confidence high
See Barbier v. Shearson Lehman Hutton, Inc., 943 F.2d 249 , 250 (2d Cir.1991); Borman v. Raymark Indus., 946 F.2d 1031 , 1036 (3d Cir.1991); Marcus, Stowell & Beye Gov’t Sec., Inc. v. Jefferson Invest.
discussed Cited "see" Mindlin v. Drexel Burnham Lambert Group, Inc. (In Re Drexel Burnham Lambert Group, Inc.)
S.D.N.Y. · 1993 · signal: see · confidence high
See Barbier v. Shearson Lehman Hutton, 943 F.2d 249 , 250 (2d Cir.1991) (Section 362 automatically stays appeal of a district court order confirming an arbitration award, regardless of the fact that the debtor was the appellant); Ostano Commerzanstalt v. Telewide Systems, Inc., 790 F.2d 206, 207 (2d Cir.1986) (“whether an action is ‘against the debtor’ is determined by examining the debt- or’s status at the time the proceedings were initiated, and not by looking to which party has appealed”).
cited Cited "see" Barbier v. Shearson Lehman Hutton Inc.
2d Cir. · 1991 · signal: see · confidence high
See Matter of Barbier v. Shearson Lehman Hutton Inc., 943 F.2d 249 (2d Cir.1991).
cited Cited "see" Barbier v. Shearson Lehman Hutton Inc.
2d Cir. · 1991 · signal: see · confidence high
See Matter of Barbier v. Shearson Lehman Hutton Inc., 943 F.2d 249 (2d Cir.1991).
discussed Cited "see, e.g." Chao v. Duncan (Duncan)
E.D.N.Y · 2004 · signal: see also · confidence low
See also Barbier v. Shearson Lehman Hutton, Inc., 943 F.2d 249 , 250 (2d Cir.1991) (stating that relief from stay is required to pursue an appeal, regardless of which party is seeking it); Teachers Ins. & Annuity Ass’n v. Butler, 803 F.2d 61, 65 (2d Cir.1986) (finding that the automatic stay attaches to a debtor’s appellate proceedings); Ostano Commerzanstalt v. Tele-wide Sys., Inc., 790 F.2d 206, 207 (2d Cir. 1986) (automatic stay operates against appeals); In re Capgro Leasing Assoc., 169 B.R. 305, 310 (Bankr.E.D.N.Y. 1994) (finding a debtor violated the automatic stay by appealing a sta…
Retrieving the full opinion text from the archive…
Bankr. L. Rep. P 74,246, Bankr. L. Rep. P 74,295 in the Matter of New York Stock Exchange Arbitration Between Marco Barbier Silvana Barbier and Stefania Barbier, and Shearson Lehman Hutton Inc., Successor-In-Interest to Shearson Lehman Brothers, Inc. And Roger E. Bendelac, Roger E. Bendelac
1420.
Court of Appeals for the Second Circuit.
Sep 3, 1991.
943 F.2d 249

943 F.2d 249

Bankr. L. Rep. P 74,246, Bankr. L. Rep. P 74,295
In the Matter of New York Stock Exchange ARBITRATION BETWEEN
Marco BARBIER; Silvana Barbier and Stefania
Barbier, Petitioners-Appellees,
and
SHEARSON LEHMAN HUTTON INC., Successor-in-interest to
Shearson Lehman Brothers, Inc.; and Roger E.
Bendelac, Respondents,
Roger E. Bendelac, Respondent-Appellant.

No. 1420, Docket 91-7070.

United States Court of Appeals,
Second Circuit.

Argued May 10, 1991.
Decided Sept. 3, 1991.

Roger E. Bendelac, New York City, pro se.

Daniel J. Kornstein, New York City (Wayne O. Alpern, Kornstein Viesz & Wexler, of counsel), for petitioners-appellees.

William J. Fitzpatrick, New York City (Gerald J. Quinn, of counsel), submitted a brief, for amicus curiae the Securities Industry Ass'n, Inc.

Stuart C. Goldberg, Danbury, Conn. (Seth E. Lipner, of counsel), submitted a brief, for amicus curiae the Public Investors Arbitration Bar Ass'n.

Before PRATT, MINER and ALTIMARI, Circuit Judges.

PER CURIAM:

[*~249]1

This is an appeal from a judgment entered in the United States District Court for the Southern District of New York (Ward, J.) 752 F.Supp. 151, confirming an award of compensatory and punitive damages on claims of unauthorized trading against respondent, Shearson Lehman Hutton, Inc., as successor in interest to Shearson Lehman Brothers, Inc., and respondent-appellant, Roger E. Bendelac. The arbitration proceedings arose out of a dispute involving accounts maintained by Marco Barbier, Silvana Barbier and Stefania Barbier, petitioners-appellees, with the brokerage house of Shearson Lehman Hutton, Inc. After this court heard oral argument on May 10, 1991, Bendelac filed on May 13, 1991 a bankruptcy petition under Chapter 7 of the Bankruptcy Code, 11 U.S.C. §§ 701-766 (1988), in the United States Bankruptcy Court for the Southern District of New York (No. 91-B-12159). On June 10, 1991, counsel for the Barbiers, in a letter to the Clerk of the Court, advised that Bendelac had filed the bankruptcy petition. The letter included the following: "In view of the automatic bankruptcy stay, and the pro se status of [Bendelac], we [counsel] thought it best to bring this information to the attention of the Court for whatever action is deemed appropriate." Attached to the letter was an affidavit sworn to by Bendelac informing the district court of the filing of the bankruptcy petition and requesting that "all post-judgment proceedings" in the district court be stayed pursuant to the automatic stay provisions of the Bankruptcy Code. See 11 U.S.C. § 362(a)(1) (1988).

2

Under 11 U.S.C. § 362(a)(1), the filing of a petition in bankruptcy operates as a stay of the "continuation ... of a judicial ... proceeding against the debtor that was ... commenced before the commencement of the [bankruptcy proceeding]." See also In re Tampa Chain Co., 835 F.2d 54, 55 (2d Cir.1987) (per curiam). We already have noted that "[a]n appeal is indisputably a continuation of a judicial action or proceeding." Commerzanstalt v. Telewide Sys., Inc., 790 F.2d 206, 207 (2d Cir.1986) (per curiam). Therefore, the filing of the bankruptcy petition on May 13, 1991 automatically stayed this appeal, since the appeal arises from an action brought to confirm an arbitration award "against the debtor." See id. ("whether an action is 'against the debtor' is determined by examining the debtor's status at the time proceedings were initiated, and not by looking to which party has appealed."); Cathey v. Johns-Manville Sales Corp., 711 F.2d 60, 61-62 (6th Cir.1983) (same). Relief from the effect of the automatic stay provisions may be granted only by the bankruptcy court. See 11 U.S.C. § 362(d) and (f). It is therefore

[*~250]3

ORDERED that pursuant to 11 U.S.C. § 362 all proceedings in this court hereby are stayed. The parties are directed to inform the court if and when the bankruptcy court grants relief from the automatic stay provisions or when the automatic stay lapses. We will release our decision at that time if the dispute has not been resolved or rendered moot by the bankruptcy proceedings.